Reviewing 2017, I am reminded of Game of Thrones‘ Mance Rayder’s valedictory: “I wish you good fortune in the wars to come”.
On the international and the domestic front, it appeared as if we were condemned to an infernal and exasperating ‘Groundhog Day’.
Last November, we welcomed Donald Trump to the White House with bated breath and gritted teeth, and his first year as POTUS did not disappoint. From race-relations to healthcare to tax reform to The Middle East, South Asia and North Korea, we view his bizarro administration with a mix of amusement and trepidation. Rhetorical questions just keep coming. Will the Donald be impeached? Are we heading for World War 3? How will declining America make itself “great again” in a multipolar world set to be dominated by Russia Redux and resurgent China. Against the advice of his security gurus, and every apparently sane and sensible government on the globe (including China and Russia, but not King Bibi of Iz), his Trumpfulness recognized Jerusalem as the capital of Jerusalem. Sure, we all know that Jerusalem is the capital of Israel – but we are not supposed to shout it out loud in case it unleashed all manner of mayhem on the easily irritated Muslim street. Hopefully, as with many of Trump’s isolationist initiatives, like climate change, trade, and Iran, less immoderate nations will take no notice and carry on regardless. The year closes in, and so does the Mueller Commission’s investigation into Russia’s meddling in the last presidential election and the Trumpistas’ connivance and complicity – yes, “complicit”, online Dictionary.com’s Word of the Year, introduced to us in her husky breathlessness by the gorgeous Scarlett Johansson in a spoof perfume ad that parodies Ivanka Trump’s merchandizing.
Britain continues to lumber towards the Brexit cliff, its unfortunate and ill-starred prime minister marked down as “dead girl walking”. Negotiations for the divorce settlement stutter on, gridlocked by the humongous cost, the fate of Europeans in Britain and Brits abroad, and the matter of the Irish border, which portends a return to “the troubles” – that quintessentially Irish term for the communal bloodletting that dominated the latter half of the last century. The May Government’s hamfistedness is such that at Year End, many pundits are saying that the public have forgotten the incompetence of Labour leader Jeremy Corbyn, and predict that against all odds, his missus could soon be measuring up for curtains in Number Ten.
Beset by devilish twins of Trump and Brexit, a European Union written-off as a dysfunctional, divided bureaucratic juggernaut, appears to have found hidden reserves of unity and purpose, playing hardball with Britain, dismissing the claims of Catalonia and Kurdistan, rebuking an isolationist America, and seeing-off resurgent extreme right-wing parties that threaten to fracture it with their nationalist and anti-immigration agendas. Yet, whilst Marine Le Pen and Gert Wilders came up short in the French and Dutch elections, and centrists Emmanuel Macron and Angela Merkel hold the moderate middle, atavistic, autocratic and proto-fascist parties have risen to prominence and influence in formerly unfree Eastern Europe, driven by fear of a non-existent flood of refugees from the Middle East and Africa (these are headed for the more pleasant economic climes of Germany, Britain and Scandinavia), and perhaps, their historically authoritarian DNA. Already confronted with the Russian ascendency in the east, and the prospects of the Ukrainian – Donetsk conflict firing up in the near future, the EU’s next big challenge is likely to be reacquainting itself with its original raisin d’etre – the European Project that sought to put an end to a century of European wars – and addressing the potential expulsion of parvenu, opportunistic member states who fail to uphold the union’s democratic values. As a hillbilly villain in that great series Justifed declaimed, “he who is not with is not with us”.
The frail, overcrowded boats still bob dangerously on Mediterranean and Aegean waters, and the hopeful of Africa and Asia die hopelessly and helplessly. Young people, from east and west Africa flee poverty, unemployment, and civil war, to wind up in Calais or in pop-up slave markets in free but failed Libya. In the Middle East the carnage continues. Da’ish might be finished on the battlefields of Iraq and Syria, with the number of civilian casualties far exceeding that of dead jihadis. But its reach has extended to the streets of Western Europe – dominating headlines and filling social media with colourful profile pictures and “I am (insert latest outrage)” slogans. Meanwhile, tens, scores, hundreds die as bombs explode in Iraq, Syria, Yemen, Egypt, Afghanistan and Pakistan, with no such outpourings of empathy – as if it’s all too much, too many, too far away.
Bad as 2017 and years prior were for this sad segment of our planet, next year will probably not be much better. The autocrats are firmly back in the saddle from anarchic Libya and repressed Egypt to Gulf monarchs and Iranian theocrats. There will be the wars of the ISIS succession as regional rivals compete with each other for dominance. Although it’s ship of state is taking in water, Saudi Arabia will continue its quixotic and perverse adventures in the Gulf and the Levant. At play in the fields of his Lord, VP Pence declared to US troops in December that victory was nigh, the Taliban and IS continue to make advances in poor, benighted Afghanistan. Meanwhile, Africa will continue to bleed, with ongoing wars across the Sahel, from West and Central Africa through to South Sudan, ethnic tensions in the fragile nations of the Rift Valley, and further unrest in newly ‘liberated’ Zimbabwe as its people realize that the military coup is yet another case what The Who called “meet the old boss, same as the new boss”.
This Syrian mother and her child were rescued by the Greek Coast Guard.
In our Land Down Under, we endured the longest, most boring election campaign in living memory, and got more of the same: a lacklustre Tory government, and a depressingly dysfunctional and adversarial political system. Politicians of all parties, blinkered by short-termism, and devoid of vision, insist on fiddling whilst the antipodean Rome burns. All this only accentuates Australians’ disenchantment with their representatives, warps their perception of the value and values of “democracy”, and drives the frustrated, disgruntled, fearful and alienated towards the political extremes – and particularly the Right where ambitious but frustrated once, present and future Tory politicians aspire to greatness as big fishes in little ponds of omniphobia.
Conservative Christian politicians imposed upon us an expensive, unnecessary and bitterly divisive plebiscite on same-sex marriage which took forever. And yet, the non-compulsory vote produced a turnout much greater than the U.K. and US elections and the Brexit referendum, and in the end, over sixty percent of registered voters said Yes. Whilst constituencies with a high proportion of Muslims, Hindus, Christians and Chinese cleaved to the concept that marriage was only for man and women, the country, urban and rural, cities and states voted otherwise. The conservatives’ much-touted “silent majority” was not their “moral majority” after all. Our parliamentarians then insisted on dragging the whole sorry business out for a fortnight whilst they passed the legislation through both Houses of Parliament in an agonizingly ponderous pantomime of emotion, self-righteousness and grandstanding. The people might have spoken, but the pollies just had to have the last word. Thanks be to God they are all now off on their summer hols! And same-sex couples can marry in the eyes of God and the state from January 9th 2018.
Meanwhile, in our own rustic backyard, we are still “going up against chaos”, to quote Canadian songster Bruce Cockburn. For much of the year, as the last, we have been engaged in combat with the Forestry Corporation of New South Wales as it continues to lay waste to the state forest that surrounds us. As the year draws to a close, our adversary has withdrawn for the long, hot summer, but will return in 2018, and the struggle will continue – as it will throughout the state and indeed the nation as timber, coal and gas corporations, empowered by legislation, trash the common treasury with the assent of our many governments.
And finally, on a light note, a brief summary of what we were watching during the year. There were the latest seasons of Game of Thrones and The Walking Dead. The former was brilliant, and the latter left us wondering why we are still watching this tedious and messy “Lost in Zombieland”. Westworld was a delight with its fabulous locations and cinematography, a script that kept us backtracking to listen again to what was said and to keep up with its many ethical arcs and literary revenues. and a cavalcade of well cast, well-written and original characters. Westworld scored a post of its own on this blog – see below. The Hand Maid’s Tale wove a dystopian tale all the more rendered all the more harrowing by the dual reality that there are a lot of men in the world who would like to see women in servitude, and that our society has the technology to do it. To celebrate a triumphant return, our festive present to ourselves were tee-shirts proclaiming: “‘ave a merry f@#kin’ Christmas by order of the Peaky Blinders”. And on Boxing Day, Peter Capaldi bade farewell as the twelfth and second-best Doctor Who (David Tennant bears the crown), and we said hello to the first female Doctor, with a brief but chirpy Yorkshire “Aw, brilliant!” sign-on from Jodie Whittaker.
Whilst in Sydney, we made two visits to the cinema (tow more than average) to enjoy the big-screen experience of the prequel to Ridley Scott’s Alien and the long-awaited sequel to our all-time favourite film Blade Runner. Sadly, the former, Alien: Covenant, was a disappointment, incoherent and poorly written. The latter, whilst not as original, eye-catching and exhilarating as its parent, was nevertheless a cinematic masterpiece. It bombed at the box office, just like the original, but Blade Runner 2049 will doubtless become like it a cult classic.
This then was the backdrop to In That Howling Infinite’s 2017 – an electic collection covering politics, history, music, poetry, books, and dispatches from the Shire.
An abiding interest in the Middle East was reflected in several posts about Israel and Palestine, including republishing Rocky Road to Heavens Gate, a tale of Jerusalem’s famous Damascus Gate, and Castles Made of Sand, looking at the property boom taking place in the West Bank. Seeing Through the Eyes of the Other publishes a column by indomitable ninety-four year old Israeli writer and activist Uri Avnery, a reminder that the world looks different from the other side of the wire. The Hand That Signed the Paper examines the divisive legacy of the Balfour Declaration of 1917. The View From a Balcony in Jerusalem reviews journalist John Lyons’ memoir of his posting in divided Jerusalem. There is a Oh, Jerusalem, song about the Jerusalem syndrome, a pathology that inflects many of the faithful who flock to the Holy City, and also a lighter note, New Israeli Matt Adler’s affectionate tribute to Yiddish – the language that won’t go away.
On politics generally, we couldn’t get through the year without featuring Donald Trump. In The Ricochet of Trump’s Counterrevolution, Australian commentator Paul Kelly argues that to a certain degree, Donald Trump’s rise and rise was attributable to what he and other commentators and academics describe as a backlash in the wider electorate against identity and grievance politics. Then there is the reblog of New York author Joseph Suglia’s original comparison between Donald Trump’s White House and Shakespeare’s Julius Caesar. But our particular favourite isDeep in the Heart of Texas, a review of an article in The New Yorker by Lawrence Wright. His piece is a cracker – a must-read for political junkies and all who are fascinated and frightened by the absurdities of recent US politics.
Our continuing forest fight saw us return to Tolkien’s Tarkeeth, focusing this time around on fires that recalled Robert Plant’s lyrics in Ramble On: In the darkest depths of Mordor. The trial in Coffs Harbour ofthe Tarkeeth Three and the acquittal of two of our activists were chronicled on a series of interviews recorded by Bellingen’s Radio 2bbb, whilst other interviews were presented in The Tarkeeth Tapes. On a lighter note, we revisited our tribute to the wildlife on our rural retreat in the bucolic The Country Life.
I have always wanted to write a tribute to the Beatles, but I can’t better Australian journalist and author David Leser’s piece in the Sydney Morning Herald on Nov 25-26 2017.
I was 6½ years old when I saw the Beatles perform Love Me Do on Britain’s Granada Television. Like anyone old enough to remember that moment in 1962, I was thunderstruck – by the harmonies, the haircuts and the wavering harmonica that John Lennon was playing.
Our generation had never heard anything like it – not until we heard Please Please Me, and then I Saw Her Standing There, and then From Me to You, and then She Loves You, I Want to Hold Your Hand, Can’t Buy Me Love, I Feel Fine, Ticket to Ride, Help …
They just kept coming didn’t they? One glorious foot-stomping pop classic after another. Songs that took us to places of head-shaking ecstasy in less than 2½ minutes, blending influences of rock ‘n’ roll, rhythm ‘n’ blues, rockabilly, skiffle and – later – reggae, folk, country and western, Indian, psychedelia and string quartets.
Songs that started with choruses. Songs that went from minor falls to major lifts. Songs with beautiful bridges and mysterious openings, like that indescribable shimmering announcement of A Hard Day’s Night, or the 16-minute medley that concluded Abbey Road, their final recorded album. (And, yes, Abbey Road was always my favourite, even though Rubber Soul, Revolver, Sgt Pepper and The White Albumcould always ambush me with their brilliant innovations.)
Police officers hold back the tide of fans screaming for the Beatles outside the Sheraton Hotel, where they stayed in Sydney during their 1964 Australian tour. Photo: George Lipman
Songs that were arrows aimed at the collective heart of nations. Songs that captured the tempo and temper of a generation. Songs that saw two geniuses – John Lennon and Paul McCartney – hunting as one pair to become the greatest songwriting duo in history – and this before George Harrison finally emerged from their oversized shadow.
Songs that came to represent arguably the greatest outpouring of melody from one source since Mozart. Not scores of good songs. Hundreds of great songs that are still being analysed, deconstructed and, of course, played today.
I was eight when the Beatles came to Australia in 1964 and 300,000 people poured onto the streets of Adelaide to welcome them. I had photos of the Beatles all over my bedroom wall (actually I still have photos all over my wall, although not my bedroom) and I remember crying when my mother went to see them at the Sydney Stadium and told me I couldn’t go.
I was 14 when the Beatles disbanded in 1970 and my world was shattered for that central part of my history – our history – that had just died. And then again 10 years later when John Lennon was murdered in New York. I remember the moment as though it were yesterday – standing in a hospital corridor waiting to see my sick grandmother – as a woman in the room next door yelled to her deaf mother: “Did you hear mum? A madman just shot John Lennon.”
Fans await the arrival of Ringo Starr of the Beatles at Kingsford Smith Airport,Sydney, in June 1964. Photo: Trevor Dallen
It was as if I’d lost a member of my own family, which in a way I had; only to be repeated 21 years later when George Harrison died from cancer.
The Beatles were the stuff that dreams and screams were made of and like millions of boys my age, I learnt to play guitar and sing because of them. I fell in love to the Beatles. And with the Beatles – George first, then Paul, then John, then George all over again.
Paul McCartney and John Lennon begin writing songs together in 1962. Photo: AP
And, truth is, this love has never deserted me – nor many in my generation – no matter how far we’ve travelled from their phenomenon, in time and space. Of course there were other loves too: the Beatles’ great rivals – the Rolling Stones, the Who, Cream; the Beatles’ successors – Led Zeppelin, Talking Heads and Fleetwood Mac; the Jewish songwriters – Bob Dylan, Leonard Cohen and Paul Simon; the androgynous ground breakers Bowie, Michael Jackson and Prince; not to mention Nick Drake, Tim Buckley, Van Morrison, Cat Stephens and Bruce Springsteen. And all this well before we’d even entered the ’90s.
Such a long list of musical loves, but never like that first great love. And now that Paul McCartney is about to arrive on our shores after a near 25 year absence it feels appropriate to reflect on why this should be so, notwithstanding the millions of words already penned about the Greatest Band the World has Ever Known.
I remember the moment as though it were yesterday – standing in a hospital corridor waiting to see my sick grandmother – as a woman in the room next door yelled to her deaf mother: ‘Did you hear mum? A madman just shot John Lennon.’
It was always about the music, but the multiple stories that attached themselves to the Beatles were no less compelling. Two motherless Liverpool teenagers, one caustic and witty (Lennon), the other conciliatory and hugely ambitious (McCartney), crossing their city one day to find the only person who could teach them the B7 chord.
And then, in the space of a few short years, forging a songwriting partnership that would see them, by early 1964, capturing 60 per cent of the American singles market, all top five positions on the Billboard’s singles and then, the following week, 14 of the top 100 US singles.
The Beatles give a press conference during their 1964 Australian tour
They’d honed their stage craft during their Hamburg years (1960-62) when – among the bouncers, gangsters and sex workers of the notorious Reeperbahn – they’d performed 800 hours on stage, mostly on Preludin to stay awake, with show-stopping songs like Ray Charles’ What’d I Say.
They were the Rolling Stones before the Rolling Stones ever declared themselves a white Chicago blues band from London. For one thing, McCartney was a virtuoso musician who already knew his way around his left-handed guitar by the age of 15.
Paul McCartney on his One On One tour in 2016
Son of a big band leader, he was steeped in famous music hall songs, while also imbued with the rock ‘n’ roll of Fats Domino, Little Richard, Elvis and Chuck Berry, not to mention the revival of British jazz, known as skiffle. Plus he could sing harmonies like an angel and he taught Lennon how to tune his guitar.
By the time he’d reached his prime, he was playing bass, electric guitar, acoustic guitar, piano, harmonica, trumpet, recorder, oboe, flugelhorn, cello, violin, harpsichord, even the drums.
I had photos of the Beatles all over my bedroom wall and I remember crying when my mother went to see them at the Sydney Stadium and told me I couldn’t go, writes David Leser. Photo: Supplied
“Mr Lennon, is Ringo Starr the best drummer in the world?” a breathless interviewer once asked John Lennon. “Ringo isn’t even the best drummer in the Beatles,” Lennon replied.
It was an apocryphal story and it belied Ringo’s mastery – his rock-steady backbeat, his tom tom grooves, his syncopated propulsion, his languid rolls. As McCartney noted after Ringo first sat in for original drummer Pete Best: “I remember the moment standing there and looking at John and then looking at George, and the look on our faces was like …what is this? And that was the moment, that was the beginning, really, of the Beatles.”
And then the so-called “Quiet Beatle” George Harrison, the lead guitarist, whose magnificent songwriting talent only began to fully reveal itself in 1968, four years after Beatlemania had swept the world, with songs like While My GuitarGently Weeps, Here Comes the Sun and Something, the latter Frank Sinatra describing as “the greatest love song ever written.”
All great stories naturally have their tension and for the Beatles it was, firstly, the global hysteria that saw them turn their backs on live performances in favour of the studio. There they would end up penning their most brilliant songs – Day Tripper, We Can Work it Out, Norwegian Wood, Nowhere Man, In My Life, Paperback Writer, Eleanor Rigby. And all this before they got around to Sgt Pepper, The White Album, Let it Be and Abbey Road.
It was the tension also of the Lennon-McCartney rivalry that, at its best, would see them trading song for song – Lennon’s Strawberry Fields Forever for McCartney’s Penny Lane; or lyric for lyric, as in Day in the Life, arguably their greatest collaboration.
At its worst, though, was the feud that finally erupted in the wake of manager Brian Epstein’s death from a drug overdose in 1967. That’s when, according to Lennon, McCartney began bossing the others around, trying to assert his will over the band.
Lennon was withering about McCartney in his final Rolling Stoneinterview, claiming McCartney was an “egomaniac” who’d tried to destroy – subconsciously – his [Lennon’s] songs. He also damned Yesterday, the most covered song in history, with faint praise.
“Well, we all know about Yesterday,” he said. “I have had so much accolade for Yesterday. That is Paul’s song, of course, and Paul’s baby. Well done. Beautiful … and I never wished I had written it.”
That final interview came three days before Lennon was gunned down and whatever chance there might have been of a true reconciliation between these old Liverpool friends ended with those five shots from Mark Chapman’s .38 Special revolver.
In the 47 years since the Beatles disbanded the question has often been asked: “Who was the better songwriter, Lennon or McCartney?” In 2014, an American documentary crew attempted to provide an answer after spending 10 years asking 550 musicians, directors and actors for their verdict.
One respondent said it was like choosing between your mum and dad. Another said it was like deciding between “food, shelter and clothing”. Lennon got the highest number of votes, although when US President Barack Obama awarded Paul McCartney the annual Gershwin prize for popular song in 2010 he described the now 75 year-old McCartney as “the most successful songwriter in history.
“He has composed hundreds of songs over the years – with John Lennon, with others, or on his own. Nearly 200 of those songs made the charts. Think about that. And stayed on the charts for a cumulative total of 32 years. His gifts have touched billions of lives.”
My friends and I are among those billions, although I might be the most hopelessly devoted of all. Once a month a few of us gather for a night of Beatles songs and I’ll be damned if I’m still not trying to work out the complex chord progressions and the high notes to their two and three-part harmonies.
My daughters, too, are fans, even though they were born two decades after it all ended. When each girl turned five I gave them the complete works of the Beatles with the instruction: “If you want to learn about songwriting and melody then listen to this.”
My elder daughter is now a singer-songwriter, my younger daughter a photographer. No prizes for guessing where we’ll be the night McCartney rolls back the years.Liverpool
The great and the good, the wise and the weary, have all offered a definition of ‘history’. To Napoleon, it was “a myth that men agree to believe”. Historian Marc Bloch observed that it was “an endeavour towards better understanding”. His Nazi killers disagreed – their’s was a less nuanced, more zero-sum approach. Abba Eban, long time Israeli foreign minister, wrote that it “teaches us that men and nations behave wisely once they have exhausted all other alternatives”. Aldous Huxley wrote “that men do not learn very much from the lessons of history is the most important of all the lessons that history has to teach.” And channeling Mark Twain and Karl Marx, Buffy Summers remarked, “You know what they say. Those of us who fail history are, doomed to repeat it in summer school”. But best is John Banville’s admission in The Sea that “the past beats inside me like a second heart”. Simply put, we like to see some pattern, some sense of order to it all. Arthur Schlesinger Jr. commented: “The passion for tidiness is the historian’s occupational disease”. Niccolo Machiavelli wrote: “Whoever wishes to foresee the future must consult the past; for human events ever resemble those of preceding times. This arises from the fact that they are produced by men who have ever been, and shall ever be, animated by the same passions. And thus they necessarily have the same results”. And yet, whilst seeking patterns, we cannot really use them to predict outcomes. And it is impossible to know what really happened. The past is another country and all that. All we can say for sure is that in the end, history will remember where we end up much more than how we got there. And, history takes time. All the time in the world.
As Mark Twain remarked sardonically, “history doesn’t repeat itself. A best, it sometimes rhymes”. A recent rhyme was evident when an opulent exhibition on the life and legacy of Alexander The Great of Macedon was brought from ‘old world’ St.Petersburg, the twice renamed city of Peter The Great of Russia, to ‘ new world’ Sydney, Australia. For all his ‘greatness’, young Alexander was, like Lord Byron “mad, bad, and dangerous to know”, but with murderous psycho mixed in. In his ‘Inferno’, Dante had him standing in the river of boiling blood, along with war-mongers and murderers. Why don’t these people just stay at home! Well, what would you think? You are minding your own business down beside the rivers of Babylon, and then suddenly, there’s an army of 50,000 Greeks on the other bank intent on doing damage. Or there you are, beside the sacred Indus, just about to tuck into your chicken vindaloo, when a rampaging horde of homesick Greeks come charging over the horizon. And you ask to no one in particular, because they have all been massacred or enslaved by now, “Why don’t they do the things they do back in their own bloody country?” And there you are on the banks of the Tigris, minding your own business, and keeping out of the way of the Mukhabarat, when over the horizon in a cloud of dust and disco sweeps a column of armoured vehicles and hordes of ka-firi-n with rifles and ray-bans. And you ask to no one in particular, because they have all been bombed or strafed by now, “Why don’t they do the things they do back in their own bloody country?” Plus ça change, plus c’est la meme chose. Nothing much has changed, really.
Which brings us back perhaps, to what Basil Fawlty called ‘the bleeding obvious”. Beyond the scholars’ passion for patterns, and the dry dialectics of cause and effect, there is the personal dimension. Who were the actual inhabitants of ‘history’? What did they think and feel? The thinking of another time can be hard to understand. Ideas and ideologies once compelling may become unfathomable. And the tone and sensibility that made those ideas possible is even more mysterious. We read, we ponder, and we endeavour to empathize, to superimpose the template of our value system, our socialization, our sensibilities upon the long-dead. And thence, we try to intuit, read between the lines, draw out understanding from poems, plays, novels, memoirs, pictures, photographs, and films of the past. We feel we are experiencing another facet of the potential range of human experience. But in reality, we are but skimming the surface, drawing aside a heavy curtain for a momentary glimpse through an opaque window into the past. Simply put, people who lived ‘then’ are not at all the same as we who live ’now’.
Over two and a half thousand years ago, the controversial Greek poetess Sappho wrote:”I tell you, someone will remember us; even in another time”. And so we do, for one thing is for certain: we all love a good story. As they say, in Arabic, as indeed in all tongues, times and places, “ka-n ya ma ka-n bil ‘adim izzama-n wa sa-lifi al aSri wa la-wa-n”‘ or, “once upon an time”.
So, let us walk down what Welsh poet RS Thomas called ‘the long road of history”, beginning with, yes, the usual suspects: power and pride, greed, and aggrandizement, and as accessories after the fact, dolour, devastation, and death.
Time: Year Zero of the Christian era. Place: The Mediterranean littoral
Often, with overwhelming political and military power and economic wealth come arrogance, decadence, and complacency. And with lean and hungry barbarians on the borderland, the geographical interface between the desert and the sown, and soon hanging around the gates, so the seeds of decline and destruction are scattered and germinate. The Pharaohs conquered and ruled over much of North Africa and the Middle East for centuries. Indeed, the first historical record of a ‘formal’ set piece battle between two armies took place in 1468 BCE at Meggido, just south east of Haifa in present day Israel – some five thousand Egyptians took on and bested two thousand Canaanite soldiers of local city states. But Egypt was to fall to the ascendant and ambitious Greeks and Persians, and later, the Romans. And down went these mighty successors. Thebes, Athens, Sparta, Persepolis, Ctesiphon, Rome, Carthage, Byzantium, Constantinople. Grand names, but now bones, bones, dry bones. The Bard of Avon declaimed “The cloud-capp’d tow’rs, the gorgeous palaces, the solemn temples, the great globe itself, Yea, all which it inherit, shall dissolve”. As Percy B Shelley intoned: “My name is Ozymandias, king of kings: look on my works, ye Mighty, and despair!” Nothing beside remains. Round the decay of that colossal wreck, boundless and bare, the lone and level sands stretch far away”.
It was the English historian Toynbee who suggested that “civilizations die from suicide, not murder”. They lose their “mojo”. The 14th Century Arab philosopher of history, Ibn Khaldun, called it “assabiyah” – in short, they lose their élan, their sense of direction and their minds. His point was that the moribund Byzantine and Sassanian empires were broke and militarily overstretched, corrupt, venal and soft, and hence no match for the desert hardened, combat keen, tribally cohesive, spiritually zealous warriors of the one true faith.
At the dawn of the Christian era, the known world was divided up between the those Romans and Persians, who themselves had subjugated and subsumed the Greeks and Phoenician Carthaginians, and Hittites and Assyrians respectively (in the east, the Chinese and Indians boasted powerful, prosperous civilizations as old as The Pharaohs, but this is not their story). Anyhow, the Romans, who morphed into the Byzantines with the loss of the western empire (to nomadic rovers from out of the east) in the third and fourth centuries, and the Persians, were over extended and overspent, slave societies living off the land and labour of conquered peoples. Until they were challenged and defeated by another ascendant power. Those Arabs of Arabia and of the imperial marches.
For generations this lot had served as mercenaries and satraps of both empires, and fired up by the energy and unity of a new but hybrid faith, and muscled up with a martial spirit built upon generations of mercenary employment and privateering, stormed the sclerotic empires from within and without, and in the space of fifty years after the prophet’s death, built a domain that extended from Spain to Afghanistan. Modern genetic analysis has shown that the bloodline of these desert conquerors is as much a mosaic as most other overlords. Assyrian, Babylonian, Hittite, Persian, Egyptian, Nubian, Greek, Phoenician, Roman, Arabian, Hebrew. And whoever else may have been passing through. Many races came and settled, and many too were invaded and scattered. The ruins and artefacts endure still to remind us of their passage.
And this genetic calabash was stirred some more with the Arab conquests. As they surged eastwards and westwards, slaves were sent homewards as plunder and labour. This was the modus operandi of carnivorous empires throughout history. The Babylonians did it; the Romans too. They conquered and controlled though mass death and deportation, dragging their broken subjects in tens and hundreds of thousands across the known world. So too with the Arabs, therefore, as hundreds of thousands of souls from afar afield as the Pyrenees and the Hindu Kush ended their days in Cairo, Damascus, Jerusalem, and Baghdad. Blue eyed blondes and redheads, sallow skinned Turkic and Chinese. You see their heirs today in Homs and Aleppo, Gaza and Hebron. In a fascinating post-classical irony, the European empires were likewise catalysts for ethic trans-migration. The suburbs of Paris and Marseilles, Birmingham and Bradford reflect the colours, cuisines, and conflicts of once-upon-a-homeland.
It is the view of some revisionist historians that whilst Mohammad and his revelations provided the impetus for the Arab “surge”, the religion that we know as Islam was actually retrofitted to the Arab adventurers’ ethos, a kind of ex post facto justification for what was in reality an old fashioned smash and grab. They suggest, therefore, that Islam and the role of Mohammad within it as the messenger and final word were cleverly constructed one to two hundred years after his death by Arab dynasties seeking legitimacy and heavenly sanction for their own aggrandizement. But then, wasn’t it always thus? As Jarred Dimond and others have written, this pandering to invisible friends and post-mortem insurance is part of our genetic baggage. It goes back to way back, to Neanderthals, and before them, to chimpanzees, our closest relatives).
Notwithstanding this, these parvenus ushered in the flowering of Arab culture in the arts, architecture, literature, and science as caliphs encouraged intellectual inquiry, and invited polymaths from across the known world to abide in their domains. Indeed, much of the work of the Greek and Roman philosophers, mathematicians, astronomers, doctors and scientists was translated into Arabic and preserved for posterity when the Roman Empire was overrun by waves of barbarians, the beginning of what are called The Dark Ages.
One other ‘safe house’ for these tracts during these dire days was Ireland, in the monasteries of the far west, where monks would meticulously copy rare texts, often embellishing them with their own, ‘Celtic’ art work. The Book of Kells owes a stylistic debt to the monasteries of the Byzantine Levant. And whilst we digress on the subject of books, it is believed by some scholars that The Quran was not actually written in Mecca or Medina, but most likely in Baghdad, which did not exist whilst Mohammad breathed. Learned iconoclasts also purport that it was originally written in Aramaic, the language of the Levant at the time of Jesus, and that Arabic has not yet evolved as a written language. The Torah, the basis of Jewish law and custom, and of The Bible, was written in Babylon and not Jerusalem. And The New Testament? Well. that was assembled all over the shop: in cosmopolitan Athens, Rome, the desert solitudes of Syria and the Sinai. The Quran itself drew on both of these. Such is the power of foundation myths. There are always issues surrounding the literal ‘Word of God’.
Contrary to popular assumptions, these centuries were not that dark at all. The Islam tide was turned at Tours by the Frankish forces of Charles ‘the Hammer’’ Martel, named nostalgically for the Israelite rebel who defied and defeated the Seleucid Greeks in the Maccabee Revolt in the second century BCE. Charlemagne founded the French monarchy which endured until the unfortunate Louis the Last lost his head to the French revolutionaries in 1793. The Western Christian church established many fundamentals of law, politics and theology that endure to this day. There was, nevertheless, a lot of fighting, most of it between squabbling European potentates, and a major doctrinal rift in the Christian Church that saw it bifurcate, often with accompanying bloodshed, into the Catholic Church of Rome, and the Eastern Church of Constantinople. Between the Christian ‘West’ and the Muslim ‘East” however, there endured an armed peace interspersed with occasional warfare until the eleventh century. The Byzantine heirs of Constantine were reasonably content to maintain a kind of Cold War with the many fractious emirs who ruled the lands to their east, and to sustain their power and influence through canny diplomacy, alliances, mercenaries, and proxies (It is testament to the ‘byzantine’ skills of these emperors and their servants that the empire endured for a thousand years as a powerful political, economic, and military force until Constantinople fell to the Ottoman Mehmed the Conqueror in 1453).
Things changed utterly for east-west relations towards the end of the eleventh century. The heirs to the Roman Empire in the west, the Franks and the Normans, descendants of those nomadic marauders who broke the power of Rome, fired up with religious zeal and the prospects of material gain, embarked upon a series of Crusades to free the Holy Land, the paths that Jesus trode, from the heathen Mohammedan. But do not for a moment dismiss the power of religious fervour in those far-off days. The promise of a full remission of all sins and a place in paradise was a powerful motivator. Nevertheless, God and gilt, backed by martial grunt, conveniently colluded with another new power, out of the east. The Mongols had spilled out of the steppes of central Asia, having conquered the ancient Chinese empire, and once again, the nomads were on the move as the sons and heirs of Genghis Khan sought khanates and kingdoms of their own in the west. And when they advanced into the Levant, they came up against, and collaborated with the Franks against the Saracens. History is never black and white – the crusaders also did deals with Muslim warlords if it suited their common interests. In their politics as well as their lifestyles, many ‘went native’.
It was always thus. The barbarians, usually horsemen originating from central Asia, surge in from the wild lands, devastate the settled lands, and take the cities. In Eastern as well as Western Europe, and the Middle East, they came, they saw, they conquered, and they moved in. Settled down, intermingled, and developing a taste for the good life, and gave up their roving, rampaging ways. We are their heirs and successors, us descendants of Celts and Saxons, Goths and Vikings, Vandals and Huns, as are French people, Italians, Spaniards, Turks, and Arabs.
Vaslily Grossman encapsulated all this poignantly and succinctly in An Armenian Sketchbook: “The longer a nation’s history, the more wars, invasions, wanderings, and periods of captivity it has seen – the greater the diversity of its faces .Throughout the centuries and millennia, victors have spent the night in the homes of those whom they have defeated. This diversity is the story of the crazed hearts of women who passed away long ago, of the wild passion of soldiers intoxicated by victory, of the miraculous tenderness of some foreign Romeo towards some Armenian Juliet”.
The story of the Vandals is an epic in itself. From out of what we now call Sweden they came, ethnic kin to the Norsemen and Vikings. Scouring through the Baltic lands, and present day Poland, Germany, and France, they settled in Spain. Andalusia is Arabic for ‘Land of the Vandals’. And eventually they established a kingdom in Libya, challenging and then paying tribute to the ascendant Roman Empire.
But the Norsemen were not quite finished with the east. On a rail of the gallery of the beautiful Aya Sofya basilica in Istanbul, there is some graffiti carved by Halvden, a 9th Century soldier of the Emperor’s Varangarian Guard, an elite force of Viking mercenaries. One commander of this guard was Harald Hardrada, who, as King of Norway, died in Yorkshire at the Battle of Stamford Bridge, the first of two kings to die during the English summer of 1066. Whilst specifically the imperial bodyguard, the Varangarians fought on the empire’s frontiers against Arab pirates and raiders, marauding nomads from the steppes, Saracens, Normans and Bulgarians. How Harald came to Mickelgard, or Great City, as the Norsemen called Contantinople, is a story in itself, but the sagas say that he even travelled to Jerusalem, protecting caravans of Christian pilgrims. Just picture it. A brigade of Norseman slashing and bashing their way through the wadis and wastelands of Syria, fifty years before the first crusaders put Jerusalem to the sword. One further Scandinavian digression: in 1110, Sigurd, the teenage King of Norway, having fought his way around the Mediterranean with a sixty ship fleet massacring infidels as he went, landed at Acre in Palestine and wintered in what the Norsemen called Jorsalaberg (See Harald Went a ‘Viking).
“If I forget thee, Oh Jerusalem!” The Arabs call the city ‘Al Quds’, “The Holy’. It was deemed sacred from pre-history. Those aforementioned iconoclast scholars suggest that Jerusalem was actually the holiest place in Islam, and that like Islam itself and the Prophet, Mecca and Medina were retrofitted to suit the conqueror’s narrative. A city of the mind as much as of this earth, it haunts the prayers and dreams of three faiths, and to this day, it is coveted and contested. “The air above Jerusalem”, wrote Israeli poet Yehuda Amichai, “is filled with prayers and dreams, like the air above cities with heavy industry. Hard to breath”. Arthur Koestler wrote: “The angry face of Yahweh is brooding over the hot rocks which have seen more holy murder, rape and plunder than any other place on earth”. Perhaps it is because Jerusalem is mankind’s number one hot spot. “There’s this thing that happens here, over the Hell Mouth”, says Buffy, “where the way a thing feels – it kind of starts being that way for real. I’ve seen all these things before – just not all at once”. More Jews have probably died violently in Jerusalem than in the Holocaust. And countless folk of other faiths have likewise perished.
Razed down to the bedrock like Jerusalem of old
The crusader kingdoms of Palestine lasted a hundred years, leaving their castles and churches to remind us of their passing, and have haunted the Arab historical memory to this day. The Arabic word for foreigner, ‘faranjiye’ is derived from Frank (or maybe not – it is also said that Varangarian derived from the Greek Varangos, for the Scandinavian Varing or Vara, either a placename or a family name, which became the Arabic Varank). They fell to the Kurdish warlord from Tikrit (hometown of Saddam Hussein, small world that it is), Salah ad Din Ibn Ayyubi, and were restored to the House of Islam. But even this renowned soldier and schemer could not escape the assassin’s poison forever (it may have been just typhoid, but why spoil a good yarn?). He was supplanted by other despots, not the least, the famed one-time slave, the blonde, blue-eyed Mameluk Barbars who ruled Egypt, conquered Syria, and died when he inadvertently ate the poison he intended for his dinner guest. And then, out of the east, came the aforementioned Mongols, and these brought the house down. They conquered, settled, assimilated, and then weakened and fell as they, in their turn, were supplanted by, yes, another nomad band, this time the Turkic Ottomans (and again, out of central Asia). That’s how assabiyeh works. Once you have it, you have to work on it. Lose it and you are done.
The Ottoman Empire inherited the Arab, Islamic patrimony and assumed the caliphate as the official ‘Deputy of God’. The Ottoman Caliphate, successor to the famed Umayyad and Abbasid Caliphates of Damascus and Baghdad, endured until its abolition in 1924 by Kemal Ataturk, the creator of modern Turkey. It was restored in 2014 as ad Dawlet al Islamiye fi Iraq w ash Sham or Da’esh. We will get to that later, but meantime, the wars and plagues and famines that beset the Middle East brought an end to the golden age of Arab civilization, with all its ecumenical, martial, intellectual, artistic, and scientific adventurousness (the same wars, plagues, and famines scoured the western world too, but these had less far to fall). And so, time stood still for Islam and the Arab world, as the outlying, often neglected provinces of the ascendant Ottoman Empire. It is said of old, that before the advent of the Mongol lord, Hulagu, a cockerel could graze from Baghdad to Basra without alighting to earth, such was the fertility and prosperity of the Land of the Two Rivers. In the wake of the Mongol, with his mass slaughter and the destruction of the long-lasting irrigation systems, came the Arab proverb: “When God made Hell he did not think it bad enough so he created Mesopotamia.” The place never recovered, although the Marsh Arabs of southern Iraq endured through all of this until the present, when their way of life was finally destroyed by Saddam.
Meanwhile, the focus of our story shifts westwards with the crusader armies returning home, bringing with them a taste for the luxuries of the east, and scientific and philosophical ideas and inventions lost to the west during the Dark Ages (what they didn’t take home, however, was a tolerance for folk of different colours and creeds). The Islamic world settled into the backward looking atrophy that we see today. And in time, came the rise of the great European powers. To Western Europe came the social and economic upheavals of war and plague, and the social and intellectual unravelling that was to lead to the age of discovery. Came the power of the papacy, the questioning of that power, the end of the feudal system and the rise of absolute monarchy, and the invention of the printing press and with it, the dissemination of knowledge. All this set the stage for the next act.
Enter the Spanish and Portuguese, resource poor and priest-ridden, astutely patronizing the adventurers, and hence, made wealthy and powerful on the riches that then flowed in from the New World. Enter the inquisition and the straighteners of religious conformity, the bedrock of imperial power. And enter also, the mercantile nations who challenged their claim to the Americas (sanctioned and sanctified as it was by Alexander, the Borgia Pope) and papal supremacy: England, France, and Holland. The era of world empires thus began against a backdrop of trade and religious wars that would set the stage for the very gradual evolution of what would become democratic institutions. But that was way, way down the bloody track.
The wars of religion, between Catholicism and Protestantism morphed into great powers’ wars by proxy (for there is nothing new under the sun). These endured some two hundred years, giving us the renaissance and the reformation, and many, many people perished. And amidst the scramble for colonies and resources, and the ever-widening scope of scientific and intellectual inquiry, there ensued interminable blood-letting. Folk got much too close to the fire, literally and figuratively. Many were dragged there, and many were eager pyromaniacs. The Thirty Years War wasn’t called that for nothing, and unlike The Hundred Years War between France and England before that, which enjoyed a few time-outs between bouts, this was an interminable danse macabre that was at once mediaeval and mid-20th Century in its savagery. ‘Full on’ is the term we use today. It is said that it staggered to an end in 1648 because the combatants just collapsed with exhaustion.
And in its shattered wake, came the decline of the Spanish and the Portuguese, and the ascendency of the English, the French, and the Dutch. Germany and Italy were still a profusion of principalities and oppressed satellites, Russia had yet to emerge out of an anarchic fog, and the USA had not even been thought of. Meanwhile, in the most populous parts of the planet, the Chinese and Indian empires carried on ever, in splendid isolation, narcissistic and ethnocentric, though not above trading profitably with the occident. The potentates that is – the lower orders were, and in many in many ways remain, in a state of repression and submission.
So came an era of religious and intellectual ferment and the mass movement of peoples across the known world and beyond it, to the Americas. Innovation in transport, communications, industry and warfare, and the trans-global transit of armies and of international commerce in goods and in humanity literally changed the face of the planet. Eleven million slaves crossed the Atlantic in four centuries. Over forty million migrants “went west” in less than one. The inscription on Our Lady Of The Harbour, a gift from the Old World to the New, still says: “Give me your tired, your poor, your huddled masses, yearning to breathe free, the wretched refuse of your teeming shore, send these, the homeless, tempest tost to me, I lift my lamp beside the golden door”. And so indeed did folk travel, fleeing poverty and pogroms, powerlessness and persecution, seeking “a new home in the sun”. From the glens of the Gael, from the shtetl and the steppe, from Old Europe and Old Asia. The Great American Dreaming. Today, some 1,300 airplanes a day cross ‘the pond” (475,000 transits a year).
And the printing press and the bible in the vernacular changed the way men thought. Merchants and missionaries and military men, seekers and makers of fortunes, slavers and saviours, prophets and potentates, philosophers and pamphleteers, poets and painters. Enlightenment, revolution, and war. And in America, the creation of democratic institutions.
Royal France was a midwife to this American Revolution, and endured the ironic blowback when French armies returned home harbouring the virus of republicanism and the concepts of liberty and equality. Be careful what you wish for, for liberty wields a two-edged sword as the revolution devours its children. Mounting the scaffold, the doomed Girondin Manon Roland exclaimed “Oh Liberty, what crimes are committed in thy name!” The redoubtable journalist Robert Fisk noted that freedom and liberty often had to crawl over broken glass.
And thence, the Nineteenth Century and the Age of Revolutions – political, industrial, and ideological, bountiful and bloody. And the rise of new empires – Russia, Germany, and the USA, competing with the old, and all extending their power and influence throughout the world, conquering and colonizing the oldest – India, China, and the Ottomans – and spanning the globe. The Americas, Africa, Asia, Australasia, no place was beyond the reach of the empire’s military and mercantile power, and no indigene was safe from the depredations of these latter-day Medes and Assyrians. Diamond again: it was all down to “guns, germs, and steel”. The ‘discovered’ world was ripe for plunder. For land, for minerals, for food. And if the natives got fractious, we had machine guns and gun boats to back us up. For this was the era of militant and muscular Christianity and gunboat diplomacy, synergized in a divine plan to render the world a holier and happier place. Rudyard Kipling said it best: “Take up the White Man’s burden, send forth the best ye breed. Go bind your sons to exile to serve your captives’ need”. A new age of Empire had arrived wherein competing white countries seeking economic and political aggrandizement, sent their boys to die far away from home. The West, it seemed, had got its mojo back!
So far away from home
A little known facet of that century’s history is that contemporaneous to the western expansion of ‘These United States” and the spread of British red across the globe, Imperial Russia was moving eastwards. One outstanding volume of George McDonald Fraser’s rollicking, picaresque and quite political incorrect Flashman series sees the eponymous anti-hero fleeing eastwards out of The Crimea having precipitated the disastrous Charge Of the Light Brigade (Captain Nolan was fitted up), and making his way through the vast Asian hinterland, one step ahead of the invading Czarist armies, and of sundry Muslim warlords. In the Flashman books, the unreconstructed villain of Thomas Hughes’ Victorian yarn “Tom Brown’s Schooldays” is roving and rogering his way through the late nineteenth century, somehow managing to escape by the skin of his teeth from one military disaster after another, including Custer’s famous “Last Stand” at Little Big Horn, and the last stand of the 44th Foot at Gandamak during the disastrous First Afghan War of 1842.
Amidst the humour and ribaldry is a poignant reminder of those ‘lost worlds’ that succumbed to the relentless blade of progress, a theme revisited in Thomas Berger’s Little Big Man and Theodore Olsen’s Soldier Blue, set in the American West, and Vincent Cronin’s The Last Migration and James A Michener’s Caravans, set in Iran and Afghanistan respectively. Ibn Khaldun’s ‘asabiyyah’ is no match for modern weaponry.,
With trade and economic wealth creation came the rise of the middle class. The urban, mercantile elite who seek political power commensurate with their economic clout thus demand a say in how they are governed. In an age of mass production and the beginnings of mass communication, we see the emergence of the masses as a political concept, and of mass society in which rulers are responsive and reactive to the needs fears, and rages of the masses and their representatives. The times of Machiavelli give way to those of Marx. And the focus of history is as much on the ruled as on the rulers.
So passed the Nineteenth Century. The Old World ruled. The New had its own preoccupations, with civil war and western expansion. The east and the south were conquered and colonized. God (European and most probably, English-speaking) was in His heaven and all was good and right in the world. The old scourges continued as they has since time immemorial: plague and famine, drought and flood, economic boom and bust, migration and invasion, war and peace, and comme d’habitude, death and destruction on a large scale. Good times and bad times as ever, with little to impede the onward march of progress. A reporter once asked Gandhi: “What do you think of Western civilization?” The Mahatma replied: “I think it would be a very good idea”.
In came the Twentieth Century. Same old, same old, but with markets and machines much more efficient, and likewise our capacity to create and destroy. A time of totalitarian regimes and total war, social change and technological wizardry. In 1905, the Imperial Russian Navy sailed eighteen thousand miles to the Korea Strait only to be broken by the Imperial Japanese Navy. There was a new boy on the block, and once the guns of Tsushima Bay had fallen silent, signalling that the white man could indeed be beaten, and thence, the decline of the colonial empires of old as the “our new-caught, sullen peoples” threw off their chains. In the political, economic, military and demographic spheres, balances of power changed, and changed again. In the wake of two World Wars, from Old Europe to the USA and the Soviet Union, and then, in these present times, to a totally new configuration that reflects the transitory rise and fall of nations. As I write, we see a hesitant America and a struggling Europe competing with a resurgent and belligerent Russia, and the rise and rise of its fellow BRICs, Brazil, India and China – an ascendency that is not however assured in this unstable and unpredictable world of ours. And in the post-Cold War, global financial crisis world of wide-open borders and the mass movement across them of people, goods, and capital, everything has a price and can be bought and sold. Immoral mathematics: “in these shifting tides, bombs and babies, girls and guns, dollars, drugs, and more besides, wash like waves on strangers’ shores – damnation takes no sides” (from E Lucevan le Stelle).
And passing strange it is that whilst we can place men on the moon and machines on Mars, we still live in a world riven by superstition. We have come through the age of enlightenment, the age of revolutions, the age of machines, the age of mass society, mass war, and of mass communications, And yet, we are so, so ignorant. We thought that the rising tide of progress and knowledge would raise all the boats. But how wrong we were. The Muslims in their glory days would refer to what went before as al Jahiliyya, the age of ignorance. But in so many ways, we have returned there. Helped in no small part by their more atavistic descendants who see some wisdom and benefit to all in reverting to a mediaeval ethos and lifestyle.
One thing is pretty certain. We are almost closing a circle. The history of the West, for the past two millennia has been dominated by the emergence and triumph of Christianity and of Islam. As the early Muslims saw it, al Dar al Harb and al Dar al Islam, the houses of war and peace respectively. A pretty good description if the terms are used interchangeably. Much of what has passed has been refracted through the prisms of these theologies. Call it crusade or call it jihad; or call it blow back on a grand scale. The legacy of two millennia of empire is coming back up the pipes. “Take up the White Man’s burden (or any conqueror’s burden, in fact) and reap his old reward: the blame of those ye better, the hate of those ye guard”.
For surely, “by all ye cry or whisper, by all ye leave or do, the silent, sullen peoples shall weigh your gods and you”. Weigh them all and find them wanting. In compassion and loving kindness, in reason and rationality, in patience and peacefulness. And the greatest, saddest irony of all for all who have a passion for history and for charting the unbroken story of humankind, and for those with this passion who treasure the depths of their cultural lineage through all the fugues, follies, and fault lines of our heritage, is the dawning realization and regret, that after two millennia, the religion that kicked off so much controversy and conflict, schism and schadenfreude, brilliance and bigotry, bounty and bloodshed, that was the heir to ancient faiths and the progenitor of many more, is probably now doomed in the lands wherein it was born.
It’s as if over a millennium of painful, staggering, stuttering, blood soaked, inventive, and pioneering progress has meant naught, and that we might as well have remained in the dark, literally and figuratively. “It is written in the Book of Days where the names of God a wrought, where all our dead a buried and all our wars a fought”. We range through “the battlefields and graveyards and the fields our fathers knew”. The cartography of carnage: Bali, Beslan, Gaza, Grozny, Kabul, Kigali, Sabra, Srebrenica, to mention but a few of those “far-away places with strange sounding names”. ”Many have perished, and more most surely will”. This latter quotation is adapted from Auden’s often overlooked masterpiece The Age of Anxiety, a meditation on a world between the wreckage of The Second World War and the foreboding for the impending armed peace. “The bane of bad geography, the burden of topography. The lines where they’re not meant to be are letters carved in stone”. And all this against a back-drop of the revolution despoiled, hijacked and betrayed. “The revolution’s father, the hero psychopath” shows us how hopes and dreams can be “fooled by the riddle of the revolution”. “Words carried far in time and space will topple tyrants, but there’s no salvation”. (see In That Howling Infinite – Poems of Paul Hemphill)
When Miranda exclaimed “what brave new world, with such people in’t!’, when the dismal Dane moaned ‘what a piece of work is man, how noble in reason, how infinite in faculty, in form and moving, how express and admirable’, was the Bard being singularly ironic? He was writing at the dawn of the Sixteenth Century when the wars of religion were well under way, and yet, the reign of Elizabeth had brought a degree of civil calm, and King James was determined to heal the schisms, using his translation of The Bible as his balm. Reasons to be cheerful, perhaps. The Thirty Years War had yet to devastate continental Europe, and the English Civil war had still to come. Sweden had not yet ravaged Eastern Europe (yes, the Swedes had indeed attempted world dominion before ABBA). The Pilgrim Fathers were not to set sail for a decade, the Inca and Aztec were already no more, and as the Plains Indians rode the range mounted on the descendants of the conquistadors’ horses, the American West had not yet been discovered let alone ‘won’.
Some digression, that! So, back to where are we now, in the first decade of the 21st century. A world of wonders, no doubt, of technological advances in medicine, machines, and mass communications. But the new millennium began with the destruction of the Twin Towers, and war in Afghanistan and Iraq. The wars in these sad states continue. Conflagrations now engulf Syria, Libya, and Yemen, and turmoil threatens Egypt and Turkey. These are all the battlegrounds of old. Alexander marched this way and back (he burned Persepolis and died in Babylon, and his body, embalmed in gold, lies waiting to be discovered). In 1853 Czar Nicholas I of Russia demanded the right to protect Christian shrines in Ottoman Jerusalem, setting in train the chain of events that led to the Crimean War, and thence to the dissolution of the once grand Ottoman Empire. Indeed, the long decline and eventual demise of what the ascendant Europeans called ‘the sick man of Europe”, accompanied by Europe’s cultural and political – and in the case of France, territorial – conquest of the Muslim Middle East and South Asia bred a bitterness that endures and manifests today. In June 1914, in Sarajevo, a former outpost of that empire, a wrong turn put Archduke Franz Ferdinand, the heir to the throne of the imminently moribund Habsburg Empire in pistol range of Bosnian Serb Gavrilo Princip. The sixth attempt on his life that morning sounded the first shot of “the war to end all wars”, which led, incidentally to the destruction of the long-declining Ottoman Empire, to the Balfour Declaration, and to the Sykes Picot Agreement that created the tortured Middle East that today is the sum of all our fears.
So, we are still paying the price as all these ghosts watch over a brave new world of asymmetrical, ideological warfare weaponized by the Lords of War who know no frontiers or ethics, and waged by rag-tag armies who likewise know neither. The sundered and sullied tribes of man are caught up in the dreams and fears of their fathers and grandfathers, all the old hatreds and habits, schemes and shibboleths, the ethnic, sectarian and partisan traps of their elders. “There rides the mercenary, here roams the robber band. In flies the emissary with claims upon our land. The lesser breed with savage speed is slaughtered where he stands, his elemental fantasy felled by a foreign hand” (from ‘Freedom Comes’).
Over to the good and the noble players of the new Great Game who wage those ‘savage wars of peace’ that are “the white man’s burden”. As the seventeenth century philosopher Thomas Hobbes expounded gloomily, “I show in the first place that the state of men without civil society (which state may be called the state of nature) is none other than a war of all against all; and that in that war, all has a right to all things”. He had the English civil war on his mind, but, if he had slept for over four hundred and fifty years, and awoke today, he would cry “See! What did I tell you?” In the war of all against all, Homer’s blinded Cyclops is staggering around, endeavouring to catch the one who robbed him of his sight.
And he wages his savage wars of peace with weapons that would make the inquisition jealous. In his tombstone of a book about Lebanon’s civil war, and Israel’s intervention therein, the redoubtable journalist Robert Fisk writes of a Lebanese doctor, Amal Shamaa: “I had to take the babies and put them in buckets of water to put out the flames. When I took them out half an hour after, they were still burning. Even in the mortuary, they smouldered for hours”. “Next morning”, Fisk continues, “Amal Shamaa took the tiny corpses out of the mortuary for burial. To her horror, they again burst into flames”. Such is the effect of phosphorous shells on mortals. Made in America, used on Arabs, by Jews. But it happens anywhere and everywhere, inflicted by anyone on everyone.
And meanwhile, back in the lands of the rich folks, economic recession and high unemployment, and political and social instability, financial graft and funny money dressed up in manufactured metaphors like derivatives, sub-prime mortgages, and collateralised debt obligations. And in the lands of the poorer folks, those “faraway places with strange sounding names”, as The Springfields once sang, and of those who are climbing out of the mud, a sliding scale of prosperity and poverty, venality and violence. And threatening all of us, environmental degradation and climate change, with ice caps melting, low lands flooding, pasturelands turning to dust, and oceans becoming deserts. Fires and floods, and twisters and earthquakes, famines and plagues. As Joni Mitchell sang, paraphrasing Yeats, “Surely some revelation is at hand, surely it’s the second coming and the wrath has finally taken form” (the word ‘apocalypse’ is derived from the Greek for ‘revelation’).
We are not on the ‘Morningtown Ride’ to Honalee, but are we on the road to Pichipoi? This not the last stand of the 44th Foot at Gandamak but are we Israelites looking out over Canaan Land? We are not climbing Jacob’s ladder to Paradise, but are we sliding down the road to Ragnarok? In Dante Alighieri’s Inferno, the poet begins his descent into Hell saying:”I came to myself in a dark wood where the straight way was lost”. Journeying down and then back up through the seven levels of Hell, he finally returns to the surface saying: “And thence we emerged to see the stars again”. We yearn, to quote Nigella Lawson, “that blissful moment when the bagpipes stop”. But in all truth, the crystal ball is shattered. All bets are off. Everyone has a game, and all is now in play. And remember what Bob said: “Come writers and critics who prophesize with your pen, and keep your eyes wide, the chance won’t come again. And don’t speak too soon for the wheel’s still in spin, and there’s no tellin’ who that it’s namin’, for the loser now will be later to win, for the times they are a-changin”’.
Epilogue
Yarmouk Camp, Damascus 2014
Since I wrote this history, the final paragraph has effectively been mugged by reality. The heady days of February 2011, with the green of the Arab Spring fresh sprung from the soil of the economic and political bankruptcy of the Arab Middle East, had not yet transformed into a long, hard and bloody winter. Five years on, the wars of the Arab Dissolution have dragged the world into its vortex. Great Power politics and proxy wars are taxing intellectual and actual imaginations.
The fall of longtime dictators Zine el Abidine Ben Ali of Tunisia and Hosni Mubarak of Egypt, was precipitated by the yearning of their oppressed and impoverished people, and particularly the young, for freedom, justice, dignity and employment, and an end to endemic corruption, nepotism and brutality. It was followed rapidly by the outbreak of insurrections in Syria, Libya, and Yemen that have led, five years later, to the virtual destruction and disintegration of these countries, the ongoing dismantling of Iraq, and an expanding arc of violence, bloodshed and repression from Morocco to Pakistan, that has extended southwards across Africa into Mali, Nigeria, Somalia and the Sudans, and their unfortunate neighbours.
Civil war and economic desperation have propelled millions of refugees across the Mediterranean and the Aegean into Europe, threatening the unity and stability of the European Union. Islamic fundamentalism has filled the vacuum created by crumbling dictatorships and vanishing borders, unleashing atavistic, uncompromising and vicious Jihadis against their own people and coreligionists, and onto the streets of cities as far apart as Paris, Istanbul, Beirut, Djakarta, and Mogadishu. In Syria particularly, but also in Iraq, Libya and Yemen, outsiders have intervened to further complicate the chaos, rendering an early end to these wars a forlorn hope.
In the game of political ifs and buts, the world reaps the whirlwind of bad decisions by our owners and rulers. If “the Coalition of the Willing” hadn’t destroyed Iraq in the Third Gulf War; if the war in Afghanistan hadn’t been subcontracted out to warlords and private security firms; if the west hadn’t propped up tyrants and kleptocrats for decades; if it hadn’t turned a blind eye to its Saudi friends financing and inspiring the Salafi Killers; if the US had destroyed the Da’esh convoys as they crossed the open desert to capture and desecrate Palmyra; if the Russians had attacked IS rather than other Syrian militias; if the coalition had made as many bombing runs as the Russians. If so many events that had come before had not happened – the fall of the Shah and Iraq’s invasion of Kuwait (apparently given the nod by the US), and the wars that ensued; the Russian invasion of Afghanistan and the civil war that followed it; the rise of al Qa’ida. If, if, if. But, at the end of the day, Muslims pay the price, and yet, it will have to be Muslims who sort it out. Western boots on the ground will not fix it, but, rather, as in days of yore, it will create yet another whirlwind for us all to reap.
We are in midst of what could be described as the final phase of the Wars of the Ottoman Succession. The lines drawn on maps by British and French bureaucrats in the years after The Great War have been dissolved. The polities fabricated by Messrs Sykes and Picot, and manifested in the mandates that evolved into the present states of Syria and Iraq have effectively disintegrated. The future of the other former mandates, Lebanon, Jordan and Israel, is uncertain, as is that of Turkey, the country which rose out of the ashes of defeat and civil war to inherit the Ottoman Anatolian heartland. Indeed, new states could emerge from the maelstrom. A Kurdistan long denied; a partitioned Iraq; Ottoman redux: and the atavistic Islamic Caliphate.
All is, as Kent lamented in King Lear, “cheerless, dark and deadly.
The featured image: Timeless. A Syrian moment, in Foreign Policy 23rd July 2012. Paul Simon once sang “On the side of a hill in a land called somewhere”. Little changes.
The Destruction of the Temple, AD70, Francesco Hayes
So Far From Home, William Barnes Wollen’s The Last Stand of the 44th Foot at Gandamak, 13th January 1842 (1898). The phrase ‘so far from home’ is the title of young Mary Driscoll’s 1847 account of her migration from Ireland to America.
Yarmouk Camp, Damascus February 2014. Al Jazeeraz 26 February 2014
Babes in the Wilderness. Syrian children in the eye of the storm. Al Jazeera, September 2011
Some References
In addition to a multitude of Wiki and Google searches, and references to and quotations from many songs and poems, including my own poetry and verse , special note is made of the following books that I have read of late that have inspired this piece:
Karen Armstrong, Fields of Blood (Knopf)
Thomas Cahill, How The Irish Saved Civilization (Sceptre)
William Dalrymple, From The Holy Mountain (Harper Perennial)
William Dalrymple, Return Of A King (Knopf)
Robert Fisk, The Great War For Civilisation (HarperCollins)
Robert Fisk, Pity The Nation (Andre Deutsch)
Vaslily Grossman, An Armenian Sketchbook (NYRB Classics)
Tom Holland, In The Shadow Of The Sword (Doubleday)
Robert D Kaplan, The Revenge Of Geography (Random House)
Amin Malouf, The Crusades Through Arab Eyes (Schoken)
Simon Sebag Montefiore, Jerusalem, The Biography (Orion)
Simon Winchester, Atlantic (HarperCollins)
Great is the hand that holds dominion over Man by a scribbled name.
Dylan Thomas, The Hand That Signed the Paper,
Foreign Office, November 2nd, 1917
Dear Lord Rothschild,
I have much pleasure in conveying to you on behalf of His Majesty’s Government, the following declaration of sympathy with Jewish Zionist aspirations which has been submitted to, and approved by, the Cabinet
His Majesty’s Government view with favour the establishment in Palestine of a national home for the Jewish people, and will use their best endeavors to facilitate the achievement of this object, it being clearly understood that nothing shall be done which may prejudice the civil and religious rights of existing non-Jewish communities in Palestine or the rights and political status enjoyed by Jews in any other country.
I should be grateful if you would bring this declaration to the knowledge of the Zionist Federation.
Yours,
Arthur James Balfour
One wonders if, in the long, dark night of his eternal soul, Arthur James Balfour regrets the short letter he penned to Lord Walter Rothschild, of the international Rothschild financial dynasty, MP and Britain’s first Jewish peer. He remains a hero to Zionists and a villain to Arabs and their respective supporters. The brief document that bears his name is seen the beginning of what today is widely considered the world’s most intractable conflict. On that, if on little else, Israelis and Palestinians agree.
The Sykes Picot Agreementof May 1916 and the Balfour Declaration of November 1917, the first, divvying up the Ottoman Empire between Britain and France, the second, ostensibly laying the foundation stone for a Jewish state between the Mediterranean and the Jordan River, were effectively redundant by war’s end, as other agendas interposed. Yet, their misbegotten shots ricocheted through the twentieth century and on into the twenty first.
After 100 years, the two sides in the most closely studied conflict on earth are still battling over the past. Truth and reconciliation, let alone closure, are remote fantasies. Unlike slavery, apartheid, the Irish famine, and western colonialism – all, at least formally, consigned to the dust heap of history – the Arab-Jewish conflict between the Mediterranean and the River Jordan shows no signs of abating. Indeed, it remains as bitter as ever, stuck in a cul de sac of continued occupation and political deadlock.
Here, in this beautiful, ancient, tortured land, the past is not another country. History is alive, exhilarating, toxic, intensely political, and bitterly divisive – and it will be revisited with passion and anger on this resonant anniversary.
In That Howling Infinite presents here three quite different commemorative analyses of the Balfour Declaration and its legacy.
Ha’aretz discusses how Balfour’s legacy is toxic for both for Israelis and Palestinians, how it nourishes the idea that somehow the conflict between the sides was caused by external powers and can be solved by them. Palestinians maintain the myth that the Jews are somehow a foreign transplant that must be excised whilst Israelis persist in endeavouring to convince the world of the justice of our cause, as an alternative to actually making it in to a just one. “Lord Balfour did not give Palestine to anyone. Even if he had never written Lord Rothschild a letter, there would still be two nations with claims to this land. Their only hope of ever finding a way to share it is by letting go of these bankrupt historical myths”.
In The Original No – Why Arabs Rejected Zionism and Why it Matters, Natasha Gill examines the conflict from an original dispute resolution perspective. She argues that a viable peace process does not require either party to embrace or even recognize the legitimacy of the other’s narrative. It requires that both have an informed understanding of that narrative, and accept that it cannot be wished away, but must be recognized and acknowledged in the negotiation process.
Gill concludes: “Schoolyard choruses – “they started it” and “they are worse than us” – cannot serve as an interpretive framework for a 130-year-old conflict, or form the basis of national policy”. She is referring here to Israel, but it applies equally to the Palestinians..
A common thread of the three articles referred to above that of reversing out of the dead-end of competing and apparently irreconcilable perspectives and narratives – my story versus yours, my feelings versus yours, my hurt versus yours – and finding common ground to move forward. This is indeed an important aspect of conflict resolution per se. It is also about allaying assumptions and prejudices with regard to your competitor, opponent, or enemy, your mutual fears and suspicions.
Many would argue that the ‘peace process’ has been clinically dead for three years, and moribund for nearly three decades more. With Netanyahu’s ultra-nationalist coalition government contemplating the annexation of Area C, and ageing Mahmoud Abbas’ demise imminent, physically or polically, whichever happens first, time is running out for a just and equitable settlement that all sides can live with, no matter how begrudgingly.
The hand that signed the treaty bred a fever
A hand rules pity as a hand rules heaven; Hands have no tears to flow
Dylan Thomas, The Hand That Signed the Paper
The following are some brief thoughts on the destructive aftermath of the Balfour Declaration.
The irony of the present Middle East is that so many many of its problems – its intractable conflicts, its porous and indefensible borders, its mosaics of coexisting, and at times competing and conflicting faiths and ethnicities, its artificially created states with shallow political and institutional roots, its unreconciled and conflicting allegiances to family clan, tribe, sect and country, its atavistic attachment to the ‘ra-is’, the big man – can be traced back to two documents initiated in the midst of a European war, the Sykes Picot Agreement and the Balfour Declaration .
Two documents that were driven and shaped by the exigencies of that war and the planning for the peace that would follow it – and influenced by the diplomatic, strategic and imperial interests of European powers engaged in a long and bloody conflict, with hardly a thought for the millions of souls whose fate they were deciding, people who were in the most part, totally unaware and ignorant of the waves that were about to break over them. Hence the quotation from Dylan Thomas at the head of this post.
There is a school of thought that holds that the Balfour Declaration, like the Sykes Picot Agreement before it, was the cynical, opportunistic, duplicitous and predictably disastrous outcome of imperial skulduggery that set the Arab Middle East on a fateful course. And yet, others hold that the die were already cast, and that HMG’s formal favour for a Jewish national home was aspirational rather than practicable, let alone realistic, designed to please the influential and wealthy Jewish diaspora – and particularly that in the USA, a late-entrant to the European war. Both, of course, has unintended consequences that led to a century of turbulence (see The Economist‘s articleof the centenary of Sykes Picot).
Zionism was already on its determined way. It had grown out of the circumstances that prevailed in Europe at the time when Theodore Herzl was working on his project. Pogroms in the east, the Dreyfus case in France, and the conviction that antisemitism was indelible in the European psyche: Jews would never be fully accepted anywhere, no matter how well they assimilated. Hence the need for a Jewish national home. But he and his early Zionists were not initially exclusively focused on Palestine – there were vague visions of Jewish settlements in Kenya and Latin America. But the old, atavistic – secular Zionists would not have used the term “messianic” – yearning for Jerusalem got the better of them. It was the historical itch that couldn’t be scratched. And the Ottoman government was, as the time, quite amenable to the idea of enterprising, tax-paying settlers.
But, the notion of an actual Jewish state was quite clearly in the minds of the politically-aware and motivated Eastern Europeans, however, and this, augmented by a socialistic fervour common to fin de siècle dissidents and refugees meant hat that there was little doubt about their intentions from the beginning. Regardless of the Balfour Declaration, the endgame was Eretz Israel – although those early pioneers hadn’t conceived a name for their ‘national home’, and indeed did not do so until the very last minutes of the Mandate when David Ben Gurion made an executive decision.
Balfour did not actually commit to doing anything substantive. “Best endeavours to facilitate the achievement of this object” was as far as he went. It was the qualifier that followed that has forever branded “perfidious Albion”: “nothing shall be done which may prejudice the civil and religious rights of existing non-Jewish communities”.
The Palestinians Arabs were wise to the Zionist settlers’ long game, raising their concerns with the Ottomans and, post-Balfour, the British Mandate authorities, and rising in revolt when those concerns were ignored – only to be subdued by British arms. During the tumultuous and violent Mandateyears, they were out-played, outwitted, out-gunned, never really having a chance against the well organized and determined Yishuvwith its shadow government, institutions, and, most critically, military forces. And they were badly let down by the quality of their own leadership, by the political infighting, disunity, and opportunism, and a patriarchal political system that stymied the development of a coherent national consciousness and institutional framework to match that of the Jews.
The British too were outplayed and our-maneuvered, both before the Second World War and during the years leading up to 1948. As with India through the thirties and forties, lacking a cogent policy and a clear vision, Britain hamfistedly endeavoured to please everyone and ultimately satisfied no one. “Best intentions”, and “muddling through” concluded with “cut and run”, resulting in duplicity, desperation, death and destruction. The vagueness of Balfour’s promise came back to haunt them with a vengeance.
As events in Germany gave added urgency to the Zionist project, Ben Gurion and his colleagues adopted a wise if opportunist strategy of siding with the British in the war against Hitler. Arabs, like the Mufti of Jerusalem, Haj Amin al Husseini, in Palestine, and the Iraqi military junta led by Rashid Ali al Gaylani and Egyptian military conspirators, threw their lot in with the Third Reich, and indeed conspired against Britain. The Iraqi coup triggered Al Farhūd, a bloody pogrom in Baghdad in June 1941 in than 180 Jews were killed and 1,000 injured and 900 Jewish homes were destroyed. A bad move, paralleling, as it did, the Shoah. World opinion, or more precisely, the opinion of those who in those days controllled the new-born United Nations – the USA and the Soviet Union – weighed in behind the Zionists.
The Palestinian people, as most commentators have agreed, were essentially abandoned. By the British, by their Arab neighbours, by their own leaders. When all attempts by Britain to resolve the matter of Palestine by partition failed, and the Atlee government decided to abandon its mandate (in much the same hurried and chaotic manner as it had departed India the year before (see my post, Freedom at Midnight), the Arab inhabitants of the towns and villages of the area destined to become a Jewish state were disunited, unarmed and unorganized, and easy prey for the well-trained and determined Jewish military forces tasked by the Jews’ political leadership with the mission of seizing, clearing, and claiming The Land.
By the time neighbouring Arab armies entered Palestine, in numbers too small to make any difference to the military situation, Arab suburbs of the coastal cities has beeen emptied, hundreds of villages erased from the map, and over half a million people had fled to Egyptian Gaza, Lebanon, Syria, Jordan, and what is today the West Bank. The Palestinian state envisaged by British and the UN was strangled in its crib by King Abdullah of Jordan who seized for himself those areas not claimed by the new state of Israel, including Jerusalem, his hearts desire, whilst the ancient city of Gaza and its satellites was taken by Egypt.
Although the statement that the Palestinians “never missed an opportunity to miss an opportunity” is a cliche based on out-of-date and erroneous assumptions and prejudices, the cards were always stacked against them, and they were badly served by their leaders – most notably Husseini, who refused to let go of his pride and prejudice, King Abdullah of Jordan who played a game of double cross, his eyes fixed on al Quds, and who annexed what was to become Palestine instead of establishing its independence, and the Arab League which refused Israel’s offer after the Six Day War to return the West Bank in return for recognition (that Israel cannily knew this was an offer they couldn’t not refuse is another matter).
Almost seventy years have passed, and the Palestinians are abandoned still, by the world, by their Arab neighbours, and by their own leaders. Meanwhile, Zionism has moved on and has morphed into something much more sinister. Who knows how it will all play out.
Paul Hemphill, October 2017
Postscript – casting new light on an old narrative
“The Sykes Picot Agreement of 1916 – the bête noir of most progressive narratives of the modern Middle East, and to many ill-informed partisans, the causus bello of the intractable Arab Israeli conflict – was not the brainchild of perfidious Albion and duplicitous France, but rather a plan for the dismemberment of the Ottoman Empire concocted by the foreign minister of Imperial Russia. France’s Monsieur François-George Picot and Britain’s Sir Mark Sykes played second and third violin to the “third man” Sergei Sazonov. Both Russia and France had for decades sought to establish their political, strategic and economic interests at the expense of the so-called “sick man of Europe”, an ostensibly terminal invalid who throughout the nineteenth century, had experienced many deathbed recoveries. Czar Nicholas II, in common with his Russian Orthodox predecessors, dreamt of bringing Istanbul, formerly Constantinople, the heart of the orthodox patriarchate, or Tsargrad into the empire. It was no coincidence that the infamous Sykes Picot pact was outed by Russia’s Bolshevik regime after the collapse of the Czarist regime to discombobulate the revolution’s foremost European enemies”.
Never has as a poem been so precise in description of cause and consequence of great powers’ agreements, treaties, and declarations than that published by Dylan Thomas in 1936, a year replete with its own calamities:
The hand that signed the paper felled a city;
Five sovereign fingers taxed the breath,
Doubled the globe of dead and halved a country;
These five kings did a king to death.
The mighty hand leads to a sloping shoulder,
The finger joints are cramped with chalk;
A goose’s quill has put an end to murder
That put an end to talk.
The hand that signed the treaty bred a fever,
And famine grew, and locusts came;
Great is the hand that holds dominion over
Man by a scribbled name.
The five kings count the dead but do not soften
The crusted wound nor pat the brow;
A hand rules pity as a hand rules heaven;
Hands have no tears to flow.
During the closing scenes of The Man Who Shot Liberty Valance, the journalist says: “This is the West, sir. When the legend becomes fact, print the legend”.
Acclaimed British historian Max Hastings examines the reality of the events behind Christopher Nolan’s blockbuster whilst pricking the illusions and delusions of the Brexit balloon. “The irony…is that Churchill himself never saw anything in the least glorious about standing alone”. “Wars” said Winston, “are not won by evacuations”.
“After Brexit takes place I fear that this time around we shall be unable to rely upon the Russians to stage a grand diversion in the East to spare us from the hideous economic, social, cultural, and political consequences of attempting to fight on alone, without the impeccable justification that Hitler has forced such a course upon us”.
Whilst these are Hasting’s principal themes, he also demolishes a couple of common misconceptions. Firstly, the Dunkirk “miracle”, impressive as it was, was not the only major evacuation that harrowing summer. A few weeks later, “some 144,000 British troops, together with 24,352 Poles and 42,000 other Allied soldiers, were brought to England. Only historians are much aware of this “second Dunkirk”. Secondly, soldiers on the beach and commentaries thereafter talk of how the “bloody RAF!” was nowhere to be seen in the skies above Dunkirk. Recent archival research how shown that the RAF was indeed active in the hinterland, suffering heavy losses as it fought to prevent reinforcements and materiel reaching the Wehrmacht and and as it attacked the Luftwaffe before it hit the beaches.
During early 2018, I posted the following on the In That Howling Infinite Facebook page in response to an article in The Independent:
Once more into the breach…on Belgian beaches and parliamentary benches
This article, like many of its recent ilk, is bound to a create a furore among the “make Britain great again” brigade (I loved the Katie Hopkins connection…)
I recently watched Dunkirk and Darkest Hour to back, and they made curiously compelling companions. The best thing about Darkest Hour was Gary Oldman’s portrayal of Winston, and his delivery of the famous speeches (and I could happily watch loyal stenographer Lily James typing out menus all day long – she gave us a luminous Natasha in the Beeb’s recent and eminently bodacious War and Peace).
Dunkirk was harrowing for its portrayal of the chaos aboard the sinking hospital ship and the other doomed rescue ships, and for the chaos and confusion in the cockpits of the spitfires (is there anything Mad Max Tom Hardy isn’t in these days?)
But both films were quite corny and cartoonish in their representation of the “bulldog spirit” of the brave, plucky , and yes, white Englanders (Kenneth Branagh at his Shakespearean best, and Mark Rylance channeling Foyle’s War – there was, however, a token black chap with a small speaking role during Winston’s apocryphal trip on the London Underground – “Yes, Mister Churchill, we shall never surrender!”; and there was a single Frenchie on the beach, although he was nefariously disguised as a Brit and was outed immediately prior to his demise – played by Aneurin Barnard, another refugee from War and Peace, but being shell-shocked,incognito, or both, didn’t say a word). And apart from the speeches in Darkest Hour, the script in both films was hamfistedly cliched and clunky, and not much different from a Monty Python movie – or those patriotic Ealing Studios English war films.
Which might, of course, have been the intention.These two films and other nostalgia fests like the Crown and Victoria and Albert are quite in keeping with those Ealing films of old with their high production values, great actors like John Mills and Alec Guinness, stirring music in the Vaughn Williams vein, and hammy but patriotic scripts that were in their day Great Britishly politically correct.
SplendidIsolation
Max Hastings, New York Review of Books, October 12 2017
Christopher Nolan’s epic movie about the rescue of the British army from the beaches of northeastern France in May 1940 has become a worldwide box office success. This is splendid news for its makers, and can do no harm to American, Taiwanese, or for that matter Rajput audiences. In the eyes of some of us, however, its impact upon the British people is calamitous at this moment in our fortunes.
Dunkirk contains no foreigners except a few understandably grumpy French soldiers. It is a British tale that feeds the myth that has brought Churchill’s nation to the cliff edge of departure from the European Union: there is splendor in being alone. This was most vividly expressed at the time by King George VI, who wrote to his mother: “Personally I feel happier now that we have no allies to be polite to & pamper.” One of the British officers who escaped with his battalion via the beaches greeted news that the French had surrendered on June 17 by exulting mindlessly to his comrades in the mess: “Thank heavens they have, now at last we can get on with the war.”
Michael Korda, for decades a celebrated New York publisher, was born in Britain in 1933; his father was Vincent Korda, one of three Hungarian-born brothers who were cinema wizards of their day. Now he offers two books for the price of one, interweaving a historical narrative of the events of 1939–1940, climaxing with Dunkirk, and a succession of vivid fragments of autobiography. He describes the flow of Jewish refugees through the North London homes of his childhood: “They had the haunted look of people who have just witnessed a bad accident, people with aggressive charm and formal manners who had grown up with the Kordas in Túrkeve, or had been to university in Budapest with Alex, or loaned him money, or worked with my father on film sets in Vienna, Paris or Berlin.”
Vacationing in France in the summer of 1939, as the world tumbled toward catastrophe, he recalls his actress mother constantly reprising the comic hit song of the day “Tout va très bien, Madame La Marquise,” which tells of an aristocratic woman on holiday who calls home to check that all is well and hears from her servants of one catastrophe after another, each described as “a little incident, a nothing,” culminating in the suicide of her husband and the incineration of her château. Korda writes: “Even as a boy of six, I observed that everybody in France talked about la ligne Maginot reverentially as if it were a holy object.”
He is very funny about his family’s experiences embarking on the film That Hamilton Woman, which eventually became one of Churchill’s favorites: his father, as set designer, failed to grasp that this was a tale of Admiral Nelson. Supposing it to be about General Wellington, he began to create a backdrop for the Duchess of Richmond’s ball in Brussels before Waterloo.
Once the European struggle began in earnest with the launch of Hitler’s blitzkrieg, Korda writes, “my mother, when she thought about the war at all, had the cheerful conviction that everything would work out well in the end because it always had for Britain, except for the war against the American colonies, and that was too long ago to matter.” He discerns among Britain’s modern Brexiters the mood that he himself witnessed after Dunkirk.
This comparison seems valid. Boris Johnson, Liam Fox, Michael Gove, David Davis, Iain Duncan Smith, Jacob Rees-Mogg, and their misbegotten Tory kin daily assure the British people that once we have cast off the shackles that bind us to Europe, caravels laden with the spoils of free trade will bring gold, frankincense, and myrrh to our island; as an added bonus, the sun will shine every day. Watching Dunkirk, I half-expected Foreign Secretary Johnson to appear in lieu of Winston Churchill, promising to hurl back the Hunnish hordes led by Angela Merkel, and to show no mercy to such knock-kneed Pétainistes as France’s Emmanuel Macron.
The irony, of course, is that Churchill himself never saw anything in the least glorious about standing alone. In May and June 1940 he moved heaven and earth—even fantastically offering Paul Reynaud’s government political union with Britain—to persuade France to stay in the war rather than sign an armistice. When the Nazis invaded Russia in June 1941, Churchill embraced the tyranny of Stalin, morally hard to distinguish from that of Hitler, and greeted the Russians as comrades in arms. The foremost objective of his premiership was to woo the United States into belligerence.
No man understood better than Churchill that while Britain might somehow avert defeat, without fighting alongside friends it could not conceivably aspire to victory. Only necessity and a supremely courageous willingness to defy reason, which many British politicians and generals felt unable to share, caused him in June 1940 to proclaim his country’s determination to fight to the last.
Our most eminent living historian, Sir Michael Howard, who lived through that era relatively early in his ninety-four years, observed to me recently: “The great lesson of my lifetime is that all difficult problems and challenges are best addressed with partners and allies.” This is the wisdom that the modern Brexiters seek to trample. They find the “Dunkirk spirit” refreshingly bracing, which Churchill certainly did not. “I cannot say that I have enjoyed being Prime Minister v[er]y much so far,” he wrote wryly on June 4, 1940, to one of his predecessors, Stanley Baldwin.
And so to the Nolan film. It possesses many of the virtues and vices of Steven Spielberg’s epics, wrapped in a Union flag instead of the Stars and Stripes. It looks terrific, though it is noisier than any battle I have ever attended. It contains some adequate acting, reminiscent of the silent movie era, because the stars deliver few coherent lines, being merely required to look staunch, stressed, and indomitable at appropriate moments.
The film opens with unseen Germans firing on a group of British soldiers in the deserted streets of Dunkirk, killing all but one, Tommy (Fionn Whitehead), whose experiences during the ensuing week, on the beaches and offshore, form a principal theme of what follows. At intervals between being bombed and strafed by the Luftwaffe, Tommy and various companions board ships in hopes of escape, only to find each in turn stricken. Nolan offers some extraordinary sinking scenes: Tommy’s escapes make Leonardo DiCaprio’s misfortunes aboard the Titanic seem tame stuff.
Meanwhile the Royal Navy has commandeered a host of small boats from the harbors of the South Coast and dispatched them to aid the evacuation. One boat owner, named Dawson (Mark Rylance), sets forth with his teenage son, Peter (Tom Glynn-Carney), and a young helper named George (Barry Keoghan). Their first encounter with the war comes when they rescue a traumatized soldier (Cillian Murphy) from a floating hulk. He is so appalled on finding that they are heading for Dunkirk, from which he has just escaped, that he tries to seize control of the boat, hurling George onto a ladder below, which his head strikes with fatal effect—a mawkish moment.
Meanwhile in the air, there are spectacular scenes as three Spitfires duel with the Luftwaffe over the Channel. One RAF pilot (Jack Lowden) ditches in the sea, from which he is rescued by Dawson and his son. As they then approach the beaches amid a throng of such craft, a colonel on the Dunkirk mole (an old term for a pier or jetty) asks the Royal Navy’s Commander Bolton (Kenneth Branagh) what the boats mean. Branagh offers a performance as the elegant, unruffled naval officer that Noël Coward—who played Captain Kinross, based on Lord Mountbatten, in that notable wartime weepie In Which We Serve—might identify with. Bolton answers the colonel laconically: “Hope.” In the cinema where I saw the film, at that moment the audience burst into applause.
The small boats, including Dawson’s, load up with soldiers amid worsening perils—oil from a sunken minesweeper blazes on the water—before setting course for home and a heroes’ welcome. Commander Bolton gallantly lingers on the mole to ensure that some French soldiers can also get away. He remarks wryly that it has been not a bad fortnight’s work to rescue 338,000 British, French, and Belgian troops, when at the outset it was thought that no more than 30,000 could be taken off. Back home, the rescued Tommy reads in a newspaper Churchill’s heroic words to the nation, concluding with the vow that Britain will never surrender.
Most of us would agree that no work of art, whether novel, play, or film, has a responsibility to represent history accurately, any more than Shakespeare did, or David Lean’s Lawrence of Arabia. Spielberg’s Saving Private Ryan opens with a thirty-minute portrayal of the 1944 D-Day landings that is as vivid and realistic as anything we are ever likely to see on screen. Thereafter, however, that film deteriorates into routine Superman stuff that bears no relationship to anything that happened to US soldiers in Normandy. The mini-series Band of Brothers is a superb piece of filmmaking, probably the best ever made about Americans in World War II, but it is suffused with the romanticism that colors all of Spielberg’s work as well as much of that of Stephen Ambrose, who wrote the book from which it derives.
Nonetheless, for the record, we shall consider how far Nolan’s film tells the Dunkirk story like it was. There is no historical background to explain why the British army found itself on the beaches. On May 10, 1940, Hitler invaded France and the Low Countries. The British army, together with a substantial French force, promptly hastened north into Belgium, expecting the Germans to reprise their 1914 Schlieffen offensive.
Instead, however, in fulfillment of the only authentic personal inspiration of Hitler’s career as a warlord, the Wehrmacht’s main thrust pushed through the Ardennes, meeting the French army where it was weakest and bursting across the Meuse. The British found themselves falling back, fighting desultory actions but chiefly making haste to avoid encirclement. When the panzers reached the Channel coast, cutting off the British, the Belgians, and the French Seventh Army from the bulk of France’s forces further south, evacuation became the only plausible, though immensely difficult, option.
The first miracle of Dunkirk was that the German army scarcely interfered with the evacuation, partly because Hermann Goering assured Hitler that the Luftwaffe could dispose of the British, and partly because Churchill’s contingent was marginal alongside the forty-three divisions of the French army still in the field further south. There was no ground fighting in the town or port, so Nolan’s opening scene is spurious.
In the film, all the big ships seeking to rescue troops are sunk in dramatic circumstances, leaving small craft to do the business. This is a travesty. The Royal Navy sent thirty-nine destroyers to Dunkirk, of which only six were sunk, although many were damaged. Two thirds of all the men brought home sailed in big ships, notably including the destroyers, just one third in smaller ones.
The film shows air battles low over the Channel, whereas many soldiers came home full of bitterness toward the RAF because they never saw its aircraft: combat took place thousands of feet above, invisible to those on the ground or at sea. On the British side, it was dominated by Hurricanes, not Spitfires. Nolan shows a fighter floating for some minutes after ditching, whereas the huge Rolls-Royce Merlin engine in its nose would have sent the plane plunging to the bottom within seconds.
The character of Dawson may owe something to Charles Lightoller, a former officer on the Titanic who at the age of sixty-six took his boat Sundowner to Dunkirk, accompanied by his son and a friend, and brought home 120 men. Commander Bolton’s role at Dunkirk was fulfilled in reality by Captain Bill Tennant, who did a superb job as senior naval officer. Oddly enough Tennant, as evidenced by his diary, later became a bitter critic of Churchill’s war leadership.
Onscreen, endless British soldiers perish. Michael Korda suggests that the British army’s rate of loss was “comparable to that in the bloodiest battles of the First World War or the American Civil War, and an indication of just how hard the fighting was.” Yet what was remarkable about the real event was how few men died. In the entire May–June 1940 campaign, including Dunkirk and later episodes, just 11,000 British troops were killed, compared with at least 50,000 French dead.
A further 41,000 British troops were taken prisoner by the Germans, but alongside the 193,000 brought home, the “butcher’s bill” was small. General Sir Harold Alexander, who commanded the rear guard, told Anthony Eden on his return: “We were not hard pressed, you know.” This remark is sometimes cited as an example of his bent for heroic understatement, but was no more than the truth.
Cinema audiences are left to assume that after Dunkirk, the British sat down on their island and prepared to resist the Nazis on the beaches. In truth, in one of Churchill’s more spectacular follies, he promptly insisted upon dispatching another two divisions, one of them newly arrived Canadians, to Normandy and Brittany to show the French government and people that Britain remained committed to fight on at their side.
His chief of staff, Major General “Pug” Ismay, gently suggested to the prime minister that it might be wise for these troops to proceed slowly toward France, since it was obviously doomed. “Certainly not,” replied Churchill angrily. “It would look very bad in history if we were to do any such thing.” Few great actors on the stage of world affairs have been so mindful of the verdict of future generations. On June 13, four days before the French surrender and nine days after the Dunkirk evacuation ended, British soldiers were still landing at Breton ports.
By yet another miracle, within days of arrival in France their commander, Lieutenant General Sir Alan Brooke, persuaded Churchill that they must come home. This time there were no beaches—they embarked through the ports. Many prisoners, tanks, and vehicles, including the entire 51st Highland Division, fell into German hands and there was a spectacular disaster when the liner Lancastria, carrying over three thousand men, was sunk by air attack.
But thanks to Brooke, the prime minister was spared from evil consequences of his reckless gesture. Some 144,000 British troops, together with 24,352 Poles and 42,000 other Allied soldiers, were brought to England. Only historians are much aware of this “second Dunkirk,” and it seems ill-natured to make much of the fact that of 100,000 French soldiers brought to Britain, even De Gaulle at his most sanguine admitted that only one third agreed to serve with his newly created Free French forces, while the remainder preferred repatriation to France.
As for the British people, for the rest of 1940—the mood turned sourer in the following year—they did indeed display a stoicism and even euphoria as irrational as today’s Brexiter exultation. The MP Harold Nicolson wrote in his diary on June 15:
My reason tells me that it will now be almost impossible to beat the Germans, and that the probability is that France will surrender and that we shall be bombed and invaded…. Yet these probabilities do not fill me with despair. I seem to be impervious both to pleasure and pain. For the moment we are all anaesthetised.
The writer Peter Fleming, then an army staff officer, wrote in a similar vein: “It was as though the whole country had been invited to a fancy-dress ball and everybody was asking everybody else “What are you going as?” A latent incredulity [gave]…problems connected with invasion the status of engrossing digressions from the main business of life…. The British, when their ally was pole-axed on their doorstep, became both gayer and more serene than they had been at any time since the overture to Munich struck up in 1937.
Among countless reasons for revering Churchill’s performance in 1940 is that he himself never for a moment succumbed to such silliness. Though he justly described Dunkirk as a deliverance, he also warned the House of Commons and the nation that “wars are not won by evacuations.” He knew that while the men had been brought home, almost all their weapons and equipment had been lost: the British army was effectively disarmed.
Thereafter he and his nation set the world a magnificent example of defiance. But it was an impotent defiance, from which both Britain and democracy were redeemed only by the belated arrival of allies. It was 1944 before Churchill’s soldiers, aided by huge infusions of American men, matériel, and especially tanks, were fit to face a major European battlefield.
In the intervening four years, relatively tiny British forces fought the Germans in North Africa and Italy, and a large imperial army surrendered to the Japanese at Singapore in February 1942. Contrary to persisting British delusions, Hitler’s enmity and ambitions always focused on the East. Because of his invasion of Russia, the British and later the Americans were granted the priceless luxury of being able to prepare at leisure for the belated June 1944 liberation of northwest Europe: the band of brothers of the US 101st Airborne Division, for instance, spent almost two years in uniform before hearing a shot fired in anger.
Michael Korda suggests that thanks to the final triumph in 1945, “Dunkirk was, and remains, perhaps the greatest British victory of World War Two, that rarest of historical events—a military defeat with a happy ending.” This assertion stretches a very large point, not least because Churchill himself regarded the outcome of World War II as anything but happy, since Britain’s voice in the world, not to mention his own, had become so much diminished.
It would be unreasonable to demand that Christopher Nolan should have injected more than a fraction of these realities into his Dunkirk. The most absurd assaults on the film come from India, where critics complain that he does not feature the two companies of Indian service troops who were present on the beaches. This is comparable to the British wailing when Saving Private Ryan appeared that their soldiers were absent without leave from the screen. I wrote at the time that if any nation wants its part in any conflict glorified, it must make the films for itself.
Nolan seems to deserve congratulations for declining to include even a token American, for decades a prerequisite for securing a US audience for a British war movie. Indeed, this imperative so intimidated many British directors and their screenwriters that gallant American characters were often depicted showing the stupid English how battles should be fought.
This latest epic represents a version of history little worse than The Longest Day, A Bridge Too Far, or The Guns of Navarone. Some of us are grateful that so many schoolchildren are going to see it, because they will at least discover that in 1940 there were beaches, the rescue of an army, and sacrifice and considerable fortitude by their forefathers. Britain’s grown-ups, however, should have been forcibly denied entrance to cinemas at this moment when we are threatened with embarkation upon one of the most self-indulgent, willfully foolish acts of self-harm in the nation’s history.
For all the charm of Michael Korda’s personal reminiscence of 1939–1940, he is on much less sure ground in his narrative of the big events, partly because he is obviously a romantic, and partly because he relies heavily on elderly sources, including the British official history of the campaign in France, much of which is tosh. He is surely right, however, to conclude his book by comparing the emotions of the modern Brexiters with those of the British in June 1940: “There was a national sense of relief…at leaving the Continent and withdrawing behind the White Cliffs of Dover.” After Brexit takes place I fear that this time around we shall be unable to rely upon the Russians to stage a grand diversion in the East to spare us from the hideous economic, social, cultural, and political consequences of attempting to fight on alone, without the impeccable justification that Hitler has forced such a course upon us.
By all ye cry or whisper, By all ye leave or do, The silent sullen peoples Shall weigh your Gods and you.
Rudyard Kipling
And where the crazy whiteman And his teargas happiness Lies dead and long since buried By his own fantastic mess
Roy Harper
As a young lad in Birmingham, my school chums and I would be enthralled by a world map covered in red – the empire upon which the sun never set. As Britain turns its back on Europe, it would seem that quite a few folk are still enamoured of the defunct Imperium. A 2014 YouGov opinion poll that found 59% British people polled believed the old British Empire was something to be proud of. 34% wished they still had one.
Back in the day, we’d do school projects about cocoa cultivation on the Gold Coast (now Ghana, not our Australian schoolies’ mecca), rubber trees in Malaya and East Africa, and tea plantations in Assam and Ceylon – enhanced by attractive, child-friendly posters and other educational aids provided gratis by the likes of Cadbury, Dunlop and Typhoo. That these household names had factories in our industrial ‘second city’ which encouraged school outings rendered the wonders of empire all the more tangible.
In the Britain of my childhood, the “silent sullen peoples” of Rudyard Kipling’s famous poem were beginning to “colour-up” (pun quite intended) our monochrome, white-bread, demographic cityscape. The bleak and bland streets and suburbs of our English and Irish Birmingham were already rocking with new sounds and flavours, from the ska and reggae beats of Sparkhill to the spicy aromas of Balsall Heath and Alum Rock. There was prejudice, there was discrimination, there was at times violence, but as Britain emerged from the austerity of the war years, as the bombed cities were rebuilt, and a resuscitated economy created a consumer society, labour shortages persuaded politicians to facilitate mass immigration from the empire – and particularly, from the West Indies and the Indian subcontinent
Words like imperialism and colonialism, economics and exploitation, were yet to enter our vocabularies. The colonies and dependencies spread across all continents, and the ‘grown-up’ white ‘commonwealths’ and ‘dominions’ like Australia, New Zealand, Canada, South Africa, and Rhodesia, were the friends, partners, and indeed, children of the mother country.
It was, we perceived, in the innocence of youth and the blinkers of our school curricula, a benign and fruitful partnership of mutual benefit to all. “To serve our captives’ need”, we gave them our civilizing, Judeo-Christian, Anglo-Celtic values, our able and empathetic if patronizing and prejudiced administrators, our gallant soldiers, pious pastors, selfless doctors and inspiring teachers. They in return yielded up their natural resources and an abundance of cheap labour, and when the Empire was imperiled, they despatched their young men in their thousands to perish in our wars.
We were not to know that the mournful notes of the Last Post were sounding across a changing post-war world. The Union Jack was was descending on buildings and parade grounds the world over as unfamiliar new flags were raised in their stead. Tired, broke, and damaged Britain was retreating from Empire, as were France and the Netherlands, and a new imperium was rising in the west. Within a decade, India, and Pakistan and Ceylon were joined by Indonesia, and a score of young nations emerged throughout Africa. France fought long and bloody wars in Vietnam and Algeria to cling on to its colonial patrimony, and it too finally let go of its “fluttered folk and wild”.
And we were not to know the reality of Britain’s “mission civilatrice”. From the seventeenth century, the European colonizing powers were enmeshed by trade, greed, and national aggrandizement in what today we would define as “mission creep”. Distant posts morphed over three centuries into vast bureaucracies, mines and plantations that underwrote the North’s industrial and commercial hegemony, and into societies ruled by white, expatriate elites and segregated by class, caste, clan and colour.
How all this played out in The Raj is described in detail by politician and historian Shashi Tharoor in Inglorious Empire: What the British did in India. This is reproduced below, together with a video, whilst the full Kipling poem, a song by Roy Harper, and a review by Australian author Christopher Kremmer follows.
Read also my earlier posts on India and the passing of Empire:
But what about the railways…? The myth of Britain’s gifts to India
Shashi Tharour, The Gusrdian, March 9, 2017
The lieutenant-general of the Punjab takes tea with maharajas and Rajas in 1875. Photograph: Popperfoto
Many modern apologists for British colonial rule in India no longer contest the basic facts of imperial exploitation and plunder, rapacity and loot, which are too deeply documented to be challengeable. Instead they offer a counter-argument: granted, the British took what they could for 200 years, but didn’t they also leave behind a great deal of lasting benefit? In particular, political unity and democracy, the rule of law, railways, English education, even tea and cricket?
Indeed, the British like to point out that the very idea of “India” as one entity (now three, but one during the British Raj), instead of multiple warring principalities and statelets, is the incontestable contribution of British imperial rule.
Unfortunately for this argument, throughout the history of the subcontinent, there has existed an impulsion for unity. The idea of India is as old as the Vedas, the earliest Hindu scriptures, which describe “Bharatvarsha” as the land between the Himalayas and the seas. If this “sacred geography” is essentially a Hindu idea, Maulana Azad has written of how Indian Muslims, whether Pathans from the north-west or Tamils from the south, were all seen by Arabs as “Hindis”, hailing from a recognisable civilisational space. Numerous Indian rulers had sought to unite the territory, with the Mauryas (three centuries before Christ) and the Mughals coming the closest by ruling almost 90% of the subcontinent. Had the British not completed the job, there is little doubt that some Indian ruler, emulating his forerunners, would have done so.
Divide and rule … an English dignitary rides in an Indian procession, c1754. Photograph: Universal History Archive/Getty Images
Far from crediting Britain for India’s unity and enduring parliamentary democracy, the facts point clearly to policies that undermined it – the dismantling of existing political institutions, the fomenting of communal division and systematic political discrimination with a view to maintaining British domination.
In the years after 1757, the British astutely fomented cleavages among the Indian princes, and steadily consolidated their dominion through a policy of divide and rule. Later, in 1857, the sight of Hindu and Muslim soldiers rebelling together, willing to pledge joint allegiance to the enfeebled Mughal monarch, alarmed the British, who concluded that pitting the two groups against one another was the most effective way to ensure the unchallenged continuance of empire. As early as 1859, the then British governor of Bombay, Lord Elphinstone, advised London that “Divide et impera was the old Roman maxim, and it should be ours”.
Since the British came from a hierarchical society with an entrenched class system, they instinctively looked for a similar one in India. The effort to understand ethnic, religious, sectarian and caste differences among Britain’s subjects inevitably became an exercise in defining, dividing and perpetuating these differences. Thus colonial administrators regularly wrote reports and conducted censuses that classified Indians in ever-more bewilderingly narrow terms, based on their language, religion, sect, caste, sub-caste, ethnicity and skin colour. Not only were ideas of community reified, but also entire new communities were created by people who had not consciously thought of themselves as particularly different from others around them.
Large-scale conflicts between Hindus and Muslims (religiously defined), only began under colonial rule; many other kinds of social strife were labelled as religious due to the colonists’ orientalist assumption that religion was the fundamental division in Indian society.
Muslim refugees cram aboard a train during the partition conflict in 1947 … the railways were first conceived by the East India Company for its own benefit. Photograph: AP
It is questionable whether a totalising Hindu or Muslim identity existed in any meaningful sense in India before the 19th century. Yet the creation and perpetuation of Hindu–Muslim antagonism was the most significant accomplishment of British imperial policy: the project of divide et impera would reach its culmination in the collapse of British authority in 1947. Partition left behind a million dead, 13 million displaced, billions of rupees of property destroyed, and the flames of communal hatred blazing hotly across the ravaged land. No greater indictment of the failures of British rule in India can be found than the tragic manner of its ending.
Nor did Britain work to promote democratic institutions under imperial rule, as it liked to pretend. Instead of building self-government from the village level up, the East India Company destroyed what existed. The British ran government, tax collection, and administered what passed for justice. Indians were excluded from all of these functions. When the crown eventually took charge of the country, it devolved smidgens of government authority, from the top, to unelected provincial and central “legislative” councils whose members represented a tiny educated elite, had no accountability to the masses, passed no meaningful legislation, exercised no real power and satisfied themselves they had been consulted by the government even if they took no actual decisions.
As late as 1920, under the Montagu-Chelmsford “reforms”, Indian representatives on the councils – elected by a franchise so restricted and selective that only one in 250 Indians had the right to vote – would exercise control over subjects the British did not care about, like education and health, while real power, including taxation, law and order and the authority to nullify any vote by the Indian legislators, would rest with the British governor of the provinces.
Democracy, in other words, had to be prised from the reluctant grasp of the British by Indian nationalists. It is a bit rich to oppress, torture, imprison, enslave, deport and proscribe a people for 200 years, and then take credit for the fact that they are democratic at the end of it.
A corollary of the argument that Britain gave India political unity and democracy is that it established the rule of law in the country. This was, in many ways, central to the British self-conception of imperial purpose; Kipling, that flatulent voice of Victorian imperialism, would wax eloquent on the noble duty to bring law to those without it. But British law had to be imposed upon an older and more complex civilisation with its own legal culture, and the British used coercion and cruelty to get their way. And in the colonial era, the rule of law was not exactly impartial.
Crimes committed by whites against Indians attracted minimal punishment; an Englishmen who shot dead his Indian servant got six months’ jail time and a modest fine (then about 100 rupees), while an Indian convicted of attempted rape against an Englishwoman was sentenced to 20 years of rigorous imprisonment. In the entire two centuries of British rule, only three cases can be found of Englishmen executed for murdering Indians, while the murders of thousands more at British hands went unpunished.
The death of an Indian at British hands was always an accident, and that of a Briton because of an Indian’s actions always a capital crime. When a British master kicked an Indian servant in the stomach – a not uncommon form of conduct in those days – the Indian’s resultant death from a ruptured spleen would be blamed on his having an enlarged spleen as a result of malaria. Punch wrote an entire ode to The Stout British Boot as the favoured instrument of keeping the natives in order.
Political dissidence was legally repressed through various acts, including a sedition law far more rigorous than its British equivalent. The penal code contained 49 articles on crimes relating to dissent against the state (and only 11 on crimes involving death).
Rudyard Kipling, ‘that flatulent voice of Victorian imperialism would wax eloquent on the noble duty to bring law to those without it’. Photograph: Culture Club/Getty Images
Of course the British did give India the English language, the benefits of which persist to this day. Or did they? The English language was not a deliberate gift to India, but again an instrument of colonialism, imparted to Indians only to facilitate the tasks of the English. In his notorious 1835 Minute on Education, Lord Macaulay articulated the classic reason for teaching English, but only to a small minority of Indians: “We must do our best to form a class who may be interpreters between us and the millions whom we govern; a class of persons, Indians in blood and colour, but English in taste, in opinions, in morals and in intellect.”
The language was taught to a few to serve as intermediaries between the rulers and the ruled. The British had no desire to educate the Indian masses, nor were they willing to budget for such an expense. That Indians seized the English language and turned it into an instrument for our own liberation – using it to express nationalist sentiments against the British – was to their credit, not by British design.
The construction of the Indian Railways is often pointed to by apologists for empire as one of the ways in which British colonialism benefited the subcontinent, ignoring the obvious fact that many countries also built railways without having to go to the trouble and expense of being colonised to do so. But the facts are even more damning.
The railways were first conceived of by the East India Company, like everything else in that firm’s calculations, for its own benefit. Governor General Lord Hardinge argued in 1843 that the railways would be beneficial “to the commerce, government and military control of the country”. In their very conception and construction, the Indian railways were a colonial scam. British shareholders made absurd amounts of money by investing in the railways, where the government guaranteed returns double those of government stocks, paid entirely from Indian, and not British, taxes. It was a splendid racket for Britons, at the expense of the Indian taxpayer.
The railways were intended principally to transport extracted resources – coal, iron ore, cotton and so on – to ports for the British to ship home to use in their factories. The movement of people was incidental, except when it served colonial interests; and the third-class compartments, with their wooden benches and total absence of amenities, into which Indians were herded, attracted horrified comment even at the time.
Asserting British rule during the war of independence, also known as the Indian mutiny, 1857. Photograph: Universal History Archive/Getty Images
And, of course, racism reigned; though whites-only compartments were soon done away with on grounds of economic viability, Indians found the available affordable space grossly inadequate for their numbers. (A marvellous post-independence cartoon captured the situation perfectly: it showed an overcrowded train, with people hanging off it, clinging to the windows, squatting perilously on the roof, and spilling out of their third-class compartments, while two Britons in sola topis sit in an empty first-class compartment saying to each other, “My dear chap, there’s nobody on this train!”)
Nor were Indians employed in the railways. The prevailing view was that the railways would have to be staffed almost exclusively by Europeans to “protect investments”. This was especially true of signalmen, and those who operated and repaired the steam trains, but the policy was extended to the absurd level that even in the early 20th century all the key employees, from directors of the Railway Board to ticket-collectors, were white men – whose salaries and benefits were also paid at European, not Indian, levels and largely repatriated back to England.
Racism combined with British economic interests to undermine efficiency. The railway workshops in Jamalpur in Bengal and Ajmer in Rajputana were established in 1862 to maintain the trains, but their Indian mechanics became so adept that in 1878 they started designing and building their own locomotives. Their success increasingly alarmed the British, since the Indian locomotives were just as good, and a great deal cheaper, than the British-made ones. In 1912, therefore, the British passed an act of parliament explicitly making it impossible for Indian workshops to design and manufacture locomotives. Between 1854 and 1947, India imported around 14,400 locomotives from England, and another 3,000 from Canada, the US and Germany, but made none in India after 1912. After independence, 35 years later, the old technical knowledge was so completely lost to India that the Indian Railways had to go cap-in-hand to the British to guide them on setting up a locomotive factory in India again. There was, however, a fitting postscript to this saga. The principal technology consultants for Britain’s railways, the London-based Rendel, today rely extensively on Indian technical expertise, provided to them by Rites, a subsidiary of the Indian Railways.
The British left a society with 16% literacy, a life expectancy of 27 and over 90% living below the poverty line. Photograph: Bettmann/Bettmann Archive
The process of colonial rule in India meant economic exploitation and ruin to millions, the destruction of thriving industries, the systematic denial of opportunities to compete, the elimination of indigenous institutions of governance, the transformation of lifestyles and patterns of living that had flourished since time immemorial, and the obliteration of the most precious possessions of the colonised, their identities and their self-respect. In 1600, when the East India Company was established, Britain was producing just 1.8% of the world’s GDP, while India was generating some 23% (27% by 1700). By 1940, after nearly two centuries of the Raj, Britain accounted for nearly 10% of world GDP, while India had been reduced to a poor “third-world” country, destitute and starving, a global poster child of poverty and famine. The British left a society with 16% literacy, a life expectancy of 27, practically no domestic industry and over 90% living below what today we would call the poverty line.
The India the British entered was a wealthy, thriving and commercialising society: that was why the East India Company was interested in it in the first place. Far from being backward or underdeveloped, pre-colonial India exported high quality manufactured goods much sought after by Britain’s fashionable society. The British elite wore Indian linen and silks, decorated their homes with Indian chintz and decorative textiles, and craved Indian spices and seasonings. In the 17th and 18th centuries, British shopkeepers tried to pass off shoddy English-made textiles as Indian in order to charge higher prices for them.
The story of India, at different phases of its several-thousand-year-old civilisational history, is replete with great educational institutions, magnificent cities ahead of any conurbations of their time anywhere in the world, pioneering inventions, world-class manufacturing and industry, and abundant prosperity – in short, all the markers of successful modernity today – and there is no earthly reason why this could not again have been the case, if its resources had not been drained away by the British.
If there were positive byproducts for Indians from the institutions the British established and ran in India in their own interests, they were never intended to benefit Indians. Today Indians cannot live without the railways; the Indian authorities have reversed British policies and they are used principally to transport people, with freight bearing ever higher charges in order to subsidise the passengers (exactly the opposite of British practice).
This is why Britain’s historical amnesia about the rapacity of its rule in India is so deplorable. Recent years have seen the rise of what the scholar Paul Gilroy called “postcolonial melancholia”, the yearning for the glories of Empire, with a 2014 YouGov poll finding 59% of respondents thought the British empire was “something to be proud of”, and only 19% were “ashamed” of its misdeeds.
All this is not intended to have any bearing on today’s Indo-British relationship. That is now between two sovereign and equal nations, not between an imperial overlord and oppressed subjects; indeed, British prime minister Theresa May recently visited India to seek investment in her post-Brexit economy. As I’ve often argued, you don’t need to seek revenge upon history. History is its own revenge.
Inglorious Empire by Shashi Tharoor is published by Hurst & Company at £20
Rudyard Kipling published his famous poem to salute the US’ conquest of the Philippines in 1899, although he had originally written it to celebrate Queen Victoria Diamond Jubilee.
The White Man’s Burden
Take up the White Man’s burden –
Send forth the best ye breed –
Go bind your sons to exile
To serve your captives’ need;
To wait in heavy harness
On fluttered folk and wild –
Your new-caught sullen peoples,
Half devil and half child.
Take up the White Man’s burden –
In patience to abide
To veil the threat of terror
And check the show of pride;
By open speech and simple,
An hundred times made plain,
To seek another’s profit,
And work another’s gain.
Take up the White Man’s burden –
And reap his old reward,
The blame of those ye better,
The hate of those ye guard –
The cry of hosts ye humour
(Ah slowly !) towards the light:-
“Why brought ye us from bondage,
“Our loved Egyptian night ?”
Take up the White Man’s burden –
Ye dare not stoop to less –
Nor call too loud on Freedom
To cloak your weariness;
By all ye cry or whisper,
By all ye leave or do,
The silent sullen peoples
Shall weigh your Gods and you.
In 1970, Roy Harper, Britain’s high priest of lyrical angst Roy created a counterpoint with this song from Flat, Baroque and Berserk.
Shashi Tharoor’s indictment of the British in India
Christopher Kremmer, Sydney Morning Herald, August 18, 2017
Remember the scene in Monty Python’s Life of Brian when a Judean rebel leader fumes as his gormless but practical comrades detail the benefits of oppression under their powerful and technologically advanced Roman oppressors?
“Orright,” concedes the leader, Reg, played by John Cleese. “But apart from the sanitation, the medicine, education, wine, public order, irrigation, roads, the freshwater system and public health, what have the Romans ever done for us?”
In Inglorious Empire: What the British Did to India, Shashi Tharoor, writer, politician and United Nations-based diplomat for 30 years, asks a similar question to the one posed by Cleese’s beleaguered revolutionary.
In doing so, he seeks to remind misty-eyed Raj romantics that colonialism was no joke. As empires go, he says, Britain’s was uncommonly ruthless, devious and rapacious in its quest to enslave a people whose leaders failed to see how free trade, unwisely managed, can undermine a country’s long-term sovereignty and prosperity.
In the process, Tharoor accuses a number of historians, most prominent among them, Niall Ferguson, of being apologists for the racial discrimination, violence, economic sabotage and denial of liberty embodied by centuries of British rule in India.
It all began as a harmless commercial enterprise, Tharoor reminds us. In 1600, the British East India Company was formed under royal charter. Its aim was to compete with colonial rivals such as the French and Dutch for lucrative trade opportunities with India, an industrial and cultural superpower that under its Mughal emperors would account for 27 per cent of the world economy.
Awash with gems, natural resources, shipyards and a sophisticated cultural life, the Mughals were happy to trade. By the end of the century, however, they were tired, divided, and overextended. In 1739, the capital at Delhi was sacked by the Persians.
Meanwhile, in the expanding coastal trading posts, the initial presence of armed guards to protect the company’s staff and premises had evolved into a fully fledged army that by 1757 under Robert “Clive of India” had toppled the independent nawab of India’s richest province, Bengal. By 1800, the company had 260,000 men under arms and a talent for regime change that brought 200 million people under its control.
In 1857, after Hindu and Muslim rebels joined in a bloody revolt, India came under direct rule from London, and the company was eventually dissolved. The new Raj survived two world wars and the Great Depression, extending British rule for another 90 years until Gandhi’s Freedom movement triumphed in 1947, albeit at the terrible cost of Partition.
It is unusual, but not unheard of today to meet Indians who believe their country was better off under the Raj. Muddle-headed history is much more prominent in soon to be Brexited Britain. Tharoor cites a 2014 opinion poll that found 59 per cent of British people polled believed the old empire was something to be proud of. Thirty-four per cent wished they still had one.
Tharoor marshalls a formidable array of research to make the case that such attitudes are anachronistic and poorly informed. All the old chesnuts, for example, that the British modernised India, bequeathed it a tradition of parliamentary democracy and civilised the locals by teaching them the gentlemanly sport of cricket, are lined up and skewered, or at least plausibly challenged.
The company smashed India’s advanced textiles industries, literally by demolishing factories and imposing tariffs of 70-80 per cent on exports to Britain. In doing so, they turned a manufacturing, shipbuilding nation into a source of raw materials with little scope for value adding industries. The railways, he argues, were developed principally to more efficiently ship out those raw materials, and were financed by an elaborate and shonky racket that enriched British investors by inflating the cost of Indian rail track to twice that of Australia and Canada.
Meanwhile, ordinary Indians were taxed 50 per cent of their incomes, far beyond their experience and capacity to pay. Defaulters were tortured and jailed or, in the case of two-thirds of Indians under British rule in the late 18th century, fled their lands.
“The bones of the cotton weavers were bleaching the plains of India,” as one colonial administrator observed. The treasuries of princely states such as Bengal were systematically looted by coercive and corrupt methods, while prices for basic commodities were driven up by the opulent lifestyles of expatriate Britons.
Indian taxes not only paid the salaries of the British army of occupation, but also of the hundreds of thousands of Indian troops who became cannon fodder for British interests on the Western Front, at Gallipoli, and in Mesopotamia.
Behind the entire rip-off, as Ferdinand Mount, has observed, “lay the hard calculus of the City of London”. The Indian currency was manipulated to British advantage, and its trade with Europe was forced to go through London. Specifications were set to ensure that Indian steel could not be exported to Britain. India did not miss the bus of the Industrial Revolution – it was forcibly prevented from boarding it.
Discrimination against Indians in civil service employment was rife. Even the arch-colonial writer Rudyard Kipling observed that the bureaucracy was “neither Indian, nor civil, nor a service”. The “justice” British rule gave India meant it was almost impossible for a white man to be given a serious term in jail for murdering his Indian servant, which happened rather a lot. The racism of the occupiers gave the lie to the fiction of modern, enlightened and benign British rule. As one viceroy put it, “We are all British gentlemen engaged in the magnificent work of governing an inferior race”.
Tharoor acknowledges the sincere efforts of many British expats to ameliorate the harsh realities of colonial rule. But even in the 20th century, when the sun was setting on the Raj, enlightenment attitudes took second place to the desire to crush the Indian independence movement. The same people who condemned the nationalist leader Nehru to 10 years in British Indian jail cells also labelled Gandhi’s non-violent campaign for freedom as terrorism. Newspapers that alerted the public to such injustices, particularly the vernacular press, were often censored or shut down.
For all its claims to superiority, the British Empire was in charge in India during no fewer than 11 famines in which 30 to 35 million people died of starvation, Tharoor notes. Ultimately, he believes, Britain’s desire for wealth trumped all other values and considerations. The rhetoric of uplifting the benighted brown man was always a self-serving, grotesque and conceited pose to justify a regime that bribed and murdered, annexed and stole to enrich a certain class of Briton.
This book burns with the power of intellect married with conviction. It ends with Tharoor commenting that the way the Raj ended was its greatest indictment. The collapse of British rule amid devastating sectarian violence and creation of a Muslim “homeland” in Pakistan can be seen as the logical conclusion of 90 years of divide and rule strategies as London clung desperately to power in the subcontinent.
As they washed their hands and packed their carpet bags, the British departed an India in which 84 per cent of people could not read or write their own name in any language. What an achievement. In 1600, Britain produced 1.8 per cent of the world’s gross domestic product, compared with India’s 23 per cent. By the end of the Raj, Britain’s share had multiplied fivefold, while India had been reduced to penury.
But in 70 short years, India’s proud republic has made enormous strides in literacy, numeracy and poverty reduction, and is now the world’s fastest growing major economy.
Yet there are contradictions in the new India’s rise, some with their roots in the British period, like the ruling Hindu nationalist movement’s proclivity to cast the Indian identity in sectarian terms. At times, Tharoor’s determination to resist such trends leads him to downplay the injustices of earlier empires to more graphically illustrate the failings of the British one.
Yet overall, this is erudite, well-written, thoroughly documented and persuasive history that focuses varied sources into a coherent critique of colonialism in the Indian context. Tear up your copies of Ferguson’s neo-liberal mind rot and get angry like Tharoor.
Seventy years ago India and Pakistan came into being, the first of the tumbling dice that were the longtime colonies of European nations. Over the next two decades, Britain, France, the Netherlands and Belgium would retreat from their possessions in Africa, Asia, South America, and the Caribbean. The importance August 15th 1947 cannot be understated, and its echoes reverberate still.
In an earlier post, Freedom at Midnight (1) – the birth of India and Pakistan, I discussed the process by which this came about. Below are links to two articles published today which examine the legacy of partition, a legacy that, as these pieces demonstrate, it still subject to much debate.
Writing in the NewYork Times, Pankaj Mishra deconstructs Jawahawal Nehru’s famous declaration of independence on 15th August 1947: “…one can, of course, mourn this August 15 as marking the end of India’s tryst with destiny or, more accurately, the collapse of our exalted ideas about ourselves. But a sober reckoning with the deep malaise in India can be bracing, too. For it confirms that the world as we have known it, molded by the beneficiaries of both Western imperialism and anti-imperialist nationalism, is crumbling, and that in the East as well as the West, all of us are now called to fresh struggles for freedom, equality and dignity”.
Anil Dharker, writing in TheIndependent, paints a rosier picture. India emerged from the trauma of partition and proposed. prospered. “Seventy years on, that’s something to be proud of. Even more is the fact that the idea of India as one country has survived, in spite of the country’s huge diversity and population, which makes it akin to a continent. Numbers confirm this amazing story: India’s population is now over 1.2 billion, spread over 29 states and seven union territories. There are 22 official languages and very many more dialects. Each state has its own language, culture and cuisine”.
And yet, he concludes, India has not yet realized the ecumenical promise of Nehru’s famous “tryst with destiny”: “Not even the most flag-waving Indian however, will claim that everything is perfect. The caste system refuses to die out; Dalits (the term used for untouchables) still face upper-caste persecution; they and minorities (especially Muslims) remain equal citizens only on paper; conservative and orthodox men still resist women’s fight for equality; the criminal justice system and the police still favour the affluent; reactionary religious elements still create tensions and face the future backwards”.
WH Auden composed a poem commemorating the events of 1947.
Specifically, he wrote of Sir Cyril Radcliffe, the English lawyer appointed by the British government to determine the borders of the new states. It was he who drew the fateful lines on the map of British India. An ironically objective narrative which recounts the story just as Collins and Lapierre tell it in Freedomat Midnight. It is, perhaps by design and intent, reminiscent of a celebrated poem by Dylan Thomas, and indeed, to paraphrase the Welsh Bard, “the hand that signed the paper” felled a city and bred a fever.
Partition
Unbiased at least he was when he arrived on his mission,
Having never set eyes on the land he was called to partition
Between two peoples fanatically at odds,
With their different diets and incompatible gods.
“Time,” they had briefed him in London, “is short. It’s too late
For mutual reconciliation or rational debate:
The only solution now lies in separation.
The Viceroy thinks, as you will see from his letter,
That the less you are seen in his company the better,
So we’ve arranged to provide you with other accommodation.
We can give you four judges, two Moslem and two Hindu,
To consult with, but the final decision must rest with you.”
Shut up in a lonely mansion, with police night and day
Patrolling the gardens to keep the assassins away,
He got down to work, to the task of settling the fate
Of millions. The maps at his disposal were out of date
And the Census Returns almost certainly incorrect,
But there was no time to check them, no time to inspect
Contested areas. The weather was frightfully hot,
And a bout of dysentery kept him constantly on the trot,
But in seven weeks it was done, the frontiers decided,
A continent for better or worse divided.
The next day he sailed for England, where he could quickly forget
The case, as a good lawyer must. Return he would not,
Afraid, as he told his Club, that he might get shot.
The partition of India, seventy years ago this month, is at the heart of the identity of two of the world’s most most populous nations, branded painfully and indelibly onto their consciousness by memories of almost unimaginable violence.
The paradox of Indian (and Pakistani) independence is that the long and torturous struggle for freedom was built upon nonviolence and civil disobedience (led by, and indeed personified by Mahatma Ghandi), and concluded with the peaceful handover of authority from an impoverished Britain that was downsizing its Empire, and yet ended with the partition of the Indian subcontinent into a majority Hindu state and a Muslim one.
The British army departed India with barely a shot fired and only seven casualties, and yet partition brought violent death to between one and two million souls, and the largest enforced mass movement of people in modern history – an estimated fifteen million people were uprooted as communities that had lived together for millennia disintegrated in bloodshed as Muslims fled to the new Pakistan and Hindus and Sikhs fled from that Muslim state to India. The Partition was one of the greatest humanitarian disasters of the 20th Century, a century that was replete with such.
Britain’s exit from India has been well-documented, and yet, is still subject to debate and disagreement. The recent film The Viceroys House, dramatizes the critical months leading up to August 14th 1947, and the countdown to “freedom at Midnight” the title of the celebrated book by Larry Collins and Dominique Lapierre (1975). The film is centered around Lord Louis Mountbatten, the last Viceroy, and his wife Edwina. It one of history’s great ironies that this aristocratic socialite, sportsman, and decorated war-hero, scion of European royals and cousin to the King of England, should be appointed by a Labour prime minister to bring down the curtain on “the jewel in the imperial crown”, ending over three hundred years of British rule, and to usher in a socialist Indian government and a brand-new Muslim state.
It is a story replete with depressing ironies. The atavistic poisons released by partition resulted in the assassination of the Mahatma at the hands of a Hindu fundamentalist. Mountbatten, who had his ship sink under him in the Mediterranean during WW2, and travelled unscathed through a dangerous and disintegrating India, died at sea at the hands of the IRA just over twenty years later. Chilling omens for the modern world – as Mark Twain reportedly observed, history doesn’t repeat itself, but it often rhymes.
Freedom at Midnight, a chronological narrative of that dramatic year, and cited as a source for the film, is an entertaining and informative account. It paints sympathetic yet critical portraits of the principal players – Mr and Mrs Mountbatten, the ascetic and quixotic Gandhi the aloof and shrewd Jawahawal Nehru, the subaritic, dying Muhammad Ali Jinnah, and other leading lights of the Congress Party and the Muslim League, the civil servants and lawyers who had to implement Mountbatten’s exit plan, and India ‘s five hundred and sixty five princes and maharajahs, often sordid, subaritic and picaresque, very occasionally, liberal and progressive, but by 1947, anachronistic and doomed.
Nehru, Mountbatten and Jinnah
A counterpoint to Freedom at Midnight, is another book also cited as a source for The Viceroy’s House: The Shadow of the Great Game: The Untold Story of India’s Partition, by former aide to Mountbatten and longtime India civil servant, Narendra Singh Sarila. Whereas Freedom at Midnight sees HMG as virtually handing Mountbatten a free hand in extricating impoverished Britain from unruly and potentially ungovernable India, Sarila, like many Indian historians, sees the Brits as more clever and subtle than in fact they actually were. Perfidious Albion redux. The film juxtaposes a Romeo and Juliet tale of love across the religious divide against Britain’s alleged strategy of creating a friendly Pakistan as a buffer between newly independent and potentially socialistic India and an aggressive Soviet Union, and also, as a prospective British outpost close to the oil fields of Iraq, Iran and Arabia.
It is as if ingenue India, and Pakistan, the latter viewed by many some British policy makers as little more than an acronym, were set up to fail. And yet, they did not.
Bu the long arm of history reaches from the partition to the present, and from the present into an uncertain future. It’s icy fingers probe deeply into the politics and psyches of the Raj’s successor states and the relationships, rarely harmonious, mostly acrimonious, and oftimes toxic, between them. The unrsolved armed truce that exists between India and Pakistan in the wake of two wars, with Kashmir, the one-time, much-beloved rose now a sharp and inextricable thorn. The bloody birth of Bangladesh as Muslim but culturally and racially different East and West Pakistan found that they could not share the same Muslim house. The long and brutal racial and religious civil war in Sri Lanka. The rise of Islamic extremism in Pakistan and Hindu fundamentalism in India, which combined with political and military rivalry and atavistic hatreds, passed on from generation to generation, has exacerbated the already insoluble, seemingly permanent war-zone that is modern Afghanistan, another unfortunate piece on the confused battlefield of that old “Great Game”.
India for all its problems and paradoxes, remains the world’s largest democracy, and is today one of the world’s new economic and technological powerhouses (the so-called BRICs). Pakistan, which many predicted would not last its first decade, but would reunite with India, survived, and today, is regarded by many observers as a nuclear armed, potentially failed state, poised perpetually between rowdy democrats, “born to rule” dynasties, ambitious generals, and medieval mullahs.
Acclaimed historian and longtime resident of India, William Dalrymple, concluded in a succinct review of Nisid Hajari’s Midnight’s Furies in The New Yorker:
“Today, both India and Pakistan remain crippled by the narratives built around memories of the crimes of Partition, as politicians (particularly in India) and the military (particularly in Pakistan) continue to stoke the hatreds of 1947 for their own ends. Nisid Hajari ends his book by pointing out that the rivalry between India and Pakistan “is getting more, rather than less, dangerous: the two countries’ nuclear arsenals are growing, militant groups are becoming more capable, and rabid media outlets on both sides are shrinking the scope for moderate voices.” Moreover, Pakistan, nuclear-armed and deeply unstable, is not a threat only to India; it is now the world’s problem, the epicenter of many of today’s most alarming security risks. It was out of madrassas in Pakistan that the Taliban emerged. That regime, which was then the most retrograde in modern Islamic history, provided sanctuary to Al Qaeda’s leadership even after 9/11”.
The story of one-time Imperial South Asia still has a long way to run.
In 1947, WH Auden composed a poem commemorating the partition. Specifically, he wrote of Sir Cyril Radcliffe, the English lawyer appointed by the British government to determine the borders of the new states. It was he who drew the fateful lines on the map of British India. An ironically objective narrative which recounts the story just as Collins and Lapierre tell it in Freedom at Midnight. It is, perhaps by design and intent, reminiscent of a celebrated poem by Dylan Thomas, and indeed, to paraphrase the Welsh Bard, “the hand that signed the paper” felled a city and bred a fever.
Partition
Unbiased at least he was when he arrived on his mission,
Having never set eyes on the land he was called to partition
Between two peoples fanatically at odds,
With their different diets and incompatible gods.
“Time,” they had briefed him in London, “is short. It’s too late
For mutual reconciliation or rational debate:
The only solution now lies in separation.
The Viceroy thinks, as you will see from his letter,
That the less you are seen in his company the better,
So we’ve arranged to provide you with other accommodation.
We can give you four judges, two Moslem and two Hindu,
To consult with, but the final decision must rest with you.”
Shut up in a lonely mansion, with police night and day
Patrolling the gardens to keep the assassins away,
He got down to work, to the task of settling the fate
Of millions. The maps at his disposal were out of date
And the Census Returns almost certainly incorrect,
But there was no time to check them, no time to inspect
Contested areas. The weather was frightfully hot,
And a bout of dysentery kept him constantly on the trot,
But in seven weeks it was done, the frontiers decided,
A continent for better or worse divided.
The next day he sailed for England, where he could quickly forget
The case, as a good lawyer must. Return he would not,
Afraid, as he told his Club, that he might get shot.
Counterfactual or alternative history had never gone out of fashion. As a history tragic with many kilometers on the clock, I enjoy such alternative history. “What if…?” and “if only…” are natural, if not instinctual responses to events around us – particularly the unpleasant ones. Hence the popularity of films like SS-GB and The Man in the High Castle (WW2 and the “Nazi victory” books they are based which on have always attracted us alternative history aficionados. There is currently excitement (and panic in some politically correct quarters) about the prospect of a project pitched by Game of Thrones’ show-runners visualizing a USA in which the Confederacy won the Civil War and slavery endures still. But such history is an indulgence that serious historians ought not take seriously – unless they are branching out into historical fiction, that is, which many indeed do. Popular English author Peter Ackroyd has said, the words “What if …” should never be on a historian’s lexicon. But writers of historical fiction have literary license to let their imaginations roam. Counterfactuals or alternative history is a fiction genre all of its own.
When we create alternative histories, we largely replicate a history we already know, often intimately. We replicate histories in which most of the same variables coexist, and the same historical trends prevail. Our motives are quite often as much to warn readers or audiences as to entertain them. Hence the tendency for such endeavours to drift into the depressing dystopian dramas that are so in vogue in these challenged times.
And yet, changing one or more of the players, removing or adding ingredients, hypothesizing different, even opposite scenarios, and imagining how events might have transpired differently, may not radically alter the result. In the case of the First World War, for example, if the conflict had not happened, the European empires may or may not gave endured. Often such multinational entities contain the seeds of their own demise – internal dynamics and contradictions, the impact of events in other countries. Whose to say what might have happened in say France, Germany, Russia, Türkiye or the US that might have upended the balance of power?
One surmises whether or not there is an iron law of inevitability that determines – predetermines, even – the same or similar outcome – a historical equivalent of Oedipus’ unsuccessful efforts to avoid his prophesied fate, affirming TS Elliot’s observation in Little Gidding: “And the end of all our exploring will be be to arrive where we started and know the place for the first time”.
In this entertaining podcast, British historians Dominic Sandbrook and Tom Holland discuss many examples of what might have been if …
In an interesting if light-weight and indeed disappointing exercise in alternative history, with an absolutely meaningless but catchy play on the title of a fabulous song, title, The Sultans of Spring, The Economist recently pondered how events would have unfolded if the Ottoman Empire had sat out WW1 or joined the Entente of Britain, France and Russia instead of throwing in its lot with the Central Powers of Germany and Austria-Hungary. You may click on the above link, or page down to the full (and brief) transcript. Al-Sisi below, but preceding this is a brief précis of a a popular paperback historical novel published a short while ago which presented an imaginative if overcooked and totally different Ottoman history.
But first, here is my own argument:
So, what if?
Removing the Ottoman Empire from the strategic equation, or else placing it in the military scales against the Central Powers, would certainly have a significant impact upon the conduct and progress of the European war on both the eastern and western fronts. Russia and Britain would not have had to divert forces and materiel to the Middle East arenas. The Ottomans could have reaped the political and economic benefit of either neutrality or victory, with commensurate benefits for their own survival. The hypotheticals with respect to what may have happened next are innumerable.
The Economist surmises: “How much of today’s mayhem in the Middle East, from civil wars to terror in the name of Islam (and of restoring the caliphate) to the emergence of sectarian dictators such as Bashar al-Assad, not to mention of such a grudge-bearing Ottoman revivalist as Recep Tayyip Erdogan, might have been avoided, if only Churchill had embraced Johnny Turk instead of sinking him?”
But would things have turned out radically different if this had happened – notwithstanding the fact that three to five million Turks, Arabs, Armenians, Africans, Indians, and Europeans who lived in or soldiered through the Middle East theatre would have lived to die a natural death after fulfilling their own particular destinies or to perish purposefully or pointlessly in some other conflict.
The previous century had seen the steady decline of the Sultan’s Empire. It had commenced with Napoleon, and the rise of Muhammad Ali in Egypt, an Albanian “slave soldier” who in practical terms, seceded from the empire. Greece followed next, assisted by European states, and then, bit by bit, the Balkans. The Czar dubbed the empire the “sick man of Europe”, or so British politician John Russell misquoted him, and everybody wanted a piece. The European powers were circling hoping to pick up pieces as the Empire’s borderlands detached – Russia in the east, France in the Levant, and Britain in Egypt and the Gulf. The Crimean War was but one manifestation of “the Eastern Question” that had excited European Chancellories for a hundred years. France and Britain challenged Russia for power and influence in the East and went to war on the Sultan’s side, ostensibly to protect Christian rights in the Holy Land, but weightier matters were in play – alliances have always been fluid in this part of the world, as today’s shifting allegiances demonstrate. Crimea ended in stalemate, but Russia kept encroaching, whilst France established its presence in the Levant. Britain, meanwhile, has its sights set on Egypt and the Red Sea, (the vital route to its African and Asian empires), and when it was finally built, the Suez Canal, a strategic and commercial link that to this day concentrates the minds of foreign and state departments, military strategists and corporations worldwide.
The Balkan states continued to decouple from the empire, and prior to 1914, engaged in several bloody wars with each other, drawing their neighbours deeper and deeper into the tangle. The slow countdown to WW1 accelerated with the Austro-Hungarian archduke being killed by a Serbian student. Gavril Princip’s “shot that echoed around the world” in Sarajevo in 1914 was but one part of a chaotic picture, igniting tinder that had long awaited a match. Russia, supported the Serbs, Germany, the Austrians, Britain, and France, the Russians. And the Ottomans, forever hard pressed by the Russians, French and Brits, had already moved into the German orbit. When the Ottomans entered the war on the side of the central powers, the cards were dealt.
The Empire was already on a revolutionary path what with the Sultan’s desultory efforts with constitutional reform, the ascendency of Young Turks, a cabal of Turkish nationalist army officers, and the parlous state of the economy. Efforts to institute political and economic reform had faltered, and sooner or later, something was going to blow.
Arab nationalism had already taken root in the Levant, a secular creed spear-headed by Arab Christian intellectuals, to be brutally suppressed by the Young Turk triumvirate, Enver, Talat and Jamal. “Martyrs” were being strung up in Beirut, Damascus and Jerusalem. Perhaps the Ottoman Middle East would have unraveled like in the Balkans (and Balkanised too? Most probably). The “wars of the Ottoman Succession” that we are witnessing today amongst the states created in 1921 would eventually have erupted.
The Zionist project was already underway at the outbreak of war, with settlements of Jews from Eastern Europe and Russia well-established in Palestine, often encouraged by the Ottoman authorities. The pioneers included many of the founders of modern Israel, including its architect and first prime minister David Ben Gurion. The pressures that drove Jews from eastern Europe and Russia in the first place (the discrimination and the pogroms paramount) were unlikely to abate given the atavistic nationalism of Holy Russia and just as Holy Poland. Sooner or later, Zionism and Arab nationalism were going to collide. We will never know how the Ottoman state and its Arab provinces would have coped with the emergence of a Jewish state in Palestine. It certainly would have put the popular (but highly qualified) narrative of Ottoman tolerance of other faiths through a rigorous stress test. The Zionists had a pretty clear road map, and they weren’t sharing it with their new neighbours.
The British, French and Russians had been involving themselves in Middle Eastern affairs – that confounding “Eastern Question” – since the Napoleonic wars. , and Germany, seeking its coveted “place in the sun”, wanted in. German influence was already strong amongst progressive army officers – Prussian elan, ethos, menswear and weapons have exerted a powerful influence on wannabe juntas, the “men on horseback”, since the days Frederick the Great. The Kaiser’s government was very keen on expanding German influence in the east as a counter to British and French imperial power. Meanwhile, the industrial powers were already sniffing around the Gulf, Iranian, and Mesopotamian oilfields, the economic impetus behind imperialism having yet to run its course. The sea-lanes that preoccupied policy-makers in London, Paris and Moscow were soon to be joined by railways and pipelines, with the Germans making the running with its backing of the Berlin to Baghdad Bahnhof. Petroleum would soon join the fabled Great Game as a western imperial obsession. And this too, in time, would have to come up against rising Arab nationalism.
Would Ataturk and Ibn Saud’s ascendency in Turley and Arabia respectively have happened? Perhaps. The political instability in Anatolia and the Arabian Peninsula, and also, as we have described in the Levant, would have created conditions which could have brought these ambitious, capable and charismatic men to power.
Mustafa Kemal was just one of many promising Young Turks. Whether he would have risen above his peers without his Gallipoli reputation is moot – he would still have had to shove aside the three amigos. His Turkish nationalism, like that of his Young Turk compadres, was not sympathetic to Arab aspirations. Nor was his agnosticism empathetic to what he considered to be a backward and suffocating Islam. Fezzes and face-coverings were amongst the first things to go once he established his secular republic. Whether he could have held the empire together is another question.
Ibn Saud was not the only kid on the Arabian block. The Hashimites (the descendants of Jordan’s King Abdullah) held the western edge of the peninsula, but also the most spiritually significant – the “haramayn” of Mecca and Medina, no less. The Hashimite princes has their eyes on an Arab Kingdom, but Ibn Saud had his eyes on them. The house of Saud, with its Salafi Wahhabi credentials of a cleaner Islam was way “out there” as far as Arab politics and religion went at the time. Apart from perennial outbreaks of intolerance towards and repression of religious and ethnic minorities and heterodox Muslim sects, Istanbul ruled its multinational and multicultural empire with a light if autocratic hand. But there was all that oil – and to British policy makers, that trumped loyalty to the Qurayshi wannabes in the west, for all their descent from the Prophet and their custodianship of the Holy Places.
How would British-controlled Egypt’s politics have developed? Resistance to Britain and its puppet monarchy (headed by the descendent of that famed Albanian schemer Muhammad Ali, who had caused the Europeans so much angst in the early days of the Eastern Question) was growing and would develop into a secular Egyptian nationalism on the one hand and the Islamist Muslim Brotherhood on the other.
So: no Gallipoli campaign (Churchill would have had to find another project, and young Australia another patriotic shibboleth); no Arab Revolt – the Hashemites would have remained just another influential desert clan and TE Lawrence would not have become a legend; no Balfour Declaration or Sykes Picot agreement to distort and dismember the Arab Levant with two conflicting and irreconcilable nationalisms, so, no Syria, Iraq and Lebanon; no British (and Australian) advance on Gaza, Jerusalem and Damascus (General Allenby might have ended up on the Western Front instead of the steps of King David’s Tower in Jerusalem) and arguably, therefore no Mandate, no Palestine, and no Israel; no Armenian genocide to darken Türkiye‘s reputation and prefigure the Shoah that was to come, or then again, perhaps never came; and no Türkiye as we know it today (although President Erdogan is certainly acting out his inner sultan).
As former and unlamented Secretary of State Condoleeza Rice prematurely proclaimed in 2006 too much ridicule from Arabs generally, “a new Middle East”.
TE Lawrence, General Allenby, Ataturk, and Ben Gurion
The Ottoman Secret
By Raymond Khoury
The Ottoman siege of Vienna of 1683 sees the city fall and the Christian forces annihilated. Western Europe is conquered soon afterwards and in 2019, an increasingly repressive Sultan still rules the continent (though Britain and Russia withstood the onslaught and remain independent nations). A lot has happened in the world since 1683, and as Christendom was vanquished, many things just didn’t happen. Russia is still ruled by the Czars, and America by a post-Mayflower Christian theocracy. Concepts like democracy, freedom of thought and expression, and gender equality are ideas still struggling against heavy odds to be born.
We are in Muslim Paris in 2019. Kamal Arslan Agha is a patriotic, loyal subject of the the Sultan and a special investigator of the Tashkeelat-i Hafiye, the secret police, on the front line of the empire’s harsh response to increasing political and economic turmoil throughout Europe. The Caliphate’s efforts to maintain law and order spare no one, and soon, Kamal’s own family attracts the Hafiye’s attention.
His brother and sister-in-law discover a secret so dangerous, the Caliphate must suppress it, and with the foundations of the Empire under threat, Kamal’s family have no choice but to run. Whether or not they can escape the pursuing Hafiye will determine their own fate, and that of the Caliphate itself – its past, its present, and its future.
Khouri’s vision of a world dominated by conservative, repressive regimes combining religious conformity with modern technology is not a pleasant one. Western democracy might have its faults, but as Churchill said, it’s better than most of the alternatives.
This is, of course, fiction, written by a novelist and not a historian. Its political, cultural and technical milieu is predicated on “what if? What if the Ottomans had expanded and prospered for three centuries instead of gradually transforming into the “sick man of Europe” to be dissected and defeated by western powers? What if through serendipitous and underhand means, the empire has acquired the military, industrial, scientific and technical wherewithal to build over four centuries a world that in many ways in not unlike our own? What if their had been no enlightenment, no French or Russian revolutions, no Hitler, no Holocaust, no Hiroshima?
Incidentally, the siege of Vienna in 1683 gives its name to ‘Gates of Vienna’, a fanatically anti-Muslim far-right blog. Its essential thesis is that this was only one battle in a long war and that Europe and its civilisation are constantly threatened by a Muslim invasion.
As Kurt Vonnegut’s avatar Kilgore Trout would say, “so it goes …”
Sultans of Spring – if the Ottoman Empire hadn’t collapsed.
Imagine the mayhem that might have been avoided had the Ottoman Empire been saved rather than sunk. Blame, among others, Winston Churchill
When a Serb gunman shot an Austrian archduke in the summer of 1914, the nations of Europe tumbled into war with all the grace of bowling pins. Austria-Hungary declared war on Serbia, whose ally Russia declared war on Austria, whose ally Germany declared war on Russia, whose allies France and Britain declared war on Germany and Austria. By early August the continent was in flames.
Much as it wobbled like the rest, however, one of those bowling pins could not make up its mind. Which way would Turkey fall? Should the fading Ottoman Empire join the Triple Entente (Britain, France and Russia) or go with the Central Powers (Germany and Austria-Hungary)
Turkey’s 500-year-old empire was shrinking. It had lost its territories in Africa, nearly all its Mediterranean islands and most of its Balkan lands as well as chunks of eastern Anatolia. It was debt-ridden, industrially backward and politically shaky.
Still, the sultan’s lands straddled two continents, controlling access to the Black Sea. His Arabian territories stretched beyond the holy cities of Islam to the mountains of Yemen and the Persian Gulf, where there were rumoured to lie vast caverns of the sticky black liquid soon to replace coal as the world’s chief source of power.
Confident of Turkey’s weakness, Britain, France and Russia could have clobbered the Ottomans and divided the spoils. Thankfully, wiser heads prevailed. At a secret conclave aboard a British dreadnought off the coast of Norway in late July, a far-sighted politician by the name of Winston Churchill, then First Lord of the Admiralty, worked with French, Russian and Turkish diplomats to forge a treaty. The Turks drove a hard bargain for, as they coyly revealed, Germany too was proffering arms and gold in exchange for an alliance.
The deal that was reached proved immensely beneficial to all concerned. From France, Turkey received generous debt relief. Russia scrapped all claims to Ottoman territory, and made a limited goodwill withdrawal from parts of Anatolia. Churchill waived further payment on two warships that British shipyards were building for Turkey. And Turkey received assurances that its vulnerable extremities would not be attacked; for an empire that for a century had been preyed upon like a carcass this was a new lease of life.
The rewards to the Triple Entente were equally big. Granted exclusive access to the Black Sea, Russia’s allies could resupply the tsar’s armies when they faltered at the start of the war. With no need to defend its Turkish frontier, Russia moved thousands of crack troops from the Caucasus to shore up its front lines. Turkey signed separate agreements recognising British control of the Suez Canal, Aden and the Trucial sheikhdoms of the Persian Gulf, securing the sea lanes for Britain’s massive deployment of troops from the colonies to the Western Front. Turkey’s own army joined in a broad front against Austria-Hungary. Together, these Allied advantages are thought to have shortened the war by as much as a year; the Central Powers might not have sued for a truce as soon as America entered the war, but fought on instead.
Reprieved from collapse, the Ottoman Empire’s government pursued radical reforms. Challenged by growing nationalist tendencies from Arab, Armenian, Greek and Kurdish subjects, Sultan Mehmed V issued a historic firman or proclamation that recognised these as individual nations united under the Ottoman sovereign.
The sultan got to keep the title of caliph, commander of the Sunni Muslim faithful, which his ancestors had acquired four centuries earlier. This proved useful when the empire had to put down a rebellion of religious fanatics in central Arabia, led by a man called Ibn Saud who gained followers by claiming he would restore Islam to a purer state. But mostly the empire was seen as a tolerant place. When Nazi persecutions drove Jews from Europe in the 1930s, many took refuge there (as they had done when expelled from Spain in 1492), particularly in the province of Jerusalem.
If only…
Needless to say, none of the above happened. Quite the opposite. Turkey aligned with Germany in the first world war, and the allies did attempt to invade and divide its empire. Churchill, instead of handing over the warships that ordinary Turks had paid for by subscription, had them seized for the British navy. In 1915 he ordered a catastrophic attack on Turkey; the landing at Gallipoli cost the allies 300,000 casualties. British campaigns against Turkey in Iraq and the Levant cost another million lives.
Turkey’s casualties mounted, by war’s end, to 3m-5m people, nearly a quarter of the Ottoman population. This included some 1.5m Armenians, slaughtered because Turkish officials believed they might become a fifth column for a hostile Russia. And when Britain and France grabbed the Ottomans’ Arab lands, their suppression of uprisings cost thousands more lives.
How much of today’s mayhem in the Middle East, from civil wars to terror in the name of Islam (and of restoring the caliphate) to the emergence of sectarian dictators such as Bashar al-Assad, not to mention of such a grudge-bearing Ottoman revivalist as Recep Tayyip Erdogan, might have been avoided, if only Churchill had embraced Johnny Turk instead of sinking him?
Ataturk Monument, Istanbul
Here are other posts about Turkey past and present:
Over the heather the wet wind blows, I’ve lice in my tunic and a cold in my nose. The rain comes pattering out of the sky, I’m a Wall soldier, I don’t know why. The mist creeps over the hard grey stone, My girl’s in Tungria; I sleep alone. Aulus goes hanging around her place, I don’t like his manners, I don’t like his face. Piso’s a Christian, he worships a fish; There’d be no kissing if he had his wish. She gave me a ring but I diced it away; I want my girl and I want my pay. When I’m a veteran with only one eye I shall do nothing but look at the sky
We’ve marvelled at Roman brickage from Syria to Cirencester, from Bath to Baalbek, but had never ventured to Hadrian’s Wall in Northumbria. WH Auden’s whimsical song, Roman Wall Blues, came to mind as we stood atop the windswept knoll that is Housesteads Roman Fort on a freezing May morning.
In the preface to Pax, the latest volume of his magisterial history of the Roman Empire, English historian Tom Holland notes that the northern bank of the river Tyne was the furthest north that a Roman Emperor ever visited. What was so important about Hadrian’s visit to Tyneside in 122AD was his decision there to mark in stone, for the first time, the official limits of his Empire. North of this great wall, there was paucity and unspeakable barbarism, scarcely worth bothering about; below the wall was civility and abundance and the blessings of Romanitas. To this day, those 73 miles of the Vallum Hadriani across the jugular of Britain still shape the common conception of where England and Scotland begin and end, even though the wall has never delineated the Anglo-Scottish border. For this colossal structure left enduring psychological as well as physical remains. To the Saxons, it was “the work of giants” and was often thought of as a metaphysical frontier with the land of the dead.
George RR Martin, author of The Game of Thrones, the artistic juggernaut, has said that his Ice Wall separating the northern wintry waste with its nomads and its demons from the settled and temperate Seven Kingdoms of Westeros with it castles and cities, it’s palaces and slums, it’s despots, destitute and the depraved, was inspired by a visit to Hadrian’s Wall – only he built it much longer and much, much higher.
“We walked along the top of the wall just as the sun was going down. It was the fall. I stood there and looked out over the hills of Scotland and wondered what it would be like to be a Roman centurion … covered in furs and not knowing what would be coming out of the north at you. George RR Martin has said that his Ice Wall separating the northern wintry waste with its nomads abd its demons from the settled and temperate Westeros with it castles and cities, it’s palaces and slums, and destitute and the depraved, was inspired by a visit to Hadrian’s Wall – only he built it much longer and much, much higher. “We walked along the top of the wall just as the sun was going down. It was the fall. I stood there and looked out over the hills of Scotland and wondered what it would be like to be a Roman centurion … covered in furs and not knowing what would be coming out of the north at you”.
There we were, then, on the edge of empire. The Roman Empire, that is. Among outposts and outcasts. Up on the hills in the nithering wind and the cold rain, the snow and the sleet, and in the valley below with the baths and the brothels. This is where worlds collided. Between the Roman cives and their satraps, and the barbarians of the northlands. Between Britannia and Caledonia. Where solders from Rome and the Italy-yet-to-be that surrounded it, from Gaul, Batavia, Asturias and Tungria, now France, Spain and the Low Countries, from Germania and Sarmatia in Central and Eastern Europe, marched and marauded, drank and dined, foraged and fucked, lived and died.
At the height of Empire, some seven hundred soldiers manned the fort we now call Housesteads, up high on the moors, a windswept outcrop with a vista of 360 degrees and a temperature near zero. Many more legionaries garrisoned the more sheltered Chesters Fort in the nearby-by valley below where the wall crosses the Tyne. These included cavalry, drafted from Sarmatia, in present day Hungary. This was the fanciful premise of King Arthur (2004) starring Clive Owen as a handsome, tortured soul wandering through a flawed film and Keira Knightly as a scantily clad, elfin warrior Guinevere, backed up by a gallant band of photogenic heroes who hailed from the eastern steppes.
When the Romans departed Britain, Hadrian’s Wall fell into disrepair – it was always permeable, and in time, had served its purpose – which was perhaps as much about public relations as protection. Archeologist Terri Madenholme wrote in Haaretz: “Despite itself having a culture of violence, Rome aimed to project an image of a nation of the civilized, and what better way than having it monumentalized in stone? When Hadrian set to build the 73-miles-long wall drawing the border between Roman Britannia and the unconquered Caledonia, the message became even more clear: this is us, and that’s them. Hadrian’s Wall was much more than just a border control, keeping the Scots in check: it was a monument to Roman supremacy, an attempt to separate the civilized world from the savages”.
“He set out for Britain”, Hadrian’s historian tells us, “and there he put right many abuses and was the first to build a wall 80 miles long [Roman miles] to separate the barbarians and the Romans.”
Housesteads Fort
At Vindolanda, to the south, a small town grew up around a large military camp. First of wood and then of stone, constructed by the legionnaires themselves, who included in their number skilled masons and carpenters. Their settlements endure to engage our imaginations today. In times of turmoil, these soldiers fought and fell. In quieter times, they relaxed and recuperated. And the locals gathered about them, built houses and gardens, opened shops and pubs and those aforementioned brothels. And life went on like it does in our time.
During conflict, the Roman auxiliaries guarded the borderlands, deterring the Picts, a dark-skinned painted people who raided from the northern badlands. When peace prevailed, the locals visited, traded, and settled in the viccii or villages that grew organically to the south of the forts that were constructed at intervals along the empire’s perimeter wall. There, they traded, and provided goods, services and entertainment for themselves and for the martial strangers that had come among them from faraway places they’d never heard of.
In the early days, the auxiliaries were not permitted to bring wives and children to the frontier. But folks being folk, they very soon established friendly relations with their neighbours, and legionaries would keep informal wives and families in the vicus. Soviet writer and war-correspondent Vasily Grossman encapsulated all this poignantly and succinctly in An Armenian Sketchbook: “The longer a nation’s history, the more wars, invasions, wanderings, and periods of captivity it has seen – the greater the diversity of its faces .Throughout the centuries and millennia, victors have spent the night in the homes of those whom they have defeated. This diversity is the story of the crazed hearts of women who passed away long ago, of the wild passion of soldiers intoxicated by victory, of the miraculous tenderness of some foreign Romeo towards some Armenian Juliet”.
Officers were allowed to bring their wives and children to their postings, and these endured their provincial, primitive exile by importing the necessities of a comfortable Roman life, including the celebrated Roman plumbing and central heating. Chesters boasts the best preserved military bathhouse in Britain. And so, the accessories of civic consumerism reached the frontier. Food and wine from the warm South were transported to the cold north-lands. Fashions in clothes and jewelry, day-to-day articles and artifacts, from glass and pewter dinnerware to cutlery, tools and sundry hardware. Recently, it has been revealed that these domestic items included what is believed to be the only known Roman dildo. Remnants and reports gathered in the Vindolanda museum open a window into a gone world.
Housesteads Fort
The wonderful Vindolanda tablets have preserved a picture of the oh-so-normal lives of these transplanted souls so far away from home. Amidst accounts and inventories, orders and troop dispositions, a quartermaster reports that supplies of beer are running low. An officer writes to another in a neighboring fort inquiring about the availability of accommodation for visitors and the quality thereof. One tablet reveals that Roman soldiers wore underpants, which, in view of the locale and climate thereabouts, is comforting to know. And another recounts workplace harassment and bullying that would today invoke grievance procedures. The wife of an officer invites another to a birthday party at her house in Vindolanda. There is an undercurrent of “Please come, I am bored shitless”, though a polite Roman matron would not commit such sentiments to a wooden tablet (nor reveal to her friend the existence of that aforementioned sexual comforter). It is probably the oldest surviving document in Latin written by a woman.
So who were these folk so near to us in their needs and desires, their hopes, fears and expectations, and so far from us in time, space and purpose? What did they think and feel? It is a question oft asked by empathetic history tragics. The thinking of another time can be hard to understand. Ideas and ideologies once compelling may become unfathomable. And the tone and sensibility that made those ideas possible is even more mysterious. We read, we ponder, and we endeavour to empathize, to superimpose the template of our value system, our socialization, our sensibilities upon the long-dead. And thence, we try to intuit, read between the lines, draw out understanding from poems, plays, novels, memoirs, pictures, photographs, and films of the past.
We feel we are experiencing another facet of the potential range of human experience. But in reality, we are but skimming the surface, drawing aside a heavy curtain for a momentary glimpse through an opaque window into the past. Yet, we persist nevertheless, because that is what humans do. Over two and a half thousand years ago, the controversial Greek poetess Sappho wrote ”I tell you, someone will remember us; even in another time”.
And in Vindolanda, up there on the wall, on the weather-beaten rim of the long-gone empire, we do …
One of the great unsung saviours of the UK’s heritage is remembered in the museum housing his remarkable collection at Chesters Roman Fort Museum which houses the Clayton Collection of and 5,500 catalogued items from a variety of sites along the central section of the wall.
Few people today have heard of John Clayton, yet he is one of the single most important individuals in the history of Hadrian’s Wall.
A classically educated Victorian gentleman who combined demanding roles running the family law firm and acting as town clerk for the city of Newcastle-upon-Tyne, Clayton had a passion for archaeology and the Roman military legacy in his beloved Northumberland.
Were it not for Clayton, large parts of Hadrian’s Wall would have disappeared as the industrial revolution fuelled the demand for stone to build factories, mines and mills. His role in the preservation and survival of Chesters Roman Fort – the best-preserved Roman cavalry fort in Britain, is now undisputed.
In the early 19th century Clayton lived at Chesters House in the parkland surrounding the Roman fort and from an early age became fascinated by the Roman relics that surrounded him.
By the 1830s he began buying land to preserve the Wall, at a time when what is now a World Heritage Site was little understood, and was being unthinkingly vandalised by quarrying and removal of stones for reuse. Clayton’s enthusiasm helped preserve the central stretch of Hadrian’s Wall that includes Chesters (Cilurnum), Housesteads and Vindolanda. He carried out some of the first archaeological excavations on the Wall and even brought early tourism to the area by displaying some of the finds at Chesters. Clayton managed the estate and its farms successfully, generating cash to fund further preservation and restoration work on the Wall. He never married, and died in 1890
The museum housing the Clayton Collection was opened next to the fort site in 1903, 13 years after his death. It is privately owned but curated by English Heritage on behalf of the Trustees of the Clayton Collection, and has been refurbished to bring it up to 21st century standards of conservation, display and interpretation. Yet, great care has been taken to respect its character and to retain the feel of a 19th century gentleman antiquarian’s collection, and many of the labels and original cases have been retained..