The hand that signed the paper

 


Great is the hand that holds dominion over
Man by a scribbled name.
Dylan Thomas, The Hand That Signed the Paper,

Foreign Office, November 2nd, 1917

Dear Lord Rothschild,

I have much pleasure in conveying to you on behalf of His Majesty’s Government, the following declaration of sympathy with Jewish Zionist aspirations which has been submitted to, and approved by, the Cabinet

His Majesty’s Government view with favour the establishment in Palestine of a national home for the Jewish people, and will use their best endeavors to facilitate the achievement of this object, it being clearly understood that nothing shall be done which may prejudice the civil and religious rights of existing non-Jewish communities in Palestine or the rights and political status enjoyed by Jews in any other country.

I should be grateful if you would bring this declaration to the knowledge of the Zionist Federation.

Yours,

Arthur James Balfour

One wonders if, in the long, dark night of his eternal soul, Arthur James Balfour regrets the short letter he penned to Lord Walter Rothschild, of the international Rothschild financial dynasty, MP and Britain’s first Jewish peer. He remains a hero to Zionists and a villain to Arabs and their respective supporters. The brief document that bears his name is seen the beginning of what today is widely considered the world’s most intractable conflict. On that, if on little else, Israelis and Palestinians agree.

The Sykes Picot Agreement of  May 1916 and the Balfour Declaration of November 1917, the first, divvying up the Ottoman Empire between Britain and France, the second, ostensibly laying the foundation stone for a Jewish state between the Mediterranean and the Jordan River, were effectively redundant by war’s end, as other agendas interposed. Yet, their misbegotten shots ricocheted through the twentieth century and on into the twenty first.

After 100 years, the two sides in the most closely studied conflict on earth are still battling over the past. Truth and reconciliation, let alone closure, are remote fantasies. Unlike slavery, apartheid, the Irish famine, and western colonialism – all, at least formally, consigned to the dust heap of history – the Arab-Jewish conflict between the Mediterranean and the River Jordan shows no signs of abating. Indeed, it remains as bitter as ever, stuck in a cul de sac of continued occupation and political deadlock.

Here, in this beautiful, ancient, tortured land, the past is not another country. History is alive, exhilarating, toxic, intensely political, and bitterly divisive – and it will be revisited with passion and anger on this resonant anniversary.

In That Howling Infinite presents here three quite different commemorative analyses of the Balfour Declaration and its legacy.

The Guardian presents an historical overview in its “Long Read” essay, Britain’s Calamatous Promise. 

Ha’aretz discusses how Balfour’s legacy is toxic for both for Israelis and Palestinians,  how it nourishes the idea that somehow the conflict between the sides was caused by external powers and can be solved by them. Palestinians  maintain the myth that the Jews are somehow a foreign transplant that must be excised whilst Israelis persist in endeavouring to convince the world of the justice of our cause, as an alternative to actually making it in to a just one. “Lord Balfour did not give Palestine to anyone. Even if he had never written Lord Rothschild a letter, there would still be two nations with claims to this land. Their only hope of ever finding a way to share it is by letting go of these bankrupt historical myths”.

In The Original No – Why Arabs Rejected Zionism and Why it Matters, Natasha Gill examines the conflict from an original dispute resolution perspective. She argues that a viable peace process does not require either party to embrace or even recognize the legitimacy of the other’s narrative. It requires that both have an informed understanding of that narrative, and accept that it cannot be wished away, but must be recognized and acknowledged in the negotiation process.

Gill concludes: “Schoolyard choruses – “they started it” and “they are worse than us” – cannot serve as an interpretive framework for a 130-year-old conflict, or form the basis of national policy”.  She is referring here to Israel, but it applies equally to the Palestinians..

A common thread of the three articles referred to above that of reversing out of the dead-end of competing  and apparently irreconcilable perspectives and narratives  – my story versus yours, my feelings versus yours, my hurt versus yours – and finding common ground to move forward. This is indeed an important aspect of conflict resolution per se.  It is also about allaying assumptions and prejudices with regard to your competitor, opponent, or enemy, your mutual fears and suspicions.

Many would argue that the ‘peace process’ has been clinically dead for three years, and moribund for nearly three decades more. With Netanyahu’s ultra-nationalist coalition government contemplating the annexation of Area C, and ageing Mahmoud Abbas’ demise imminent, physically or polically, whichever happens first, time is running out for a just and equitable settlement that all sides can live with, no matter how begrudgingly.

The hand that signed the treaty bred a fever

A hand rules pity as a hand rules heaven;
Hands have no tears to flow
Dylan Thomas, The Hand That Signed the Paper

The following are some brief thoughts on the destructive aftermath of the Balfour Declaration.

The irony of the present Middle East is that so many many of its problems – its intractable conflicts, its porous and indefensible borders, its mosaics of coexisting, and at times competing and conflicting faiths and ethnicities, its artificially created states with shallow political and institutional roots, its unreconciled and conflicting allegiances to family clan, tribe, sect and country, its atavistic attachment to the ‘ra-is’, the big man – can be traced back to two documents initiated in the midst of a European war, the Sykes Picot Agreement and the Balfour Declaration .

Two documents that were driven and  shaped by the exigencies of that war and the planning for the peace that would follow it – and influenced by the diplomatic, strategic and imperial interests of European powers engaged in a long and bloody conflict, with hardly a thought for the millions of souls whose fate they were deciding, people who were in the most part, totally unaware and ignorant of the waves that were about to break over them. Hence the quotation from Dylan Thomas at the head of this post.

There is a school of thought that holds that the Balfour Declaration, like the Sykes Picot Agreement before it, was the cynical, opportunistic, duplicitous and predictably disastrous outcome of imperial skulduggery that set the Arab Middle East on a fateful course.  And yet, others hold that the die were already cast, and that HMG’s formal favour for a Jewish national home was aspirational rather than practicable, let alone realistic, designed to please the influential and wealthy Jewish diaspora – and particularly that in the USA, a late-entrant to the European war. Both, of course, has unintended consequences that led to a century of turbulence (see The Economist‘s article of the centenary of Sykes Picot).

Zionism was already on its determined way. It had grown out of the circumstances that prevailed in Europe at the time when Theodore Herzl was working on his project. Pogroms in the east, the Dreyfus case in France, and the conviction that antisemitism was indelible in the European psyche: Jews would never be fully accepted anywhere, no matter how well they assimilated. Hence the need for a Jewish national home. But he and his early Zionists were not initially exclusively focused on Palestine – there were vague visions of Jewish settlements in Kenya and Latin America. But the old, atavistic – secular Zionists would not have used the term “messianic” – yearning for Jerusalem got the better of them. It was the historical itch that couldn’t be scratched. And the Ottoman government was, as the time, quite amenable to the idea of enterprising, tax-paying settlers.

But, the notion of an actual Jewish state was quite clearly in the minds of the politically-aware and motivated Eastern Europeans, however, and this, augmented by a socialistic fervour common to  fin de siècle dissidents and refugees meant hat that there was little doubt about their intentions from the beginning. Regardless of the Balfour Declaration, the endgame was Eretz Israel – although those early pioneers hadn’t conceived a name for their ‘national home’, and indeed did not  do so until the very last minutes of the Mandate when David Ben Gurion made an executive decision.

Balfour did not actually commit to doing anything substantive. “Best endeavours to facilitate the achievement of this object” was as far as he went. It was the qualifier that followed that has forever branded “perfidious Albion”: “nothing shall be done which may prejudice the civil and religious rights of existing non-Jewish communities”.

The Palestinians Arabs were wise to the Zionist settlers’ long game, raising their concerns with the Ottomans and, post-Balfour, the British Mandate authorities, and rising in revolt when those concerns were ignored – only to be subdued by British arms. During the tumultuous and violent Mandate years, they were out-played, outwitted, out-gunned, never really having a chance against the well organized and determined Yishuv with its shadow government, institutions, and, most critically, military forces. And they were badly let down by the quality of their own leadership, by the political infighting, disunity, and opportunism, and a patriarchal political system that stymied the development of a coherent national consciousness and institutional framework to match that of the Jews.

The British too were outplayed and our-maneuvered, both before the Second World War and during the years leading up to 1948. As with India through the thirties and forties, lacking a cogent policy and a clear vision, Britain hamfistedly endeavoured to please everyone and ultimately satisfied no one. “Best intentions”, and “muddling through” concluded with “cut and run”, resulting in duplicity, desperation, death and destruction. The vagueness of Balfour’s promise came back to haunt them with a vengeance.

As events in Germany gave added urgency to the Zionist project, Ben Gurion and his colleagues adopted a wise if opportunist strategy of siding with the British in the war against Hitler. Arabs, like the Mufti of Jerusalem, Haj Amin al Husseini, in Palestine, and the Iraqi military junta led by Rashid Ali al Gaylani and Egyptian military conspirators, threw their lot in with the Third Reich, and indeed conspired against Britain. The Iraqi coup triggered Al Farhūd, a bloody pogrom in Baghdad in June 1941 in than 180 Jews were killed and 1,000 injured and 900 Jewish homes were destroyed. A bad move, paralleling, as it did, the Shoah. World opinion, or more precisely, the opinion of those who in those days controllled the new-born United Nations – the USA and the Soviet Union – weighed in behind the Zionists.

The Palestinian people, as most commentators have agreed, were essentially abandoned. By the British, by their Arab neighbours, by their own leaders. When all attempts by Britain to resolve the matter of Palestine by partition failed, and the Atlee government decided to abandon its mandate (in much the same hurried and chaotic manner as it had departed India the year before (see my post, Freedom at Midnight), the Arab inhabitants of the towns and villages of the area destined to become a Jewish state were disunited, unarmed and unorganized, and easy prey for the well-trained and determined Jewish military forces tasked by the Jews’ political leadership with the mission of seizing, clearing, and claiming The Land.

By the time neighbouring Arab armies entered Palestine, in numbers too small to make any difference to the military situation, Arab suburbs of the coastal cities has beeen emptied, hundreds of villages erased from the map, and over half a million people had fled to Egyptian Gaza, Lebanon, Syria, Jordan, and what is today the West Bank. The Palestinian state envisaged by British and the UN was strangled in its crib by King Abdullah of Jordan who seized for himself those areas not claimed by the new state of Israel, including Jerusalem, his hearts desire, whilst the ancient city of Gaza and its satellites was taken by Egypt.

Although the statement that the Palestinians “never missed an opportunity to miss an opportunity” is a cliche based on out-of-date and erroneous assumptions and prejudices, the cards were always stacked against them, and they were badly served by their leaders – most notably Husseini, who refused to let go of his pride and prejudice, King Abdullah of Jordan who played a game of double cross, his eyes fixed on al Quds, and who annexed what was to become Palestine instead of establishing its independence, and the Arab League which refused Israel’s offer after the Six Day War to return the West Bank in return for recognition (that Israel cannily knew this was an offer they couldn’t not refuse is another matter).

Almost seventy years have passed, and the Palestinians are abandoned still, by the world, by their Arab neighbours, and by their own leaders. Meanwhile, Zionism has moved on and has morphed into something much more sinister. Who knows how it will all play out.

Paul Hemphill, October 2017

Postscript – casting new light on an old narrative

In April 2025, In That Howling Infinite wrote a review of British historian Sean McMeekin’s excellent The fall of the Ottoman Empire and the birth of Türkiye 

“The Sykes Picot Agreement of 1916 – the bête noir of most progressive narratives of the modern Middle East, and to many ill-informed partisans, the causus bello of the intractable Arab Israeli conflict – was not the brainchild of perfidious Albion and duplicitous France, but rather a plan for the dismemberment of the Ottoman Empire concocted by the foreign minister of Imperial Russia. France’s Monsieur François-George Picot and Britain’s Sir Mark Sykes played second and third violin to the “third man” Sergei Sazonov. Both Russia and France had for decades sought to establish their political, strategic and economic interests at the expense of the so-called “sick man of Europe”, an ostensibly terminal invalid who throughout the nineteenth century, had experienced many deathbed recoveries. Czar Nicholas II, in common with his Russian Orthodox predecessors, dreamt of bringing Istanbul, formerly Constantinople, the heart of the orthodox patriarchate, or Tsargrad into the empire. It was no coincidence that the infamous Sykes Picot pact was outed by Russia’s Bolshevik regime after the collapse of the Czarist regime to discombobulate the revolution’s foremost European enemies”.

For more on the Middle East, see A Middle East Miscellany, and particularly, The first Intifada … Palestine 1936 

The Hand That Signed the Paper – Dylan Thomas

Never has as a poem been so precise in description of cause and consequence of great powers’ agreements, treaties, and declarations than that published by Dylan Thomas in 1936, a year replete with its own calamities:

The hand that signed the paper felled a city;
Five sovereign fingers taxed the breath,
Doubled the globe of dead and halved a country;
These five kings did a king to death.

The mighty hand leads to a sloping shoulder,
The finger joints are cramped with chalk;
A goose’s quill has put an end to murder
That put an end to talk.

The hand that signed the treaty bred a fever,
And famine grew, and locusts came;
Great is the hand that holds dominion over
Man by a scribbled name.

The five kings count the dead but do not soften
The crusted wound nor pat the brow;
A hand rules pity as a hand rules heaven;
Hands have no tears to flow.

 

 

 

Deconstructing Dunkirk

During the closing scenes of The Man Who Shot Liberty Valance, the journalist says: “This is the West, sir. When the legend becomes fact, print the legend”.

Acclaimed British historian Max Hastings examines the reality of the events behind Christopher Nolan’s blockbuster whilst pricking the illusions and delusions of the Brexit balloon. “The irony…is that Churchill himself never saw anything in the least glorious about standing alone”. “Wars” said Winston, “are not won by evacuations”.

“After Brexit takes place I fear that this time around we shall be unable to rely upon the Russians to stage a grand diversion in the East to spare us from the hideous economic, social, cultural, and political consequences of attempting to fight on alone, without the impeccable justification that Hitler has forced such a course upon us”.

Whilst these are Hasting’s principal themes, he also demolishes a couple of common misconceptions. Firstly, the Dunkirk “miracle”, impressive as it was, was not the only major evacuation that harrowing summer. A few weeks later, “some 144,000 British troops, together with 24,352 Poles and 42,000 other Allied soldiers, were brought to England. Only historians are much aware of this “second Dunkirk”. Secondly, soldiers on the beach and commentaries thereafter talk of how the “bloody RAF!” was nowhere to be seen in the skies above Dunkirk. Recent archival research how shown that the RAF was indeed active in the hinterland, suffering heavy losses as it fought to prevent reinforcements and materiel reaching the Wehrmacht and and as it attacked the Luftwaffe before it hit the beaches.

During early 2018, I posted the following on the In That Howling Infinite Facebook page in response to an article in The Independent:

Once more into the breach…on Belgian beaches and parliamentary benches

This article, like many of its recent ilk, is bound to a create a furore among the “make Britain great again” brigade (I loved the Katie Hopkins connection…)
I recently watched Dunkirk and Darkest Hour to back, and they made curiously compelling companions. The best thing about Darkest Hour was Gary Oldman’s  portrayal of Winston, and his delivery of the famous speeches (and I could happily watch loyal stenographer Lily James typing out menus all day long – she gave us a luminous Natasha in the Beeb’s recent and eminently bodacious War and Peace).
Dunkirk was harrowing for its portrayal of the chaos aboard the sinking hospital ship and the other doomed rescue ships, and for the chaos and confusion in the cockpits of the spitfires (is there anything Mad Max Tom Hardy isn’t in these days?)
But both films were quite corny and cartoonish in their representation of the “bulldog spirit” of the brave, plucky , and yes, white Englanders (Kenneth Branagh at his Shakespearean best, and Mark Rylance channeling Foyle’s War – there was, however, a token black chap with a small speaking role during Winston’s apocryphal trip on the London Underground – “Yes, Mister Churchill, we shall never surrender!”; and there was a single Frenchie on the beach, although he was nefariously disguised as a Brit and was outed immediately prior to his  demise – played by Aneurin Barnard, another refugee from War and Peace, but being shell-shocked,incognito, or both, didn’t say a word). And apart from the speeches in Darkest Hour, the script in both films was hamfistedly cliched and clunky, and not much different from a Monty Python movie – or those patriotic Ealing Studios English war films.
Which might, of course, have been the intention.These two films and other nostalgia fests like the Crown and Victoria and Albert are quite in keeping with those Ealing films of old with their high production values, great actors like John Mills and Alec Guinness, stirring music in the Vaughn Williams vein, and hammy but patriotic scripts that were in their day Great Britishly politically correct.

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Splendid Isolation
Max Hastings, New York Review of Books, October 12 2017

Christopher Nolan’s epic movie about the rescue of the British army from the beaches of northeastern France in May 1940 has become a worldwide box office success. This is splendid news for its makers, and can do no harm to American, Taiwanese, or for that matter Rajput audiences. In the eyes of some of us, however, its impact upon the British people is calamitous at this moment in our fortunes.

Dunkirk contains no foreigners except a few understandably grumpy French soldiers. It is a British tale that feeds the myth that has brought Churchill’s nation to the cliff edge of departure from the European Union: there is splendor in being alone. This was most vividly expressed at the time by King George VI, who wrote to his mother: “Personally I feel happier now that we have no allies to be polite to & pamper.” One of the British officers who escaped with his battalion via the beaches greeted news that the French had surrendered on June 17 by exulting mindlessly to his comrades in the mess: “Thank heavens they have, now at last we can get on with the war.”

Michael Korda, for decades a celebrated New York publisher, was born in Britain in 1933; his father was Vincent Korda, one of three Hungarian-born brothers who were cinema wizards of their day. Now he offers two books for the price of one, interweaving a historical narrative of the events of 1939–1940, climaxing with Dunkirk, and a succession of vivid fragments of autobiography. He describes the flow of Jewish refugees through the North London homes of his childhood: “They had the haunted look of people who have just witnessed a bad accident, people with aggressive charm and formal manners who had grown up with the Kordas in Túrkeve, or had been to university in Budapest with Alex, or loaned him money, or worked with my father on film sets in Vienna, Paris or Berlin.”

Vacationing in France in the summer of 1939, as the world tumbled toward catastrophe, he recalls his actress mother constantly reprising the comic hit song of the day “Tout va très bien, Madame La Marquise,” which tells of an aristocratic woman on holiday who calls home to check that all is well and hears from her servants of one catastrophe after another, each described as “a little incident, a nothing,” culminating in the suicide of her husband and the incineration of her château. Korda writes: “Even as a boy of six, I observed that everybody in France talked about la ligne Maginot reverentially as if it were a holy object.”

He is very funny about his family’s experiences embarking on the film That Hamilton Woman, which eventually became one of Churchill’s favorites: his father, as set designer, failed to grasp that this was a tale of Admiral Nelson. Supposing it to be about General Wellington, he began to create a backdrop for the Duchess of Richmond’s ball in Brussels before Waterloo.

Once the European struggle began in earnest with the launch of Hitler’s blitzkrieg, Korda writes, “my mother, when she thought about the war at all, had the cheerful conviction that everything would work out well in the end because it always had for Britain, except for the war against the American colonies, and that was too long ago to matter.” He discerns among Britain’s modern Brexiters the mood that he himself witnessed after Dunkirk.

This comparison seems valid. Boris Johnson, Liam Fox, Michael Gove, David Davis, Iain Duncan Smith, Jacob Rees-Mogg, and their misbegotten Tory kin daily assure the British people that once we have cast off the shackles that bind us to Europe, caravels laden with the spoils of free trade will bring gold, frankincense, and myrrh to our island; as an added bonus, the sun will shine every day. Watching Dunkirk, I half-expected Foreign Secretary Johnson to appear in lieu of Winston Churchill, promising to hurl back the Hunnish hordes led by Angela Merkel, and to show no mercy to such knock-kneed Pétainistes as France’s Emmanuel Macron.

The irony, of course, is that Churchill himself never saw anything in the least glorious about standing alone. In May and June 1940 he moved heaven and earth—even fantastically offering Paul Reynaud’s government political union with Britain—to persuade France to stay in the war rather than sign an armistice. When the Nazis invaded Russia in June 1941, Churchill embraced the tyranny of Stalin, morally hard to distinguish from that of Hitler, and greeted the Russians as comrades in arms. The foremost objective of his premiership was to woo the United States into belligerence.

No man understood better than Churchill that while Britain might somehow avert defeat, without fighting alongside friends it could not conceivably aspire to victory. Only necessity and a supremely courageous willingness to defy reason, which many British politicians and generals felt unable to share, caused him in June 1940 to proclaim his country’s determination to fight to the last.

Our most eminent living historian, Sir Michael Howard, who lived through that era relatively early in his ninety-four years, observed to me recently: “The great lesson of my lifetime is that all difficult problems and challenges are best addressed with partners and allies.” This is the wisdom that the modern Brexiters seek to trample. They find the “Dunkirk spirit” refreshingly bracing, which Churchill certainly did not. “I cannot say that I have enjoyed being Prime Minister v[er]y much so far,” he wrote wryly on June 4, 1940, to one of his predecessors, Stanley Baldwin.

 

And so to the Nolan film. It possesses many of the virtues and vices of Steven Spielberg’s epics, wrapped in a Union flag instead of the Stars and Stripes. It looks terrific, though it is noisier than any battle I have ever attended. It contains some adequate acting, reminiscent of the silent movie era, because the stars deliver few coherent lines, being merely required to look staunch, stressed, and indomitable at appropriate moments.

The film opens with unseen Germans firing on a group of British soldiers in the deserted streets of Dunkirk, killing all but one, Tommy (Fionn Whitehead), whose experiences during the ensuing week, on the beaches and offshore, form a principal theme of what follows. At intervals between being bombed and strafed by the Luftwaffe, Tommy and various companions board ships in hopes of escape, only to find each in turn stricken. Nolan offers some extraordinary sinking scenes: Tommy’s escapes make Leonardo DiCaprio’s misfortunes aboard the Titanic seem tame stuff.

Meanwhile the Royal Navy has commandeered a host of small boats from the harbors of the South Coast and dispatched them to aid the evacuation. One boat owner, named Dawson (Mark Rylance), sets forth with his teenage son, Peter (Tom Glynn-Carney), and a young helper named George (Barry Keoghan). Their first encounter with the war comes when they rescue a traumatized soldier (Cillian Murphy) from a floating hulk. He is so appalled on finding that they are heading for Dunkirk, from which he has just escaped, that he tries to seize control of the boat, hurling George onto a ladder below, which his head strikes with fatal effect—a mawkish moment.

Meanwhile in the air, there are spectacular scenes as three Spitfires duel with the Luftwaffe over the Channel. One RAF pilot (Jack Lowden) ditches in the sea, from which he is rescued by Dawson and his son. As they then approach the beaches amid a throng of such craft, a colonel on the Dunkirk mole (an old term for a pier or jetty) asks the Royal Navy’s Commander Bolton (Kenneth Branagh) what the boats mean. Branagh offers a performance as the elegant, unruffled naval officer that Noël Coward—who played Captain Kinross, based on Lord Mountbatten, in that notable wartime weepie In Which We Serve—might identify with. Bolton answers the colonel laconically: “Hope.” In the cinema where I saw the film, at that moment the audience burst into applause.

The small boats, including Dawson’s, load up with soldiers amid worsening perils—oil from a sunken minesweeper blazes on the water—before setting course for home and a heroes’ welcome. Commander Bolton gallantly lingers on the mole to ensure that some French soldiers can also get away. He remarks wryly that it has been not a bad fortnight’s work to rescue 338,000 British, French, and Belgian troops, when at the outset it was thought that no more than 30,000 could be taken off. Back home, the rescued Tommy reads in a newspaper Churchill’s heroic words to the nation, concluding with the vow that Britain will never surrender.

Most of us would agree that no work of art, whether novel, play, or film, has a responsibility to represent history accurately, any more than Shakespeare did, or David Lean’s Lawrence of Arabia. Spielberg’s Saving Private Ryan opens with a thirty-minute portrayal of the 1944 D-Day landings that is as vivid and realistic as anything we are ever likely to see on screen. Thereafter, however, that film deteriorates into routine Superman stuff that bears no relationship to anything that happened to US soldiers in Normandy. The mini-series Band of Brothers is a superb piece of filmmaking, probably the best ever made about Americans in World War II, but it is suffused with the romanticism that colors all of Spielberg’s work as well as much of that of Stephen Ambrose, who wrote the book from which it derives.

Nonetheless, for the record, we shall consider how far Nolan’s film tells the Dunkirk story like it was. There is no historical background to explain why the British army found itself on the beaches. On May 10, 1940, Hitler invaded France and the Low Countries. The British army, together with a substantial French force, promptly hastened north into Belgium, expecting the Germans to reprise their 1914 Schlieffen offensive.

Instead, however, in fulfillment of the only authentic personal inspiration of Hitler’s career as a warlord, the Wehrmacht’s main thrust pushed through the Ardennes, meeting the French army where it was weakest and bursting across the Meuse. The British found themselves falling back, fighting desultory actions but chiefly making haste to avoid encirclement. When the panzers reached the Channel coast, cutting off the British, the Belgians, and the French Seventh Army from the bulk of France’s forces further south, evacuation became the only plausible, though immensely difficult, option.

The first miracle of Dunkirk was that the German army scarcely interfered with the evacuation, partly because Hermann Goering assured Hitler that the Luftwaffe could dispose of the British, and partly because Churchill’s contingent was marginal alongside the forty-three divisions of the French army still in the field further south. There was no ground fighting in the town or port, so Nolan’s opening scene is spurious.

In the film, all the big ships seeking to rescue troops are sunk in dramatic circumstances, leaving small craft to do the business. This is a travesty. The Royal Navy sent thirty-nine destroyers to Dunkirk, of which only six were sunk, although many were damaged. Two thirds of all the men brought home sailed in big ships, notably including the destroyers, just one third in smaller ones.

The film shows air battles low over the Channel, whereas many soldiers came home full of bitterness toward the RAF because they never saw its aircraft: combat took place thousands of feet above, invisible to those on the ground or at sea. On the British side, it was dominated by Hurricanes, not Spitfires. Nolan shows a fighter floating for some minutes after ditching, whereas the huge Rolls-Royce Merlin engine in its nose would have sent the plane plunging to the bottom within seconds.

The character of Dawson may owe something to Charles Lightoller, a former officer on the Titanic who at the age of sixty-six took his boat Sundowner to Dunkirk, accompanied by his son and a friend, and brought home 120 men. Commander Bolton’s role at Dunkirk was fulfilled in reality by Captain Bill Tennant, who did a superb job as senior naval officer. Oddly enough Tennant, as evidenced by his diary, later became a bitter critic of Churchill’s war leadership.

Onscreen, endless British soldiers perish. Michael Korda suggests that the British army’s rate of loss was “comparable to that in the bloodiest battles of the First World War or the American Civil War, and an indication of just how hard the fighting was.” Yet what was remarkable about the real event was how few men died. In the entire May–June 1940 campaign, including Dunkirk and later episodes, just 11,000 British troops were killed, compared with at least 50,000 French dead.

A further 41,000 British troops were taken prisoner by the Germans, but alongside the 193,000 brought home, the “butcher’s bill” was small. General Sir Harold Alexander, who commanded the rear guard, told Anthony Eden on his return: “We were not hard pressed, you know.” This remark is sometimes cited as an example of his bent for heroic understatement, but was no more than the truth.

Cinema audiences are left to assume that after Dunkirk, the British sat down on their island and prepared to resist the Nazis on the beaches. In truth, in one of Churchill’s more spectacular follies, he promptly insisted upon dispatching another two divisions, one of them newly arrived Canadians, to Normandy and Brittany to show the French government and people that Britain remained committed to fight on at their side.

His chief of staff, Major General “Pug” Ismay, gently suggested to the prime minister that it might be wise for these troops to proceed slowly toward France, since it was obviously doomed. “Certainly not,” replied Churchill angrily. “It would look very bad in history if we were to do any such thing.” Few great actors on the stage of world affairs have been so mindful of the verdict of future generations. On June 13, four days before the French surrender and nine days after the Dunkirk evacuation ended, British soldiers were still landing at Breton ports.

By yet another miracle, within days of arrival in France their commander, Lieutenant General Sir Alan Brooke, persuaded Churchill that they must come home. This time there were no beaches—they embarked through the ports. Many prisoners, tanks, and vehicles, including the entire 51st Highland Division, fell into German hands and there was a spectacular disaster when the liner Lancastria, carrying over three thousand men, was sunk by air attack.

But thanks to Brooke, the prime minister was spared from evil consequences of his reckless gesture. Some 144,000 British troops, together with 24,352 Poles and 42,000 other Allied soldiers, were brought to England. Only historians are much aware of this “second Dunkirk,” and it seems ill-natured to make much of the fact that of 100,000 French soldiers brought to Britain, even De Gaulle at his most sanguine admitted that only one third agreed to serve with his newly created Free French forces, while the remainder preferred repatriation to France.

As for the British people, for the rest of 1940—the mood turned sourer in the following year—they did indeed display a stoicism and even euphoria as irrational as today’s Brexiter exultation. The MP Harold Nicolson wrote in his diary on June 15:

My reason tells me that it will now be almost impossible to beat the Germans, and that the probability is that France will surrender and that we shall be bombed and invaded…. Yet these probabilities do not fill me with despair. I seem to be impervious both to pleasure and pain. For the moment we are all anaesthetised.

The writer Peter Fleming, then an army staff officer, wrote in a similar vein: “It was as though the whole country had been invited to a fancy-dress ball and everybody was asking everybody else “What are you going as?” A latent incredulity [gave]…problems connected with invasion the status of engrossing digressions from the main business of life…. The British, when their ally was pole-axed on their doorstep, became both gayer and more serene than they had been at any time since the overture to Munich struck up in 1937.

Among countless reasons for revering Churchill’s performance in 1940 is that he himself never for a moment succumbed to such silliness. Though he justly described Dunkirk as a deliverance, he also warned the House of Commons and the nation that “wars are not won by evacuations.” He knew that while the men had been brought home, almost all their weapons and equipment had been lost: the British army was effectively disarmed.

Thereafter he and his nation set the world a magnificent example of defiance. But it was an impotent defiance, from which both Britain and democracy were redeemed only by the belated arrival of allies. It was 1944 before Churchill’s soldiers, aided by huge infusions of American men, matériel, and especially tanks, were fit to face a major European battlefield.

In the intervening four years, relatively tiny British forces fought the Germans in North Africa and Italy, and a large imperial army surrendered to the Japanese at Singapore in February 1942. Contrary to persisting British delusions, Hitler’s enmity and ambitions always focused on the East. Because of his invasion of Russia, the British and later the Americans were granted the priceless luxury of being able to prepare at leisure for the belated June 1944 liberation of northwest Europe: the band of brothers of the US 101st Airborne Division, for instance, spent almost two years in uniform before hearing a shot fired in anger.

Michael Korda suggests that thanks to the final triumph in 1945, “Dunkirk was, and remains, perhaps the greatest British victory of World War Two, that rarest of historical events—a military defeat with a happy ending.” This assertion stretches a very large point, not least because Churchill himself regarded the outcome of World War II as anything but happy, since Britain’s voice in the world, not to mention his own, had become so much diminished.

It would be unreasonable to demand that Christopher Nolan should have injected more than a fraction of these realities into his Dunkirk. The most absurd assaults on the film come from India, where critics complain that he does not feature the two companies of Indian service troops who were present on the beaches. This is comparable to the British wailing when Saving Private Ryan appeared that their soldiers were absent without leave from the screen. I wrote at the time that if any nation wants its part in any conflict glorified, it must make the films for itself.

Nolan seems to deserve congratulations for declining to include even a token American, for decades a prerequisite for securing a US audience for a British war movie. Indeed, this imperative so intimidated many British directors and their screenwriters that gallant American characters were often depicted showing the stupid English how battles should be fought.

This latest epic represents a version of history little worse than The Longest Day, A Bridge Too Far, or The Guns of Navarone. Some of us are grateful that so many schoolchildren are going to see it, because they will at least discover that in 1940 there were beaches, the rescue of an army, and sacrifice and considerable fortitude by their forefathers. Britain’s grown-ups, however, should have been forcibly denied entrance to cinemas at this moment when we are threatened with embarkation upon one of the most self-indulgent, willfully foolish acts of self-harm in the nation’s history.

For all the charm of Michael Korda’s personal reminiscence of 1939–1940, he is on much less sure ground in his narrative of the big events, partly because he is obviously a romantic, and partly because he relies heavily on elderly sources, including the British official history of the campaign in France, much of which is tosh. He is surely right, however, to conclude his book by comparing the emotions of the modern Brexiters with those of the British in June 1940: “There was a national sense of relief…at leaving the Continent and withdrawing behind the White Cliffs of Dover.” After Brexit takes place I fear that this time around we shall be unable to rely upon the Russians to stage a grand diversion in the East to spare us from the hideous economic, social, cultural, and political consequences of attempting to fight on alone, without the impeccable justification that Hitler has forced such a course upon us.

 

Weighing the White Man’s Burden

By all ye cry or whisper,
By all ye leave or do,
The silent sullen peoples
Shall weigh your Gods and you.
Rudyard Kipling

And where the crazy whiteman
And his teargas happiness
Lies dead and long since buried
By his own fantastic mess
Roy Harper

As a young lad in Birmingham, my school chums and I would be enthralled by a world map covered in red – the empire upon which the sun never set. As Britain turns its back on Europe, it would seem that quite a few folk are still enamoured of the defunct Imperium. A 2014 YouGov opinion poll that found 59% British people polled believed the old British Empire was something to be proud of. 34% wished they still had one.

Back in the day, we’d do school projects about cocoa cultivation on the Gold Coast (now Ghana, not our Australian schoolies’ mecca), rubber trees in Malaya and East Africa, and tea plantations in Assam and Ceylon – enhanced by attractive, child-friendly posters and other educational aids provided gratis by the likes of Cadbury, Dunlop and Typhoo. That these household names had factories in our industrial ‘second city’ which encouraged school outings rendered the wonders of empire all the more tangible.

In the Britain of my childhood, the “silent sullen peoples” of Rudyard Kipling’s famous poem were beginning to “colour-up” (pun quite intended) our monochrome, white-bread, demographic cityscape. The bleak and bland streets and suburbs of our English and Irish Birmingham were already rocking with new sounds and flavours, from the ska and reggae beats of Sparkhill to the spicy aromas of Balsall Heath and Alum Rock. There was prejudice, there was discrimination, there was at times violence, but as Britain emerged from the austerity of the war years, as the bombed cities were rebuilt, and a resuscitated economy created a consumer society, labour shortages persuaded politicians to facilitate mass immigration from the empire – and particularly, from the West Indies and the Indian subcontinent

Words like imperialism and colonialism, economics and exploitation, were yet to enter our vocabularies. The colonies and dependencies spread across all continents, and the ‘grown-up’ white ‘commonwealths’ and ‘dominions’ like Australia, New Zealand, Canada, South Africa, and Rhodesia, were the friends, partners, and indeed, children of the mother country.

It was, we perceived, in the innocence of youth and the blinkers of our school curricula, a benign and fruitful partnership of mutual benefit to all. “To serve our captives’ need”, we gave them our civilizing, Judeo-Christian, Anglo-Celtic values, our able and empathetic if patronizing and prejudiced administrators, our gallant soldiers, pious pastors, selfless doctors and inspiring teachers. They in return yielded up their natural resources and an abundance of cheap labour, and when the Empire was imperiled, they despatched their young men in their thousands to perish in our wars.

We were not to know that the mournful notes of the Last Post were sounding across a changing post-war world. The Union Jack was was descending on buildings and parade grounds the world over as unfamiliar new flags were raised in their stead. Tired, broke, and damaged Britain was retreating from Empire, as were France and the Netherlands, and a new imperium was rising in the west. Within a decade, India, and Pakistan and Ceylon were joined by Indonesia, and a score of young nations emerged throughout Africa. France fought long and bloody wars in Vietnam and Algeria to cling on to its colonial patrimony, and it too finally let go of its “fluttered folk and wild”.

And we were not to know the reality of Britain’s “mission civilatrice”. From the seventeenth century, the European colonizing powers were enmeshed by trade, greed, and national aggrandizement in what today we would define as “mission creep”. Distant posts morphed over three centuries into vast bureaucracies, mines and plantations that underwrote the North’s industrial and commercial hegemony, and into societies ruled by white, expatriate elites and segregated by class, caste, clan and colour.

How all this played out in The Raj is described in detail by politician and historian Shashi Tharoor in Inglorious Empire: What the British did in India.  This is reproduced below, together with a video, whilst the full Kipling poem, a song by Roy Harper, and a review by Australian author Christopher Kremmer follows.

Read also my earlier posts on India and the passing of Empire:

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But what about the railways…? The myth of Britain’s gifts to India 

Shashi Tharour, The Gusrdian, March 9, 2017

Holding court ... the lieutenant-general of the Punjab takes tea with maharajas and Rajas in 1875.
The lieutenant-general of the Punjab takes tea with maharajas and Rajas in 1875. Photograph: Popperfoto
Many modern apologists for British colonial rule in India no longer contest the basic facts of imperial exploitation and plunder, rapacity and loot, which are too deeply documented to be challengeable. Instead they offer a counter-argument: granted, the British took what they could for 200 years, but didn’t they also leave behind a great deal of lasting benefit? In particular, political unity and democracy, the rule of law, railways, English education, even tea and cricket?

Indeed, the British like to point out that the very idea of “India” as one entity (now three, but one during the British Raj), instead of multiple warring principalities and statelets, is the incontestable contribution of British imperial rule.

Unfortunately for this argument, throughout the history of the subcontinent, there has existed an impulsion for unity. The idea of India is as old as the Vedas, the earliest Hindu scriptures, which describe “Bharatvarsha” as the land between the Himalayas and the seas. If this “sacred geography” is essentially a Hindu idea, Maulana Azad has written of how Indian Muslims, whether Pathans from the north-west or Tamils from the south, were all seen by Arabs as “Hindis”, hailing from a recognisable civilisational space. Numerous Indian rulers had sought to unite the territory, with the Mauryas (three centuries before Christ) and the Mughals coming the closest by ruling almost 90% of the subcontinent. Had the British not completed the job, there is little doubt that some Indian ruler, emulating his forerunners, would have done so.

Divide and rule ... an English dignitary rides in an Indian procession, c1754. Photograph: Universal History Archive/Getty Images
 Divide and rule … an English dignitary rides in an Indian procession, c1754. Photograph: Universal History Archive/Getty Images

Far from crediting Britain for India’s unity and enduring parliamentary democracy, the facts point clearly to policies that undermined it – the dismantling of existing political institutions, the fomenting of communal division and systematic political discrimination with a view to maintaining British domination.

Since the British came from a hierarchical society with an entrenched class system, they instinctively looked for a similar one in India. The effort to understand ethnic, religious, sectarian and caste differences among Britain’s subjects inevitably became an exercise in defining, dividing and perpetuating these differences. Thus colonial administrators regularly wrote reports and conducted censuses that classified Indians in ever-more bewilderingly narrow terms, based on their language, religion, sect, caste, sub-caste, ethnicity and skin colour. Not only were ideas of community reified, but also entire new communities were created by people who had not consciously thought of themselves as particularly different from others around them.

Large-scale conflicts between Hindus and Muslims (religiously defined), only began under colonial rule; many other kinds of social strife were labelled as religious due to the colonists’ orientalist assumption that religion was the fundamental division in Indian society.

Muslim refugees cram aboard a train during the partition conflict in 1947 ... the railways were first conceived by the East India Company for its own benefit. Photograph: AP
Muslim refugees cram aboard a train during the partition conflict in 1947 … the railways were first conceived by the East India Company for its own benefit. Photograph: AP

 

It is questionable whether a totalising Hindu or Muslim identity existed in any meaningful sense in India before the 19th century. Yet the creation and perpetuation of Hindu–Muslim antagonism was the most significant accomplishment of British imperial policy: the project of divide et impera would reach its culmination in the collapse of British authority in 1947. Partition left behind a million dead, 13 million displaced, billions of rupees of property destroyed, and the flames of communal hatred blazing hotly across the ravaged land. No greater indictment of the failures of British rule in India can be found than the tragic manner of its ending.

Nor did Britain work to promote democratic institutions under imperial rule, as it liked to pretend. Instead of building self-government from the village level up, the East India Company destroyed what existed. The British ran government, tax collection, and administered what passed for justice. Indians were excluded from all of these functions. When the crown eventually took charge of the country, it devolved smidgens of government authority, from the top, to unelected provincial and central “legislative” councils whose members represented a tiny educated elite, had no accountability to the masses, passed no meaningful legislation, exercised no real power and satisfied themselves they had been consulted by the government even if they took no actual decisions.

As late as 1920, under the Montagu-Chelmsford “reforms”, Indian representatives on the councils – elected by a franchise so restricted and selective that only one in 250 Indians had the right to vote – would exercise control over subjects the British did not care about, like education and health, while real power, including taxation, law and order and the authority to nullify any vote by the Indian legislators, would rest with the British governor of the provinces.

Democracy, in other words, had to be prised from the reluctant grasp of the British by Indian nationalists. It is a bit rich to oppress, torture, imprison, enslave, deport and proscribe a people for 200 years, and then take credit for the fact that they are democratic at the end of it.

A corollary of the argument that Britain gave India political unity and democracy is that it established the rule of law in the country. This was, in many ways, central to the British self-conception of imperial purpose; Kipling, that flatulent voice of Victorian imperialism, would wax eloquent on the noble duty to bring law to those without it. But British law had to be imposed upon an older and more complex civilisation with its own legal culture, and the British used coercion and cruelty to get their way. And in the colonial era, the rule of law was not exactly impartial.

Crimes committed by whites against Indians attracted minimal punishment; an Englishmen who shot dead his Indian servant got six months’ jail time and a modest fine (then about 100 rupees), while an Indian convicted of attempted rape against an Englishwoman was sentenced to 20 years of rigorous imprisonment. In the entire two centuries of British rule, only three cases can be found of Englishmen executed for murdering Indians, while the murders of thousands more at British hands went unpunished.

The death of an Indian at British hands was always an accident, and that of a Briton because of an Indian’s actions always a capital crime. When a British master kicked an Indian servant in the stomach – a not uncommon form of conduct in those days – the Indian’s resultant death from a ruptured spleen would be blamed on his having an enlarged spleen as a result of malaria. Punch wrote an entire ode to The Stout British Boot as the favoured instrument of keeping the natives in order.

Political dissidence was legally repressed through various acts, including a sedition law far more rigorous than its British equivalent. The penal code contained 49 articles on crimes relating to dissent against the state (and only 11 on crimes involving death).

Rudyard Kipling, ‘that flatulent voice of Victorian imperialism would wax eloquent on the noble duty to bring law to those without it’. Photograph: Culture Club/Getty Images
Rudyard Kipling, ‘that flatulent voice of Victorian imperialism would wax eloquent on the noble duty to bring law to those without it’. Photograph: Culture Club/Getty Images

 

Of course the British did give India the English language, the benefits of which persist to this day. Or did they? The English language was not a deliberate gift to India, but again an instrument of colonialism, imparted to Indians only to facilitate the tasks of the English. In his notorious 1835 Minute on Education, Lord Macaulay articulated the classic reason for teaching English, but only to a small minority of Indians: “We must do our best to form a class who may be interpreters between us and the millions whom we govern; a class of persons, Indians in blood and colour, but English in taste, in opinions, in morals and in intellect.”

The language was taught to a few to serve as intermediaries between the rulers and the ruled. The British had no desire to educate the Indian masses, nor were they willing to budget for such an expense. That Indians seized the English language and turned it into an instrument for our own liberation – using it to express nationalist sentiments against the British – was to their credit, not by British design.

The construction of the Indian Railways is often pointed to by apologists for empire as one of the ways in which British colonialism benefited the subcontinent, ignoring the obvious fact that many countries also built railways without having to go to the trouble and expense of being colonised to do so. But the facts are even more damning.

The railways were first conceived of by the East India Company, like everything else in that firm’s calculations, for its own benefit. Governor General Lord Hardinge argued in 1843 that the railways would be beneficial “to the commerce, government and military control of the country”. In their very conception and construction, the Indian railways were a colonial scam. British shareholders made absurd amounts of money by investing in the railways, where the government guaranteed returns double those of government stocks, paid entirely from Indian, and not British, taxes. It was a splendid racket for Britons, at the expense of the Indian taxpayer.

The railways were intended principally to transport extracted resources – coal, iron ore, cotton and so on – to ports for the British to ship home to use in their factories. The movement of people was incidental, except when it served colonial interests; and the third-class compartments, with their wooden benches and total absence of amenities, into which Indians were herded, attracted horrified comment even at the time.

Asserting British rule during the war of independence, also known as the Indian mutiny, 1857. Photograph: Universal History Archive/Getty Images
 Asserting British rule during the war of independence, also known as the Indian mutiny, 1857. Photograph: Universal History Archive/Getty Images

 

And, of course, racism reigned; though whites-only compartments were soon done away with on grounds of economic viability, Indians found the available affordable space grossly inadequate for their numbers. (A marvellous post-independence cartoon captured the situation perfectly: it showed an overcrowded train, with people hanging off it, clinging to the windows, squatting perilously on the roof, and spilling out of their third-class compartments, while two Britons in sola topis sit in an empty first-class compartment saying to each other, “My dear chap, there’s nobody on this train!”)

Nor were Indians employed in the railways. The prevailing view was that the railways would have to be staffed almost exclusively by Europeans to “protect investments”. This was especially true of signalmen, and those who operated and repaired the steam trains, but the policy was extended to the absurd level that even in the early 20th century all the key employees, from directors of the Railway Board to ticket-collectors, were white men – whose salaries and benefits were also paid at European, not Indian, levels and largely repatriated back to England.

Racism combined with British economic interests to undermine efficiency. The railway workshops in Jamalpur in Bengal and Ajmer in Rajputana were established in 1862 to maintain the trains, but their Indian mechanics became so adept that in 1878 they started designing and building their own locomotives. Their success increasingly alarmed the British, since the Indian locomotives were just as good, and a great deal cheaper, than the British-made ones. In 1912, therefore, the British passed an act of parliament explicitly making it impossible for Indian workshops to design and manufacture locomotives. Between 1854 and 1947, India imported around 14,400 locomotives from England, and another 3,000 from Canada, the US and Germany, but made none in India after 1912. After independence, 35 years later, the old technical knowledge was so completely lost to India that the Indian Railways had to go cap-in-hand to the British to guide them on setting up a locomotive factory in India again. There was, however, a fitting postscript to this saga. The principal technology consultants for Britain’s railways, the London-based Rendel, today rely extensively on Indian technical expertise, provided to them by Rites, a subsidiary of the Indian Railways.

Mother and children ... the British left a society with 16% literacy, a life expectancy of 27 and over 90% living below the poverty line.
The British left a society with 16% literacy, a life expectancy of 27 and over 90% living below the poverty line. Photograph: Bettmann/Bettmann Archive

 

The process of colonial rule in India meant economic exploitation and ruin to millions, the destruction of thriving industries, the systematic denial of opportunities to compete, the elimination of indigenous institutions of governance, the transformation of lifestyles and patterns of living that had flourished since time immemorial, and the obliteration of the most precious possessions of the colonised, their identities and their self-respect. In 1600, when the East India Company was established, Britain was producing just 1.8% of the world’s GDP, while India was generating some 23% (27% by 1700). By 1940, after nearly two centuries of the Raj, Britain accounted for nearly 10% of world GDP, while India had been reduced to a poor “third-world” country, destitute and starving, a global poster child of poverty and famine. The British left a society with 16% literacy, a life expectancy of 27, practically no domestic industry and over 90% living below what today we would call the poverty line.

The India the British entered was a wealthy, thriving and commercialising society: that was why the East India Company was interested in it in the first place. Far from being backward or underdeveloped, pre-colonial India exported high quality manufactured goods much sought after by Britain’s fashionable society. The British elite wore Indian linen and silks, decorated their homes with Indian chintz and decorative textiles, and craved Indian spices and seasonings. In the 17th and 18th centuries, British shopkeepers tried to pass off shoddy English-made textiles as Indian in order to charge higher prices for them.

The story of India, at different phases of its several-thousand-year-old civilisational history, is replete with great educational institutions, magnificent cities ahead of any conurbations of their time anywhere in the world, pioneering inventions, world-class manufacturing and industry, and abundant prosperity – in short, all the markers of successful modernity today – and there is no earthly reason why this could not again have been the case, if its resources had not been drained away by the British.

If there were positive byproducts for Indians from the institutions the British established and ran in India in their own interests, they were never intended to benefit Indians. Today Indians cannot live without the railways; the Indian authorities have reversed British policies and they are used principally to transport people, with freight bearing ever higher charges in order to subsidise the passengers (exactly the opposite of British practice).

This is why Britain’s historical amnesia about the rapacity of its rule in India is so deplorable. Recent years have seen the rise of what the scholar Paul Gilroy called “postcolonial melancholia”, the yearning for the glories of Empire, with a 2014 YouGov poll finding 59% of respondents thought the British empire was “something to be proud of”, and only 19% were “ashamed” of its misdeeds.

All this is not intended to have any bearing on today’s Indo-British relationship. That is now between two sovereign and equal nations, not between an imperial overlord and oppressed subjects; indeed, British prime minister Theresa May recently visited India to seek investment in her post-Brexit economy. As I’ve often argued, you don’t need to seek revenge upon history. History is its own revenge.

Inglorious Empire by Shashi Tharoor is published by Hurst & Company at £20

https://www.theguardian.com/world/2017/mar/08/india-britain-empire-railways-myths-gifts#img-2

Rudyard Kipling published his famous poem to salute the US’ conquest of the Philippines in 1899, although he had originally written it to celebrate Queen Victoria Diamond Jubilee.

 

    The White Man’s Burden

Take up the White Man’s burden –
Send forth the best ye breed –
Go bind your sons to exile
To serve your captives’ need;
To wait in heavy harness
On fluttered folk and wild –
Your new-caught sullen peoples,
Half devil and half child.

Take up the White Man’s burden –
In patience to abide
To veil the threat of terror
And check the show of pride;
By open speech and simple,
An hundred times made plain,
To seek another’s profit,
And work another’s gain.

Take up the White Man’s burden –
And reap his old reward,
The blame of those ye better,
The hate of those ye guard –
The cry of hosts ye humour
(Ah slowly !) towards the light:-
“Why brought ye us from bondage,
“Our loved Egyptian night ?”

Take up the White Man’s burden –
Ye dare not stoop to less –
Nor call too loud on Freedom
To cloak your weariness;
By all ye cry or whisper,
By all ye leave or do,
The silent sullen peoples
Shall weigh your Gods and you.

In 1970, Roy Harper, Britain’s high priest of lyrical angst Roy created a counterpoint with this song from Flat, Baroque and Berserk.

Shashi Tharoor’s indictment of the British in India

Christopher Kremmer, Sydney Morning Herald, August 18, 2017

“Orright,” concedes the leader, Reg, played by John Cleese. “But apart from the sanitation, the medicine, education, wine, public order, irrigation, roads, the freshwater system and public health, what have the Romans ever done for us?”

In Inglorious Empire: What the British Did to India, Shashi Tharoor, writer, politician and United Nations-based diplomat for 30 years, asks a similar question to the one posed by Cleese’s beleaguered revolutionary.

In doing so, he seeks to remind misty-eyed Raj romantics that colonialism was no joke. As empires go, he says, Britain’s was uncommonly ruthless, devious and rapacious in its quest to enslave a people whose leaders failed to see how free trade, unwisely managed, can undermine a country’s long-term sovereignty and prosperity.

In the process, Tharoor accuses a number of historians, most prominent among them, Niall Ferguson, of being apologists for the racial discrimination, violence, economic sabotage and denial of liberty embodied by centuries of British rule in India.
It all began as a harmless commercial enterprise, Tharoor reminds us. In 1600, the British East India Company was formed under royal charter. Its aim was to compete with colonial rivals such as the French and Dutch for lucrative trade opportunities with India, an industrial and cultural superpower that under its Mughal emperors would account for 27 per cent of the world economy.

Awash with gems, natural resources, shipyards and a sophisticated cultural life, the Mughals were happy to trade. By the end of the century, however, they were tired, divided, and overextended. In 1739, the capital at Delhi was sacked by the Persians.

Meanwhile, in the expanding coastal trading posts, the initial presence of armed guards to protect the company’s staff and premises had evolved into a fully fledged army that by 1757 under Robert “Clive of India” had toppled the independent nawab of India’s richest province, Bengal. By 1800, the company had 260,000 men under arms and a talent for regime change that brought 200 million people under its control.

In 1857, after Hindu and Muslim rebels joined in a bloody revolt, India came under direct rule from London, and the company was eventually dissolved. The new Raj survived two world wars and the Great Depression, extending British rule for another 90 years until Gandhi’s Freedom movement triumphed in 1947, albeit at the terrible cost of Partition.

It is unusual, but not unheard of today to meet Indians who believe their country was better off under the Raj. Muddle-headed history is much more prominent in soon to be Brexited Britain. Tharoor cites a 2014 opinion poll that found 59 per cent of British people polled believed the old empire was something to be proud of. Thirty-four per cent wished they still had one.

Tharoor marshalls a formidable array of research to make the case that such attitudes are anachronistic and poorly informed. All the old chesnuts, for example, that the British modernised India, bequeathed it a tradition of parliamentary democracy and civilised the locals by teaching them the gentlemanly sport of cricket, are lined up and skewered, or at least plausibly challenged.

The company smashed India’s advanced textiles industries, literally by demolishing factories and imposing tariffs of 70-80 per cent on exports to Britain. In doing so, they turned a manufacturing, shipbuilding nation into a source of raw materials with little scope for value adding industries. The railways, he argues, were developed principally to more efficiently ship out those raw materials, and were financed by an elaborate and shonky racket that enriched British investors by inflating the cost of Indian rail track to twice that of Australia and Canada.

Meanwhile, ordinary Indians were taxed 50 per cent of their incomes, far beyond their experience and capacity to pay. Defaulters were tortured and jailed or, in the case of two-thirds of Indians under British rule in the late 18th century, fled their lands.

“The bones of the cotton weavers were bleaching the plains of India,” as one colonial administrator observed. The treasuries of princely states such as Bengal were systematically looted by coercive and corrupt methods, while prices for basic commodities were driven up by the opulent lifestyles of expatriate Britons.

Indian taxes not only paid the salaries of the British army of occupation, but also of the hundreds of thousands of Indian troops who became cannon fodder for British interests on the Western Front, at Gallipoli, and in Mesopotamia.

Behind the entire rip-off, as Ferdinand Mount, has observed, “lay the hard calculus of the City of London”. The Indian currency was manipulated to British advantage, and its trade with Europe was forced to go through London. Specifications were set to ensure that Indian steel could not be exported to Britain. India did not miss the bus of the Industrial Revolution – it was forcibly prevented from boarding it.

Discrimination against Indians in civil service employment was rife. Even the arch-colonial writer Rudyard Kipling observed that the bureaucracy was “neither Indian, nor civil, nor a service”. The “justice” British rule gave India meant it was almost impossible for a white man to be given a serious term in jail for murdering his Indian servant, which happened rather a lot. The racism of the occupiers gave the lie to the fiction of modern, enlightened and benign British rule. As one viceroy put it, “We are all British gentlemen engaged in the magnificent work of governing an inferior race”.

Tharoor acknowledges the sincere efforts of many British expats to ameliorate the harsh realities of colonial rule. But even in the 20th century, when the sun was setting on the Raj, enlightenment attitudes took second place to the desire to crush the Indian independence movement. The same people who condemned the nationalist leader Nehru to 10 years in British Indian jail cells also labelled Gandhi’s non-violent campaign for freedom as terrorism. Newspapers that alerted the public to such injustices, particularly the vernacular press, were often censored or shut down.

For all its claims to superiority, the British Empire was in charge in India during no fewer than 11 famines in which 30 to 35 million people died of starvation, Tharoor notes. Ultimately, he believes, Britain’s desire for wealth trumped all other values and considerations. The rhetoric of uplifting the benighted brown man was always a self-serving, grotesque and conceited pose to justify a regime that bribed and murdered, annexed and stole to enrich a certain class of Briton.

This book burns with the power of intellect married with conviction. It ends with Tharoor commenting that the way the Raj ended was its greatest indictment. The collapse of British rule amid devastating sectarian violence and creation of a Muslim “homeland” in Pakistan can be seen as the logical conclusion of 90 years of divide and rule strategies as London clung desperately to power in the subcontinent.

As they washed their hands and packed their carpet bags, the British departed an India in which 84 per cent of people could not read or write their own name in any language. What an achievement. In 1600, Britain produced 1.8 per cent of the world’s gross domestic product, compared with India’s 23 per cent. By the end of the Raj, Britain’s share had multiplied fivefold, while India had been reduced to penury.

But in 70 short years, India’s proud republic has made enormous strides in literacy, numeracy and poverty reduction, and is now the world’s fastest growing major economy.

Yet there are contradictions in the new India’s rise, some with their roots in the British period, like the ruling Hindu nationalist movement’s proclivity to cast the Indian identity in sectarian terms. At times, Tharoor’s determination to resist such trends leads him to downplay the injustices of earlier empires to more graphically illustrate the failings of the British one.

Yet overall, this is erudite, well-written, thoroughly documented and persuasive history that focuses varied sources into a coherent critique of colonialism in the Indian context. Tear up your copies of Ferguson’s neo-liberal mind rot and get angry like Tharoor.

 

Freedom at Midnight (2) – the legacy of partition

Seventy years ago India and Pakistan came into being, the first of the tumbling dice that were the longtime colonies of European nations. Over the next two decades, Britain, France, the Netherlands and Belgium would retreat from their possessions in Africa, Asia, South America, and the Caribbean. The importance August 15th 1947 cannot be understated, and its echoes reverberate still.

In an earlier post, Freedom at Midnight (1) – the birth of India and Pakistan, I discussed the process by which this came about. Below are links to two articles published today which examine the legacy of partition, a legacy that, as these pieces demonstrate, it still subject to much debate.

Writing in the New York Times, Pankaj Mishra deconstructs Jawahawal Nehru’s famous declaration of independence on 15th August 1947: “…one can, of course, mourn this August 15 as marking the end of India’s tryst with destiny or, more accurately, the collapse of our exalted ideas about ourselves. But a sober reckoning with the deep malaise in India can be bracing, too. For it confirms that the world as we have known it, molded by the beneficiaries of both Western imperialism and anti-imperialist nationalism, is crumbling, and that in the East as well as the West, all of us are now called to fresh struggles for freedom, equality and dignity”.

Anil Dharker, writing in The Independent, paints a rosier picture. India emerged from the trauma of partition and proposed. prospered. “Seventy years on, that’s something to be proud of. Even more is the fact that the idea of India as one country has survived, in spite of the country’s huge diversity and population, which makes it akin to a continent. Numbers confirm this amazing story: India’s population is now over 1.2 billion, spread over 29 states and seven union territories. There are 22 official languages and very many more dialects. Each state has its own language, culture and cuisine”.

And yet, he concludes, India has not yet realized the ecumenical promise of Nehru’s famous “tryst with destiny”: “Not even the most flag-waving Indian however, will claim that everything is perfect. The caste system refuses to die out; Dalits (the term used for untouchables) still face upper-caste persecution; they and minorities (especially Muslims) remain equal citizens only on paper; conservative and orthodox men still resist women’s fight for equality; the criminal justice system and the police still favour the affluent; reactionary religious elements still create tensions and face the future backwards”.

WH Auden composed a poem commemorating the events of 1947.

Specifically, he wrote of Sir Cyril Radcliffe, the English lawyer appointed by the British government to determine the borders of the new states. It was he who drew the fateful lines on the map of British India. An ironically objective narrative which recounts the story just as Collins and Lapierre tell it in Freedom at Midnight. It is, perhaps by design and intent, reminiscent of a celebrated poem by Dylan Thomas, and indeed, to paraphrase the Welsh Bard, “the hand that signed the paper” felled a city and bred a fever.

Partition

Unbiased at least he was when he arrived on his mission,
Having never set eyes on the land he was called to partition
Between two peoples fanatically at odds,
With their different diets and incompatible gods.
“Time,” they had briefed him in London, “is short. It’s too late
For mutual reconciliation or rational debate:
The only solution now lies in separation.
The Viceroy thinks, as you will see from his letter,
That the less you are seen in his company the better,
So we’ve arranged to provide you with other accommodation.
We can give you four judges, two Moslem and two Hindu,
To consult with, but the final decision must rest with you.”

Shut up in a lonely mansion, with police night and day
Patrolling the gardens to keep the assassins away,
He got down to work, to the task of settling the fate
Of millions. The maps at his disposal were out of date
And the Census Returns almost certainly incorrect,
But there was no time to check them, no time to inspect
Contested areas. The weather was frightfully hot,
And a bout of dysentery kept him constantly on the trot,
But in seven weeks it was done, the frontiers decided,
A continent for better or worse divided.

The next day he sailed for England, where he could quickly forget
The case, as a good lawyer must. Return he would not,
Afraid, as he told his Club, that he might get shot.

Freedom at Midnight (1) – the birth of India and Pakistan

The partition of India, seventy years ago this month, is at the heart of the identity of two of the world’s most most populous nations, branded painfully and indelibly onto their consciousness by memories of almost unimaginable violence.

The paradox of Indian (and Pakistani) independence is that the long and torturous struggle for freedom was built upon nonviolence and civil disobedience (led by, and indeed personified by Mahatma Ghandi), and concluded with the peaceful handover of authority from an impoverished Britain that was downsizing its Empire, and yet ended with the partition of the Indian subcontinent into a majority Hindu state and a Muslim one.

The British army departed India with barely a shot fired and only seven casualties, and yet partition brought violent death to between one and two million souls, and the largest enforced mass movement of people in modern history – an estimated fifteen million people were uprooted as communities that had lived together for millennia disintegrated in bloodshed as Muslims fled to the new Pakistan and Hindus and Sikhs fled from that Muslim state to India. The Partition was one of the greatest humanitarian disasters of the 20th Century, a century that was replete with such.

Britain’s exit from India has been well-documented, and yet, is still subject to debate and disagreement. The recent film The Viceroys House, dramatizes the critical months leading up to August 14th 1947, and the countdown to “freedom at Midnight” the title of the celebrated book by Larry Collins and Dominique Lapierre (1975). The film is centered around Lord Louis Mountbatten, the last Viceroy, and his wife Edwina. It one of history’s great ironies that this aristocratic socialite, sportsman, and decorated war-hero, scion of European royals and cousin to the King of England, should be appointed by a Labour prime minister to bring down the curtain on “the jewel in the imperial crown”, ending over three hundred years of British rule, and to usher in a socialist Indian government and a brand-new Muslim state.

It is a story replete with depressing ironies. The atavistic poisons released by partition resulted in the assassination of the Mahatma at the hands of a Hindu fundamentalist. Mountbatten, who had his ship sink under him in the Mediterranean during WW2, and travelled unscathed through a dangerous and disintegrating India, died at sea at the hands of the IRA just over twenty years later. Chilling omens for the modern world – as Mark Twain reportedly observed, history doesn’t repeat itself, but it often rhymes.

Freedom at Midnight, a chronological narrative of that dramatic year, and cited as a source for the film, is an entertaining and informative account. It paints sympathetic yet critical portraits of the principal players – Mr and Mrs Mountbatten, the ascetic and quixotic Gandhi the aloof and shrewd Jawahawal Nehru, the subaritic, dying Muhammad Ali Jinnah, and other leading lights of the Congress Party and the Muslim League, the civil servants and lawyers who had to implement Mountbatten’s exit plan, and India ‘s five hundred and sixty five princes and maharajahs, often sordid, subaritic and picaresque, very occasionally, liberal and progressive, but by 1947, anachronistic and doomed.

Nehru, Mountbatten and Jinnah

A counterpoint to Freedom at Midnight, is another book also cited as a source for The Viceroy’s House: The Shadow of the Great Game: The Untold Story of India’s Partition, by former aide to Mountbatten and longtime India civil servant, Narendra Singh Sarila. Whereas Freedom at Midnight sees HMG as virtually handing Mountbatten a free hand in extricating impoverished Britain from unruly and potentially ungovernable India, Sarila, like many Indian historians, sees the Brits as more clever and subtle than in fact they actually were. Perfidious Albion redux. The film juxtaposes a Romeo and Juliet tale of love across the religious divide against Britain’s alleged strategy of creating a friendly Pakistan as a buffer between newly independent and potentially socialistic India and an aggressive Soviet Union, and also, as a prospective British outpost close to the oil fields of Iraq, Iran and Arabia.

It is as if ingenue  India, and Pakistan, the latter viewed by many some British policy makers as little more than an acronym, were set up to fail. And yet, they did not.

Bu the long arm of history reaches from the partition to the present, and from the present into an  uncertain future. It’s icy fingers probe deeply into the politics and psyches of the Raj’s successor states and the relationships, rarely harmonious, mostly acrimonious, and oftimes toxic, between them. The unrsolved armed truce that exists between India and Pakistan in the wake of two wars, with Kashmir, the one-time, much-beloved rose now a sharp and inextricable thorn. The bloody birth of Bangladesh as Muslim but culturally and racially different East and West Pakistan found that they could not share the same Muslim house. The long and brutal racial and religious civil war in Sri Lanka. The rise of Islamic extremism in Pakistan and Hindu fundamentalism in India, which combined with political and military rivalry and atavistic hatreds, passed on from generation to generation, has exacerbated the already insoluble, seemingly permanent war-zone that is modern Afghanistan, another unfortunate piece on the confused battlefield of that old “Great Game”.

India for all its problems and paradoxes, remains the world’s largest democracy, and is today one of the world’s new economic and technological powerhouses (the so-called BRICs). Pakistan, which many predicted would not last its first decade, but would reunite with India, survived, and today, is regarded by many observers as a nuclear armed, potentially failed state, poised perpetually between rowdy democrats, “born to rule” dynasties, ambitious generals, and medieval mullahs.

Acclaimed historian and longtime resident of India, William Dalrymple, concluded in a succinct review of Nisid Hajari’s Midnight’s Furies in The New Yorker:

“Today, both India and Pakistan remain crippled by the narratives built around memories of the crimes of Partition, as politicians (particularly in India) and the military (particularly in Pakistan) continue to stoke the hatreds of 1947 for their own ends. Nisid Hajari ends his book by pointing out that the rivalry between India and Pakistan “is getting more, rather than less, dangerous: the two countries’ nuclear arsenals are growing, militant groups are becoming more capable, and rabid media outlets on both sides are shrinking the scope for moderate voices.” Moreover, Pakistan, nuclear-armed and deeply unstable, is not a threat only to India; it is now the world’s problem, the epicenter of many of today’s most alarming security risks. It was out of madrassas in Pakistan that the Taliban emerged. That regime, which was then the most retrograde in modern Islamic history, provided sanctuary to Al Qaeda’s leadership even after 9/11”.

The story of one-time Imperial South Asia still has a long way to run.

See also, Freedom at Midnight (2) – the legacy of partition. 

Postscript

In 1947, WH Auden composed a poem commemorating the partition.  Specifically, he wrote of Sir Cyril Radcliffe, the English lawyer appointed by the British government to determine the borders of the new states. It was he who drew the fateful lines on the map of British India. An ironically objective narrative which recounts the story just as Collins and Lapierre tell it in Freedom at Midnight. It is, perhaps by design and intent, reminiscent of a celebrated poem by Dylan Thomas, and indeed, to paraphrase the Welsh Bard, “the hand that signed the paper” felled a city and bred a fever.

Partition

Unbiased at least he was when he arrived on his mission,
Having never set eyes on the land he was called to partition
Between two peoples fanatically at odds,
With their different diets and incompatible gods.
“Time,” they had briefed him in London, “is short. It’s too late
For mutual reconciliation or rational debate:
The only solution now lies in separation.
The Viceroy thinks, as you will see from his letter,
That the less you are seen in his company the better,
So we’ve arranged to provide you with other accommodation.
We can give you four judges, two Moslem and two Hindu,
To consult with, but the final decision must rest with you.”

Shut up in a lonely mansion, with police night and day
Patrolling the gardens to keep the assassins away,
He got down to work, to the task of settling the fate
Of millions. The maps at his disposal were out of date
And the Census Returns almost certainly incorrect,
But there was no time to check them, no time to inspect
Contested areas. The weather was frightfully hot,
And a bout of dysentery kept him constantly on the trot,
But in seven weeks it was done, the frontiers decided,
A continent for better or worse divided.

The next day he sailed for England, where he could quickly forget
The case, as a good lawyer must. Return he would not,
Afraid, as he told his Club, that he might get shot.

Ottoman Redux – an alternative history

Counterfactual or alternative history had never gone out of fashion. As a history tragic with many kilometers on the clock, I enjoy such alternative history. “What if…?” and “if only…” are natural, if not instinctual responses to events around us – particularly the unpleasant ones. Hence the popularity of films like SS-GB and The Man in the High Castle (WW2 and the “Nazi victory” books they are based which on have always attracted us alternative history aficionados. There is currently excitement (and panic in some politically correct quarters) about the prospect of a project pitched by Game of Thrones’ show-runners visualizing a USA in which the Confederacy won the Civil War and slavery endures still. But such history is an indulgence that serious historians ought not take seriously – unless they are branching out into historical fiction, that is, which many indeed do. Popular English author Peter Ackroyd has said, the words “What if …” should never be on a historian’s lexicon. But writers of historical fiction have literary license to let their imaginations roam. Counterfactuals or alternative history is a fiction genre all of its own.

When we create alternative histories, we largely replicate a history we already know, often intimately. We replicate histories in which most of the same variables coexist, and the same historical trends prevail. Our motives are quite often as much to warn readers or audiences as to entertain them. Hence the tendency for such endeavours to drift into the depressing dystopian dramas that are so in vogue in these challenged times.

And yet, changing one or more of the players, removing or adding ingredients, hypothesizing different, even opposite scenarios, and imagining how events might have transpired differently, may not radically alter the result. In the case of the First World War, for example, if the conflict had not happened, the European empires may or may not gave endured. Often such multinational entities contain the seeds of their own demise – internal dynamics and contradictions, the impact of events in other countries. Whose to say what might have happened in say France, Germany, Russia, Türkiye or the US that might have upended the balance of power?

One surmises whether or not there is an iron law of inevitability that determines – predetermines, even – the same or similar outcome – a historical equivalent of Oedipus’ unsuccessful efforts to avoid his prophesied fate, affirming TS Elliot’s observation in Little Gidding: “And the end of all our exploring will be be to arrive where we started and know the place for the first time”.

In this entertaining podcast, British historians Dominic Sandbrook and Tom Holland discuss many examples of what might have been if …

In an interesting if light-weight and indeed disappointing exercise in alternative history, with an absolutely meaningless but catchy play on the title of a fabulous song, title, The Sultans of Spring, The Economist recently pondered how events would have unfolded if the Ottoman Empire had sat out WW1 or joined the Entente of Britain, France and Russia instead of throwing in its lot with the Central Powers of Germany and Austria-Hungary.  You may click on the above link, or page down to the full (and brief) transcript. Al-Sisi below, but preceding this is a brief précis of a a popular paperback historical novel published a short  while ago which presented an imaginative if overcooked and totally different Ottoman history.

But first, here is my own argument:

So, what if?

Removing the Ottoman Empire from the strategic equation, or else placing it in the military scales against the Central Powers, would certainly have a significant impact upon the conduct and progress of the European war on both the eastern and western fronts. Russia and Britain would not have had to divert forces and materiel to the Middle East arenas. The Ottomans could have reaped the political and economic benefit of either neutrality or victory, with commensurate benefits for their own survival. The hypotheticals with respect to what may have happened next are innumerable.

The Economist surmises: “How much of today’s mayhem in the Middle East, from civil wars to terror in the name of Islam (and of restoring the caliphate) to the emergence of sectarian dictators such as Bashar al-Assad, not to mention of such a grudge-bearing Ottoman revivalist as Recep Tayyip Erdogan, might have been avoided, if only Churchill had embraced Johnny Turk instead of sinking him?”

But would things have turned out radically different if this had happened – notwithstanding the fact that three to five million Turks, Arabs, Armenians, Africans, Indians, and Europeans who lived in or soldiered through the Middle East theatre would have lived to die a natural death after fulfilling their own particular destinies or to perish purposefully or pointlessly in some other conflict.

The previous century had seen the steady decline of the Sultan’s Empire. It had commenced with Napoleon, and the rise of Muhammad Ali in Egypt, an Albanian “slave soldier” who in practical terms, seceded from the empire. Greece followed next, assisted by European states, and then, bit by bit, the Balkans. The Czar dubbed the empire the “sick man of Europe”, or so British politician John Russell misquoted him, and everybody wanted a piece. The European powers were circling hoping to pick up pieces as the Empire’s borderlands detached – Russia in the east, France in the Levant, and Britain in Egypt and the Gulf. The Crimean War was but one manifestation of “the Eastern Question” that had excited European Chancellories for a hundred years. France and Britain challenged Russia for power and influence in the East and went to war on the Sultan’s side, ostensibly to protect Christian rights in the Holy Land, but weightier matters were in play – alliances have always been fluid in this part of the world, as today’s shifting allegiances demonstrate. Crimea ended in stalemate, but Russia kept encroaching, whilst France established its presence in the Levant. Britain, meanwhile, has its sights set on Egypt and the Red Sea, (the vital  route to its African and Asian empires), and when it was finally built, the Suez Canal, a strategic and commercial link that to this day concentrates the minds of foreign and state departments, military strategists and corporations worldwide.

The Balkan states continued to decouple from the empire, and prior to 1914, engaged in several bloody wars with each other, drawing their neighbours deeper and deeper into the tangle. The slow countdown to WW1 accelerated with the Austro-Hungarian archduke being killed by a Serbian student. Gavril Princip’s “shot that echoed around the world” in Sarajevo in 1914 was but one part of a chaotic picture, igniting tinder that had long awaited a match. Russia, supported the Serbs, Germany, the Austrians, Britain, and France, the Russians. And the Ottomans, forever hard pressed by the Russians, French and Brits, had already moved into the German orbit. When the Ottomans entered the war on the side of the central powers, the cards were dealt.

The Empire was already on a revolutionary path what with the Sultan’s desultory efforts with constitutional reform, the ascendency of Young Turks, a cabal of Turkish nationalist army officers, and the parlous state of the economy. Efforts to institute political and economic reform had faltered, and sooner or later, something was going to blow.

Arab nationalism had already taken root in the Levant, a secular creed spear-headed by Arab Christian intellectuals, to be brutally suppressed by the Young Turk triumvirate, Enver, Talat and Jamal. “Martyrs” were being strung up in Beirut, Damascus and Jerusalem. Perhaps the Ottoman Middle East would have unraveled like in the Balkans (and Balkanised too? Most probably). The “wars of the Ottoman Succession” that we are witnessing today amongst the states created in 1921 would eventually have erupted.

The Zionist project was already underway at the outbreak of war, with settlements of Jews from Eastern Europe and Russia well-established in Palestine, often encouraged by the Ottoman authorities. The pioneers included many of the founders of modern Israel, including its architect and first prime minister David Ben Gurion. The pressures that drove Jews from eastern Europe and Russia in the first place (the discrimination and the pogroms paramount) were unlikely to abate given the atavistic nationalism of Holy Russia and just as Holy Poland. Sooner or later, Zionism and Arab nationalism were going to collide. We will never know how the Ottoman state and its Arab provinces would have coped with the emergence of a Jewish state in Palestine. It certainly would have put the popular (but highly qualified) narrative of Ottoman tolerance of other faiths through a rigorous stress test. The Zionists had a pretty clear road map, and they weren’t sharing it with their new neighbours.

The British, French and Russians had been involving themselves in Middle Eastern affairs – that confounding “Eastern Question” – since the Napoleonic wars. , and Germany, seeking its coveted “place in the sun”, wanted in. German influence was already strong amongst progressive army officers – Prussian elan, ethos, menswear and weapons have exerted a powerful influence on wannabe juntas, the “men on horseback”, since the days Frederick the Great. The Kaiser’s government was very keen on expanding German influence in the east as a counter to British and French imperial power. Meanwhile, the industrial powers were already sniffing around the Gulf, Iranian, and Mesopotamian oilfields, the economic impetus behind imperialism having yet to run its course. The sea-lanes that preoccupied policy-makers in London, Paris and Moscow were soon to be joined by railways and pipelines, with the Germans making the running with its backing of the Berlin to Baghdad Bahnhof. Petroleum would soon join the fabled Great Game as a western imperial obsession. And this too, in time, would have to come up against rising Arab nationalism.

Would Ataturk and Ibn Saud’s ascendency in Turley and Arabia respectively have happened? Perhaps. The political instability in Anatolia and the Arabian Peninsula, and also, as we have described in the Levant, would have created conditions which could have brought these ambitious,  capable and charismatic men to power.

Mustafa Kemal was just one of many promising Young Turks. Whether he would have risen above his peers without his Gallipoli reputation is moot – he would still have had to shove aside the three amigos. His Turkish nationalism, like that of his Young Turk compadres, was not sympathetic to Arab aspirations. Nor was his agnosticism empathetic to what he considered to be a backward and suffocating Islam. Fezzes and face-coverings were amongst the first things to go once he established his secular republic. Whether he could have held the empire together is another question.

Ibn Saud was not the only kid on the Arabian block. The Hashimites (the descendants of Jordan’s King Abdullah) held the western edge of the peninsula, but also the most spiritually significant – the “haramayn” of Mecca and Medina, no less. The Hashimite princes has their eyes on an Arab Kingdom, but Ibn Saud had his eyes on them. The house of Saud, with its Salafi Wahhabi credentials of a cleaner Islam was way “out there” as far as Arab politics and religion went at the time. Apart from perennial outbreaks of intolerance towards and repression of religious and ethnic minorities and heterodox Muslim sects, Istanbul ruled its multinational and multicultural empire with a light if autocratic hand. But there was all that oil – and to British policy makers, that trumped loyalty to the Qurayshi wannabes in the west, for all their descent from the Prophet and their custodianship of the Holy Places.

How would British-controlled Egypt’s politics have developed? Resistance to Britain and its puppet monarchy (headed by the descendent of that famed Albanian schemer Muhammad Ali, who had caused the Europeans so much angst in the early days of the Eastern Question) was growing and would develop into a secular Egyptian nationalism on the one hand and the Islamist Muslim Brotherhood on the other.

So: no Gallipoli campaign (Churchill would have had to find another project, and young Australia another patriotic shibboleth); no Arab Revolt – the Hashemites would have remained just another influential desert clan and TE Lawrence would not have become a legend; no Balfour Declaration or Sykes Picot agreement to distort and dismember the Arab Levant with two conflicting and irreconcilable nationalisms, so, no Syria, Iraq and Lebanon; no British (and Australian) advance on Gaza, Jerusalem and Damascus (General Allenby might have ended up on the Western Front instead of the steps of King David’s Tower in Jerusalem) and arguably, therefore no Mandate, no Palestine, and no Israel; no Armenian genocide to darken Türkiye‘s reputation and prefigure the Shoah that was to come, or then again, perhaps never came; and no Türkiye as we know it today (although President Erdogan is certainly acting out his inner sultan).

As former and unlamented Secretary of State Condoleeza Rice prematurely proclaimed in 2006 too much ridicule from Arabs generally, “a new Middle East”.

© Paul Hemphill 2017 and 2023 All rights reserved

For further history stories in In That Howling Infinite, see Foggy Ruins of time – from history’s back pages

For stories about the Middle East in In That Howling Infinite, see A Middle East Miscellany

TE Lawrence, General Allenby, Ataturk, and Ben Gurion

The Ottoman Secret

By Raymond Khoury

The Ottoman siege of Vienna of 1683 sees the city fall and the Christian forces annihilated. Western Europe is conquered soon afterwards and in 2019, an increasingly repressive Sultan still rules the continent (though Britain and Russia withstood the onslaught and remain independent nations). A lot has happened in the world since 1683, and as Christendom was vanquished, many things just didn’t happen. Russia is still ruled by the Czars, and America by a post-Mayflower Christian theocracy. Concepts like democracy, freedom of thought and expression, and gender equality are ideas still struggling against heavy odds to be born.

We are in Muslim Paris in 2019. Kamal Arslan Agha is a patriotic, loyal subject of the the Sultan and a special investigator of the Tashkeelat-i Hafiye, the secret police, on the front line of the empire’s harsh response to increasing political and economic turmoil throughout Europe. The Caliphate’s efforts to maintain law and order spare no one, and soon, Kamal’s own family attracts the Hafiye’s attention.

His brother and sister-in-law discover a secret so dangerous, the Caliphate must suppress it, and with the foundations of the Empire under threat, Kamal’s family have no choice but to run. Whether or not they can escape the pursuing Hafiye will determine their own fate, and that of the Caliphate itself – its past, its present, and its future.

Khouri’s vision of a world dominated by conservative, repressive regimes combining religious conformity with modern technology is not a pleasant one. Western democracy might have its faults, but as Churchill said, it’s better than most of the alternatives.

This is, of course, fiction, written by a novelist and not a historian. Its political, cultural and technical milieu is predicated on “what if? What if the Ottomans had expanded and prospered for three centuries instead of gradually transforming into the “sick man of Europe” to be dissected and defeated by western powers? What if through serendipitous and underhand means, the empire has acquired the military, industrial, scientific and technical wherewithal to build over four centuries a world that in many ways in not unlike our own? What if their had been no enlightenment, no French or Russian revolutions, no Hitler, no Holocaust, no Hiroshima?

Incidentally, the siege of Vienna in 1683 gives its name to ‘Gates of Vienna’, a fanatically anti-Muslim far-right blog. Its essential thesis is that this was only one battle in a long war and that Europe and its civilisation are constantly threatened by a Muslim invasion.

As Kurt Vonnegut’s avatar Kilgore Trout would say, “so it goes …”

Sultans of Spring – if the Ottoman Empire hadn’t collapsed.

Imagine the mayhem that might have been avoided had the Ottoman Empire been saved rather than sunk. Blame, among others, Winston Churchill

When a Serb gunman shot an Austrian archduke in the summer of 1914, the nations of Europe tumbled into war with all the grace of bowling pins. Austria-Hungary declared war on Serbia, whose ally Russia declared war on Austria, whose ally Germany declared war on Russia, whose allies France and Britain declared war on Germany and Austria. By early August the continent was in flames.

Much as it wobbled like the rest, however, one of those bowling pins could not make up its mind. Which way would Turkey fall? Should the fading Ottoman Empire join the Triple Entente (Britain, France and Russia) or go with the Central Powers (Germany and Austria-Hungary)

Turkey’s 500-year-old empire was shrinking. It had lost its territories in Africa, nearly all its Mediterranean islands and most of its Balkan lands as well as chunks of eastern Anatolia. It was debt-ridden, industrially backward and politically shaky.

Still, the sultan’s lands straddled two continents, controlling access to the Black Sea. His Arabian territories stretched beyond the holy cities of Islam to the mountains of Yemen and the Persian Gulf, where there were rumoured to lie vast caverns of the sticky black liquid soon to replace coal as the world’s chief source of power.

Confident of Turkey’s weakness, Britain, France and Russia could have clobbered the Ottomans and divided the spoils. Thankfully, wiser heads prevailed. At a secret conclave aboard a British dreadnought off the coast of Norway in late July, a far-sighted politician by the name of Winston Churchill, then First Lord of the Admiralty, worked with French, Russian and Turkish diplomats to forge a treaty. The Turks drove a hard bargain for, as they coyly revealed, Germany too was proffering arms and gold in exchange for an alliance.

The deal that was reached proved immensely beneficial to all concerned. From France, Turkey received generous debt relief. Russia scrapped all claims to Ottoman territory, and made a limited goodwill withdrawal from parts of Anatolia. Churchill waived further payment on two warships that British shipyards were building for Turkey. And Turkey received assurances that its vulnerable extremities would not be attacked; for an empire that for a century had been preyed upon like a carcass this was a new lease of life.

The rewards to the Triple Entente were equally big. Granted exclusive access to the Black Sea, Russia’s allies could resupply the tsar’s armies when they faltered at the start of the war. With no need to defend its Turkish frontier, Russia moved thousands of crack troops from the Caucasus to shore up its front lines. Turkey signed separate agreements recognising British control of the Suez Canal, Aden and the Trucial sheikhdoms of the Persian Gulf, securing the sea lanes for Britain’s massive deployment of troops from the colonies to the Western Front. Turkey’s own army joined in a broad front against Austria-Hungary. Together, these Allied advantages are thought to have shortened the war by as much as a year; the Central Powers might not have sued for a truce as soon as America entered the war, but fought on instead.
Reprieved from collapse, the Ottoman Empire’s government pursued radical reforms. Challenged by growing nationalist tendencies from Arab, Armenian, Greek and Kurdish subjects, Sultan Mehmed V issued a historic firman or proclamation that recognised these as individual nations united under the Ottoman sovereign.

The sultan got to keep the title of caliph, commander of the Sunni Muslim faithful, which his ancestors had acquired four centuries earlier. This proved useful when the empire had to put down a rebellion of religious fanatics in central Arabia, led by a man called Ibn Saud who gained followers by claiming he would restore Islam to a purer state. But mostly the empire was seen as a tolerant place. When Nazi persecutions drove Jews from Europe in the 1930s, many took refuge there (as they had done when expelled from Spain in 1492), particularly in the province of Jerusalem.

If only…

Needless to say, none of the above happened. Quite the opposite. Turkey aligned with Germany in the first world war, and the allies did attempt to invade and divide its empire. Churchill, instead of handing over the warships that ordinary Turks had paid for by subscription, had them seized for the British navy. In 1915 he ordered a catastrophic attack on Turkey; the landing at Gallipoli cost the allies 300,000 casualties. British campaigns against Turkey in Iraq and the Levant cost another million lives.

Turkey’s casualties mounted, by war’s end, to 3m-5m people, nearly a quarter of the Ottoman population. This included some 1.5m Armenians, slaughtered because Turkish officials believed they might become a fifth column for a hostile Russia. And when Britain and France grabbed the Ottomans’ Arab lands, their suppression of uprisings cost thousands more lives.

How much of today’s mayhem in the Middle East, from civil wars to terror in the name of Islam (and of restoring the caliphate) to the emergence of sectarian dictators such as Bashar al-Assad, not to mention of such a grudge-bearing Ottoman revivalist as Recep Tayyip Erdogan, might have been avoided, if only Churchill had embraced Johnny Turk instead of sinking him?

Ataturk Monument, Istanbul

Here are other posts about Turkey past and present:

Sailing to Byzantium

The Watchers Of The Water

Cha … Cha … Changes

People Watching In Sultanahmet

 

 

 

 

 

Roman Wall Blues – life and love in a cold climate

Over the heather the wet wind blows,
I’ve lice in my tunic and a cold in my nose.
The rain comes pattering out of the sky,
I’m a Wall soldier, I don’t know why.
The mist creeps over the hard grey stone,
My girl’s in Tungria; I sleep alone.
Aulus goes hanging around her place,
I don’t like his manners, I don’t like his face.
Piso’s a Christian, he worships a fish;
There’d be no kissing if he had his wish.
She gave me a ring but I diced it away;
I want my girl and I want my pay.
When I’m a veteran with only one eye
I shall do nothing but look at the sky

We’ve marvelled at Roman brickage from Syria to Cirencester, from Bath to Baalbek, but had never ventured to Hadrian’s Wall in Northumbria. WH Auden’s whimsical song, Roman Wall Blues, came to mind as we stood atop the windswept knoll that is Housesteads Roman Fort on a freezing May morning.

In the preface to Pax, the latest volume of his magisterial history of the Roman Empire, English historian Tom Holland notes that the northern bank of the river Tyne was the furthest north that a Roman Emperor ever visited. What was so important about Hadrian’s visit to Tyneside in 122AD was his decision there to mark in stone, for the first time, the official limits of his Empire. North of this great wall, there was paucity and unspeakable barbarism, scarcely worth bothering about; below the wall was civility and abundance and the blessings of Romanitas. To this day, those 73 miles of the Vallum Hadriani across the jugular of Britain still shape the common conception of where England and Scotland begin and end, even though the wall has never delineated the Anglo-Scottish border. For this colossal structure left enduring psychological as well as physical remains. To the Saxons, it was “the work of giants” and was often thought of as a metaphysical frontier with the land of the dead.

George RR Martin, author of The Game of Thrones, the artistic juggernaut, has said that his Ice Wall separating the northern wintry waste with its nomads and its demons from the settled and temperate Seven Kingdoms of Westeros with it castles and cities, it’s palaces and slums, it’s despots, destitute and the depraved, was inspired by a visit to Hadrian’s Wall – only he built it much longer and much, much higher.

“We walked along the top of the wall just as the sun was going down. It was the fall. I stood there and looked out over the hills of Scotland and wondered what it would be like to be a Roman centurion … covered in furs and not knowing what would be coming out of the north at you. George RR Martin has said that his Ice Wall separating the northern wintry waste with its nomads abd its demons from the settled and temperate Westeros with it castles and cities, it’s palaces and slums, and destitute and the depraved, was inspired by a visit to Hadrian’s Wall – only he built it much longer and much, much higher. “We walked along the top of the wall just as the sun was going down. It was the fall. I stood there and looked out over the hills of Scotland and wondered what it would be like to be a Roman centurion … covered in furs and not knowing what would be coming out of the north at you”.

There we were, then, on the edge of empire. The Roman Empire, that is. Among outposts and outcasts. Up on the hills in the nithering wind and the cold rain, the snow and the sleet, and in the valley below with the baths and the brothels. This is where worlds collided. Between the Roman cives and their satraps, and the barbarians of the northlands. Between Britannia and Caledonia. Where solders from Rome and the Italy-yet-to-be that surrounded it, from Gaul, Batavia, Asturias and Tungria, now France, Spain and the Low Countries, from Germania and Sarmatia in Central and Eastern Europe, marched and marauded, drank and dined, foraged and fucked, lived and died.

At the height of Empire, some seven hundred soldiers manned the fort we now call Housesteads, up high on the moors, a windswept outcrop with a vista of 360 degrees and a temperature near zero. Many more legionaries garrisoned the more sheltered Chesters Fort in the nearby-by valley below where the wall crosses the Tyne. These included cavalry, drafted from Sarmatia, in present day Hungary. This was the fanciful premise of King Arthur (2004) starring Clive Owen as a handsome, tortured soul wandering through a flawed film and Keira Knightly as a scantily clad, elfin  warrior Guinevere, backed up by a gallant band of photogenic heroes who hailed from the eastern steppes.

When the Romans departed Britain, Hadrian’s Wall fell into disrepair – it was always permeable, and in time, had served its purpose – which was perhaps as much about public relations as protection. Archeologist Terri Madenholme wrote in Haaretz: “Despite itself having a culture of violence, Rome aimed to project an image of a nation of the civilized, and what better way than having it monumentalized in stone? When Hadrian set to build the 73-miles-long wall drawing the border between Roman Britannia and the unconquered Caledonia, the message became even more clear: this is us, and that’s them. Hadrian’s Wall was much more than just a border control, keeping the Scots in check: it was a monument to Roman supremacy, an attempt to separate the civilized world from the savages”.

“He set out for Britain”, Hadrian’s historian tells us, “and there he put right many abuses and was the first to build a wall 80 miles long [Roman miles] to separate the barbarians and the Romans.”

image

Housesteads Fort

At Vindolanda, to the south, a small town grew up around a large military camp. First of wood and then of stone, constructed by the legionnaires themselves, who included in their number skilled masons and carpenters. Their settlements endure to engage our imaginations today. In times of turmoil, these soldiers fought and fell. In quieter times, they relaxed and recuperated. And the locals gathered about them, built houses and gardens, opened shops and pubs and those aforementioned brothels. And life went on like it does in our time.

During conflict, the Roman auxiliaries guarded the borderlands, deterring the Picts, a dark-skinned painted people who raided from the northern badlands. When peace prevailed, the locals visited, traded, and settled in the viccii or villages that grew organically to the south of the forts that were constructed at intervals along the empire’s perimeter wall. There, they traded, and provided goods, services and entertainment for themselves and for the martial strangers that had come among them from faraway places they’d never heard of.

In the early days, the auxiliaries were not permitted to bring wives and children to the frontier. But folks being folk, they very soon established friendly relations with their neighbours, and legionaries would keep informal wives and families in the vicus. Soviet writer and war-correspondent Vasily Grossman encapsulated all this poignantly and succinctly in An Armenian Sketchbook: “The longer a nation’s history, the more wars, invasions, wanderings, and periods of captivity it has seen – the greater the diversity of its faces .Throughout the centuries and millennia, victors have spent the night in the homes of those whom they have defeated. This diversity is the story of the crazed hearts of women who passed away long ago, of the wild passion of soldiers intoxicated by victory, of the miraculous tenderness of some foreign Romeo towards some Armenian Juliet”.

Officers were allowed to bring their wives and children to their postings, and these endured their provincial, primitive exile by importing the necessities of a comfortable Roman life, including the celebrated Roman plumbing and central heating. Chesters boasts the best preserved military bathhouse in Britain. And so, the accessories of civic consumerism reached the frontier. Food and wine from the warm South were transported to the cold north-lands. Fashions in clothes and jewelry, day-to-day articles and artifacts, from glass and pewter dinnerware to cutlery, tools and sundry hardware. Recently, it has been revealed that these domestic items included what is believed to be the only known Roman dildo. Remnants and reports gathered in the Vindolanda museum open a window into a gone world.

Housesteads Fort

The wonderful Vindolanda tablets have preserved a picture of the oh-so-normal lives of these transplanted souls so far away from home. Amidst accounts and inventories, orders and troop dispositions, a quartermaster reports that supplies of beer are running low. An officer writes to another in a neighboring fort inquiring about the availability of accommodation for visitors and the quality thereof. One tablet reveals that Roman soldiers wore underpants, which, in view of the locale and climate thereabouts, is comforting to know. And another recounts workplace harassment and bullying that would today invoke grievance procedures. The wife of an officer invites another to a birthday party at her house in Vindolanda. There is an undercurrent of “Please come, I am bored shitless”, though a polite Roman matron would not commit such sentiments to a wooden tablet (nor reveal to her friend the existence of that aforementioned sexual comforter). It is probably the oldest surviving document in Latin written by a woman.

So who were these folk so near to us in their needs and desires, their hopes, fears and expectations, and so far from us in time, space and purpose? What did they think and feel? It is a question oft asked by empathetic history tragics. The thinking of another time can be hard to understand. Ideas and ideologies once compelling may become unfathomable. And the tone and sensibility that made those ideas possible is even more mysterious. We read, we ponder, and we endeavour to empathize, to superimpose the template of our value system, our socialization, our sensibilities upon the long-dead. And thence, we try to intuit, read between the lines, draw out understanding from poems, plays, novels, memoirs, pictures, photographs, and films of the past.

We feel we are experiencing another facet of the potential range of human experience. But in reality, we are but skimming the surface, drawing aside a heavy curtain for a momentary glimpse through an opaque window into the past. Yet, we persist nevertheless, because that is what humans do. Over two and a half thousand years ago, the controversial Greek poetess Sappho wrote ”I tell you, someone will remember us; even in another time”.

And in Vindolanda, up there on the wall, on the weather-beaten rim of the long-gone empire, we do  …

© Paul Hemphill 2015.  All rights reserved

Chesters Fort

The best Roman baths in Britain at Chesters Fort

Here is some further reading about Vindolanda.
http://www.vindolanda.com/
http://en.m.wikipedia.org/wiki/Vindolanda_tablets
http://vindolanda.csad.ox.ac.uk/tablets/browse.shtml

And some pieces from my ‘Roman’ period:  Roman Holiday: What have the Romans done for us?:  Cuddling up to Caligula. Read also about what happened when Harald Went A Viking

Blood and Brick … a world of walls

Postscript – The Man who saved Hadrian’s Wall

One of the great unsung saviours of the UK’s heritage is remembered in the museum housing his remarkable collection at Chesters Roman Fort Museum which houses the Clayton Collection of and 5,500 catalogued items from a variety of sites along the central section of the wall.

Few people today have heard of John Clayton, yet he is one of the single most important individuals in the history of Hadrian’s Wall.

A classically educated Victorian gentleman who combined demanding roles running the family law firm and acting as town clerk for the city of Newcastle-upon-Tyne, Clayton had a passion for archaeology and the Roman military legacy in his beloved Northumberland.
Were it not for Clayton, large parts of Hadrian’s Wall would have disappeared as the industrial revolution fuelled the demand for stone to build factories, mines and mills. His role in the preservation and survival of Chesters Roman Fort – the best-preserved Roman cavalry fort in Britain, is now undisputed.

In the early 19th century Clayton lived at Chesters House in the parkland surrounding the Roman fort and from an early age became fascinated by the Roman relics that surrounded him.

By the 1830s he began buying land to preserve the Wall, at a time when what is now a World Heritage Site was little understood,  and was being unthinkingly vandalised by quarrying and removal of stones for reuse. Clayton’s enthusiasm helped preserve the central stretch of Hadrian’s Wall that includes Chesters (Cilurnum), Housesteads and Vindolanda. He carried out some of the first archaeological excavations on the Wall and even brought early tourism to the area by displaying some of the finds at Chesters. Clayton managed the estate and its farms successfully, generating cash to fund further preservation and restoration work on the Wall. He never married, and died in 1890

The museum housing the Clayton Collection was opened next to the fort site in 1903, 13 years after his death. It is privately owned but curated by English Heritage on behalf of the Trustees of the Clayton Collection, and has been refurbished to bring it up to 21st century standards of conservation, display and interpretation. Yet, great care has been taken to respect its character and to retain the feel of a 19th century gentleman antiquarian’s collection, and many of the labels and original cases have been retained..

John Clayon

For more on Clayton and his museum, read:

http://www.culture24.org.uk/history-and-heritage/art56960

The Spirit of ’45

I was a child of the Welfare State.

Born in the early years after the end of World War II, I was aware that the dominant mood was relief that it was over, sadness at those lost and most importantly a forward looking attitude to improve things and not simply to get back to what life had been like before. The traces of the conflict were all around me in once blitzed Birmingham – in the barren, levelled  ‘wastelands’ where streets had once stood, in the austerity, and the monotonous and monochrome drabness of couture and cuisine. To my boyish mind, “the war” was a shared community experience, a shadow which few, I now recall, talked about; but also, the stuff of puerile fantasies fostered by comic books, Airfix models, and patriotic movies that were literally and figuratively black and white.

Life was not all roses in those immediate post-war years, but better by far than what went before. Rationing was still in place when I was born in Birmingham in 1949, not ending until 1954. Young men still had to do their national service (the last call up was in 1960, the year I started Secondary school). We lived with our aunt in a cold-water, back-alley walk-up on the border of Balsall Heath (just inside Moseley, a ‘better’ suburb). Aunty Mary was my mother’s mother’s sister. When her sister died and daddy Paddy ran off with another women, Mary brought the six children over to Birmingham from Enniscorthy, County Wexford one by one. She had come to Birmingham from Ireland before the war, after her husband had run off (these things happened in Catholic Ireland). And she lived in that same old house right through the Blitz when German bombers regularly targeted The Second City’s engineering, motor and arms factories, and not a few public buildings including the Piccadilly and Waldorf cinemas on nearby Stratford Road.

I was born in her house. She had a friend who had once given birth, so that friend was the midwife. My brothers followed over the next two years. By then, National Health Service had kicked in, so they were born in hospital. Childbirth, forever dangerous, was now rendered less life threatening. There we all lived, three kids, our folks, three uncles, two aunts, a dog and a cat. Three bedrooms, girls in one, boys in another, and our family in the third. Outside loo and coal shed, no bathroom or hot water (we kids bathed in the kitchen sink and grown- ups went down to The Baths), Cold and damp, and close to the shops. And there we lived until, in 1956 when a council house in Yardley Wood became our first family home. Cold and colder running water that froze in winter, but it was at least inside the house;  bathroom with hot water boiled in a big gas boiler; and an outside flush lavatory that was nevertheless immediately adjacent to the backdoor and not down the garden. A big garden too, for winter and spring vegetables, and summer camp-outs.

There we grew, with free medical treatment for all our ailments, and free optical and dental care. I still have crooked teeth – no fancy orthodontics on the NHS – but I have all my teeth still. And my eyesight. We were educated, for free. This came in during the war with the Butler Act. So, thanks to the Welfare State, we were housed and healthy enough to get to primary school and beyond. Once there, we had free books, free pens and paper, and compulsory sport, and doctors and nurses would turn up on a regular basis to check our vitals. And thus, we were able to reach the glorious ‘sixties ready to rock ‘n roll.

Which brings me by a circuitous route to British director Ken Loach’s 2013 documentary, The Spirit of ’45,  a celebration of the radical changes that took place under the Labour government of Clement Attlee which came to power in 1945.

What a year that was! No sooner had the war ended, than the British electorate voted out its esteemed and beloved war leader, Winston Churchill, and bought Labour’s promise of a democratic socialism. Drawing on archive footage, and presented in black and white with contemporary interviews with dockers and miners, doctors and nurses, politicians and economists, Loach describes the nationalisation of the public services, and their subsequent privatisation three decades later. His interviewees provide poignant anecdotes about the poverty of the 1930s, dangerous and exploitative working conditions, poor housing, and abysmal health care, and the renewed sense of purpose and optimism after the end of the war and Labour’s landslide victory. He recounts the subsequent expansion of the welfare state, with its free to all medical service, and the nationalization of significant parts of the British economy, most notably, electricity, the railways, and the mines.

The Attlee government was elected due to a general belief that nothing would or could be as it had been before. Britain had pulled together to win the war; now, it would transform the peace. This was The ‘Spirit’ of ’45.

But whilst ‘spirit’ can imply  ‘esprit’ and elation, it can also mean ‘ghost’ insofar as Loach rages against the death of all that hope, optimism, and vision in the decades that followed.. It is a call to arms for a return to the public unity of those heady post-war years and against the policies of subsequent governments, and most particularly those of Margaret Thatcher, that have progressively demolished the Britain that Clement Attlee and Aneurin Bevan strove to build. And it is a reminder that the NHS is worth fighting for at a time when it is being progressively dismantled. With stills of modern soup kitchens and the Occupy movement camped outside St Paul’s, Loach clearly believes that Occupy inherits that spirit of ’45.

Viewing The Spirit of ’45 was exhilarating. It was full of Wow! moments. The footage of the poverty of the depression years, the slum dwellings, urchin children playing on the streets or on the slag heaps, the unemployment queues, the scavenging for coal, the Jarrow March. Diseases now preventable or eradicated, then mortal. Five in a bed, and two of them dead. Malnutrition and rickets. Bread and dripping sandwiches? You needed beef for dripping. Fat chance. It was bread and jam, thank you (and grateful for it, one was tempted to respond – there were indeed some Monty Python moments there, particularly the one-down-manship sketch “when I was a lad, we were so poor…”

Relying so heavily on memories and reminiscences, the film is nostalgic, sentimental, and simplistic even, with little in-depth analysis. A tick-a-box of the many innovations that greeted the arrival of the baby boomers. Presented in such a clear and uncluttered fashion, it was quite stirring. That is Ken Loach for you. What you see is what you get: a one-sided history lesson.

The film leaps from the Attlee government straight into the darkest days of the Thatcher government, with no discussion of the political, economic and social changes and challenges in between. The road from Clement to Maggie was an eventful and for many, a traumatic one. The Counter Revolution took decades to establish itself. The great experiment of 1945 contained the seeds of its own destruction.

Loach’s focus on the years of nationalization and privatization makes narrative and dramatic sense.

But the years in between were dramatic also. Read Dominic Sandbrook’s great quartet. The titles say it all: Never Had It So Good: A History of Britain from Suez to the Beatles; White Heat: A History of Britain in the Swinging Sixties; State of Emergency; The Way We Were: Britain 1970–1974; and Seasons in the Sun: The Battle for Britain, 1974-1979. These were best of times, these were the worst of times, as the Great Man might have said. And the worst was to come, when Britain apparently went down the gurgler, and Thatcher had to break it to fix it. And like Dr Frank’s monster, it did not quite come back together right.

The Spirit of ’45 received favourable reviews (one follows), most writers qualifying their praise with Loach’s unapologetic partisanship – he is Ken Loach, after all, and you either dig him or you don’t. My favourite film is his 1995 Spanish Civil War drama, Land and Freedom. And you most certainly don’t get a balanced view of that conflict from this. As with The Spirit of ’45, you just sit back and go for a revolutionary ride.

See also othet memories in In That Howling Infinite:

Dave Calhoun, Time Out, 11th Feb 2013

Ken Loach rarely makes documentaries, and when he does, they’re usually about an urgent topical issue, such as the 1980s miners’ strike (‘Which Side Are You On?’) or the 1990s Liverpool Dockers’ strike (‘The Flickering Flame’). On the surface, ‘The Spirit of ’45’ takes a longer view than those films. This rousing and saddening film reminds us of the air of progress and reconstruction that took hold in British politics immediately after World War II. It takes us right back to the founding of the welfare state and, with it, the nationalization of the health service, transport, energy, housing and other areas of public life, as initiated by Clement Attlee’s 1945-1951 Labour government. The faces we see at the beginning of the film of young Britons celebrating in the fountains at Trafalgar Square in May 1945 symbolize the hope of a nation: that things can only get better after six years of war.

But Loach, the director of ‘Kes’ and ‘Looking for Eric’, is equally concerned with the spirit of modern Britain. For him, the socialism of our past – of Attlee and his comrades Nye Bevan, Herbert Morrison and others – could teach the present a thing or two. And so the second part of ‘The Spirit of ’45’ ponders an altogether different mood than that in the 1940s: Thatcherism and the more recent failure of organised labour to live up to its founding principles. If ‘The Spirit of ’45’ might provoke David Cameron to raise his eyes skywards, it might also have Ed Miliband cowering behind an unwritten manifesto. Loach’s quiet, unforced position is that the left is equally guilty of abandoning the promise and passion of the post-war years.

Yet, as political essays go, this is a tender, soft and humane film. It’s a compelling mix of interviews, old and new, with archive footage, much of it from old newsreels and public information films. There’s no voice-over, just faces and voices – the voices of ageing nurses, doctors, miners, union officials and others, alongside a handful of economists and historians. Some of Loach’s arresting interviewees, like Sam Watts from Liverpool and the former Welsh miner Ray Davies, recall what poverty looked like in the 1930s, reminding us why the welfare state was necessary in the first place. Others, like a trio of nurses from Manchester and the Welsh GP Dr Julian Tudor Hart, remember the excitement and the work of the early NHS. In fact, the NHS emerges as one of the film’s chief concerns: it’s both the great survivor of the welfare state and the institution of that age currently facing the biggest threat from political decisions.

Ninety-odd minutes is not enough for this subject. There are inevitable omissions (no education, for example), and Loach makes a slightly jarring leap from a chronology of nationalization that speeds through the 1950s and ’60s to the 1979 election of Thatcher. But always apparent is his clear thesis and the infectious commitment and fervour of his interviewees. The film works all at once as a lament, a celebration and a wake-up call to modern politicians and voters.