100 years of Mein Kampf … the book that ravaged a continent

Perfection, of a kind, was what he was after,
And the poetry he invented was easy to understand;
He knew human folly like the back of his hand,
And was greatly interested in armies and fleets;
When he laughed, respectable senators burst with laughter,
And when he cried the little children died in the streets.
W H Auden, Epitaph On A Tyrant (1939)

The English poet W. H. Auden spent some time in Berlin during the early 1930s – the last years of the Weimar Republic prior to the Nazi ascendency –Some commentators suggest that Auden actually wrote Epitaph on a Tyrant in Berlin. But It was published in 1939, the year that the Second World War broke out – and Auden had departed the city before the end of Weimar in 1933. But he was full aware of where the world was heading – during the mid-thirties, he’d briefly journeyed to Republican Spain in the midst of the Civil War and to Kuomintang China during its war with Japan – see In That Howling Infinite’s Journey to a war – Wystan and Christopher’s excellent adventure.

The poem has been interpreted as a very brief study in tyranny, but few could doubt whom Auden had in mind. In this very short poem, Auden turns a familiar phrase from the New Testament in upon itself   evoking and then evicting ‘But Jesus said, Suffer little children, and forbid them not, to come unto me: for of such is the kingdom of heaven’ (Matthew 19:14). There is nothing Christlike about this tyrant: he will not suffer the little children to come unto him. The little children, instead, will be the ones to suffer. he also inverts a specific phrase by the nineteenth-century writer John Lothrop Motley, in The Rise of the Dutch Republic (1859), citing a report of 1584 about the death of the Dutch ruler William the Silent: ‘As long as he lived, he was the guiding star of a whole brave nation, and when he died the little children cried in the streets.’

I recalled the poem, one of the very first of Auden’s poems I encountered nearly sixty years ago, as I was reading the essay republished below written by the most erudite economist and academic Henry Ergas on the occasion  of the centenary of the publication on 16 August 1925, of Mein Kampf  (lit.My Struggle), Nazi Party founder and leader Adolf Hitler‘s combined autobiographical reflections and political manifesto, encompassing an uncompromising ideological programme of antisemitism, racial supremacy, and expansionist ambitions.

A century later, the impact of Mein Kampf on the world remains both undeniable and deeply troubling. Initially dismissed by some as the ramblings of a failed revolutionary, the book became the ideological blueprint for the Nazi regime, legitimising policies that culminated in the Holocaust and a world war that claimed tens of millions of lives. Beyond the destruction of the mid-twentieth century, Mein Kampf has endured as a symbol of hate literature, resurfacing periodically in extremist movements, political propaganda, and debates over free speech and censorship. Its centenary compels reflection not only on the book’s historical role in shaping one of the darkest chapters of human history, but also on the persistence of the prejudices and authoritarian impulses it so virulently expressed.

Mein Kampf‘s bitter harvest

The Second World War began on 2nd September 1939 with Germany’s sudden and unprovoked invasion of Poland on 2nd September, and Britain and France’s declaration of war on Germany the day after. On 17 September, the Soviet Union invaded the country from the east in accordance with the Treaty of Non-aggression between Germany and the Union of Soviet Socialist Republics,  ,forever known as the Molotov-Ribbentrop Pact. a neutrality pact between Nazi Germany and the Soviet Union signed in Moscow on August 23, 1939, by foreign ministers Joachim von Ribbentrop and Vyacheslav Molotov, respectively.

Japan formally entered the war on September 22, 1940 with the invasion of French Indochina, having been at war with China since 1931, and officially formed an alliance with Germany and Italy five days later. The United Kingdom declared war on the Empire of Japan  on 8 December 1941, following the Japanese attacks on British Malaya, Singapore and Hong Kong on the previous day, as well as in response to the bombing of the American fleet at Pearl Harbour on December 7. The United States to enter World War II the following day.

World War II ended in Europe on May 8, 1945, with Germany’s unconditional surrender, known as Victory in Europe Day (V-E Day). The war in the Asia Pacific concluded on September 2, 1945, with Japan’s formal surrender aboard the USS Missouri, designated Victory over Japan Day (V-J Day). This followed the atomic bombings of Hiroshima and Nagasaki and the Soviet Union’s declaration of war on Japan

The Nazis, with a little help from their allies and collaborators, murdered (there is no other word) an estimated six million Jews and 11 million others In camps and jails, reprisals and roundups, on the streets of cities, towns and villages, in fields and in forests, and in prison cells and torture chambers. And in the fog of war, the dearth of accurate records, and the vagaries of historical memory, the actual number is doubtless higher – much higher.

The term ‘Holocaust’ generally refers to the systematic and industrialized mass murder of the Jewish people in German-occupied Europe – called the Shoah or ‘catastrophe’ by Jews. But the Nazis also murdered unimaginable numbers of non-Jewish people considered subhuman – Untermenschen (the Nazis had a way with words!) – or undesirable.

Non-Jewish victims of Nazism included Slavs who occupied the Reich’s ostensible lebensraum – living space, or more bluntly, land grab (Russians – some seven million – Poles, another two – Ukrainians, Serbs and others in Eastern Europe caught in the Wehrmacht mincer; Roma (gypsies); homosexuals; the mentally or physically disabled, and mentally ill; Soviet POWs who died in their tens of thousands; Roman Catholics, Protestants, and Orthodox Christians who defied the regime; Jehovah’s Witnesses and Freemasons; Muslims; Spanish Republicans who had fled to France after the civil war; people of colour, especially the Afro-German Mischlinge, called “Rhineland Bastards” by Hitler and the Nazi regime; leftists, including communists, trade unionists, social democrats, socialists, and anarchists; capitalists, even, who antagonized the regime; and indeed every minority or dissident not considered Aryan (‘herrenvolk’ or part of the “master race”); French, Belgians, Luxemburgers, Dutch, Danes, Norwegians, Albanians, Yugoslavs, Albanians, and, after 1943, Italians, men, women and young people alike, involved with the resistance movements or simply caught up in reprisals; and anyone else who opposed or disagreed with the Nazi regime. See below, Ina Friedman’s The Other Victims of the Nazis and also, Wikipedia’s Victims of the Holocaust

Worldwide, over seventy million souls perished during World War II. We’ll never know just how many …

Lest we forget …

From In That Howling Infinite’s  2nd September 1939 – the rape of Poland (1)

The immoral mathematics of World War II – Deaths by Country 

COUNTRY MILITARY DEATHS TOTAL CIVILIAN AND MILITARY DEATHS
Albania 30,000 30,200
Australia 39,800 40,500
Austria 261,000 384,700
Belgium 12,100 86,100
Brazil 1,000 2,000
Bulgaria 22,000 25,000
Canada 45,400 45,400
China 3-4,000,000 20,000,000
Czechoslovakia 25,000 345,000
Denmark 2,100 3,200
Dutch East Indies 3-4,000,000
Estonia 51,000
Ethiopia 5,000 100,000
Finland 95,000 97,000
France 217,600 567,600
French Indochina 1-1,500,000
Germany 5,533,000 6,600,000-8,800,000
Greece 20,000-35,000 300,000-800,000
Hungary 300,000 580,000
India 87,000 1,500,000-2,500,000
Italy 301,400 457,000
Japan 2,120,000 2,600,000-3,100,000
Korea 378,000-473,000
Latvia 227,000
Lithuania 353,000
Luxembourg 2,000
Malaya 100,000
Netherlands 17,000 301,000
New Zealand 11,900 11,900
Norway 3,000 9,500
Papua New Guinea 15,000
Philippines 57,000 500,000-1,000,000
Poland 240,000 5,600,000
Rumania 300,000 833,000
Singapore 50,000
South Africa 11,900 11,900
Soviet Union 8,800,000-10,700,000 24,000,000
United Kingdom 383,600 450,700
United States 416,800 418,500
Yugoslavia 446,000 1,000,000

WORLDWIDE CASUALTIES*

Battle Deaths 15,000,000
Battle Wounded 25,000,000
Civilian Deaths 45,000,000

*Worldwide casualty estimates vary widely in several sources. The number of civilian deaths in China alone might well be more than 50,000,000.

Read also, in In That Howling Infinite: Righteous Among the Nations and Las Treces Rosas – Spain’s Unquiet Graves 

Mein Kampf made depravity the highest form of morality: Hitler’s ‘Nazi bible’ a playbook for hate

A picture-illustration showing Adolf Hitler in Munich in 1932 and his book, Mein Kampf. During WWII Hitler wore a simple uniform rather than the elaborate costume of a supreme commander, highlighting his affinity with the ‘grunts’ on the line. Picture: Heinrich Hoffmann/Archive Photos/Getty Images

A picture-illustration showing Adolf Hitler in Munich in 1932 and his book, Mein Kampf. During WWII Hitler wore a simple uniform rather than the elaborate costume of a supreme commander, highlighting his affinity with the ‘grunts’ on the line. Picture: Heinrich Hoffmann/Archive Photos/Getty Images


W
hen Adolf Hitler’s Mein Kampf (My Struggle) was published exact­ly 100 years ago, the reviews were scathing. The reader, proclaimed the Frankfurter Zeitung, could draw from the book one conclusion and one conclusion only: that Hitler was finished. The influential Neue Zurcher Zeitung was no kinder, lambasting “the sterile rumination of an agitator who is incapable of rational thought and has lost his grip on reality”. As for Karl Kraus, the great Austrian essayist and critic, he famously dismissed it, quipping: “When I think of Hitler, nothing comes to mind.”

But while the book that would become known as “the Nazi bible” was hardly an immediate bestseller, it was far from being a dismal flop. By the end of 1925, nearly 10,000 copies had been sold, necessitating a second print run, and monthly sales seemed to be trending up. Even more consequentially, Mein Kampf, with its comprehensive elaboration of the Nazi world view, proved instrumental in consolidating Hitler’s until then tenuous position as the leader of the Nationalsozialistische Deutsche Arbeiterpartei  (National Socialist German Workers’ Party) or NSDAP. Both Hitler and Max Amann, who ran the Nazis’ publishing house, had good reason to be pleased.

After all, the initial circumstances of the book’s production were scarcely promising. When Hitler arrived at Landsberg prison in November 1923, following the failure of a farcically mismanaged putsch, he was assessed by the staff psychologist as “hysterical” and suicidal. However, having determined to end it all by embarking on a hunger strike, he sat down to write his valedictory statement – and with the full support of the prison’s director, a Nazi sympathiser who was happy to accommodate his every need, the project soon expanded, until the writing came to consume Hitler’s days.

Once Emil Georg, a director of the powerful Deutsche Bank and generous funder of the NSDAP, provided the aspiring writer with a top-of-the-line Remington typewriter, a writing table and all the stationery he required, Hitler’s new career as an author – the profession he proudly declared on his 1925 tax return – was well and truly under way.

The difficulty, however, was that Hitler wrote very much as he spoke. Page after page required substantial editing, if not complete revision. Some of it was undertaken by Rudolf Hess, who had a university degree, and Ernst Hanfstaengl, a German-American Harvard graduate. But many of the most difficult sections were eventually worked over by the unlikely duo of a music critic, Josef Stolzing-Cerny, and Bernhard Stempfle, a priest.

The greatest tensions arose in settling the title. Hitler, with his habitual grandiloquence, had called it Four and a Half Years of Battling Lies, Stupidity and Betrayal. Convinced that title would doom it to failure, Amann adamantly insisted on, and seems to have devised, a shorter alternative. Thus was Mein Kampf, the name that would go down in history, born.

Mein Kampf’s singular lack of focus proved tobe a strength.

Mein Kampf’s singular lack of focus proved to
be a strength.

Viewed superficially, the text, despite its editors’ best efforts, seems inchoate, veering across a bewildering range of grievances, pseudo-historical accounts and exhortations. Yet its singular lack of focus proved to be a strength. It meant there was something in it for each of the social groups the Nazis were attempting to mobilise, with every one of those groups finding the real or imagined harms that afflicted it covered in its pages. And whenever they were discussed, each group’s darkest nightmares were portrayed in striking, often lurid terms.

Hitler himself explained his approach in the book’s discussion of propaganda.

“Most people,” Hitler said, “are neither professors nor university graduates. They find abstract ideas hard to understand. As a result, any successful propaganda must limit itself to a very few points and to stereotypical formulations that appeal to instincts and feelings, making those abstract ideas vividly comprehensible.”

That is exactly what Mein Kampf set out to do – and it did so by hammering three basic themes: that the Germans were victims; that the culprit for the wrongs they had suffered were the Jews; and that only a fight to the death against “world Jewry” could bring Germany’s redemption and return it to the pre-eminence that was its birthright and historic destiny.

What gave the book its resonance was that each of those themes was well and truly in the air. Nowhere was that clearer than in respect of victimhood.

Thus, the end of World War I had not been viewed in Germany as a military defeat. Rather, the widespread perception, vigorously propagated by General Erich Ludendorff, was that had the German army, which retained undisputed mastery over its home soil, not been “sabotaged” by liberals, freemasons, social democrats and communists, it would have held out, forcing the Allies to a settlement.

Key themes in Mein Kampf was that the Germans were victims and the culprit for the wrongs they had suffered were the Jews.

Key themes in Mein Kampf was that the Germans were victims and the culprit for the wrongs they had suffered were the Jews.

The capitulation was, in other words, the result of a “stab in the back” that treacherously delivered the nation to the harsh, grotesquely unjust, treatment eventually meted out at Versailles by the war’s victors.

Closely associated with the resulting sense of unfairness, and of an undeserved defeat, was the smouldering resentment felt by returning soldiers.

World War I had ushered in the glorification of the rank and file, expressed in countries such as France, Britain and Australia by the erection of national memorials for the Unknown Soldier. Here was a figure that represented both the individual and the mass: sanctified by the nation, the Unknown Soldier also stood for the multitudes sent out to die and too quickly forgotten.

That was the case almost everywhere – but not in the newly established Weimar Republic. Unlike its counterparts, the republic erected no national monument, created no worthy memorial: the ghosts of the dead were left unburied.

Moreover, unable to deal with the trauma of the war, the republic accorded veterans no special status: even when their wounds made them entirely disabled, they were entitled only to the paltry benefits accorded to others suffering from similar levels of disability.

With the country’s new leaders abandoning those who had borne so many risks and so much pain on Germany’s behalf, an unbridgeable cleavage opened up between “those who had been there” – with all of their rage and frustration, fury and disillusionment – and those who had not. It is therefore no accident that both for innumerable forgotten soldiers and for the families who had lost their sons and fathers, Hitler, who had lived through the carnage, came to symbolise the unknown soldier of World War I.

Nor is it an accident that during World War II he always donned a simple uniform rather than the elaborate costume of a supreme commander, thereby highlighting his unshakeable affinity with the “grunts” on the line.

Hitler, chancellor of Germany in 1933, is welcomed by supporters at Nuremberg. Picture: Hulton Archive/Getty Images

Hitler, chancellor of Germany in 1933, is welcomed by supporters at Nuremberg. Picture: Hulton Archive/Getty Images

The last, but perhaps most broadly felt, source of the sense of victimhood was the devastation wreaked by the “great inflation”.

The immediate effect of the price hikes, which began in 1921, accelerated in late 1922 and became a hyperinflation (that is, one involving monthly price increases of more than 50 per cent) in 1923 was to obliterate the savings of skilled workers, pensioners and the middle class. No less important, however, it also shattered those groups’ social standing which, in a society still geared to honour and respectability, relied on the ability to conspicuously maintain a dignified lifestyle appropriate for one’s status. Instead, for the first time in their lives, previously comfortable professionals, foremen and highly trained workers were reduced to a struggle of all against all, as they vainly attempted to sell once prized, often hard-earned assets that had suddenly – and mysteriously – become utterly valueless.

And as well as leaving a legacy of trauma, that experience created an enduring sense of unpredictability, casting the new republic as incapable of maintaining intact even the elementary foundations of daily life.

Stefan Zweig was therefore not exaggerating when he wrote, in his The World of Yesterday, that “nothing ever embittered the German people so much, nothing made them so furious with hate as the inflation. For the war, murderous as it was, had yet yielded hours of jubilation, with ringing of bells and fanfares of victory. And, being an incurably militaristic nation, Germany felt lifted in her pride by her temporary victories. But the inflation served only to make it feel soiled, cheated, and humiliated. A whole, scarred, generation could never forget or forgive.”

But where there are victims there must be victimisers – and Hitler delivered those too. Towering among them were the Jews.

Mein Kampf’s obsession with Jews is readily demonstrated: including cognate terms, such as Jewry, the 466 references to Jews in the book outnumber those to every other substantive term, including race (mentioned 323 times), Germany (306), war (305) and Marxism, which gets a paltry 194 – still ahead of national socialism and national socialists which, taken together, are referenced only 65 times.

It is certainly true that there is, in those obsessive references, virtually nothing original. Hitler’s tir­ades largely reassemble the anti-Semitic tropes that had emerged in the late 19th century and that were widely disseminated in a notorious forgery, The Protocols of the Elders of Zion.

But Hitler’s formulation, while substantively irrational, was arguably more logical than most in the way it combined and superimposed elements from conventional anti-Semitism, pseudo-biology and social Darwinism.

Mein Kampf’s promise of redemption was crucial … from the midst of despair, a new notion of German glory and greatness began to emerge. Hitler with Nazi officials in Munich in the summer of 1939, just before the start of WWII.

Mein Kampf’s promise of redemption was crucial … from the midst of despair, a new notion of German glory and greatness began to emerge. Hitler with Nazi officials in Munich in the summer of 1939, just before the start of WWII.

Thus, relying on a loose biological metaphor, it defined Jews as a parasite – but as one that had deliberate agency and that consciously (and collectively) sought to infect its victims, notably the “purer”, more advanced “races”.

Second, it asserted that the resulting infection was not only fatal to its victims but ultimately to their entire “race”.

Third, it projected on to that account the image of a Darwinian struggle that had been fought across recorded history’s entire course, between Jews on the one hand and the superior races on the other: a struggle that could end only with the extinction of the Jews or their adversaries.

And finally, it argued that, unless anti-Semites learnt to display the same degree of ruthlessness, the same insistence on ethnic loyalty, the same stealth and the same forms of manipulation of media and the public sphere, the Jews stood every chance of triumphing because they entirely lacked ethical standards, were exceptionally cunning, ambitious, aggressive and vindictive and – last but not least – had a natural bond to each other, combined with a murderous hatred of others.

The resulting portrayal of Jews was as terrifying as it was bizarre. Jews, it seemed, were chameleons, who were both subhuman yet extraordinarily capable, both fanatical Bolsheviks and natural capitalists, both physically repulsive yet immensely able to seduce and “infect” innocent Aryan maidens.

Moreover, they could shift effortlessly and surreptitiously from any one of those myriad shapes into any another, choosing whatever form was most likely to succeed in destroying their opponent.

As the great German philosopher Ernst Cassirer later recalled, he and his other Jewish friends found those claims “so absurd, so ridiculous, and so crazy, that we had trouble taking them seriously”. But others did not have any difficulty in doing so.

Many forces were at work. Some resulted from the war years. For example, the terrible food shortages caused by the British blockade (which was lifted only two years after the war ended) had resulted in spiralling prices for basics on the black market – with the finger being readily, although entirely incorrectly, pointed at alleged hoarding by Jews.

And more indirectly, but no less potently, the horrific second wave of the 1919 influenza pandemic, in which 400,000 Germans died, had given enormous prominence to notions of infection and contagion. As careful statistical studies subsequently showed, that prominence had enduring effects, as the Nazis secured significantly greater electoral support in the worst affected areas than in those where the death toll was lower.

But by far the greatest factor was the profound disruption of the post-war years, when everything Germans had taken as solid melted into thin air, leaving a pervasive feeling of bewilderment.

For all of its myriad flaws, the Kaiserreich, as the German Empire was known, had exuded a stability that made the future predictable. Now, with one seemingly incomprehensible event piling up on top of another, the desperate search to make sense of the world triggered an equally desperate search for someone to blame.

That was precisely what Hitler’s vast Jewish conspiracy offered. Mein Kampf, Heinrich Himmler pithily noted, was “a book that explains everything”. If it was so effective, Hannah Arendt later reflected, it was because its playing on tropes and stereotypes that were relatively familiar could, at least superficially, “fulfil this longing for a completely consistent, comprehensible, and predictable world without seriously conflicting with common sense”. All of a sudden, things fell into place – with consequences for Europe’s Jews that would forever sully Germany’s name.

Sign erected by British forces at the entrance to the Bergen-Belsen camp. Picture: Imperial War Museum

Sign erected by British forces at the entrance to the Bergen-Belsen camp. Picture: Imperial War Museum

Bodies being flung into a mass grave at Belsen. Picture from the book Children's House of Belsen, by camp survivor Hetty Verolme

Bodies being flung into a mass grave at Belsen. Picture from the book Children’s House of Belsen, by camp survivor Hetty Verolme

If those horrendous conse­quences eventuated, it was because Mein Kampf did not only identify an alleged disease; it also set out a path to national redemption. In that respect, too, its main points were entirely unoriginal.

However, what was relatively new, and especially important, was the unadulterated celebration of death and violence in which they were couched.

Whether Hitler called for Jews to be massacred is a matter of interpretation. What is beyond any doubt is that he came as close to it as one possibly could. The Jews, he claimed, would “accentuate the struggle to the point of the hated adversary’s bloody extermination”. As that happened, it would be absolutely impossible to defeat them “without spilling their blood”. And when it came to that, their opponents, locked “in a titanic struggle”, would have to “send to Lucifer” – that is, to hell – “those who had mounted an assault on the skies”: that is, the Jews.

There would be, in the process, countless victims; but the Aryans who perished would be martyrs, “acting in accordance with the will of the Almighty Creator”, and like Hitler himself “fighting for the work of the Lord”.

As with so much of Mein Kampf, the sheer violence of those calls, and of the text more generally, fell on fertile ground, again especially among veterans.

If those veterans had one thing in common it was the experience of “total war”, characterised by the ever-growing porousness of the boundaries between soldiers and civilians both as combatants and as targets of destruction.

Once they got to the front, it did not take long for ordinary soldiers to discard the fantasies of splendid bayonet charges across fields of flowers. Instead, burrowed underground in trenches filled with slime and excrement, rats and rotting body parts, what many learnt was that life was war, and war was life.

And at least for some, the sacrifice and devotion of their comrades also taught that violence brought out the best qualities in man.

Winifred Williams, a Welsh woman who became a friend and supporter, provided the paper on which Hitler wrote Mein Kampf while he was in jail.

Winifred Williams, a Welsh woman who became a friend and supporter, provided the paper on which Hitler wrote Mein Kampf while he was in jail.

Rendering that habituation to violence even more extreme was the experience of the 5 per cent or so of German soldiers who volunteered for Freikorps (Free Corps) units that fought, from 1918 to 1923, against the wave of revolutionary movements throughout central and eastern Europe.

Particularly in the Baltic states, those struggles were brutally uncompromising, with mass executions not only of adversaries but also of entire villages of helpless Jews. It was in those struggles that many ingredients of Nazism were forged – its symbols, like the death’s head and the swastika; its core staff, who later largely comprised the leading personnel first of the Nazi’s paramilitary units and then of the SS; and the unbridled anti-Semitic savagery of its killing squads. To all those who lived through those struggles, Mein Kampf seemed to perfectly capture their world view.

But Mein Kampf’s promise of redemption was crucial, too. Yes, Germany experienced the aftermath of World War I as an unmitigated disaster. Yet, from the midst of despair, a new notion of German glory and greatness began to emerge. When the war finally ended, the survivors could not but feel an urge to endow it with meaning – with the hope that the countless deaths would be redeemed by creating a better future, not only for themselves but also for the nation, a future shorn of the causes of everything that had gone wrong.

And no one, in the chaos and misery of post-World War I Germany, painted the path to that national salvation as starkly, and as effectively, as Hitler.

Death and destruction follow delirium as surely as dust and ashes follow fire. Two long decades, punctuated by Hitler’s accession to power in 1933, separated, almost precisely, the publication of Mein Kampf from the “Zero Hour”, as it became widely known, on May 7, 1945, when Germany, reduced to rubble, surrendered and officially ceased to exist. The vision – or hallucinations – Hitler had produced in Landsberg’s ja

Death and destruction follow delirium as surely as dust and ashes follow fire. Two long decades, punctuated by Hitler’s accession to power in 1933, separated, almost precisely, the publication of Mein Kampf from the “Zero Hour”, as it became widely known, on May 7, 1945, when Germany, reduced to rubble, surrendered and officially ceased to exist. The vision – or hallucinations – Hitler had produced in Landsberg’s jail ensured that the 20th century’s fields of glory would be sown with the corpses of innocent victims and the distorted fragments of shattered ideals.

Between those dates, the book’s fortunes closely tracked those of its author. After the crash of 1929, and the onset of the Depression, sales boomed; and once the Nazi regime was in place it became ubiquitous. A second volume had appeared in December 1926; it was added to the 400 pages of the first in 1930.

To cope with the length, the combined book was printed on extremely fine paper, exactly like a bible. Soon after that, an ever-wider range of formats – going from cheap paperback versions to extremely luxurious versions bound in leather – was offered to readers.

The regime recommended that municipalities give a good quality copy to newly married couples as they stepped out of the wedding ceremony; estimates vary but it seems two million couples benefited (if that is the right word). The book also became the standard prize in schools, workplaces and party organisations, bestowed on recipients with all the pomp the Fuhrer’s great work demanded. Altogether, by the “Zero Hour”, 12.5 million copies had found their way into the hands of potential readers – yielding Hitler copyright payments, partly deposited in a Swiss bank account, that made him an extremely wealthy man.

How many Germans actually read it is hard to say; the answers given to immediate post-war surveys were understandably evasive. What seems likely, however, is that its influence came less from the scrupulous consumption of the “Nazi bible” than from short excerpts, read out at meetings and over the radio or printed near the mastheads of major papers, as well as from the million or so copies of “reader’s digest”-like variants sold during the Reich’s golden years.

In the chaos and misery of post-WWI Germany, no one painted the path to that national salvation as starkly, and as effectively, as Hitler

In the chaos and misery of post-WWI Germany, no one painted the path to that national salvation as starkly, and as effectively, as Hitler

But its greatest impact was almost certainly indirect. Regardless of what ordinary Germans may or may not have done, abundant evidence shows it was carefully studied and frequently consulted by the Nazi leadership. The regime’s core principle, the so-called Fuhrerprinzip, specified that “what the Fuhrer says is law”: but what the Fuhrer had actually said, and even more so, what he wanted, was almost always hopelessly unclear – yet entire careers depended on guessing it accurately.

As a result, the everyday life of the Nazi hierarchy’s upper echelons was consumed in a competi­tion to “work towards the Fuhrer”, as Hitler’s great biographer, Ian Kershaw, called it: that is, in trying to anticipate the Fuhrer’s will and show that no one could be more ruthless or determined in putting it into effect. It was in that process that Mein Kampf was absolutely fundamental, invariably referred to and systematically used.

And it was through that process that Hitler’s words made depravity the highest form of morality, atrocity the surest sign of heroism, and genocide the key to redemption.

Outside Germany, very few grasped that those horrors would unfold. Winston Churchill, Franklin Delano Roosevelt, Charles de Gaulle and David Ben-Gurion were among those few, carefully annotating early versions and gasping at the book’s implications.

But their warnings were ignored because Mein Kampf was plainly the work of a madman. As the British Labour Party’s leading intellectual, Harold Laski, said, when he was asked why he dismissed it, rational men and women “could not bring themselves to contemplate such a world”, much less believe that “any child of the twentieth century” would regard it as a realistic possibility.

But the Nazi art of politics, as Joseph Goebbels concisely defined it, consisted precisely in making the impossible possible and the absolutely inconceivable a practical reality. That art did not disappear with Nazism’s demise, nor did the murderous anti-Semitism whose seeds Hitler sowed a century ago.

As we mark Mein Kampf’s grim anniversary, we must, this time, take them seriously.

“High above the dawn is waiting” … the unlikely origin of a pop song

It is three years since Australian songstress Judith Durham took the Morningtown Ride. Dusty Springfield’s brother Tom followed soon afterwards.

Judith might not have been my teenage crush – that was Dusty – but The Seekers were a significant part of my adolescent soundtrack. Aussies were an exotic species back then in Britain, and to me, more associated with now-disgraced Rolf Harris with Tie Me Kangaroo Down Sport and Sun Arise, but there was also Frank Ifield and Patsy Ann Noble. More Aussies followed them to Britain – the Easybeats and Bee Gees entering the pop charts soon afterwards, while soon to be famous actors, artists, authors and activists had already steamed back to Old England’s Shores and were busy making names for themselves.

The Seekers were “discovered” by Tom Springfield and were marketed as the new Springfields, the natural heirs to that wholesome folksey trio (he had written their greatest hits or adapted them from folk standards). When the Seekers folded in 1969, group member Keith Potger gave us the New Seekers, a bunch of pretty blonde Brits who most people now believe wanted to buy the world a coke! For trivia fans, that song was (spoiler alert!) the happy hippie  finale of that fabulous series Madmen.

The Seekers released their smash hit, the allegorical song of farewell The Carnival Is Over in 1965. Tom based it on a traditional Russian song about a brutal Cossack rebel [read all about him below]. A natural linguist, he’d learned Russian whilst undergoing compulsory national service in the fifties. Apparently, those few conscripts who graduated from the Ministry of Defence’s Russian Language School as interpreters and translators were regarded as the crême de la crême of conscripts. Often, trainees would put on concerts of Russian songs and plays for their own amusement.

Tom Springfield borrowed the melody of The Carnival is Over from Stenka Razin a traditional folk tune set to music in the 19th Century by Dimitry Sadovnikov. It told the tale of a drunken seventeenth century Cossack rebel who threw his Persian bride of one night over the side of his boat into the Volga River when his men accused him of going soft. Tom changed the story entirely though he retained a nautical riff and cast the star-crossed lovers as the theatre characters Pierrot and Columbine rather than casting them overboard.

Stepan Razin on the Volga (by Boris Kustodiev, (1918) State Russian Museum, St Petersburg.

Tom’s song was an ironic mid twentieth century reimagining in which a tragic, violent and mythic saga of patriotism, loyalty, and patriarchal authority illustrative of national an revolutionary folklore was reinvented into wistful pop as a saccharine song of romance, emotion, loss, and a meditation on the impermanence – how the joys of love are fleeting. No such maudlin melancholy on the part of the preening old riverboat pirate. Over the side she goes!

The lyrics and the sentiment couldn’t have been more different:

From beyond the wooded island
To the riverbank he came,
On his breast he held a maiden,
And his comrades called her name.
Then he flung her to the waters,
Crying, ‘Thus I make my vow,
I will have no foreign woman
As a wife to me now.’

Say goodbye, my own true lover
As we sing a lovers’ song
How it breaks my heart to leave you
Now the carnival is gone
High above the dawn is waiting
And my tears are falling rain
For the carnival is over
We may never meet again

Pierrot and Columbine

The shift from revolutionary folklore to wistful pop is emblematic of the 20th-century repurposing of folk traditions – filtering political anthems through modern, personal, and emotional frameworks. The lyrics and the sentiment couldn’t have been more different:

If you watch the hoary old Hammer horror film Rasputin, about the sinister Svengali who enchanted the last Czarina of Russia – portrayed herein by that eminent old frightener Christopher Lee – you will recognise the tune as a recurring leitmotif.

There is a clunky film reenactment of the story, sung by the famous Red Army Choir immediately below the Seekers‘ song.

Read more about music in In That Howling Infinite in Soul Food – Music and Musicians

Stenka Razin – A Cossack who scared the tsar

Old Seekers and New


The Carnival is Over 

Say goodbye, my own true lover
As we sing a lovers’ song
How it breaks my heart to leave you
Now the carnival is gone

High above the dawn is waiting
And my tears are falling rain
For the carnival is over
We may never meet again

Like a drum, my heart was beating
And your kiss was sweet as wine
But the joys of love are fleeting
For Pierrot and Columbine

Now the harbour light is calling
This will be our last goodbye
Though the carnival is over
I will love you ’til I die

Like a drum, my heart was beating
And your kiss was sweet as wine
But the joys of love are fleeting
For Pierrot and Columbine
Now the harbour light is calling

This will be our last goodbye
Though the carnival is over
I will love you ’til I die
Though the carnival is over
I will love you ’til I die

Stenka Razin

From beyond the wooded island
To the river wide and free
Proudly sailed the arrow-breasted
Ships of Cossack yeomanry.

On the first is Stenka Razin
With his princess by his side
Drunken holds in marriage revels
With his beauteous young bride.

From behind there comes a murmur
“He has left his sword to woo;
One short night and Stenka Razin
Has become a woman, too.”

Stenka Razin hears the murmur
Of his discontented band
And his lovely Persian princess
He has circled with his hand.

His dark brows are drawn together
As the waves of anger rise;
And the blood comes rushing swiftly
To his piercing jet black eyes.

“I will give you all you ask for
Head and heart and life and hand.”
And his voice rolls out like thunder
Out across the distant land.

Volga, Volga, Mother Volga
Wide and deep beneath the sun,
You have never such a present
From the Cossacks of the Don.

So that peace may reign forever
In this band so free and brave
Volga, Volga, Mother Volga
Make this lovely girl a grave.

Now, with one swift mighty motion
He has raised his bride on high
And has cast her where the waters
Of the Volga roll and sigh.

Now a silence like the grave
Sinks to all who stand and see
And the battle-hardened Cossacks
Sink to weep on bended knee.

“Dance, you fools, and let’s be merry
What is this that’s in your eyes?
Let us thunder out a chantey
To the place where beauty lies.”

From beyond the wooded island
To the river wide and free
Proudly sailed the arrow-breasted
Ships of Cossack yeomanry.

A mighty voice … the odyssey of Paul Robeson

Robeson’s extraordinary career intersects with some of modernity’s worst traumas: slavery, colonialism, the Cold War, Fascism. Stalinism. These are wounds covered over and forgotten, but never fully healed. Not surprisingly, the paths Robeson walked remain full of ghosts, whose whispers we can hear if we stop to listen. They talk to the past, but they also speak to the future.
Jeff Sparrow, No Way But This. In Search of Paul Robeson (2017)

I read Jeff Sparrow’s excellent biography of the celebrated American singer and political activist Paul Robeson several years ago. I was reminded of it very recently with the publication of a book about Robeson’s visit to Australia in November 1960, a twenty-concert tour in nine cities. I have republished a review below, together with an article by Sparrow about his book, and a review of the book by commentator and literary critic Peter Craven. the featured picture is of Robeson singing for the workers constructing the Sydney Opera House.

I have always loved Paul Robeson’s songs and admired his courage and resilience in the face of prejudice and adversity.  Duriung his colourful and controversial career (see the articles below), he travelled the world, including Australia and New Zealand and also, Britain. He visited England many times – it was there that my mother met him. She was working in a maternity hospital in Birmingham when he visited and sang for the doctors, nurses, helpers and patients. My mother was pregnant at the time – and, such was his charisma, that is why my name is Paul.

Paul Robeson was a 20th-century icon. He was the most famous African American of his time, and in his time, was called the most famous American in the world. His is a story of political ardour, heritage, and trauma.

The son of a former slave, he found worldwide fame as a singer and an actor, travelling from Hollywood in the USA to the West End of London, to Europe and also Communist Russia. In the sixties, he visited Australia and is long remembered for the occasion he sang the song Old Man River for the workers building the famous Sydney Opera House.

He became famous both for his cultural accomplishments and for his political activism as an educated and articulate black man in a white man’s racist world.

Educated at Rutgers College and Columbia University, he was a star athlete in his youth. His political activities began with his involvement with unemployed workers and anti-imperialist students whom he met in Britain and continued with support for the Republican cause in the Spanish Civil War and his opposition to fascism.

A respected performer, he was also a champion of social justice and equality. But he would go on to lose everything for the sake of his principles.

In the United States he became active in the civil rights movement and other social justice campaigns. His sympathies for the Soviet Union and for communism, and his criticism of the United States government and its foreign policies, caused him to be blacklisted as a communist during the McCarthy era when American politics were dominated by a wave of hatred, suspicion and racism that was very much like we see today,

Paul Robeson, the son of a slave, was a gifted linguist. He studied and spoke six languages, and sang songs from all over the world in their original language.

But his most famous song was from an American musical show from 1927 – Show Boat, by Jerome Kern and Oscar Hammerstein – called Old Man River. The song contrasted the struggles and hardships of African Americans during and after the years of slavery, with the endless, uncaring flow of the Mississippi River. It is sung the point of view of a black stevedore on a showboat, and is the most famous song from the show.

It is a paradox that a song written by Jewish Americans from the Jewish villages of Eastern Europe, the targets of prejudice and pogrom, should voice the cries of America’s down-trodden people.

When the song was first heard, America was a divided country and people of colour were segregated, abused and murdered. The plot of the musical was indeed about race, although it pulled its punches with the romantic message that love is colour-blind

It reflected America’s split personality – the land of the free, but the home of the heartless. Robeson sung the words as they were written, but later in his career, as he became more and more famous, he changed them to suit his own opinions, feelings, sentiments, and politics. So, when he sang to the workers in Sydney, Australia, his song was not one of slavery but one of resistance.

© Paul Hemphill 2025. All rights reserved

For other posts in In That Howling Infinite on American history and politics, see My Country, ’tis of Thee – Matters American

The Big Voice of the Left … Paul Robeson Resounds to this Day

Mahir Ali The Australian November 9, 2010

FIFTY years ago today, more than a decade before it was officially inaugurated, the Sydney Opera House hosted its first performance by an internationally renowned entertainer when Paul Robeson, in the midst of what turned out to be his final concert tour, sang to the construction workers during their lunch break.

Alfred Rankin, who was at the construction site on November 9, 1960, recalls this “giant of a man” enthralling the workers with his a cappella renditions of two of his signature songs, Ol’ Man River and Joe Hill.

“After he finished singing, the men climbed down from the scaffolding, gathered around him and presented him with a hard hat bearing his name,” Paul Robeson Jr writes in his biography of his father, The Undiscovered Robeson. “One of the men took off a work glove and asked Paul to sign it. The idea caught on and the men lined up. Paul stayed until he had signed a glove for each one of them.”

Workers had the best seats when Robeson sang at the Sydney Opera House, 9 November 1960

The visit, Rankin tells The Australian, was organised by the Building Workers Industrial Union of Australia and the Australian Peace Council’s Bill Morrow, a former Labor senator from Tasmania.

In a chapter on Robeson’s visit in the book Passionate Histories: Myth, Memory and Indigenous Australia, which will be launched in Sydney tomorrow, Ann Curthoys quotes the performer as saying on the day after his visit to the Opera House site: “I could see, you know, we had some differences here and there. But we hummed some songs together, and they all came up afterwards and just wanted to shake my hand and they had me sign gloves. These were tough guys and it was a very moving experience.”

In 1998, on the centenary of Robeson’s birth, former NSW minister John Aquilina told state parliament his father had been working as a carpenter at the Opera House site on November 9, 1960: “Dad told us that all the workers – carpenters, concreters and labourers – sang along and that the huge, burly men on the working site were reduced to tears by his presence and his inspiration.”

Curthoys, the Manning Clark professor of history at the Australian National University, who plans to write a book about the Robeson visit, also cites a contemporary report in The Daily Telegraph as saying that the American performer “talked to more than 250 workmen in their lunch hour, telling them they were working on a project they would be proud of one day”. [Curthoy’s book, The Last Tour: Paul and Eslanda Robeson’s visit to Australia and New Zealand, was published at last in 2025]

According to biographer Martin Duberman, Robeson wasn’t particularly enthusiastic about the offer of a tour of Australia and New Zealand from music entrepreneur D. D. O’Connor, but the idea of earning $US100,000 for a series of 20 concerts, plus extra fees for television appearances and the like, proved irresistible.

Robeson had once been one of the highest paid entertainers in the world, but from 1950 onwards he effectively had been deprived of the opportunity of earning a living. A combination of pressure from the US government and right-wing extremists meant American concert halls were closed to him, and the US State Department’s refusal to renew his passport meant he was unable to accept invitations for engagements in Europe and elsewhere. Robeson never stopped singing but was able to do so only at African-American churches and other relatively small venues. His annual income dwindled from more than $US100,000 to about $US6000.

At the time, Robeson was arguably one of the world’s best known African Americans. As a scholar at Rutgers University, he had endured all manner of taunts and physical intimidation to excel academically and as a formidable presence on the football field: alone among his Rutgers contemporaries, he was selected twice for the All-American side.

Alongside his athletic prowess, which was also displayed on the baseball field and the basketball court, he was beginning to find his voice as a bass baritone. When a degree in law from Columbia University failed to help him make much headway in the legal profession, he decided to opt for the world of entertainment, and made his mark on the stage and screen as a singer and actor.

An extended sojourn in London offered relief from the racism in his homeland and established his reputation as an entertainer, not least through leading roles in the musical Show Boat and in Othello opposite Peggy Ashcroft’s Desdemona.

(He reprised the role in a record Broadway run for a Shakespearean role in 1943 and again at Stratford-upon-Avon in 1959)

Robeson returned to the US as a star in 1939 and endeared himself to his compatriots with a cantata titled Ballad for Americans.

In the interim, he had been thoroughly politicised, not least through encounters in London with leaders of colonial liberation movements such as Kenya’s Jomo Kenyatta, Ghana’s Kwame Nkrumah and India’s Jawaharlal Nehru.

He had sung for republicans in Spain and visited the Soviet Union at the invitation of filmmaker Sergei Eisenstein.

Robeson’s refusal to reconsider his political affiliations once World War II gave way to the Cold War made him persona non grata in his homeland: his infatuation with the Soviet Union did not perceptibly pale in the face of horrific revelations about Stalinist excesses, partly because he looked on Jim Crow as his pre-eminent foe. It is therefore hardly surprising that exposure in Australia to Aboriginal woes stirred his passion.

On the day after his appearance at the Opera House site, at the initiative of Aboriginal activist and Robeson fan Faith Bandler he watched a documentary about Aborigines in the Warburton Ranges during which his sorrow turned to anger, and he vowed to return to Australia in the near future to fight for their rights. He made similar promises to the Māori in New Zealand.

But the years of persecution had taken their toll physically and psychologically: Robeson’s health broke down in 1961 and, on returning to the US in 1963, he lived the remainder of his life as a virtual recluse. He died in 1976, long after many of his once radical aspirations for African Americans had been co-opted into the civil rights mainstream. His political views remained unchanged.

It’s no wonder that, as writer and broadcaster Phillip Adams recalls, Robeson’s tour was like “a second coming” to “aspiring young lefties” in Australia.

Duberman cites Aboriginal activist Lloyd L. Davies’s poignant recollection of Robeson’s arrival in Perth on the last leg of his tour, when he made a beeline for “a group of local Aborigines shyly hanging back”.

“When he reached them, he literally gathered the nearest half dozen in his great arms.”

Davies heard one of the little girls say, almost in wonder, “Mum, he likes us.”

She would have been less surprised had she been aware of the Robeson statement that serves as his epitaph: “The artist must take sides. He must elect to fight for freedom or slavery. I have made my choice. I had no alternative.”

Left for Good – Peter Craven on Paul Robeson

The Weekend Australian. March 11 2017

What on earth impelled Jeff Sparrow, the Melbourne-based former editor of Overland and left-wing intellectual, to write a book about Paul Robeson, the great African American singer and actor?

Well, he tells us: as a young man he was transporting the libraries of a lot of old communists to a bookshop and was intrigued by how many of the books were by or about Robeson.

All of which provokes apprehension, because politics is a funny place to start with

Robeson, even if it is where you end or nearly end. Robeson was one of the greatest singers of the 20th century. When I was a little boy in the 1950s, my father used to play that velvet bottomlessly deep voice singing not only Ol’ Man River — though that was Robeson’s signature tune and his early recording of it is one of the greatest vocal performances of all time — but all manner of traditional songs. Not just the great negro spirituals (as they were known to a bygone age; Sparrow calls them slave songs) such as Go Down, Moses, but Shenandoah, No, John, No and Passing By, as well as the racketing lazy I Still Suits Me.

My mother, who was known as Sylvie and loathed her full name, which was Sylvia, said the only time she could stand it was when Robeson sang it (“Sylvia’s hair is like the night … such a face as drifts through dreams, such is Sylvia to the sight”). He had the diction of a god and the English language in his mouth sounded like a princely birthright no one could deny.

It was that which made theatre critic Kenneth Tynan say the noise Robeson made when he opened his mouth was too close to perfect for an actor. It did not stop him from doing Eugene O’Neill’s All God’s Chillun’ Got Wings or The Emperor Jones, nor an Othello in London in 1930 with Peggy Ashcroft as his Desdemona and with Sybil Thorndike as Emilia.

Robeson later did Othello in the 1940s in America with Jose Ferrer as Iago and with Uta Hagen (who created Martha in Who’s Afraid of Virginia Woolf?) as his Desdemona. He toured the country; he toured the south, which was almost inconceivable. When he was told someone had said the play had nothing to do with racial prejudice, Robeson said, “Let him play it in Memphis.”

Southern white audiences were docile until Robeson’s Othello kissed Hagen’s Desdemona: then they rioted. Robeson also made a point, at his concerts and stage shows, of insisting the audience not be segregated. James Earl Jones. who would play Robeson on the New York stage, says in his short book about Othello, “I believe Paul Robeson’s Othello is the landmark performance of the 20th century.”

Robeson would play the Moor again in 1959 at Stratford-upon-Avon. By that time, though, he had fallen foul of 1950s America. He had been called before the McCarthyist House Un-American Activities Committee. You can hear a dramatisation of his testimony with Earl Jones as Robeson, which includes an immemorial reverberation of his famous words when senator Francis E. Walter asked him why he didn’t just quit the US and live in Russia.

“Because my father was a slave and my people died to build this country, and I am going to stay here and have a part of it just like you. And no fascist-minded people will drive me from it. Is that clear?”

It’s funny how it was the real communists such as Bertolt Brecht and Robeson who handled the committee best. Still, in an extraordinary act of illiberalism, they took away his US passport and it took two years for the Supreme Court to declare in 1958 in a 5-4 decision that the secretary of state was not empowered to withdraw the passport of any American citizen on the basis of political belief.

When Paul Robeson sang at the Sydney Opera House

It was this that allowed Robeson to do his Othello in Peter Hall’s great centenary Stratford celebration along with Charles Laughton’s Lear and Laurence Olivier’s Coriolanus. It also allowed him to come to Australia. Very early on Sparrow tells the story of watching the clip of Robeson singing Ol’ Man River to construction workers in Sydney with the Opera House still a dream in the process of meeting impediments. The version Robeson sings is his own bolshie rewrite (“I must keep fightin’/ Until I’m dyin’ ”).

Well, fight he did and bolshie he was. I remember when I was a child my father telling me Robeson was a brilliant man, that he had won a sporting scholarship for American football (to Rutgers, in fact), that he’d gone on to receive a law degree (from Columbia, no less) and that he was so smart he had taught himself Russian.

But the sad bit was, according to my father, that he’d become a communist. Understandably so, my father thought, because of how the Americans treated the blacks. My father’s own radical impulses as a schoolboy had been encouraged, as Robeson’s were on a grander scale, by World War II where Uncle Joe Stalin was our ally in the war against Hitler’s fascism.

But this was the Cold War now, and a lot of people thought, with good reason, that it was behind the Iron Curtain that today’s fascists were to be found. Even if others such as the great German novelist Thomas Mann and Robeson thought they were encroaching on Capitol Hill.

Sparrow’s book No Way But This is circumscribed at every point by his primary interest in Robeson as a political figure of the Left rather than as a performer and artist.

It’s an understandable trap to fall into because Robeson was an eloquent, intelligent man of the Left and his status was also for a while there — as Sparrow rightly says — as the most famous black American on Earth. So his radicalism is both pointed and poignant.

His father, who became a Methodist minister, was born a slave and was later cruelly brought down in the world. But, unlike the old Wobblies whose bookcases he transported, Sparrow is not inward with what made Robeson famous in the first place and it shows.

No Way But This is a great title (“no way but this / killing myself, to die upon a kiss” is what Othello says when he’s dying over the body of Desdemona, whom he has killed) but Sparrow’s search for Robeson is not a great book.

As the subtitle suggests, it is a quest book but Sparrow is a bit like the Maeterlinck character cited in Joyce’s Ulysses who ends up meeting himself (whether in his Socrates or his Judas aspect) on his own doorstep. Sparrow goes to somewhere in the US associated with Robeson and meets a black-deaths-in-custody activist full of radical fervour. She introduces him to an old African-American who was in Attica jail for years. There is much reflection on the thousands of black people who were slaves on the plantations and the disproportionate number of them now in US prisons.

Yes, the figures are disquieting. No, they are not aspects of the same phenomenon even though ultimately there will be historical connections of a kind.

And so it goes. But this is a quest book that turns into a kind of travelogue in which Sparrow goes around the world meeting people who might illuminate Robeson for him but don’t do much for the reader except confirm the suspicion that the author’s range of acquaintance ought to be broader or that he should listen to people for a bit more rather than seek confirmation of his own predilections.

There are also mistakes. Sparrow seems to know nothing about the people with whom Robeson did Othello. There’s no mention of Thorndike, and when Ashcroft comes up as someone he had an affair with, Sparrow refers to the greatest actress of the Olivier generation as “a beautiful glamorous star”. Never mind that she was an actress of such stature, Judi Dench said when she played Cleopatra she could only follow Ashcroft’s phrasing by way of homage.

Sparrow also says “American actor Edmund Kean started using paler make-up for the role, a shift that corresponded with the legitimisation of plantation slavery”. Kean, who was the greatest actor of the later romantic period, was English, not American. His Othello would, I think, be more or less contemporary with William Wilberforce lobbying to have slavery made illegal. Sparrow seems to be confusing Kean with Edwin Booth, the mid-century Othello who happens to have been the brother of John Wilkes Booth, the assassin of Abraham Lincoln. But it’s still hard to see where the plantations fit in.

A few pages later — and it’s not important though it’s indicative — we hear of the rumour that Robeson was “romancing Edwina Mountbatten, Countess Mountbatten of Burma”. Well, whatever she was called in the early 1930s, it wasn’t Countess Mountbatten of Burma because her husband, Louis Mountbatten, the supreme allied commander in Southeast Asia during World War II, didn’t get the title until after the Japanese surrendered to him — guess where?

Such slips are worth belabouring only because they make you doubt Sparrow’s reliability generally. It’s worth adding, however, that his chapter about the prison house that the Soviet Union turned itself into is his most impressive. And the story of the last few years of Robeson’s life, afflicted with depression, subject to a lot of shock treatment, with recurrent suicide attempts, is deeply sad.

He felt towards the end that he had failed his people. He just didn’t know what to do. It was the melancholy talking as melancholy will.

It’s better to remember the Robeson who snapped back at someone who asked if he would join the civil rights movement: “I’ve been a part of the civil rights movement all my life.”

It’s to Sparrow’s credit that he’s fallen in love with the ghost of Robeson even if it’s only the spectral outline of that power and that glory he gives us.

Peter Craven is a cultural and literary critic

The Last Tour: Paul and Eslanda Robeson’s visit to Australia and NZ

Australians of a certain age know all about Paul Robeson’s magnificent voice. They know, too, that on a warm November day more than 60 years ago, the bass-baritone sang to 250 construction workers on the Sydney Opera House building site as the workers sat on scaffolding and stacks of timber and ate their lunch. Fewer know of Robeson’s Pro-Communist and pro-Soviet views and of how those beliefs damaged his career at home and abroad. And that’s not so surprising – as historian Ann Curthoys points out, the Cold War suppression of Robeson’s career and memory has been very effective.

Recovering the story of a man who was once the most famous African-American in the world and his equally impressive wife, Eslanda, is the task Curthoys, who grew up in an Australian communist family in the 1950s and 60s, sets herself in a new book, The Last Tour: Paul and Eslanda Robeson’s visit to Australia and New Zealand.

It follows the couple’s tour – a mix of his concerts and their public talks and media interviews – to Australia and New Zealand over October, November and December 1960. Curthoys goes further, using the seven-week tour by this celebrated singer to explore the social and political changes just beginning in post-War Australia. Her interest is “the slow transition from the Cold War era of the late 1940s and 50s, to the 60s era of the New Left, new social movements and the demand for Aboriginal rights”.

Curthoys is 79 now, but when Robeson toured she was 15 and living in Newcastle, a city the singer did not visit. Her mother, Barbara Curthoys, a well-known activist and feminist, was a fan of the singer but the trip passed the teenager by.

It was only decades later, as she researched her 2002 book on the 1965 Aboriginal Freedom Ride through regional NSW, that Curthoys connected with the story. As a university student she had taken part in the ride and moved from communism to the New Left. When she approached the subject as a historian, she realised that for some riders, their attendance at Robeson’s concerts five years earlier had been a defining moment in their “understanding of racial discrimination and Aboriginal rights”.

Curthoys has had a long career in research and teaching at the Australian National University and the University of Technology, Sydney. She’s part of a remarkable family, and not just parents Barbara and Geoffrey, who was a lecturer in chemistry at Newcastle University. Her sister Jean is a leading feminist philosopher and her husband, John Docker, has written several books on cultural history, popular culture and the history of ideas.

Curthoys began researching The Last Tour in 2007, but put it aside for another project on Indigenous Australians before resuming work on it during the Covid-19 lockdowns. Post-­Robeson, she has worked with two scholars on a forthcoming book on the history of domestic violence in Australia.

The tour, she says, was really several tours rolled into one with the Robesons covering many bases – from music to Cold War politics to feminism to Aboriginal rights. It was a conservative era: Robert Menzies’ Liberals ruled federally and five of the six Australian states had conservative governments. Robeson’s presence went unremarked by governments but for fans of his music – and his ideals – the tour was a significant event that was well covered by the press, even those opposed to his views on the Soviet Union.

For some fans, it was a music tour – 20 concerts in nine cities in Australia and New Zealand, at which Robeson sang his show-stoppers, including Deep River, Go Down, Moses; We Are Climbing Jacob’s Ladder, and the song with which he is always identified, Ol’ Man River. The 62-year-old with the extraordinary voice also delivered “recitations” – a monologue from Shakespeare’s Othello, an anti-segregationist poem Freedom Train, and William Blake’s anthem, Jerusalem.

What a thrill for Australian audiences, some of whom had followed the handsome, 1.9m singer and actor since the 1920s. Even in an age of limited communications, Robeson was well-known here through films; records and radio. Curthoys notes that one indicator of his fame was the way promising Aboriginal singers in the 1930s were dubbed “Australia’s Paul Robeson”.

He was famous – and controversial. Unlike many other supporters of communist ideas, Robeson refused to break from the Soviets after the invasion of Hungary in 1958 and continued to defend Moscow. The “anti-communist repression and hysteria” that gripped the US in the McCarthy era had a profound effect on his life and career, Curthoys writes. He was cited in 1947 by the House Committee on Un-American Activities as “supporting the Communist Party and its front organisations”.

A 1949 US tour was destroyed “after mass cancelling of bookings by venue managers either vehemently opposed to his politics or afraid in such a hostile climate of being classed as communist sympathisers themselves”. Then in 1950, he lost his passport. Over the years, he would “become for communists an emblem of defiance in the face of adversity, and one of the communist world’s most prominent speakers for peace,” ­Curthoys writes.

Unable to travel until his passport was restored in 1958, Robeson was steadfast in his support for communist ideals. That commitment was evident in Australia when the “peace tour” – built around a series of public meetings – was as important to the singer as the popular concerts where he reached a different audience. Curthoys details a related strand – the “workers’ tour”, which involved seven informal concert performances to groups of railway workers, waterside workers and those at work on the Opera House on that November day.

She says the events revealed much about the “the nature of class in Australia and New Zealand” at a time when “strong and confident trade unions” were interested in “broad cultural concerns”. Over several weeks Robeson attracted people who loved his music alongside those who loved his politics. Far from being shunned for his pro-Soviet views, Curthoys suggests, there was support from two different audiences – music people and “left-wing ­people who were either pro-Soviet or not”.

Even so, the Cold War anxieties over the Soviets meant a positive reception was not necessarily assured when Paul and Eslanda flew into Sydney at midday on Oct­ober 12, 1960. They were greeted by several hundred fans carrying peace banners but they faced pointed questions about the Soviet Union at the 20-minute press conference at the airport.

Robeson refused to condemn the suppression of the Hungarian uprising and media reports suggested a torrid exchange. Curthoys reviewed a tape of the press conference and says while the questioning was “a little aggressive”, the event was not as bad as reported in the media. Indeed it was “fairly friendly” albeit for a “bad patch” when Robeson refused to budge on Hungary.

That tape and others, along with newspapers and Trades Hall documentation, yielded rich material but so too did the ASIO files on the couple. At the Palace Hotel in Perth on December 2 an ASIO operative appeared to be among those at a reception organised by the communist-influenced Peace Council. Among guests were the writer (and well-known communist) Katharine Susannah Prichard and “two women by the name of Durack, who were writers and/or artists”.

Curthoys sees Robeson as a “very courageous, very intelligent, intellectual person, very thoughtful about music, about folk music, about people”, but says his commitment to the Soviet Union was a costly mistake. He had embraced Moscow when he and Eslanda visited in 1934 at the invitation of Soviet film director Sergei Eisenstein. Later, Robeson, a fluent Russian speaker, would say it was in the Soviet Union that he felt for the first time he was treated “not through the prism of race but simply as a human being”. Curthoys writes: “The excitement and validation he received during this visit would create a loyalty that later events would not dislodge and the public expression of which would damage him politically, commercially and professionally.”

The couple made several trips to the Soviet Union and accepted its political system completely. Curthoys notes: “They made no public comments about Stalin’s forced collectivisation policies that were in place during the 1930s and led to famine and the loss of millions of lives.” In Sydney Robeson was careful, but on November 5 he celebrated the forthcoming anniversary of the Russian Revolution at the Waterside Workers Federation in Sussex Street. Two days later, during his first public concert in the city, he paid tribute to the Soviet Union as “a new society”.

The Soviet Union had been a great influence but so too was the Spanish Civil War, which Curthoys says helped define his view of the political responsibilities of the artist.

“Increasingly famous as a public speaker, on 24 June, 1937, he made a huge impression at a mass rally at the Albert Hall in London sponsored by prominent figures such as WH Auden, EM Forster, Sean O’Casey, HG Wells and Virginia Woolf, held to raise financial aid for Basque child refugees from the war. In what became his most well-known and influential speech, he stressed how important it was for artists and scientists and others to take a political stand: ‘Every artist, every scientist, every writer must decide NOW where he stands. He has no alternative. There is no standing above the conflict on Olympian heights.’”

After World War II, Robeson was deeply involved in radical and anti-racism politics in the US but in 1947, as the Cold War worsened, he had had enough. He announced he intended to abandon the theatre and concert stage for two years to speak out against race hatred and ­prejudice. In fact he stopped stage acting for 12 years but continued to perform as a singer, often in support of political causes.

It was another 13 years before Australian audiences heard that glorious voice “live”. Australians, it seemed were primed for Paul. The tour may have been ignored by governments but during her research, Curthoys was “overwhelmed” by people “ready to assist, donating old programs, photographs, pamphlets, records, cassette tapes, invitations and other documents”.

Today, much of the Robeson image is defined by his Opera House performance on November 9 – high culture delivered, without condescension, to a building crew by a champion of the workers. Robeson, in a heavy coat, despite the warm weather, sang “from a rough concrete stage”. A PR expert could not have dreamt up a a better way to “democratise” an opera house than having the “first concert” delivered in its half- built shell. Curthoys shows how the event, no matter how memorialised now, was a small part of a tour that proved a financial and political success for the Robesons, who left Australia on December 4.

A few months later, depressed and exhausted, Robeson tried to commit suicide in Moscow. Over the next three years he was treated but could no longer perform or engage in public speaking. Curthoys notes that though his affairs with other women had strained their marriage, he and Eslanda had a common political vision and were together until her death in 1965. Robeson died on January 23, 1976 at the age of 77.

Helen Trinca’s latest book is Looking for Elizabeth: The Life of 
Elizabeth Harrower (Black Inc.)

The fall of the Ottoman Empire and the birth of Türkiye

Preface

The featured image of this post is a profile in crystal of Kemal Atatürk that sits on my bookshelf as a reminder of my late friend and academic colleague Mehmet Naim Turfan. Naim, like millions of his compatriots, harboured a deep affection and respect for the legacy of Atatürk, the founder of modern Türkiye and its first president. It was gifted to me by His wife soon after his passing by his wife Barbara. His doctoral thesis was published posthumously in 2000 as Rise of the Young Turks: Politics, the Miliary and Ottoman Collapse. He is cited several times in the book that is the subject of this article. I thought of Naim often while reading the book and writing what follows.

Enver Pasha, soldier, politician and member of the troika that ruled the Ottoman Empire before and during WW1

Ottoman Endgame

Many believe that prior to the outbreak of World War 1 in August 1914, Europe had been at peace. In matter of fact, brutal and bloody little wars had raged in Eastern Europe three years prior, whilst Italy fought the Ottoman Empire for Tripoli and Cyrenaica, both now modern Libya and yet also presently two warring parts of a fractured whole and now being triggered by the aftermath of equally nasty little wars in the same lands in the last quarter of the Nineteenth Century. The Ottoman Empire’s entry into alliance with the Central Powers in 1915 against the Entente of Britain, France and Russia was the direct outcome of what we know refer to generically as The Balkan Wars – which aided and abetted by Russia, saw the emergence of Serbia, Romania and Bulgaria. In retrospect, with the benefit of hindsight, they were the beginning of what we might now refer to as The Wars of the Ottoman Succession. They are not over.

The empire’s entry into the war on the side of the Central Powers against the Entente of Britain France and Russia was a devious, drawn-out business as it sought to take advantage of its potential allies in recovering why it lost in the preceding Balkan Wars that had deprived it of its European provinces,

Few have told the story of the fall of the Ottoman Empire and the birth of modern Türkiye as well as English historian Sean McMeekin in his geographically sprawling and historically enthralling book The Ottoman Endgame. He juxtaposes military operations in the empire with those on Europe’s eastern and western fronts, demonstrating how, in the shifting fortunes of war in Europe, each impacted the other from the first offensives in France and on the eastern front to the Russian Revolutions of 1917.

Author and journalist Christopher de Bellaigue sets the scene well in a brief but compelling review (published in full below with some excellent pictures, along with a article by the author himself):

”For the historian of the first world war, the Ottoman theatre is a blur of movement compared to the attrition of the western front. Its leading commanders might race off to contest Baku and entirely miss the significance of events in the Balkans, while the diffuse nature of operations tended to encourage initiative, not groupthink. The war of the Ottoman succession, as Sean McMeekin calls it, was furthermore of real consequence, breaking up an empire that had stifled community hatreds, and whose absence the millions who have fled sectarian conflict in our age may rue …

For the Ottomans, the “great war” of western historiography was part of a much longer period of conflict and revolution, and arguably not even its climax. The process started with the collapse of the Ottomans’ Balkan empire – encouraged by Russia, moderated by Britain – and it brought to power the militaristic regime of the Committee of Union and Progress, or CUP. When Turkey entered the European war on 10 November 1914, Ottoman innocence was long gone, the army fully mobilised, the people benumbed by loss and refugees and the empire hanging in the balance. And yet, for the CUP and its triumvirate of leading pashas, the Young Turk troika of Enver, Talat and Djemal, the moment was as fraught with opportunity as it was with danger. On the opportunity side of the ledger was the prospect of riding Germany’s coat tails to victory, overturning the Balkan reverses and winning back provinces in the east from the old enemy, Russia. Enver, the CUP’s diminutive generalissimo, even spoke of appealing to Muslim sentiment and marching all the way to India.

For the Russians, the game was about winning Constantinople (or Tsargrad, as they presumptuously called it) and with it unimpeded access to the Mediterranean through the Bosphorus; it was with “complete serenity”, Tsar Nicholas II informed his subjects, that Russia took on “this ancient oppressor of the Christian faith and of all Slavic nations”

The European war on the eastern and western fronts was characterized by attrition and stalemate, but that waged by the Ottomans and the Russians, and soon, the British and French, was in contrast, highly mobile and constantly shifting, with the exception perhaps of the allied assault on the Gallipoli Peninsula which very soon resembled the trench warfare and brutal but futile offensives that characterized the Western Front. It is difficult to comprehend to scale of the war fought in the Middle East in terms of its territorial extent. From Baghdad to Baku, Gallipoli to Gaza, the Black Sea to the Gulf of Aqaba and the Caspian Sea. It was waged across European and Asian Ottoman lands including present day Greece, Bulgaria and Romania in the west, in the Caucasus in the east, in present day Armenia, Georgia and Azerbaijan and Iran, and in the south in present day Syria, Iraq, Jordan, Israel and Palestine.

Though the Sultan departed, and with him, the Islamic Caliphate, and most of the empire’s non-Turkish lands – were lost, under the leadership of former Ottoman commander and war hero Mustafa Kemal Pasha, the Anatolian heartland resisted and ultimately repelled invading foreign armies, and the Turkish state he created endures today as an influential participant in world affairs.

Casting new light on old narratives

McMeekin, writes de Bellaigue, is an old-fashioned researcher who draws his conclusions on the basis of the documentary record. In the case of a conflict between Ottoman Turkey and Germany on one side, and Russia, Britain and France on the other, and involving Arabs, Armenians and Greeks, this necessitates linguistic talent and historical nous of a high order. McMeekin is at home in the archives of all major parties to the conflict and his accounts of some of the more contested episodes carry a ring of finality. Access to previously closed Russian and Turkish archives has provided new and potentially controversial insights into accepted narratives regarding the last years of the Ottoman Empire. Challenging long accepted narratives, he addresses three of the most enduring shibboleths of the First World War.

He jumps right in even before he begins his wide-ranging story, leaves hanging in the air like a predator drone until he returns to it in chronologically due course. The Sykes Picot Agreement of 1916 – the bête noir of most progressive narratives of the modern Middle East, and to many ill-informed partisans, the causus bello of the intractable Arab Israeli conflict – was not the brainchild of perfidious Albion and duplicitous France, but rather a plan for the dismemberment of the Ottoman Empire concocted by the foreign minister of Imperial Russia. France’s Monsieur François-George Picot and Britain’s Sir Mark Sykes played second and third violin to the “third man” Sergei Sazonov. Both Russia and France had for decades sought to establish their political, strategic and economic interests at the expense of the so-called “sick man of Europe”, an ostensibly terminal invalid who throughout the nineteenth century, had experienced many deathbed recoveries. Czar Nicholas II, in common with his Russian Orthodox predecessors, dreamt of bringing Istanbul, formerly Constantinople, the heart of the orthodox patriarchate, or Tsargrad into the empire. It was no coincidence that the infamous Sykes Picot pact was outed by Russia’s Bolshevik regime after the collapse of the Czarist regime to discombobulate the revolution’s foremost European enemies. 

The second icon of “received history” in McMeekin’s sights, is one Australia’s foundation stories – the ill-starred Dardanelles Campaign of 1915 and particularly, the the ANZAC’s Gallipoli legend. It was, from McMeekin’s perspective, a misconceived, poorly planned endeavour to capture the Ottoman capital, to relieve pressure on Russian forces engaged in bitter fighting in Eastern Anatolia, and potentially, to knock the Ottomans out of the war. Contrary to popular conceptions, the British were not exactly enthused by the idea. First Lord of the Admiralty Winston Churchill’s preference was for an assault on the “soft underbelly” of the empire – the port of Alexandretta in Ottoman Syria (now Turkish Antakya), with its strategic and logistic proximity to the Hijaz railway and the hinterland of the Levant. One indisputable fact about Gallipoli is that it assured the ascent Mustafa Kemal, a key commander who had already distinguished himself in the Balkan Wars, who would go on to conduct a fighting retreat of Ottoman Armies through what is now present-day Palestine and Syria, lead Turkish forces to victory in the war of liberation that followed, and, as Kemal Atatürk, would become the founder of modern Türkiye.

The third widely held narrative concerns the Armenian Genocide. Unlike the rulers of modern Türkiye, McMeekin does not deny its occurrence. Nor does he downplay or even ignore it, as does Israel for the idiosyncratic reason that it potentially minimises the horrors of the Shoah. Rather, he places it in the context of events in the empire’s Anatolian heartland. Two predominantly Armenian provinces in Eastern Anatolia were home to active nationalist independence movements, and these gave tacit and actual support to the Russian forces encroaching on the empire from the Caucasus and the Caspian Sea (in present day Azerbaijan and Georgia). Armenian militias fought alongside Russian forces on the Caucasian front whilst partisans operated behind ottoman lines, and cities, town and villages were actually “liberated”, fostering fears in the Istanbul government of an treasonous” fifth column”. McMeekin acknowledges the death toll of what we now recognise the systematic destruction of the Armenian people and identity which was spearheaded by the ruling Committee of Union and Progress (CUP) and implemented primarily through the mass deportation and murder of around one million Armenians during death marches to the Syrian Desert and the forced Islamization of others, primarily women and children. Whilst most probably died of inhumane treatment, exposure, privation and starvation, unknown numbers were murdered.

Kemal Pasha and Ottoman offices at Gallipoli

Parallels

Reading The Ottoman Endgame, I was reminded often of his compatriot Anthony Beevor’s harrowing tale of the Russian Revolution (reviewed in In That Howling Infinite’s Red and white terror – the Russian revolution and civil war. That Revolution and the end of the Ottoman Empire converged. McMeekin notes that with regard to the war in Anatolia and the Caucasus, the treaty of Brest-Litovsk, which ended the war between Czarist Russia and the Central Powers, was poisoned chalice for both Russia and Turkey and as significant as any of the treaties that followed the end of the war.

I found it fascinating that many individuals who were to play a significant part in the Russian Civil war also feature in Ottoman Endgame. Admiral Alexander Kolchak, commander of the imperial Black Sea fleet and General Anton Deniken, commander of Russian forces on the Caucasian front, became leaders of the Tsarist cause and were to command the counter-revolutionary White forces against the Red Army with the Siberian People’s Army and the Volunteer Army in Ukraine.

None were more prominent or as controversial in western narratives, however, as Winston Churchill. As noted above, McMeekin lays to rest the notion that the Dardanelles campaign and Gallipoli were Churchill’s sole doing and his folly – though he did blame himself later on and has been pilloried for it ever since. Ironically, once disgraced, and having volunteered to serve on the Western Front, at the end of the war, he was brought back into Lloyd George’s cabinet as Secretary of State for War. There, he advised against military intervention against Kemal’s nationalist forces and indeed mused about the option of dumping the Sazonov-Sykes-Picot dispensation imposed on the moribund empire’s Arab provinces after the armistice and of restoring the prewar territorial status quo, a kind of circumscribed Ottoman Redux. And yet, as civil war broke out and spread in the nascent Soviet Union, he was alone of his cabinet colleagues in advocating for a full-on allied intervention. Critics claimed that he dreamt, – though some believed that he fantasized – about of creating an effective White army and a borderlands alliance to defeat the Bolsheviks. But his aspirations were foiled by the imperialism of the White leadership and of White officers, and the various national movements’ fear that that if the Whites prevailed, they would restore Russian rule. Britain’s rulers were reticent about shoring up and providing financial, material support and also, soldiers sailors and airmen to brutal to demonstrably homicidal Cossack brigades and revanchist and reactionary royalist autocrats. It is not without reason that admirers and critics alike would agree that Winston had more positions than the Karma Sutra.

The Russian Revolutions – there were two, in February and October 1917 – and the Civil War that followed it, the disintegration of the Ottoman Empire followed by foreign intervention, the war of liberation, and the creation and endurance of Türkiye can be said to have defined the contours of modern Middle Eastern geopolitics, setting the stage for many if not most of the conflicts that have inflicted the region since, including three Gulf wars, the rise and fall of the Islamic State, the Lebanese, Iraqi and Syrian civil wars, and the Arab-Israel conflict, arguably the most intractable conflict of modern times. Cold War and also, the current Ukraine war.

In the wake of the fall of the Russian Empire, the Twentieth Century was not kind to the countries of Central and Eastern Europe. Historian Timothy Snyder called them “the blood lands”. Nor was it kind to the heirs and successors of the Ottoman Empire. Though the tyranny and oppression and the death and destruction wrought by rulers and outsiders upon the lands and peoples of the Middle East has been significantly less than that endured by the people of Eastern Europe and Russia, the region would fit Snyder’s sombre soubriquet.

© Paul Hemphill 2025. All rights reserved

Also in In That Howling Infinite, see Ottoman Redux – an alternative history and Red and white terror – the Russian revolution and civil war

For more on the Middle East, see A Middle East Miscellany

TE Lawrence, General Allenby, Kemal Ataturk, and Ben Gurion

Clone of Russia returns to a Middle East it never really left

Sykes and Picot have taken the blame but actually it was a Russian who drew the map of the Middle East, writes Sean McMeekin

The World Today, 7 December 2018

To judge from press coverage, the emergence of Islamic State has brought about a cartographic revolution in the Middle East. With the borders of Syria and Iraq in flux, journalists have resurrected the legend of Sykes-Picot, wherein Britain and France are said to have divided up the Ottoman empire between them in an agreement signed 100 years ago, in May 1916. Russia’s intervention in Syria, by upstaging the United States and her allies, seems in this view to be completing the rout of western influence in the Middle East, putting the final nail in the coffin of ‘Sykes-Picot’.

Rarely has history been more thoroughly abused. In reality, none of the contentious post-Ottoman borders of the Middle East was settled by Sykes and Picot in 1916: not the Iraq-Kuwait frontier notoriously crossed by Saddam’s armies in 1990, not those separating the Palestinian mandate from (Trans) Jordan and Syria, not the highly contested and still-in-flux Israeli/Palestinian partition of 1948, nor, in the most relevant example from today, those separating Syria from Iraq.

To take an obvious example from recent headlines, Mosul, the Iraqi city whose capture in June 2014 led Abu Bakr al-Baghdadi of Islamic State to proclaim himself Caliph Ibrahim, was actually assigned to French Syria in the 1916 agreement.

Journalists are even more spectacularly wrong in describing the Ottoman partition agreement as exclusively (or even primarily) a British-French affair, omitting the driving role played by Tsarist Russia and her Foreign Minister, Sergei Sazonov.

The final terms of what should more accurately be called the Sazonov-Sykes-Picot agreement were actually hashed out in the Russian capital of Petrograd in the spring of 1916, against the backdrop of crushing Russian victories over the Turks at Erzurum, Erzincan, Batum, and Trabzon (the British were reeling, having been humiliated at Gallipoli and in Iraq, where an expeditionary force would shortly surrender).

The conquest of northeastern Turkey in 1916 left Russia, unlike her grasping allies, in possession of most of the Ottoman territory she was claiming – barring only Constantinople (called ‘Tsargrad’ by the Russians), which still needed to be taken.

At the dawn of 1917, Tsarist Russia was poised to inherit the crown jewels of the Ottoman empire, including Constantinople, the Straits, Armenia, and Kurdistan, all promised to her in the Sazonov-Sykes-Picot Agreement. Along the Black Sea coast, Russian engineers were building a rail line from Batum to Trabzon, with the latter city a supply base for the Caucasian Army, poised for a spring assault on Sivas and Ankara. With Russia enjoying virtually uncontested naval control of the Black Sea, preparations were underway for an amphibious strike at the Bosphorus, spearheaded by a specially created ‘Tsargradskii Regiment’.

After watching her allies try, and fail, to seize the Ottoman capital during the Dardanelles/Gallipoli campaign of 1915 (when Sazonov had first put forward Russia’s sovereign claim on Constantinople and the Straits), Russia was now poised to seize the prize for herself – weather permitting, in June or July 1917.

Of course, it did not turn out that way. After the February Revolution of 1917, mutinies spread through the Russian army and navy, including the Black Sea fleet, just as it was poised to strike.

In a remarkable and little-known coincidence, on the very day the Foreign Minister of the Provisional Government, Pavel Milyukov, first aroused the anger of the Petrograd Soviet and the Bolsheviks by refusing to renounce Russia’s territorial claims on the Ottoman empire – April 4, 1917 – a Russian naval squadron approached the Bosphorus in ‘grand style’, including destroyers, battle cruisers, and three converted ocean liner-carriers which launched seaplanes to inspect Constantinople’s defences from the air. The amphibious plans were not abandoned until fleet commander Admiral AV Kolchak threw his sword overboard on June 21 during a mutiny. Even after ‘revolutionary sailors’ had taken control of the Black Sea fleet, a Russian amphibious strike force landed on the Turkish coastline as late as August 23, 1917, in one last sting by the old Tsargrad beast.

After the Bolsheviks took power, Russia collapsed into civil war, which left her prostrate, at Germany’s mercy. By signing a ‘separate peace’ with the Central Powers at Brest-Litovsk in March 1918, Russia forfeited her treaty claims to Armenia, Kurdistan, Constantinople, and the Straits, throwing the Sazonov-Sykes-Picot agreement of 1916 into chaos, even as new claimants were appearing on the scene, such as Italy and Greece – not to mention local actors: Jewish, Arab, and Armenian troops were attached as national ‘Legions’ to General Allenby’s mostly British army as it rolled up Palestine and Syria. These forces, along with French, Italian, and Greek expeditionary forces sent after the war, and the Turkish nationalists who regrouped under Mustafa Kemal in Ankara to oppose them, would determine the final post-Ottoman borders in a series of small wars between 1918 and 1922, with scarcely a nod to the Sazonov-Sykes-Picot Agreement.

While Russia’s forfeiture of her claims in 1918 was welcome, in a selfish sense, to the other players vying for Ottoman territory, it was not necessarily a positive one for the region. In the absence of Russian occupying troops to police the settlement, the

Allies, in 1919, offered Russia’s territorial share, now defined (in deference to Woodrow Wilson) as mandates, to the United States – only for the Senate to vote down the Versailles Treaty, rendering the arrangement moot. Lacking Russian or American troops as ‘muscle’, the Allies leaned on weaker proxies such as the Italians and, more explosively, local Greeks and Armenians, which aroused the anger of the Muslim masses and spurred the Turkish resistance led by Kemal (the future Atatürk). Armenians, Greeks and Kurds, too, could only lament the vacuum left behind by the departing Russians, which left them to face Turkish wrath alone.

Soviet Russia re-emerged as a player in the Middle East fairly quickly, not least as Mustafa Kemal’s key diplomatic partner during his wars against the West and its proxies from 1920-22. In a reminder of the enduring prerogatives of Russian foreign policy, the Cold War kicked into high gear when Stalin made a play for Kars, Ardahan, and the Ottoman Straits in 1946: these moves, along with the British withdrawal from Greece, Turkey, and Palestine, inspired the Truman doctrine.

In an eerily similar replay of the history of 1917-18, the collapse of Soviet power in 1991 led Moscow to turn inward, withdrawing from the Middle East and inaugurating a period of US and western hegemony in the region, which turned out no less well than the Middle Eastern free-for-all of 1918-22. A prostrate and impoverished Russia put up no objection during the First Gulf War of 1991, and did little more than sputter during the Iraq War of 2003. Russia’s recovery of strength and morale in the Putin years led, almost inevitably, to her return in force to the Middle East – from which, in reality, she never truly left.

The Russian return to the region, along with Turkey’s increasingly overt hostility over her Syrian intervention, resurrects historical patterns far, far older than Sykes-Picot. For centuries, the Ottoman empire was the primary arena of imperial ambition for the Tsars, even as Russians were the most feared enemies of the Turks. In many ways, the Crimean War of 1853-56, which saw western powers (Britain, France, and an opportunistic Piedmont-Sardinia) unleash an Ottoman holy war against the Tsar to frustrate Russian ambitions in the Middle East, is a far more relevant analogy to the present crisis in Syria than the pseudo-historical myths of 1916. It is time we put the Sykes-Picot legend in the dustbin where it belongs.

Diplomatic carve-up: the third man

In David Lean’s 1962 film, ‘Lawrence of Arabia’, a cynical British official explains how the carcass of the Ottoman Empire was to be divided at the end of the First World War under the Sykes-Picot Agreement.

‘Mr Sykes is an English civil servant. Monsieur Picot is a French civil servant. Mr Sykes and Monsieur Picot met and they agreed that after the war, France and England would share the Turkish Empire, including Arabia. They signed an agreement, not a treaty, sir. An agreement to that effect.’

This summary of wartime diplomacy has proved long-lived. It encapsulates the less than honest dealings of the British government with the Arabs – who wanted independence after being liberated from Turkish domination, rather than rule by the European colonial powers – but it leaves out the key figure in the deliberations, Sergei Sazonov, Russian foreign minister, 1910-1916.

Sazonov was one of the most significant diplomats both before and during the Great War. It was thanks to his adroit manipulation that Britain and its allies came to accept that Russia would gain the Ottoman capital Constantinople, in the event of an Allied victory, an outcome that Britain had tried for decades to prevent.

At the talks in the Russian capital Petrograd in 1916, the British and French emissaries were far lesser agents of empire than their host.

Sir Mark Sykes was a gifted linguist, travel writer and Conservative politician, but no top-flight diplomat. As for François Georges-Picot, he was an experienced diplomat and lawyer and noted advocate for a greater Syria under French rule.

But with France having no troops in the eastern theatre of war, he had to accept Russia’s demand to swallow up large parts of what is now eastern Turkey, but which Paris had set out to claim.

Sykes died of influenza in 1919 at the Paris Peace Conference, where Sazanov represented the White Russians. He died in Nice in 1927

The Ottoman Endgame: War, Revolution, and the Making of the Modern Middle East, 1908-1923” by Sean McMeekin

Czar Nicolas I of Russia is sometimes credited with coining the phrase “Sick Man of Europe” to describe the decrepit Ottoman Empire of the mid-nineteenth century. By the early 20th century, there could be little doubt that the disparaging sobriquet applied in spades. The Ottoman Empire was soundly defeated in two Balkan wars in 1912 and 1913 by the comparatively pipsqueak countries of Bulgaria, Greece, Montenegro and Serbia. One result of the wars was that the Empire lost all of its European territories to the west of the River Maritsa, which now forms the western boundary of modern Turkey. Then, when World War I broke out, the Ottomans made the disastrous decision to side with the Central Powers against the Triple Entente, ending up on the losing side of that cataclysm.

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A popular theory is that the carving up of the Ottoman lands after the war, pursuant to the Sykes-Picot Agreement between France and Britain, is the source of many of the problems of the current Middle East. In The Ottoman Endgame, Sean McMeekin concedes that it is not wrong to look to the aftermath of the war for the roots of many of today’s Middle Eastern problems, but the “real historical record is richer and far more dramatic than the myth.” For example, the notorious Sykes-Picot Agreement was sponsored primarily by Russia, whose foreign secretary, Alexander Samsonov, was the principal architect of the agreement. McMeekin’s retelling of the demise of the Ottoman Empire and its recrudescence as modern Turkey is a fascinating and complicated narrative.

Among the interesting facts McMeekin points out is that according to an 1893 census only 72% of the Ottoman citizens were Muslim, and that in the middle of the 19th century the majority of the population of Constantinople may have been Christian. The Balkan Wars started a trend, exacerbated by World War I, toward ethnic cleansing, with hundreds of thousands of Christians leaving the Empire and similar numbers of Muslims moving from territory lost by the Empire to areas it still controlled.

We in the West tend to think of World War I as a static slugfest conducted in the trenches of northern France. But the war in the East, particularly as it applied to the Ottoman Empire, was a much more mobile affair. In fact, the Ottomans ended up fighting the war on six different fronts, as the Entente Powers invaded them from many different angles.

Winston Churchill in 1914

Winston Churchill in 1914

At the outbreak of WWI, the Ottomans allied themselves with Germany out of fear of Russia, which had coveted control over the straits connecting the Black and Mediterranean seas for centuries. In 1914 the Russians invaded Eastern Anatolia and met with initial success. However, Russia feared its early success was quite precarious, and so it inveigled its ally, Britain, to launch a diversionary assault on the Gallipoli peninsula. The “diversion” became one of the most deadly killing grounds of the war, as the British poured hundreds of thousands of men into the battle in hopes of breaking the stalemate on the Western Front. The author credits Russian prodding more than Winston Churchill’s stubbornness for the extent of the British commitment. The Ottomans, led by Mustapha Kemal (later to be known as Ataturk, the “father of modern Turkey”), prevailed in this hecatomb, showing that there was still plenty of fight left in the “Sick Man.”

Turkish General Mustafa Kemal, center, at Gallipoli, 1915

Turkish General Mustafa Kemal, Gallipoli, 1915

The Ottomans also soundly defeated the British in Mesopotamia (modern Iraq) in late 1915, but they were less successful against the Russians, who invaded across the Caucasus and held much of eastern Anatolia until the Bolshevik revolution in 1917 caused them to withdraw voluntarily. The British ultimately prevailed against the Ottomans in 1918 by invading from Egypt through Palestine, with a little help from the Arabs of Arabia.

The Treaty of Versailles, which ended the war in Europe in 1919, did not end the war for the Ottomans. The victorious Allies were ready to carve up much of the Empire for themselves. The Ottoman armies were to disband; England was to keep Egypt and to get Palestine and Mesopotamia; France was to get Syria, Lebanon, and parts of modern Turkey; and Greece was to get a large swath of western Turkey. All might have gone according to that plan, but Mustapha Kemal (Attaturk) was still in charge of a small but effective fighting force in central Anatolia. Attaturk husbanded his forces and fought only when he had an advantage. In a war that lasted until 1923, he was able to expel the Greeks from Anatolia and to establish the boundaries of modern Turkey.

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McMeekin deftly handles this complexity with a lucid pen. His descriptions of the various military campaigns are riveting. This is not to say that he shortchanges the political machinations taking place. He gives more than adequate coverage to the “Young Turks,” a triumvirate that ruled the Empire from 1909 until they eventually brought it to its ruin in 1919. He also covers the Armenian massacres as objectively as possible, given the enormity of the events described.

Evaluation: This is a very satisfying book and an excellent addition to the enormous corpus of World War I literature. The book includes good maps and photos.

Published by Penguin Press, an imprint of Penguin Random House, 2015

Putin’s war … an ageing autocrat seeks his place in history

In That Howling Infinite’ has written often about Russian and Ukrainian history, not only because personally it has been of long-term academic interest, but also, because of the ongoing Russia-Ukraine war.

In In That Howling Infinite’s post, Borderlands – Ukraine and the curse of mystical nationalism, we wrote:

“Like many countries on the borders of powerful neighbours, Ukraine has long endured the slings and arrows of outrageous history. Its story, like that its neighbours, is long and complex. In competing national narratives, Russians and Ukrainians both claim credit for the creation of the Russian state, though others attribute this, with some credence, to the Vikings. The historical reality of Ukraine is complicated, a thousand-year history of changing religions, borders and peoples. The capital, Kyiv, was established hundreds of years before Moscow, although both Russians and Ukrainians claim Kyiv as a birthplace of their modern cultures, religion and language.

I highly recommend Serhii Plokhy’s The Gates of Europe, a well told and fascinating story of the origins of Ukraine and Belarus, and how their histories were intertwined, and entwined with those of of Poland, Lithuania (which was a large and powerful state once) and Russia. Ukraine has historically been the border between the catholic west and the orthodox east, the division running virtually down the middle. The name Ukraine is Slav for border land. Its geopolitical location and natural resources have led to the land being inflicted by invaders, civil wars, man-made famine and repression.

Eastern European countries, Ukraine included, have with good reason no love for Russia, be it Czarist, Soviet or Putin’s. Hungarians, Czechs, Poles and East Germans have seen Russian “peacekeeping” troops and tanks on their city streets, as have the Baltic countries, Afghans and Chechens. Millions of Ukrainians died under Stalin’s rule (and many, many millions of fellow-Soviet citizens). The 20th Century was not kind to the countries of Central and Eastern Europe. Historian Timothy Snyder called them “the blood lands”.

We republish below a recent article in The Australian by Melbourne historian and academic Mark Edele. It gives the uninformed but interested reader a short but comprehensive history of the relationship between Russia and Ukraine from the ninth century to the present day.

Here are posts in In That Howling Infinite, about Russia, Ukraine and Eastern Europe:

Putin’s puppet sells out Ukraine

Donald Trump’s bullying ‘peace plans’ to end the Ukraine war will only embolden Vladimir Putin, who fancies himself a leading a great power with historical rights beyond his borders.

Mark Edele, The Australian, 8 March 2025

Last weekend, the United States vacated the post of leader of the free world. Supporters of democracy the world over watching in disbelief as the US President and Vice-President berated, belittled, and bullied the leader of a democracy at war. On Monday, then, followed what this “great television”, as Donald Trump called it, was all about: a pretext to halt military aid to Ukraine, followed soon by the end of intelligence-sharing. The end goal: force Ukraine to the negotiation table with no security guarantees included in a “deal” with Vladimir Putin.

Four things will come out of an emboldened Russia now: more air raids on Ukraine’s civilians; a renewed push at the frontline; praise for the US administration and its visionary leader; and a disinformation campaign to convince the democratic world that black is white, up is down, left is right, Ukraine the aggressor and Russia the victim in this war. Astonishingly, we can also expect the White House to parrot such propaganda. Welcome to the era of strategic chaos.

Kremlin spokesman Dmitry Peskov noted the obvious: The US’s shift from supporting its allies to courting Moscow “largely coincides with our vision”. Foreign Ministry spokeswoman Maria Zakharova ladled on now familiar Russian propaganda. Volodymyr Zelensky, she claimed, was the head of a “neo-Nazi regime”, a “corrupt individual who lost his grip on reality”, whose “outrageously rude behaviour during his stay in Washington … reaffirmed his status of the most dangerous threat to the international community”. Zelensky was an “irresponsible figure”, a “terrorist leader” who had “built a totalitarian state” and is “ruthlessly sending millions of his fellow citizens to their deaths”.

Sigmund Freud would have classified these statements as “projection”: they are true, but apply to Zakharova’s boss, Vladimir Vladimirovich Putin. Born in 1952, Putin grew up in St Petersburg, then called Leningrad. Surrounded with stories of World War II, in which his father served and his brother perished, he came of age on the rough streets of Leningrad during the heydays of Soviet superpower. In 1975 he joined the KGB, an organisation that deeply formed his world view and behaviour. His sport is judo, a deeply tactical martial art focused on exploiting the opponent’s weaknesses and redirecting the adversary’s momentum.

Putin came of age on the rough streets of Leningrad during the heydays of Soviet superpower. Picture: AFP

After the breakdown of the Soviet empire in 1991, he served in the city administration of St Petersburg. Later he moved to Moscow to make a career in the administration of the first president of post-Soviet Russia. When Boris Yeltsin looked for a successor who would guarantee his own and his family’s safety, Putin’s name came up. He was seen as competent but unthreatening to the oligarchs running Russia at the time. In 1999, Putin became premier. Later the same year, he was appointed acting president. His tenure was defined by the brutal second Chechen War, which he prosecuted with utter ruthlessness. In 2000, he was elected President. He remained in this post until today, with a stint stepping back to the prime ministership in 2008-12, to get around term limitations in the constitution (subsequently changed).

In the quarter-century he ruled Russia, Putin broke the power of the oligarchs, rebuilt the state as a security organisation run by former KGB officers, suffocated free speech, pluralism and the opposition, and built one of the most unpleasant electoral dictatorships of the post-Soviet space. Despite an economy still only a quarter of that of the EU or the US (to say nothing of China’s), Putin fancies himself as leading a great power with a right to a sphere of influence and a major say in shaping the international order.

By the end of the second decade of his rule, however, the ageing dictator in the Kremlin began to worry about his legacy. His track record was mixed. The Russian population had been declining steadily until the 2010s. The following uptick was mostly undone again during and after the Covid pandemic, fuelling longstanding apocalyptic fears that the Russians would be dying out. The economy had grown significantly, but social inequality had exploded alongside, while political liberties continually atrophied. The Covid crisis was handled extremely poorly. Great-power status remained an aspiration. Putin worried what the history books would say about him. The answers respectable historians gave him when asked were evasive. And he was turning 70 in 2022.

History, and his place in it, obsessed Vladimir Vladimirovich. During his, quite extreme, Covid isolation, he read history books, immersing himself in the Russian imperialist tradition. Such historians had long denied that Ukraine was anything but a part of Russia. He summarised this traditional Russian view “on the historical unity of Russians and Ukrainians” in an essay of that title, published on July 12, 2021. It read like the musings of an ageing Russian imperialist. A bit over seven months later, it revealed itself as the ideological justification of a full-scale invasion of Ukraine.

Ukraine and Russia: histories entangled but separate

At the heart of Putin’s worldview is that Russia continues to be a great power with historical rights on Ukraine. It thus bears repeating that Russia and Ukraine are separate nations, which trace their heritage back to a common origin: a collection of principalities centred on Kyiv, known as the Rus of the ninth to 13th centuries. After the Mongol invasions of the 1220s and 1230s, however, the southwestern and the northeastern parts of this civilisation developed in different and quite separate ways, eventually leading to Russia and Ukraine as we know them today. As a result of such divergence, Russian and Ukrainian have developed as separate, if related, languages.

Vladimir Putin attends the Victory Day military parade in central Moscow on May 9, 2024. Picture: AFP

Putin attends the Victory Day military parade in Moscow on May 9, 2024. AFP

Overlapping histories and linguistic similarities are not unique among nations. Both Germany and France claim the Frankish empire under Charlemagne (French) or Karl (German) as part of their deeper history. Yet nobody would suggest (any more) that therefore France should be part of Germany or vice-versa. Likewise, French and Portuguese have related grammatical structures and some overlap in vocabulary. And yet nobody would argue that Portuguese is a French dialect.

Ukrainians formed a state twice: once in 1649, the Cossack-led “Hetmanate” fighting for its independence from Poland; the second time in 1917-21, after both the Russian and Austro-Hungarian empires had collapsed in World War I. Both were defeated militarily, but both were important inspirations for a democratically minded national movement.

Ukraine’s lands and peoples came into the Russian orbit in stages. First was the disastrous Treaty of Periaslav of 1654, when the Hetmanate joined a temporary military alliance with Muscovy against Poland, which the Muscovites read as a subjugation under the autocrat instead. After much fighting and diplomatic manoeuvring, Poland and Russia agreed in 1667 that Moscow could control the lands east of the Dnipro (“left bank Ukraine”) as well as Kyiv on the “right bank”. When Poland was partitioned at the end of the 18th century, what was left of Ukraine came partially under Habsburg and partially under Romanov rule. At the end of World War I, Ukraine emerged as one of the successor states of the Romanov empire, alongside Latvia, Lithuania, Estonia, Finland, Poland and Bolshevik Russia. In contrast to these states, however, it did not survive the wars and civil wars that followed the disintegration of the empire in 1917.

In 1921, it was divided between the newly resurrected state of Poland and the emergent successor of the vast majority of the lands of the Romanov empire: Bolshevik Russia. Within the latter, Ukraine was granted a pseudo independence as one of the Union republics making up the newly formed “Union of Soviet Socialist Republics”, or USSR.

The Ukrainian SSR was a Bolshevik ploy to disarm national sentiment while reasserting imperial, and increasingly totalitarian, control by Moscow. In the long run, however, it allowed not just the maintenance but even the growth of national culture and national self-awareness. Ukraine also grew geographically. During World War II, the Soviets gobbled up the rest of Ukraine from Poland and Romania. In 1954, the government transferred Crimea to Ukraine, to ease the economic development of a region with no geographic connection to Russia. Thus Ukraine acquired its current, internationally recognised borders. Eventually, they provided a ready-made demarcation of post-imperial Ukraine, once the Soviet empire collapsed in 1989-91.

After the Soviet Union

Of the 15 successor states of the Soviet Union, Russia is the largest in terms of territory (17.1 million square kilometres). Ukraine, with 0.6 million square kilometres, comes third after Kazakhstan (2.7 million square kilometres). In a comparison of population sizes, Ukraine occupies the second position, with 37.7 million in 2023, according to the World Bank, quite a way behind Russia with 143.8 million. By comparison, the most populous country of the EU, Germany, has 83.3 million, while the EU as a whole counts 448.8 million.

Of the 15 successor states of the Soviet Union, Russia is the largest in terms of territory. Picture: istock

As the largest country in the post-Soviet region, in 2023 Russia had the largest GDP adjusted for purchasing power ($US6.5 trillion), followed by Kazakhstan ($US0.8 trillion) and Ukraine ($US0.6 trillion). Again, compare this to Germany ($US5.7 trillion) or Australia ($US1.9 trillion), to say nothing of the EU ($US26.4 trillion), the US ($US27.7 trillion) or China ($US34.7 trillion).

As far as the political system is concerned, between the breakdown of the Soviet empire and today Russia has been on a steady downwards slope, from some early democratic promises to ever darker authoritarianism. Ukraine, meanwhile, evolved in three waves of democratic surges followed by counter movements: the 1990s, the second half of the 2000s, and from the middle of the 2010s. While not the freest country in the post-Soviet space (that privilege belongs to the three Baltic republics of Latvia, Lithuania, and Estonia, all members of EU and NATO), it is in no way comparable to Russia. Zelensky was elected President in 2019 with 73 per cent of the vote. As of late February 2025, he had an approval rating of 52 per cent.

Zelensky was elected Ukraine President in 2019 with 73 per cent of the vote. Picture: AFP

Zelensky was elected president in 2019 with 73 per cent of the vote. AFP

The latest report on Ukraine from a Washington-based independent watchdog, Freedom House, notes that both the President and the current legislative were elected in free, competitive, and fair elections. Since 2022, there was some deterioration of political freedoms because of the war, including the suspension of elections due to martial law, new restrictions against parties that support Russia’s aggression, and greater control of the reporting in the main news channels. However, opposition parties continue to sit in parliament and their political activities “are generally not impeded by administrative restrictions or legal harassment”. Communication channels outside the official network, such as social media platforms, remain available and used freely.

All of this contrasts sharply to the repressive nature of Russian rule, not just in the occupied territories of Ukraine, but also in Russia itself. For 2025, Freedom House categorised Ukraine as a “transitional or hybrid regime”, while Russia was a “consolidated authoritarian regime”.

The war

Russia invaded Ukraine in 2014 after a popular revolution in Kyiv had ousted pro-Russian president Viktor Yanukovych. Russia illegally annexed Crimea and fostered a proxy war in Ukraine’s east, the Donbas, at times fought with regular Russian troops; at others by Russia-sponsored rebels. Most observers at the time assumed that this was the endgame: taking over Crimea was popular among Russians who saw it as their own Riviera; the frozen conflict in Ukraine’s east served as a festering wound keeping the recalcitrant democracy down.

Ukrainian firefighters push out a fire after a strike in Zaporizhzhia in 2022, amid the Russian invasion of Ukraine. Picture: AFP

Ukrainian firefighters putout a fire after a strike in Zaporizhzhia in 2022. AFP

Two ceasefire agreements, Minsk I (September 5, 2014) and Minsk II (February 12, 2015), failed. After the first, Russia sent troops across the border to defeat Ukraine’s armed forces in the Second Battle of Donetsk Airport (September 2014 to January 2015) and the Battle of Debaltseve (January to February 2015). After the second, the frontlines remained frozen, but shelling and sporadic fighting continued. No part of the agreement was ever fully implemented and soldiers kept dying. The world, however, moved on.

Who had not moved on was Putin, dreaming of great power and empire. While convincing himself of the righteousness of his position by reading Russian imperial historiography, he observed “the West” move from crisis to crisis. In Europe, the liberal consensus was challenged by new-right populist movements. The UK was in political chaos. The US could not even execute an orderly withdrawal from Afghanistan, unlike the Soviet army in 1988. And that army, now Russia’s, had been modernised significantly under Putin’s watch. It was time to strike.

Preparations for the invasion started shortly after the fall of Kabul in August 2021. By October, the US had conclusive evidence that Russia planned an assault with the goal of controlling all of Ukraine and eliminating its President. Between then and the start of the war, the US tried repeatedly to create diplomatic off-ramps for the Kremlin. Putin was not interested.

On February 24, 2022, Putin unleashed his war of conquest. Within 10 days, Ukraine’s military was supposed to be disabled, the country’s leaders arrested or executed, pro-Russian popular support mobilised, and resisters detained. By mid-August, all of Ukraine would be occupied, the plan went. Then, it could be either annexed or given over to a puppet regime.

The plan failed. There were few collaborators and much resistance. The battle for Hostomel airport was lost by the Russian airborne forces sent in at short notice; two groups of assassins sent to kill Zelensky were hunted down and eliminated; the columns advancing towards Kyiv were stopped by the fire of artillery and main battle tanks, both of Ukrainian origin. While social media was obsessed by the David-versus-Goliath spectacle of US-made shoulder-launched missiles taking out Russian tanks, the real damage was done using Ukraine’s own resources. Victory in the battle of Kyiv was achieved by late March 2022.

Over the next three years, the war changed from a battle of movement to position warfare and a war of attrition. Russia began to rely on massed use of artillery and the liberal sacrifice of manpower. This looked like WWII: the frontal assaults, the artillery barrages, the utter disregard for human resources. But there was a new element as well: terror attacks on civilians and their infrastructure. This was not a Soviet tradition: during WWII, it was British and US air forces that had flattened German and Japanese cities. Such bombing was not part of the Red Army’s military repertoire. Its air forces were geared towards support of ground troops, not “strategic” bombing of civilians.

In its changed focus on hurting civilians from the air, Putin’s army drew on the neo-imperial wars he had overseen: Chechnya and Syria. It was here that the Russian air force first flattened cities (Grozny in 1999-2000 and Aleppo in 2015-16) and it was this experience that now came to bear on the war in Ukraine. Except that here they did not control the airspace and did not face defenceless civilians they could simply “de-house” at will. Instead, they had to deal with an enemy capable of shooting down not just bombers, which as a result were not sent into Ukraine’s airspace, but also many of the missiles and drones sent from a safe distance.

While air assaults on civilian targets became part of the normalcy of Russia’s changing way of war, tactics on the ground also evolved: rather than mass assaults after preliminary artillery preparation, increasingly Russia used surprise attacks by small groups of storm troopers to conduct reconnaissance by force. If they encountered major resistance, they would then call in airstrikes or artillery barrages. They also stopped frontal assaults on fortified positions, bypassing and encircling them instead.

But none of this led to major breakthroughs. The war bogged down.

Russia was better prepared than Ukraine for a war of attrition. It had long built a food system that could withstand international isolation, demonstrating that a major war had been on the minds of the planners in the Kremlin for a very long time. The discrepancy in the size of both the economy and the population also meant Russia had the edge in the long run. And while the militarisation of the economy came with increasingly serious economic imbalances, they were not serious enough to force Putin’s dictatorship to back down. Instead, military salaries and the growing investments in military industries led to economic mini-booms in several of the regions that supplied the volunteers and the weapons to fight in Ukraine. To many Russians, this continues to be a profitable war.

Putin’s overall strategy thus shifted from a lightning war of conquest to outlasting the democratic world. Having the Soviet experience of extreme suffering and endurance in mind, and construing “the West” as weak, effeminate and degenerate, he had every confidence that Russia would be successful in the long run. With Trump’s election victory, this confidence grew. With his behaviour in the first six weeks in office, it must have soared. Putin has less reason than ever to compromise. And he can achieve much by playing Trump diplomatically.

What now?

After the spectacular dust-up in the Oval Office a week ago, doom and gloom have descended over Ukraine and its supporters. A pouting US President seems to assume that if he pulls the plug on Ukraine, the war will simply end: “Zelensky better move fast or is not going to have a Country left,” he wrote a week before he ambushed him in front of the cameras.

The withdrawal of US support is a serious setback for Ukraine. The US and Europe have provided about equal amounts of money to Ukraine. If Europe were to try to replace US contributions, it thus would have to double its financial commitments at a time when the economy is not exactly booming and will soon be further hit by Trump’s trade wars.

The withdrawal of US support is a serious setback for Ukraine. Picture: AFP

The withdrawal of US support is a serious setback for Ukraine. AFP

The major victims of Trump’s retreat will be Ukraine’s civilians. The US air defence systems currently protecting cities cannot be replaced easily. An increase in civilian deaths is the inevitable result. The withdrawal of intelligence is also a serious blow and difficult to substitute.

However, the EU’s economy is big enough to replace US contributions. An increase equal to 0.12 per cent of Europe’s GDP would suffice. Germany’s taxpayers spend three times more on domestic subsidies for diesel fuel than they devote to military aid to Ukraine. And production capacity is growing. At the start of the war, most military aid came from quickly depleting stockpiles. By 2024, the vast majority of materiel fuelling Ukraine’s war effort are newly produced weapons and equipment.

More than half of Ukraine’s weaponry is produced in Ukraine, a further 25 per cent comes from Europe. The 20 per cent the United States contributes is particularly valuable and high-quality, but it is not the backbone of Ukraine’s capacity. In a war of attrition heavily dependent on artillery, Europe will produce some two million artillery shells for Ukraine this year. The US, before Trump pulled the plug, was expected to deliver less than one million. Elon Musk’s Starlink, providing communications at the frontline, can be replaced with alternatives.

Thus, Ukraine’s defences are unlikely to collapse. Russia has been advancing recently, but progress was slow. By the third anniversary of the invasion, Russia controlled about 20 per cent of Ukraine’s territory, including some 4000 square kilometres gained in 2024. However, Ukraine is a big country. Russia’s 2024 gains represent a mere 0.6 per cent of Ukraine’s territory. Russia has not taken major cities in 2024 and urban life continues everywhere.

Meanwhile, Russia lost parts of the Kursk region to a counteroffensive the Russian military was unable to reverse. Russia has likely enough materiel for at least another year of fighting, but not enough for a major breakthrough.

In an assessment of the war written at the end of 2024, one of the most perceptive analysts of the military side of the war in Ukraine, exiled Russian historian and former civil rights activist Nikolai Mitrokhin, developed four possible scenarios for what could happen in 2025. None of them included a complete breakdown. His “catastrophic” scenario was a “partial collapse of the front due to the reduction of Ukrainian forward units”, leading to a “rapid advance of Russian units to the left bank of the Dnipro”. He predicted that this might lead to a leadership change, but also a further rallying around the flag and a continuation of the fight.

Less catastrophic would be a return to a grinding Russian offensive, as in 2024. “At the current rate of advance,” wrote the Institute for the Study of War in its Ukraine Fact Sheet of February 21, 2025, “it would take Russian forces over 83 years to capture the remaining 80 per cent of Ukraine, assuming that they can sustain massive personnel losses indefinitely”.

This outlook explains why Putin is so enthusiastic about Trump’s “peace plans”. They might achieve diplomatically what he cannot achieve on the battlefield: the subjugation of Russia’s democratic neighbour to neo-imperial domination.

Mark Edele is a historian of the Soviet Union and its successor states, in particular Russia. He is Hansen Professor in History at the University of Melbourne. His latest book is Russia’s War Against Ukraine: The Whole Story (Melbourne University Press, 2023

Trump and Vance ambush Zelensky at the White House

Modern history is built upon exodus and displacement

“We are cursed to live in a time of great historical significance: when future historians look back at 2023, the distinguishing feature of this year will likely be the recurrence of ethnic cleansing on a vast scale”.

Thus wrote Unherd columnist and former war correspondent Aris Roussinos in December. 2023, but he would draw the same conclusion in 2024 and in 2025. He notes that ethnic cleansing is taking place on a vast scale in many parts of the world. Yet, apart from the current outrage at Israel’s war on Hamas in Gaza, turbocharged as it is by unprecedented and arguably one-sided mainstream and social media coverage, international reaction has been muted to the point of indifference. Roussinos’ article is republished below, and the following overview is inspired by and draws on his observations.

The term ethnic cleansing is elusive and politically charged. In an age of endemic conflict, identity politics and competing narratives, it has become a contested and often diluted concept invoked with increasing frequency. Yet, it remains undefined in law. Unlike genocide or war crimes, it has never been codified as a distinct offence under international law, and so its use is contested.

A United Nations Commission of Experts investigating violations during the wars in the former Yugoslavia offered the most widely cited descriptions. In its interim report it defined ethnic cleansing as “rendering an area ethnically homogeneous by using force or intimidation to remove persons of given groups from the area.” In its final report the following year, the Commission elaborated: it is “a purposeful policy designed by one ethnic or religious group to remove by violent and terror-inspiring means the civilian population of another ethnic or religious group from certain geographic areas.” What is clear in these descriptions is that ethnic cleansing is deliberate, systematic, and political in nature.

The Commission also catalogued the methods through which such policies are carried out. They include murder, torture, arbitrary arrest and detention, extrajudicial executions, rape and sexual violence, severe injury to civilians, confinement of populations in ghettos, forcible deportation and displacement, deliberate military attacks or threats of attacks on civilian areas, the use of human shields, the destruction and looting of property, and assaults on hospitals, medical staff and humanitarian organisations such as the Red Cross and Red Crescent. The Commission concluded that these acts could amount to crimes against humanity, war crimes, and in some instances, fall within the meaning of the Genocide Convention.

Many people today use the term ethnic cleansing interchangeably with genocide, since both involve the violent removal and destruction of communities and often lead to similar outcomes of death, displacement, and cultural erasure. Ethnic cleansing, which refers to the forced expulsion of a group from a territory through intimidation, violence, or coercion, frequently overlaps with acts that fall under the 1948 UN Genocide Convention, such as mass killings and the destruction of cultural or religious life. This blurring of concepts reflects not only the moral outrage provoked by such crimes but also frustration at the narrowness of legal categories, which can leave survivors feeling their suffering has been minimized by technical distinctions. Historical cases illustrate how the line between the two has often been perilously thin: the mass deportations and killings of Armenians in 1915, which many scholars and states regard as genocide and even describe as a holocaust – though Türkiye denies it and Israel avoids official recognition for fear of diluting the unique status of the Shoah – the expulsions and massacres of Bosnian Muslims in the 1990s, and the flight of the Rohingya from Myanmar all show how ethnic cleansing has so often carried genocidal dimensions – as is particularly the case today with the war in Gaza which has polarized and politicized ordinary people and activists alike worldwide who have through lack of knowledge or opportunism conflated the two.

Yet it is important to recognize that genocide and ethnic cleansing are not strictly interchangeable. Genocide requires proof of an intent to destroy, in whole or in part, a national, ethnic, racial, or religious group, whereas ethnic cleansing focuses primarily on expulsion, which may or may not involve that deeper intent to annihilate. Ethnic cleansing can amount to genocide when the purpose is to eradicate a group, but not all instances meet this threshold. In public discourse, however, people motivated more by empathy and emotion than by detailed knowledge of history or law are often inclined to conflate the two, since the lived experience of the victims—violence, displacement, and cultural obliteration – appears indistinguishable from destruction itself. More informed observers, by contrast, emphasize legal precision and historical context, recognizing that while the outcomes often overlap, preserving the distinction remains vital for accurate analysis and accountability.

The moral revulsion ethnic cleansing excites is the natural and humane reaction, but historically and also presently, it is not an uncommon phenomenon. For the American sociologist and academic Michael Mann, ethnic cleansing is the natural consequence of modernity, “the dark side of democracy”: a recurring temptation of the modern nation-state. The following sections provided examples from the last thirty years, followed by a survey of instances of ethnic cleansing during the early to mid Twentieth Century. They describe how ethnic cleansing is not only a crime of forced removal and murder but also an assault on identity, memory, and the very visibility of a people.

[The featured picture at the head of this blog post is one of Palestinian artist Ismail Shammout’s striking illustrations of Al Nakba, the dispossession of tens of thousands of Palestinian Arabs during Israel’s war of independence, from In That Howling Infinite’s Visualizing the Palestinian Return – the art of Ismail Shammout]. More of his art is included below]

Expulsion, eradication and exile

The Wars of the Yugoslav Succession in the 1990s – encompassing Croatia, Bosnia, and Kosovo – offer a clear illustration of ethnic cleansing in a modern European context. As Yugoslavia disintegrated, political and military leaders pursued campaigns aimed at creating ethnically homogeneous territories, often through the systematic targeting of civilians. In Bosnia, Serb forces carried out mass killings, forced deportations, rape, and the deliberate destruction of homes, schools, and cultural heritage sites, culminating in the Srebrenica massacre of 1995, in which more than 8,000 Muslim men and boys were killed. In Croatia and Kosovo, similar tactics were deployed: ethnic minorities were expelled, villages razed, and communities terrorised into flight. The International Criminal Tribunal for the former Yugoslavia (ICTY) documented and prosecuted these actions as crimes against humanity and war crimes, establishing that the campaigns were not chaotic consequences of war, but deliberate, coordinated policies of ethnic removal. The tribunal’s rulings provide a legal benchmark for understanding ethnic cleansing as the purposeful removal of populations through violence, intimidation, and coercion, a pattern that recurs across history and geography—from the forced expulsions of Armenians in 1915, to the population exchanges of Greece and Turkey in 1923, to the contemporary displacement of Rohingya, Palestinians, Ukrainians, and Afghans. These cases demonstrate that ethnic cleansing combines physical violence, forced migration, and cultural erasure, often leaving long-term social, political, and demographic scars that endure generations after the immediate conflict.

Sudan has witnessed repeated waves of ethnic cleansing over recent decades, most infamously in Darfur in the early 2000s, when government-backed Arab Janjaweed militias targeted non-Arab communities with systematic violence. Villages were burned, civilians massacred, women subjected to mass rape, and more than 2.5 million people displaced, in what the International Criminal Court later described as crimes against humanity, war crimes, and genocide. The displacement and destruction in Darfur followed earlier campaigns of forced removal during Sudan’s long north–south civil war, where entire communities in the south and Nuba Mountains were uprooted by aerial bombardment, scorched earth tactics, and starvation sieges. Today, ethnic cleansing has returned with devastating intensity: since April 2023, renewed fighting between the Sudanese Armed Forces and the Rapid Support Forces (successors to the Janjaweed) has triggered mass atrocities, including the killing of thousands and the flight of more than 7 million civilians, many across borders into Chad, South Sudan, and Egypt. Reports of targeted massacres against non-Arab groups in West Darfur suggest continuity with earlier campaigns, underscoring how ethnic cleansing in Sudan is not an isolated event but a recurring feature of its violent political landscape.

The Rohingya expulsions in Myanmar provide a stark contemporary example of ethnic cleansing. Since 2017, Myanmar’s military has carried out systematic campaigns of violence, including mass killings, sexual violence, arson, and the destruction of villages, aimed at driving the Rohingya Muslim population from Rakhine State. More than 700,000 Rohingya have fled to neighbouring Bangladesh, creating one of the world’s largest refugee crises. The violence has been accompanied by measures of cultural and social exclusion: denial of citizenship, restrictions on movement, and the erasure of Rohingya identity from official records. The United Nations and international observers have described these actions as ethnic cleansing, noting the deliberate intent to remove an entire ethnic group from a geographic area, while some investigators have determined that elements of the campaign meet the criteria for genocide.

Armenia and its surrounding regions have been scarred by cycles of ethnic cleansing for more than a century. The Armenian genocide of 1915–1916, carried out by the Ottoman Empire, combined forced deportations, massacres, and cultural destruction with the intent of removing Armenians from their ancestral lands in Anatolia. More than a million were killed or died on death marches, and countless others were scattered into diaspora communities across the Middle East, Europe, and the Americas. Later, in the Soviet period, Armenians and Azerbaijanis experienced repeated forced movements, with pogroms and expulsions erupting during times of political instability. Most recently, the 2023 offensive by Azerbaijan in Nagorno-Karabakh resulted in the flight of almost the entire Armenian population of the enclave—around 120,000 people—into Armenia proper, effectively erasing a centuries-old community. These waves of displacement illustrate how ethnic cleansing in Armenia is not confined to the past but has recurred across generations, leaving lasting demographic, cultural, and political consequences for the region.

During the past two years, mass expulsions from neighbouring countries returned large numbers of Afghans to Taliban-run Afghanistan. Pakistan has deported nearly half a million Afghans; Iran has driven out hundreds of thousands more. What is packaged as “repatriation” is, in many cases, forced displacement: exiles who had tenuous livelihoods, access to education, or limited civil freedoms in exile are now returned to a polity where the rights — especially the rights of women and girls — are ruthlessly curtailed. The Taliban’s record on gender is well known: it controls a society where women are barred from education and work, forced into early marriages, and denied even minimal public freedoms. Public-life prohibitions and systematic punishments disproportionately harm women and girls. Returning families are therefore being pushed into what many observers describe as among the worst possible places in the world for women — a profoundly gendered and life-threatening form of displacement.

The erasure of culture and historical memory

Like genocide, ethnic cleansing may not be limited the physical expulsion or eradication of people. It can be political, cultural and geographical, and often works through more insidious forms of erasure.

China’s policies in Xinjiang are an example. It has renamed at least 630 villages in Xinjiang, erasing references to Uyghur culture in what human rights advocates say is a systematic propaganda rebrand designed to stamp out the Muslim minority group’s identity. Human Rights Watch has documented a campaign of renaming thousands of villages across the region, stripping out references to Uyghur religion, history and culture. At least 3,600 names have been altered since 2009, replaced by bland slogans such as “Happiness,” “Unity” and “Harmony.” Such bureaucratic changes appear mundane, but they are part of a systematic project to erase Uyghur identity from the landscape itself.

Ukraine illustrates another, more violent dimension of contemporary ethnic cleansing. Russia is coercively integrating five annexed Ukrainian regions — an area the size of South Korea — into its state and culture. Ukrainian identity is being wiped out through the imposition of Russian schooling and media, while more than a million Russian citizens have been settled illegally into the occupied zones. At the same time, some three million Ukrainians have fled or been forced out. Torture centres have been established, with one UN expert describing their use as “state war policy.” Russian forces have employed sexual violence, disappearances and arbitrary detentions, and carried out massacres. Civilian deaths officially stand at around 10,000, but independent estimates suggest a figure closer to 100,000. Homes and businesses have been seized and redistributed to the cronies of Russian officials and officers. On top of these abuses, thousands of Ukrainian children have been taken from their families and deported into Russia for adoption and assimilation, with the threat that when they reach 18 they will be conscripted into the Russian military. This programme of child transfers has been declared a war crime by international courts, and represents perhaps the most chilling element of the campaign to erase Ukrainian identity across generations. Russian propagandists, including ideologues such as Alexander Dugin, routinely describe Ukrainians as “vermin” to be eliminated — language that many experts say is consistent with genocidal intent.

The long arm of history

Historical precedent is sobering, underscoring how entrenched practices definable as ethnic cleansing are. Some examples follow.

The Armenian genocide of 1915–1916 is a historical example where the term “ethnic cleansing” can be applied alongside, though not identical to, the legal concept of genocide. Ottoman authorities systematically deported, massacred, and starved Armenians from their ancestral homelands in Anatolia, often under the guise of military necessity. Entire villages were emptied, survivors forced on death marches into the Syrian desert, and cultural and religious heritage deliberately destroyed. These actions aimed to remove the Armenian population from the territory of the Ottoman Empire, making the region ethnically and religiously homogeneous, which aligns closely with contemporary definitions of ethnic cleansing. The genocide combined mass killing with forced displacement and cultural erasure, illustrating how ethnic cleansing and genocide can overlap in both intent and method. (See The Fall of the Ottoman Empire and the birth of Türkiye)

The Armenian case also illustrates how recognition of genocide is often bound up not only with history but with contemporary politics. Türkiye continues to deny that the mass deportations and killings of Armenians in 1915 amounted to genocide, framing them instead as wartime relocations within the collapsing Ottoman Empire. Israel, despite wide acknowledgment among its own scholars of the genocidal character of the events, has avoided official recognition, partly out of diplomatic considerations toward Türkiye, once a key regional ally, but also out of concern that equating the Armenian tragedy with the Shoah might dilute the unique historical and moral status attached to the Holocaust in Jewish memory and international discourse. This reluctance is not unique to Israel: several states have long hesitated to employ the term “genocide” for fear of straining relations with Ankara or complicating their own foreign policy priorities. Such debates demonstrate how the line between ethnic cleansing and genocide is not only a matter of legal precision but also of political narrative, with governments and institutions sometimes reluctant to apply the most condemnatory labels even where evidence overwhelmingly supports them.

As the Northern Irish writer Bruce Clark observed in his excellent book Twice A Stranger on the euphemistically termed “population exchanges” between Greece and Turkey exactly a century ago, “Whether we like it or not, those of us who live in Europe or in places influenced by European ideas remain the children of Lausanne,” the 1923 peace treaty, finalizing the dismemberment of the Ottoman Empire after the First World War, which decreed a massive, forced population movement between Turkey and Greece”, and in effect, One and a quarter million Greek Orthodox Christians were removed from Anatolia, the heartland of the new republic of Türkiye, and nearly 400,000 Muslims from Greece, in a process overseen by the Norwegian diplomat Fridtjof Nansen leading a branch of the League of the Nations which would later – perhaps ironically – evolve into today’s UNHCR.

During the Second World War, Soviet Union alone deported half a million Crimean Tatars and tens of thousands of Volga Germans to Siberia. In 1945, the victorious Allied powers oversaw the removal of some 30 million people across Central and Eastern Europe to create ethnically homogeneous states. At Yalta and Potsdam, Britain, the US, and the Soviet Union endorsed the expulsion of 12 million Germans, over 2 million Poles, and hundreds of thousands of Ukrainians, Hungarians, and Finns.

The partition of British India in 1947 produced one of the largest and bloodiest forced migrations in modern history. As the new states of India and Pakistan were created, an estimated 12 to 15 million people crossed borders in both directions – Muslims moving into Pakistan, Hindus and Sikhs into India – in a desperate effort to reach what they hoped would be safer ground. The upheaval was marked by extreme communal violence, massacres, abductions, and sexual assaults. Between 500,000 and 1 million people are thought to have been killed, and millions more were uprooted from ancestral homes they would never see again. The trauma of Partition continues to shape Indian and Pakistani national identities, as well as the politics of South Asia to this day. (See Freedom at Midnight (2): the legacy of partition) and Freedom at Midnight (1): the birth of India and Pakistan

The dismemberment of Mandate Palestine by the new state of Israel, Jordan and Egypt in 1948 brought two simultaneous mass displacements that remain unresolved. During the first Arab–Israeli war more than 700,000 Palestinians fled or were expelled from their homes in what became Israel. Known as the Nakba or “catastrophe,” this created a vast refugee population now numbering in the millions, many still stateless. Jews living in what is now the Old City and East Jerusalem, and the West Bank seized by Jordan were expelled. Jews living across the Arab world in Iraq, Yemen, Egypt, Libya, Syria and elsewhere – faced growing hostility, persecution, and expulsion. Between 1948 and the 1970s, an estimated 800,000 to 1,000,000 Jews left or were forced out, many stripped of property and citizenship. Most resettled in Israel, where their presence profoundly altered the country’s politics and culture. Palestinians and Jews alike endured dispossession, trauma and exile, and both experiences fuel competing narratives of grievance that continue to define the conflict.

Israelis are themselves, for the most part, the product of 20th-century ethnic cleansings, in the Middle East as well as Europe: indeed the descendants of Middle Eastern Jews, like the Security Minister Itamar Ben-Gvir, are the country’s most radical voices on the Palestinian Question. But unlike the Mizrahim,  and displaced of Eastern and south-eastern Europe, the Palestinians have no Israel to go to. There is no Palestinian state waiting to absorb them. Indeed, for Gaza’s population, the vast majority of whom descend from refugees from what is today Israel, Gaza was their place of refuge, and the 1948 Nakba the foundational event in their sense of Palestinian nationhood. For all that ethnic cleansing punctuates modern history, there is no precedent for such a process of double displacement, and the political consequences cannot at this stage be determined. We may assume they will not be good, and an analogue to Europe’s post-war neighbourly relations will not be found.

Conclusion: The Age of Dispossession 

In many historical cases, expulsions, however brutal, were stabilized by the existence of ethnic homelands ready to absorb the displaced. Refugees were incorporated into nationalist projects in Greece and Türkiye, or into newly homogenized states such as Poland and Ukraine, where they became central to the shaping of modern politics. The Karabakh Armenians driven into Armenia may follow this precedent, potentially reshaping the political order of a small and embattled state.

Ethnic cleansing in the twenty-first century, however, combines these older methods with new techniques. Violence, rape, deportation, and massacre continue, but are now accompanied by cultural erasure, bureaucratic renaming, engineered resettlement, propaganda, and the deliberate targeting of children for assimilation. Unlike many twentieth-century precedents, today’s displaced populations often have nowhere safe to go, forced into territories with no protective homeland or into environments of repression, creating open-ended cycles of dispossession. The erasure of identities in Xinjiang, the coercive integration of Ukrainian territories, the expulsion of Rohingyas and Afghans, the depopulation of Karabakh, and the looming threat of Gaza – where Palestinians face the looming threat of another mass displacement, echoing the 1948 Nakba – collectively demonstrate that ethnic cleansing is not a relic of the past.

It remains a recurring feature of our age – modern history is indeed built upon exodus and displacement – and its human cost is profound and incalculable.

© Paul Hemphill 2024,2025. All rights reserved

Nagoorno Karabakh

Postscript … Al Nakba, a case study in dispossesion

In the late nineteenth and early twentieth centuries, European Jews came to a land that was already inhabited by another, different people. Over two decades, they forced the guarantor power out by terrorism and took the land by conquest, expelling most of  its original inhabitants by force. They have sowed their share of wind, too. Both sides want all the land for themselves.

Al Nakba, is the Arabic name for the “catastrophe” that befell the Arab inhabitants of Mandate Palestine during the war that was fought between Arabs and Jews in 1947-1948, resulting in the expulsion of upwards of 700,000 Arab Palestinians. That it happened is incontrovertible. But the facts, even those that are attested to by all reputable politicians and academic authorities, including Israelis, have long been subject to doubt and distortion by all sides of what has since been called “The Middle East Conflict” – notwithstanding that there have been conflicts in the Middle East more devastating and bloodier in terms of destruction and mortality including in Lebanon, Iraq, Syria, Algeria, Libya, and Sudan.

I do not to intend here to retell the history of Al Nakba. There many accounts available in print including those by Arab and Israeli authors, and in film, particularly an excellent documentary broadcast by Al Jazeera in May 2013 and repeated often?

June 17th, 2018, I wrote about it in a Facebook post:

Al Nakba did not begin in 1948. Its origins lie over two centuries ago….


So begins this award-winning series from Al Jazeera, a detailed and comprehensive account of al Nakba, the establishment of the State of Israel in 1948 and the dispossession and expulsion of the Palestinians who lived within its borders.

It is a well-balanced narrative, with remarkable footage, that will not please the ardent partisans of both sides who prefer their story of 1948 to be black and white.

Revisionist Israeli historians Ilan Pappe, Avi Shlaim, and Teddy Katz describe the ruthless and relentless military operations to clear and cleanse “Ha’aretz”, the land, of its Arab inhabitants and their history, whilst Palestinian historians tell the story from the Palestinian perspective, describing the critical failings of Palestinian’s political leaders and neighbouring Arab governments. Elderly Palestinians who were forced into exile and to camps in Jordan and Lebanon tell their sad stories of starvation and poverty, violence and death, and of terrible sadness, homesickness and longing that the passing years and old age have never diminished.

“When I left my homeland, I was a child. Now, I’m an old man. So are my children. But did we move forward? Where is our patriotism? Patriotism is about the pockets of our current leaders. They build high buildings and go to fancy banquets. They pay thousands for their children’s weddings”. Refugee Hosni Samadaa.

“We’re repeating the same mistakes. Before 1948 the Palestinian National Movement was split on the basis of rival families. Today, it is split into different parties over ideology, jurisdiction and self-interests. We didn’t learn our lesson. We were led by large, feudal landowners. Today, we are led by the bourgeoisie. Before 1948, we were incapable of facing reality. Today, we are just as inept. Before 1948, people chose the wrong leadership. And today, we are following the wrong leaders”. Researcher Yusuf Hijazi.

https://www.aljazeera.com/program/featured-documentaries/2013/5/29/al-nakba

I republish below Roussinos’ article in full, also a brief but comprehensive account about Al Nakba by economist and commentator Henry Ergas.

al Nakba, Ismail Shammout

al Nakba, Ismail Shammout

The truth about the ethnic cleansing in Gaza – modern Europe was built on exodus and displacement

Aris Roussinos, Unherd, December 18 2023

We are cursed to live in a time of great historical significance: when future historians look back at 2023, the distinguishing feature of this year will likely be the recurrence of ethnic cleansing on a vast scale. In just the past few months, Pakistan has deported nearly half a million Afghan migrants, while Azerbaijan has forced 120,000 Armenians — the statelet’s entire population — from newly-conquered Karabakh, both to broad international indifference. As the UNHCR has warned, the forced expulsion — that is, the ethnic cleansing — of Gaza’s Palestinian population is now the most likely outcome of the current war.

With no prospect of Palestinians and Israelis living together peaceably, anything short of absolute military victory unacceptable to both the Israeli government and its voters, but no meaningful plan for who will rule the uninhabitable ruins of post-war Gaza, the only realistic solution to the Palestinian problem, for Israel, is the total removal of the Palestinians. As Israel’s former Interior Minister has declared: “We need to take advantage of the destruction to tell the countries that each of them should take a quota, it can be 20,000 or 50,000. We need all two million to leave. That’s the solution for Gaza.”

Israeli officials have not been shy in promoting this outcome to a war, according to the President Isaac Herzog, for which “an entire nation… is responsible”. Israel’s agriculture minister Avi Dichter has asserted that “We are now rolling out the Gaza Nakba,” adding for emphasis that the result of the war will be “Gaza Nakba 2023. That’s how it’ll end.”Israel’s Intelligence Ministry has published a “concept paper” proposing the expulsion of Gaza’s entire population to the Sinai desert, and Israeli diplomats have been trying to win international support for this idea. According to the Israeli press, Israeli officials have sought American backing for a different plan to distribute Gaza’s population between Egypt, Turkey, Iraq and Yemen, tying American aid to these countries’ willingness to accept the refugees. In a Wall Street Journal opinion piece, two Israeli lawmakers have instead urged Western countries — particularly Europe — to host Gaza’s population, asserting that: “The international community has a moral imperative—and an opportunity—to demonstrate compassion [and] help the people of Gaza move toward a more prosperous future.” The outcome for Gaza’s Palestinians does not appear to be in doubt: what remains to be haggled over is their final location.

The only actor that can prevent the ethnic cleansing of Gaza is the United States, and for domestic political reasons it is disinclined to do so. While the Biden administration declaresit does not support “any forced relocation of Palestinians outside of the Gaza Strip”, it is not taking any action to prevent it. If the expulsion of Gaza’s 2.3 million population comes to pass, the result will be the most significant instance of ethnic cleansing in a generation, which will define Biden’s presidency for future historians. Yet outrage over such events is selective. It is not entirely true, as some Middle Eastern commentators claim, that Western complicity in the looming ethnic cleansing of Gaza highlights a lesser interest in Arab or Muslim lives: the Armenian case highlights that eastern Christians also barely flicker on the world’s moral radar.

This week’s awarding of the right to host next year’s COP29 climate conference to Azerbaijan, just a few months after its ethnic cleansing of Karabakh, reminds us that the supposed international taboo on the practice does not, in reality, exist. When ethnic cleansing is permissible, and when it is a war crime, depends, it seems, on who is doing it, and to whom. Azerbaijan is oil-rich, useful to Europe, and able to buy favourable Western coverage; Armenia is poor, weak and friendless in the world. Similarly, the extinction of much of the Christian population of the Middle East as a result of the chaos following the Iraq War won very little international attention or sympathy: communities which survived in their ancient homelands from Late Antiquity, riding out the passage of Arab, Mamluk, Ottoman and European imperial rule, did not survive the American empire.

Yet while the moral revulsion such events excite is the natural and humane reaction, ethnic cleansing is less rare an event than the crusading military response to its Nineties occurrence in the Balkans may make us think. For the sociologist Michael Mann, ethnic cleansing is the natural consequence of modernity, “the dark side of democracy”. As the Northern Irish writer Bruce Clark observed in his excellent book Twice A Stranger on the euphemistically termed “population exchanges” between Greece and Turkey exactly a century ago, “Whether we like it or not, those of us who live in Europe or in places influenced by European ideas remain the children of Lausanne,” the 1923 peace treaty “which decreed a massive, forced population movement between Turkey and Greece”. One and a quarter million Greek Orthodox Christians were removed from Anatolia, and nearly 400,000 Muslims from Greece, in a process overseen by the Norwegian diplomat Fridtjof Nansen leading a branch of the League of the Nations which would later — perhaps ironically — evolve into today’s UNHCR.

It was a cruel process, wrenching peoples from ancestral homelands in which they had lived for centuries, even millennia— and by the end of it half a million people were unaccounted for, presumably dead. Yet it was viewed as a great diplomatic triumph of the age, perhaps with good reason: without meaningful minorities on each side of each others’ borders to stoke tensions, Greece and Turkey have not fought a war in a century. Indeed, as late as 1993, the Realist IR scholar John Mearsheimer could propose a “Balkan Population Exchange commission” for the former Yugoslavia explicitly modelled on the 1923 precedent, asserting that “populations would have to be moved in order to create homogeneous states” and “the international community should oversee and subsidize this population exchange”. For the younger Mearsheimer, ethnic cleansing was the only viable solution to Yugoslavia’s bloody and overlapping ethnic map: “Transfer is a fact. The only question is whether it will be organized, as envisioned by partition, or left to the murderous methods of the ethnic cleansers.” Thirty years later, however, Mearsheimercondemns Israel’s planned expulsions from Gaza outright.

There is a dark irony here: the forced expulsion of peoples is an affront to liberal European values, yet it is rarely acknowledged that our modern, hitherto peaceful and prosperous Europe is built on the foundation of ethnic cleansing. Perhaps the ramifications of such a truth are too stark to bear, yet it is nevertheless the case that the peaceable post-1945 order depended on mass expulsions for its stability. Using the 1923 exchange as their explicit model, the victorious allies oversaw the forced removal of 30 million people from their homes in Central and Eastern Europe towards newly homogeneous ethnic homelands they had never seen. At the Yalta and Potsdam conferences, Britain, the United States and the Soviet Union settled upon the expulsion of 12 million Germans, more than 2 million Poles and hundreds of thousands of Ukrainians, Hungarians and Finns from their ancestral homes.

As Churchill declared in Parliament in 1944, “expulsion is the method that, so far as we have been able to see, will be the most satisfactory and lasting. There will be no mixture of populations to cause endless trouble, as has been in the case of Alsace-Lorraine. A clean sweep will be made.” Only two years later, once the Cold War had begun and the Soviet Union and its vassal Poland become a rival, did Churchill fulminate against the “enormous and wrongful inroads upon Germany, and mass expulsions of millions of Germans on a scale grievous and undreamed of” by “the Russian-dominated Polish Government”. In ethnic cleansing, as in so many other things, political context is the final arbiter of morality.

But as a result, Germany has never since unsettled Europe with revanchist dreams; both Poland and Western Ukraine became, for the first time in their histories, ethnically homogenous entities. As the Ukrainian-Canadian historian Orest Subtelny has observed, the forced separation of Poles and Ukrainians, once locked in bitter ethnic conflict against each other, has led to today’s amicable relationship: “It seems that the segregation of the two peoples was a necessary precondition for the development of a mutually beneficial relationship between them. Apparently the old adage that ‘good fences make for good neighbors’ has been proven true once more.” That we have forgotten the vast scale of the forced expulsions which established Europe’s peaceful post-war order is, in a strange way, a testament to their success.

Yet what made the mass expulsions following the First and Second World Wars broadly successful was that those expelled at least had ethnic homelands to receive them. In Greece and Turkey, the refugees fully adopted the ethnic nationalism of their new countries, in Greece providing the bedrock of later republican sympathies, and in Turkey the core support for both secular Kemalist nationalism and occasional bouts of military rule. In the newly-homogenous Poland and Ukraine, refugees shorn of their previous local roots and at times ambiguous ethnic identities fully adopted in recompense a self-identification with their new nation-states which has helped define these countries’ modern politics. The 120,000 Karabakh refugees will likely become a political bloc in tiny Armenia, affecting the country’s future political order in ways yet hard to discern.

Israelis are themselves, for the most part, the product of 20th-century ethnic cleansings, in the Middle East as well as Europe: indeed the descendants of Middle Eastern Jews, like the Security Minister Itamar Ben-Gvir, are the country’s most radical voices on the Palestinian Question. But the Palestinians, like the ethnic French narrator of Houellebecq’s Submission, have no Israel to go to. Unlike the 20th century displaced of Eastern and south-eastern Europe, there is no Palestinian state waiting to absorb them. Indeed, for Gaza’s population, the vast majority of whom descend from refugees from what is today Israel, Gaza was their place of refuge, and the 1948 Nakba the foundational event in their sense of Palestinian nationhood. For all that ethnic cleansing punctuates modern history, there is no precedent for such a process of double displacement, and the political consequences can not at this stage be determined. We may assume they will not be good, and an analogue to Europe’s post-war neighbourly relations will not be found.

Egypt’s disinclination to host two million Gazan refugees is not merely a matter of solidarity, but also self-preservation: flows of embittered Palestinian refugees helped destabilise both Lebanon, where their presence set off the country’s bloody ethnic civil war, and Jordan, where they make up the demographic majority. It is doubtful too, given the recent tenor of its politics, that Europe will be eager to receive them, no matter how humanitarian the language with which Israeli officials couch their planned expulsion. Rendered stateless, driven from their homes and brutalised by war, Gaza’s refugees remain unwanted by the world, perhaps destined to become, as the Jews once were, a diaspora people forever at the mercy of suspicious hosts.

A terrible injustice for the Palestinians, their ethnic cleansing may yet provide Israel with a measure of security, even as it erodes the American sympathy on which the country’s existence depends. The broader question, perhaps, is whether or not the looming extinction of Palestinian life in Gaza, like the expulsion of Karabakh’s Armenians, heralds the beginning of a new era of ethnic cleansing, or merely the settling of the West’s unfinished accounts. Like the movements which bloodily reshaped Central Europe, Israel’s very existence is after all a product of the same nationalist intellectual ferment of fin-de-siècle Vienna. In 1923, while acknowledging its necessity, the British Foreign Secretary Lord Curzon called the Greco-Turkish population exchange “a thoroughly bad and vicious [idea] for which the world would pay a heavy penalty for a hundred years to come”. Exactly a century later, Gaza’s Palestinians look destined to become the final victims of Europe’s long and painful 20th century

Nakba, where Palestinian victim mythology began

‘Nakba Day’ was commemorated this week with even more vehemence than usual. The greatest tragedy is that the Palestinian people who fled remain frozen in time.

The Australian, 18th May 2024

Pro-Palestinian protesters hold banners and flags as they listen to speakers at a rally held to mark the anniversary of the ‘Nakba’ or ‘catastrophe’ of 1948, in Sydney on Wednesday. Picture: David Gray/AFP

Protestors at a Sydney rally to mark the anniversary of the ‘Nakba’. David Gray/AFP

On Wednesday, “Nakba Day” was commemorated around the world with even more vehemence than usual as outpourings of hatred against Israel, sprinkled with ample doses of anti-Semitism, issued from screaming crowds.

What was entirely missing was any historical perspective on the Nakba – that is, the displacement, mainly through voluntary flight, of Palestinians from mandatory Palestine. Stripped out of its broader context, the event was invested with a uniqueness that distorts the processes that caused it and its contemporary significance.

It is, to begin with, important to understand that the displacement of Palestinians was only one facet of the sweeping population movements caused by the collapse of the great European land empires. At the heart of that process was the unravelling of the Ottoman Empire, which started with the Greek war of independence in 1821 and accelerated during subsequent decades.

As the empire teetered, religious conflicts exploded, forcing entire communities to leave. Following the Crimean War of 1854-56, earlier flows of Muslims out of Russia and its border territories became a flood, with as many as 900,000 people fleeing the Caucasus and Crimea regions for Ottoman territory. The successive Balkan wars and then World War I gave that flood torrential force as more than two million people left or were expelled from their ancestral homes and sought refuge among their co-religionists.

The transfers reshaped the population geography of the entire Middle East, with domino effects that affected virtually every one of the region’s ethnic and religious groups.

The formation of new nation-states out of what had been the Ottoman Empire then led to further rearrangements, with many of those states passing highly restrictive nationality laws in an attempt to secure ethnic and religious homogeneity.

Nothing more starkly symbolised that quest for homogeneity than the Convention Concerning the Exchange of Greek and Turkish Populations signed on January 30, 1923. This was the first agreement that made movement mandatory: with only a few exceptions, all the Christians living in the newly established Turkish state were to be deported to Greece, while all of Greece’s Muslims were to be deported to Turkey. The agreement, reached under the auspices of the League of Nations, also specified that the populations being transferred would lose their original nationality along with any right to return, instead being resettled in the new homeland.

Underlying the transfer was the conviction, articulated by French prime minister (and foreign minister) Raymond Poincare, that “the mixture of populations of different races and religions has been the main cause of troubles and of war”, and that the “unmixing of peoples” would “remove one of the greatest menaces to peace”.

That the forced population transfers, which affected about 1.5 million people, imposed enormous suffering is beyond doubt. But they were generally viewed as a success. Despite considerable difficulties, the transferred populations became integrated into the fabric of the recipient communities – at least partly because they had no other option. At the same time, relations between Turkey and Greece improved immensely, with the Ankara Agreements of 1930 inaugurating a long period of relative stability.

The result was to give large-scale, permanent population movements, planned or unplanned, a marked degree of legitimacy.

Thus, the formation of what became the Irish Republic was accompanied by the flight of Protestants to England and Northern Ireland, eventually more than halving, into an insignificant minority, the Protestant share of the Irish state’s population; that was viewed as easing the tensions that had so embittered the Irish civil war.

It is therefore unsurprising that further “unmixing” was seen by the allies in World War II as vital to ensuring peace in the post-war world. In a statement later echoed by Franklin Roosevelt, Winston Churchill made this explicit in 1944, telling the House of Commons he was “not alarmed by the prospect of the disentanglement of populations, nor even by these large transferences, which are more possible in modern conditions than they ever were before”.

The immediate effect, endorsed as part of the Potsdam Agreements and implemented as soon as the war ended, was the brutal expulsion from central and eastern Europe of 12 million ethnic Germans whose families had lived in those regions for centuries. Stripped of their nationality and possessions, then forcibly deported to a war-devastated Germany, the refugees – who received very little by way of assistance – gradually merged into German society, though the scars took decades to heal.

Even more traumatic was the movement in 1947 of 18 million people between India and the newly formed state of Pakistan.

As Indian novelist Alok Bhalla put it, India’s declaration of independence triggered the subcontinent’s sudden descent into “a bestial world of hatred, rage, self-interest and frenzy”, with Lord Ismay, who witnessed the process, later writing that “the frontier between India and Pakistan was to see more tragedy than any frontier conceived before or since”. Yet in the subcontinent too, and especially in India, the integration of refugees proceeded to the point where little now separates their descendants from those of the native born.

All that formed the context in which the planned partition of Palestine was to occur. The 1937 Peel Commission, which initially proposed partition, had recommended a mandatory population exchange but the entire issue was ignored in UN Resolution 181 that was supposed to govern the creation of the two new states.

When a majority of the UN General Assembly endorsed that resolution on November 29, 1947, the major Zionist forces reluctantly accepted the proposed partition, despite it being vastly unfavourable to them. But the Arab states not only rejected the plan, they launched what the Arab League described as “a war of extermination” whose aim was to “erase (Palestine’s Jewish population) from the face of the earth”. Nor did the fighting give any reason to doubt that was the Arabs’ goal.

At least until late May 1948, Jewish prisoners were invariably slaughtered. In one instance, 77 Jewish civilians were burned alive after a medical convey was captured; in another, soldiers who had surrendered were castrated before being shot; in yet another, death came by public decapitation. And even after the Arab armies declared they would abide by the Geneva Convention, Jewish prisoners were regularly murdered on the spot.

While those atrocities continued a longstanding pattern of barbarism, they also reflected the conviction that unrestrained terror would “push the Jews into the sea”, as Izzedin Shawa, who represented the Arab High Committee, put it.

Arabs flee in 1948 ahead of the ‘war of extermination’ against Israel. Picture: History/Universal Images Group via Getty Images
Arabs flee in 1948 ahead of the ‘war of extermination’ against Israel.
History/Universal Images Group via Getty Images

A crucial element of that strategy was to use civilian militias in the territory’s 450 Arab villages to ambush, encircle and destroy Jewish forces, as they did in the conflict’s first three months.

It was to reduce that risk that the Haganah – the predecessor of the Israel Defence Force – adopted the Dalet plan in March 1948 that ordered the evacuation of those “hostile” Arab villages, notably in the surrounds of Jerusalem, that posed a direct threat of encirclement. The implementation of its criteria for clearing villages was inevitably imperfect, but the Dalet plan neither sought nor was the primary cause of the massive outflow of Arab refugees that was well under way before it came into effect.

Nor was the scale of the outflow much influenced by the massacres committed by Irgun and Lehi – small Jewish militias that had broken away from the Haganah – which did not loom large in a prolonged, extremely violent, conflict that also displaced a very high proportion of the Jewish population.

Rather, three factors were mainly involved. First, the Muslim authorities, led by the rector of Cairo’s Al Azhar Mosque, instructed the faithful to “temporarily leave the territory, so that our warriors can freely undertake their task of extermination”.

Second, believing that the war would be short-lived and that they could soon return without having to incur its risks, the Arab elites fled immediately, leaving the Arab population leaderless, disoriented and demoralised, especially once the Jewish forces gained the upper hand.

Third and last, as Benny Morris, a harsh critic of Israel, stresses in his widely cited study of the Palestinian exodus, “knowing what the Arabs had done to the Jews, the Arabs were terrified the Jews would, once they could, do it to them”.

Seen in that perspective, the exodus was little different from the fear-ridden flights of civilians discussed above. There was, however, one immensely significant difference: having precipitated the creation of a pool of 700,000 Palestinian refugees, the Arab states refused to absorb them.

Rather, they used their clout in the UN to establish the UN Relief and Works Agency for Palestine Refugees, which became a bloated, grant-funded bureaucracy whose survival depended on endlessly perpetuating the Palestinians’ refugee status.

In entrenching the problem, the UN was merely doing the bidding of the Arab states, which increasingly relied on the issue of Palestine to convert popular anger at their abject failures into rage against Israel and the West. Terminally corrupt, manifestly incapable of economic and social development, the Arab kleptocracies elevated Jew-hatred into the opium of the people – and empowered the Islamist fanaticism that has wreaked so much harm worldwide.

Nor did it end there. Fanning the flames of anti-Semitism, the Arab states proceeded to expel, or force the departure of, 800,000 Jews who had lived in the Arab lands for millennia, taking away their nationality, expropriating their assets and forbidding them from ever returning to the place of their birth. Those Jews were, however painfully, integrated into Israel; the Palestinian refugees, in contrast, remained isolated, subsisting mainly on welfare, rejected by countries that claimed to be their greatest friends. Thus was born the myth of the Nakba.

That vast population movements have inflicted enormous costs on those who have been ousted from their homes is undeniable. Nor have the tragedies ended: without a murmur from the Arab states, 400,000 Palestinians were expelled from Kuwait after the first Gulf War, in retaliation for the Palestine Liberation Organisation’s support of Saddam Hussein. More recently, Myanmar has expelled 1.2 million Rohingya.

But the greatest tragedy associated with the plight of the Palestinians is not the loss of a homeland; over the past century, that has been the fate of tens of millions. Rather, it is the refusal to look forward rather than always looking back, an attitude encapsulated in the slogan “from the river to the sea”.

That has suited the Arab leaders, but it has condemned ordinary Palestinians to endless misery and perpetual war. Until that changes, the future will be a constant repetition of a blood-soaked past

What did Lenin do for us? The welfare state, that’s what,

Vladimir Ilyich Ulyanov (22 April 1870 – 21 January 1924), better known as Vladimir Lenin, was a Russian revolutionary, politician, and political theorist. He is widely considered one of the most significant and influential figures of the 20th century. Yet whilst his embalmed body still lies in Red Square, the real Lenin has been buried by decades of dictatorship and Cold War, and a century of sanctification and vilification.

Lenin speaking to a crowd in Moscow’s Sverdlov Square with Leon Trotsky and Lev Kamenev beside him, May 1920

In That Howling Infinite has written often about Russian history. So, we couldn’t resist commemorating the centennial of Lenin’s death.

I first became acquainted with him in the fall of 1968 whilst reading politics at Reading University under the tutorship of émigré academic and historian of Russian and Soviet politics Tibor Szamuely. For a while,

Back then, I was a political ingenue and a naïve communist sympathizer and fellow traveler, although my evolving perspectives were transforming and expanding. As my tutor, he advised me to study with an open mind and to put off juvenile thinking. He hadn’t been well when I knew him, and he died a year after I graduated. Under his tuition, I’d resolved to specialize in Soviet Studies – but events intervened, and I ended up in the Middle East (and that is another story. see: Tanks for the Memory – how Brezhnev changed my life). I nevertheless retained an active interest in the history and politics of Eastern Europe.

Szamuely would always impress upon me the historical and political continuity of what he called The Russian Tradition – the title of his one and only book, The Russian Tradition, published shortly before his death, and now, regrettably, out of print. I purchased a first edition when it was published and it is on my bookshelf still.

He believed that the bloodstained drama of the revolutions of 1917 – there were two, the social democratic one in the February, the Bolshevik one in November – and the years that followed, including civil war, the establishment of the USSR and Stalinism largely obscured the underlying consistency of Russian history. He did not live to see the decline and fall of the Soviet Union, and the advent of Putin and Russia Redux, but the basic pattern persists, circular and repetitive. The frequent turmoils that have overtaken this vast continent have in their various ways made changes that were essentially superficial, leading in the end to the intensification, under new forms, of the old authoritarian structure. See The Russian Tradition – Russia, Ukraine and Tibor Szamuely. 

Studying Soviet politics, I read quite a few of Lenin’s writings – the mercifully short paperbacks like What Is To Be Done? Burning Questions of our Movement (1901), Imperialism, the highest state of Capitalism (1917), and The State and Revolution (1917), and Leftwing Communism, an Infantile Disorder (1920), the best title of them all. They cost very little at a Communist Bookshop, in Soho, I think – a source also, of posters from the Revolution and the Russian Civil War. In my Russian phase, I’d even bought a balalaika – though admittedly my purchase was inspired more by its use by Ian Anderson of Jethro Tull in a great concert in our hall of residence. I never did much with it and saw it last on the sideboard of my late mother’s house in Birmingham.

I still have those books, in addition to the panegyric 1942 edition of The Truth about Soviet Russia, by famous British socialists (and Stalinist apologists) Sydney and Beatrice Webb, which was everything but the truth, posing the rhetorical question “Is Soviet Communism a New Civilization based on the ethical principle of ‘From each man according to his faculty to each man according to his need’. 

Better Read than Dead

Vladimir Lenin has a way of confounding Marxist and indeed other historians for he was that rare thing – an individual and singular instigator of historical change. A hundred years after his death, hagiographies and obloquies continue to pouring off printing presses as once did concrete to erect statues of Uncle Volodya. Even his most hostile critics would be churlish to dismiss his outsized role during the heady months leading to Red October.

The principal protagonist of the Bolshevik Revolution of November 1917 and the brutal and bloody civil war that followed, Lenin served as the first and founding head of government of Soviet Russia from 1917 to 1924 and of the Soviet Union from 1922 to 1924. Under his administration, Russia, and later the Soviet Union, became a one-party socialist state governed by the Communist Party. Ideologically a Marxist, his additions to the ideology earned their own title: Leninism.

There is near universal consensus that Lenin had no use for “liberalism” in any form, or democracy which he regarded as a bourgeois delusion. He closed down the elected Constituent Assembly, when elections to it rejected his party, at gunpoint. He then proceeded to ban all other parties. He instigated the Red Terror via setting up the Cheka, the prototype KGB and brought about the deaths of hundreds of thousands, establishing the apparatus and mechanisms of terror so definitively exploited by Stalin. His administration laid the framework for the system of government that ruled Russia and the USSR for seven decades and provided the model for later Communist-led states that came to cover a third of the inhabited world in the mid-20th century.

As a result, Lenin’s influence was global. A controversial figure, he remains both reviled and revered, a figure who has been both idolized and demonized. Even during his lifetime, Lenin “was loved and hated, admired and scorned” by the Russian people. This has extended into academic studies of Lenin and Leninism, which have often been polarized along political lines.

Back in the day, I admired him for the smooth operator that he was, though I was shocked by his cold-bloodedness. No matter what his sophisticated musings in exile or during 1917 told his readers, he conducted the civil way to à l’outrance. See: Red and white terror – the Russian revolution and civil war. Today, I come not to bury Vladimir nor to praise him – Wikipedia provides a good overview of his life and times, and his legacy. It’s a good source for further reading: HERE

Detail of Man, Controller of the Universe, a fresco by Diego Rivera in the Palacio de Bellas Artes in Mexico City

I republish below and interesting article from Unherd, my favourite e-zine, on the debatable influence of Lenin and the Bolshevik Revolution in British politics.

In the immediate wake of World War One, and the outbreak of civil war, Western Allies’ ideological perspective of the conflict was ambivalent. Many, politicians and military alike, were viscerally opposed to Bolshevism and what it stood for, and feared a Red contagion infecting their own countries, a fear that was not unfounded. After the Revolution, a concatenation of revolts detonated across the globe. Bolshevism spread westwards, from Vienna through Budapest and Sofia to Kiel. The Bavarian Soviet Republic was briefly established in April 1919, before the far-Right Freikorps did it in.

Britain wasn’t immune to the ferment. Between the February and October Revolutions, the Leeds Soviet did indeed appear to be the beginning of something, whilst strikes and demonstrations proliferated to be violently put down by the police and army. Winston Churchill alone of his cabinet colleagues wanted a full-on allied intervention and dreamed – some believed he was indeed dreaming but others claimed that he fantasized – of creating an effective White army and a borderlands alliance to defeat the Bolsheviks. But his aspirations were foiled by the imperialism of the White leadership and of White officers and the various national movements’ fear that that if the Whites prevailed, they would restore Russian rule. Britain’s rulers were reticent about shoring up and providing financial, material support and also, soldiers sailors and airmen to brutal to demonstrably homicidal Cossack brigades and revanchist and reactionary royalist autocrats.

The concern of His Majesty’s Government with the the Bolsheviks is the theme of series three of the superlative British crime saga Peaky Blinders. It is set in 1924, three years after the civil war, and not long after the fabricated Zionoviev Letter implicating the British communist party and by association, the Labour Party in a seditious plot, instigated a “Red Scare” that saw Britain’s first Labour Government defeated in a general election. Home Secretary Mr WS Churchill employs the services of Thomas Shelby and his Brummie brethren in a devious plot to fit-up and compromise the Soviet regime. The White Russian èmigrés, a cabal of revanchist aristocrats that Tommy has to do business with are an unsavory, unprincipled, bigoted and amoral crew.

The fear of this “Red contagion” after  Revolution, saw conservative British governments preempt insurrection by mollifying, co-opting even, and caring for the workers and the disadvantaged. The interwar years saw major strides in universal education, healthcare, and insurance Post-war, all that was left for Labour to do was to extend it to one and all. Already covering some 80% of the population, welfare was brought to the remaining one-fifth of Britain by Clement Attlee and William Beveridge.

I qualify this by noting that the article ignores the trends that emerged in the UK during the 19th century, such as the Poor Law Amendment Act, the Factory Acts and the 1870 Education Act which were built upon during the 20th century.

Historian Anil Pratinav’s writes how paradoxically, Soviet communism unwittingly fortified British capitalism. The unintended upshot of Anglo-Marxism was to make the Establishment more heedful of working-class interests. The same went for the welfare state. Peace was preserved between the classes. Redistribution took the edge off class conflict. What’s more, an educated and healthy workforce proved good for business. Moderately progressive taxation was a tiny insurance premium to keep the workers in working condition and the barbarians at bay.

Lenin might’ve said there are decades when nothing happens; and there are weeks when decades happens – but “these days, barring a few libertarian crackpots, Tory radicals, nostalgics, and campus Marxists, nearly everyone is united in confirming the wisdom of this arrangement. The simple fact is that most Brits like their politics dull.

© Paul Hemphill 2024.  All rights reserved.

Lenin’s funeral, as painted by Isaac Brodsky, 1925

Other articles on Russian and Soviet history is In That Howling Infinite has written often about Russian history: Ghosts of the Gulag; The Death of Stalin is no laughing matter; Stalin’s Great Terror; Borderlands – Ukraine and the curse of mystical nationalism:The Roots and Fruits of Putin’s Irridentism

How Bolshevism built modern Britain

Lenin still haunts our welfare state

Pratinav Anil Unherd, 15th January 2024

Yet there is another achievement that Lenin was inadvertently, indeed perversely, responsible for: the Western welfare state. That we rarely recognise this owes to a common misperception. Very many of us regrettably buy that Labour conceit, hawked by spin doctors and court historians, that celebrates Clement Attlee and William Beveridge as the co-fathers of our welfare jstate. But as the historian David Edgerton reminds us, it is in fact the Liberal-Tory coalition of David Lloyd George in the immediate aftermath of the First World War that we ought to be thanking. These were the years when the major strides in education, healthcare, and insurance were made. Post-war, all that was left for Labour to do was to extend it to one and all. Already covering some 80% of the population, welfare was brought to the remaining one-fifth of Britain by Beveridge.

More importantly, it was neither paternalism nor prodigality that prompted these early stirrings of dirigisme. Rather it was red contagion. In the wake of the Russian Revolution, a concatenation of revolts detonated across the globe. Bolshevism spread westwards, from Vienna through Budapest and Sofia to Kiel. The Bavarian Soviet Republic was briefly established in April 1919, before the far-Right Freikorps did it in. Britain wasn’t immune to the ferment. Between the February and October Revolutions, the Leeds Soviet did indeed appear to be the beginning of something. That nothing came of it was down to Lloyd George’s unsentimental pragmatism. Many of the workers’ demands were duly conceded, taking the sting out of union radicalism, even as many leaders were put behind bars.
Two years later, Lloyd George’s Bolshevik bugbear was to return with a vengeance, when shipbuilders stormed the Glasgow City Chambers. With hindsight, it is obvious that “Red Clydeside” was never, in any meaningful sense, a harbinger of “Red Britain”: the radicalism of Glaswegian trade unions on either side of the River Clyde was never going to spread to the rest of the country. Yet at the time, the red threat was all too real. “This country was nearer to Bolshevism that day than at any time since,” Lloyd George would later recall of the police and prison officers’ strike. London and Birmingham were spared, but Merseyside had rocked to the sound of rioting and looting. Violence was brought to a halt only when the army was brought in.
It is difficult for us to conceive what the “peace” after the armistice actually looked like. Yet Simon Webb’s 1919: Britain’s Year of Revolutions reconstructs a society teetering on the brink of collapse: soldiers roughing up workers; martial law in Luton; tanks cruising the streets of Liverpool. The Italians call the two years immediately following the war the biennio rosso, and it seems fair to speak of a red biennium in Britain as well. For one thing, it would be impossible to understand British domestic and foreign policy without reference to that singular neurosis of the interwar ruling class. While cavorting with the antisemitic Whites to crush the Reds in Russia, Westminster and Whitehall were at the same time crushing the unruly bolshies back at home. Churchill, then minister for war, put forward the government line with characteristic crassness: “kill the Bolshie, kiss the Hun.”

As it must in democracies, with the stick also came the carrot. Yes, the workers were brutally put down. But they hadn’t protested in vain. Gone were the Gladstonian days of cheese-paring Liberalism. Lloyd George’s Liberals were an altogether different beast: by turns technocratic, interventionist and ambitious. They were, no doubt, building on pre-war precedent, in particular the health and insurance schemes of 1911, and making good on wartime promises, but they were above all trying to make peace with the bad, mad and dangerous Brits on the streets.

To begin with, they gave a great many people a greater share in government, shepherding them from the barricades into polling stations. Universal male suffrage in 1918 enfranchised unpropertied men — that is, two in five men — as well as propertied women over 30. The same year, the Education Act, lobbied by Lancashire unionists, raised the school-leaving age from 12 to 14 to forestall cotton bosses from battening on benighted boys. And in 1919, the Housing and Town Planning Act put in motion the construction of what became that instantly recognisable feature of the British urban landscape: the council estate.

Bettered by Attlee and Harold Wilson, battered by Margaret Thatcher and David Cameron, the early interwar consensus around the welfare state survives to this day. Both under Labour and the Tories, truculent workers with ideas above their station have been shown their place: from Ramsay MacDonald’s disciplining of the “communistic” trade unions in 1924 through Thatcher’s thwarting of the miners in 1984 to Keir Starmer’s disavowal of organised labour in 2024. Likewise, since 1945, both parties have shown a general commitment to public spending around the 40% of GDP mark. Creaking, underfunded, “our NHS” continues nevertheless to be spoken of only in hallowed whispers.

Time and again, our rulers have let slip the real reason why welfare matters. Here’s Attlee in Margate in 1950: “our policy of democratic socialism is the only dynamic alternative to totalitarian communism.” Is it any surprise that two of the most robust welfare states across La Manche were created in societies that boasted a formidable communist presence? The Parti Communiste Français in 1946 counted some 800,000 members, and the Partito Comunista Italiano nearly two million. It is true that the Communist Party of Great Britain never had much to recommend it, but the strength of the post-war British Left — independent of Labour — is undeniable. It was the miners who brought down Edward Heath in 1974.

As with the British welfare state, so with British intellectual life. Our republic of letters would have been a dreary landscape of conformity were it not for the Russian Revolution, which fired three generations of Anglo-Marxists. The interwar years were a time when communists could rise to the very top of the cultural establishment. E.H. Carr, for example, became a leader writer and deputy editor of The Times, a perch from which he preached the gospel of collectivist planning and conciliation with Stalin. His monumental History of Soviet Russia — running to 7,000 pages and 14 volumes — remains the best account of the early years of the revolutionary regime.

Even such a sceptic of the state as George Bernard Shaw was swept away by Russomania. By 1931, with Britain reeling from the Depression, he was singing Stalin’s praises. Fabian gradualism, his old creed, wasn’t going to cut it in the 20th century. MacDonald’s Labour had evidently failed, he reflected in a new preface to Fabian Essays in Socialism. What was needed was “swift effectiveness” — Soviet-style. A trip to Moscow was written up in glowing terms in The Rationalisation of Russia.

In a manner of speaking, the remoter reaches of the ivory tower, too, succumbed to the Soviets. G.E.M. de Ste. Croix inaugurated what was by far the most arresting development in classical studies. A child of empire born in Macau, “Croicks” turned his back on his “thoroughly Right-wing upbringing” on the “lunatic fringe of Christianity” — as he later put it — in the Twenties. A romp across the Soviet Union in 1937 with Intourist, the Soviet travel agency, left him critical of Stalinism but committed to Marxism, on the strength of observing the peasants of the Caucasus. Thereafter, he became a “thoroughgoing Marxist”, tutoring a generation of students at New College, Oxford, who, in their own writings, were to remain alert to class in the classics. The Class Struggle in the Ancient Greek World appeared in 1981.

Such profiles can be indefinitely multiplied. Suffice it to say that most of the smartest minds of the interwar period were on the Left. This would soon change with the emigration of Eastern and Mitteleuropean conservatives to Britain — Friedrich Hayek, Karl Popper, Lewis Namier, Ernest Gellner — producing a more balanced intellectual division of labour. But before that, Left hegemony was unrivalled. John Strachey was undoubtedly among the most important political commentators of the Thirties. His father was the editor of The Spectator for nearly 40 years, and Strachey’s best man was Oswald Mosley, then still on the Left. When Mosley founded the British Union of Fascists, Strachey led some of the largest demonstrations against him.

As it was, the Marxist Strachey lost the battle of ideas to the Liberal John Maynard Keynes, who famously had no truck with communism: “How can I adopt a creed which, preferring the mud to the fish, exalts the boorish proletariat above the bourgeois and intelligentsia who, with all their faults, are the quality of life and surely carry the seeds of all human advancement?” Yet Keynes could do little to prevent one of his Cambridge protégés, Maurice Dobb, from taking up the cudgels for the boorish proletariat.

Communism gained a bridgehead in Cambridge thanks to Dobb, who edited The Plebs, a Marxist magazine, in the Twenties. He extolled Lenin as a “stern realist” blessed “with all the Jesuit’s sincerity and idealism”. By contrast, “non-Marxists” were “as silly as pre-Darwinian biologists”. He helped found the Communist Party Historians Group, and set up Kim Philby — of the Cambridge Five ring of spies — with the NKVD. Later students included Amartya Sen and Eric Hobsbawm, whose own Oxbridge appointments were blocked by Tory dons.

Paradoxically, then, Soviet communism unwittingly fortified British capitalism. The unintended upshot of Anglo-Marxism was to make the Establishment more heedful of working-class interests. The same went for the welfare state. Peace was preserved between the classes. Redistribution took the edge off class conflict. What’s more, an educated and healthy workforce proved good for business. Moderately progressive taxation was a tiny insurance premium to keep the workers in working condition and the barbarians at bay. These days, barring a few libertarian crackpots, Tory radicals, Bridesheady (Saltburny?) nostalgics, and campus Marxists, nearly everyone is united in confirming the wisdom of this arrangement. The simple fact is that most Brits like their politics dull.

Pratinav Anil is the author of two bleak assessments of 20th-century Indian history. He teaches at St Edmund Hall, Oxford.

Other articles by Anil: The Marxism of Horrible Histories, and Gandhi hasnt aged well. Both are good reads.

I wrote on Facebook regarding his article Horrible Histories, a Marxist plot?,:

I am a lifelong history tragic and I’ve degrees in history and politics. Now I’ve heard about horrible histories, I’ll have to look further. All history is, in a manner of speaking, storytelling, its validity and verification changing with the perspectives, perspicacity and prejudices of the storyteller. And on a potentially controversial tangent, all history is political – exhibit one is the proliferation of the culture wars and their corollary, the history wars.

If HHs can bring young folk to history and encourage them to learn more, so much the better. From what I read here, the histories are a more detailed and graphic version of that old, corny chestnut 1066 And All That. Which I still dip into now and then, for its perspective on what we’re owecievd back in the day as “good kings” and “good things”. Bad kings were more often than not the stuff of Shakespeare, whilst there were remarkably few bad things. I share the view of one commentator – that Deary is probably no Marxist, but was taught by a history teacher with Marxist leanings. History can and should be fun as well as serious, and not just the bailiwick of crusty academics and history snobs and culture warriors.

There’s a Canadian writer who tells similar stories about world history called Sweary History or The Day Shit Went Down – I’m sure you get the drift. By the way, I highly recommend Dominic Sandbrook and Tom Holland’s excellent podcast  The Rest is History – a gift that keeps on giving. Solid and well researched stories from history’s back pages with bad impersonations , lots of friendly banter, and loads of humorous irreverence regarding assorted shibboleths and sacred cows”.

Sleeping still, in Red Square

Red and white terror – the Russian revolution and civil war

… as a policeman, I would say, get hold of a man’s brother and you’re halfway home. Nor was it admiration for a better man than me. I did admire him, but I didn’t think he was a better man. Besides, I’ve executed better men than me with a small pistol. 

She’d come to Moscow to look for her child. I helped her as best I could, but I knew it was hopeless. I think I was a little in love with her. One day she went away and didn’t come back. She died or vanished somewhere, in one of the labor camps. A nameless number on a list that was afterwards mislaid. That was quite common in those days.

Yevgraf Zhivargo, in David Lean’s Doctor Zhivago (1965)

“The terror,” declared British Historian Simon Schama in his iconic Citizens: A Chronicle of the French Revolution “was merely 1789 with a higher body count; violence … was not just an unfortunate side effect … it was the Revolution’s source of collective energy. It was what made the Revolution revolutionary’. In short, “From the very beginning […] violence was the motor revolution”.

At the end of the chapter on the coming of thw Revolutionary Wars, he writes: ‘ … poets of romantic weather forecasting like William Wordsworth continued to describe the revolution is a cyclonic disturbance, but increasingly it was no longer the storm that invigorates in cleanses rather a dark and potent elemental rage moving forward in indiscriminate destruction its breath was no longer sweet but foul. It was the wind of war and if the wind of war comes, can the storm clouds of war be far behind’.

I thought a lot about the events of the French Revolution and the Napoleonic wars which followed it as I read English author and historian Anthony Beevor’s latest foray into Russian and Soviet history, Russia – Revolution and Civil War 1917-1921

Some books can be unrelentingly bleak and brutal, so grim and graphic in fact that you have to push yourself to finish them. Cormac McCarthy’s odyssey tale The Road is one such. But one doesn’t often say that about history books. Usually it is time, ennui or both that cry “enough, already!” You set it aside, promising to return to your bookmark – but you never do. I persevered with a veritable catalogue of the horrors that men can inflict upon their fellow humans (and yes, the perpetrators are apparently exclusively male, and the victims are males and females of many ethnicities). Beevor’s previous, highly acclaimed books Stalingrad and Berlin 1945 are chilling, but his latest takes top prize. And finish it I did …

The following is not a review of Beavor’s grim opus as such, but rather a thematic compendium of thoughts and observations derived from or inspired by the book.

Most academic accounts and university courses focus on the ideological and geopolitical dimensions of the origins, rise and consolidation of the Soviet Union, and its ultimate disintegration seventy years later. General public knowledge of the Russian Revolution and the civil war which followed it is relatively limited and cursory, often derived and books like Mikail Sholokhov’s saga of the Don Cossacks, Quiet Flows the Don and The Don Flows Home To The Sea, and Boris Pasternak’s Doctor Zhivago. Indeed, it was these novels and David Lean’s powerful adaptation of Doctor Zhivago that first attracted my interest in Russia as a school student in Birmingham. I majored in Politics at the University of Reading in the United Kingdom, and Soviet history and politics were an important part of my studies. Between those days and today, I’ve read widely about Russia’s history, past and present, and I am familiar with the events, ideas and personalities, their role in the broader and longer tableau of history, and the reverberations that are still felt today.

I have written often in In That Howling Infinite on Russian and Ukrainian history. Although I am no expert, and profess an amateur interest only, I do possess a short and humble pedigree. My tutor in Soviet Studies at Reading was exiled Hungarian academic and historian Tibor SzamuelyLike many refugees from Communism, he was descended from both perpetrators and victims. An uncle of the same name served in the Hungarian Soviet Republic that took power for six months under Béla Kun in 1919 and died violently that year when the revolution failed. He was among that government’s most bloodthirsty ministers and was called “Butcher Szamuely”. Szamuely’s family wound up in Moscow, where Tibor was born, and where his father was executed in Stalin’s purges. Young Tibor served in the Red Army, and he too was arrested and sent to a labour camp. Rehabilitated, he served as Chancellor of Budapest University. In 1964, then nearing 40, he was teaching in the “ideological institute” of Ghana’s Marxist president Kwame Nkrumah when he defected to England.

Back then, I was a political ingenue and a naïve communist sympathizer and fellow traveler, although my evolving perspectives were transforming and expanding. As my tutor, he advised me to study with an open mind and to put off juvenile thinking. He hadn’t been well when I knew him, and he died a year after I graduated. Under his tuition, I’d resolved to specialize in Soviet Studies – but events intervened, and I ended up in the Middle East (and that is another story. see: Tanks for the Memory – how Brezhnev changed my life). I nevertheless retained an active interest in the history and politics of Eastern Europe.

He would always impress upon me the historical and political continuity of what he called The Russian Tradition – the title of his one and only book, The Russian Tradition, published shortly before his death, and now, regrettably, out of print. I purchased a first edition when it was published and it is on my bookshelf still.

Szamuely believed that the bloodstained drama of the revolutions of 1917 – there were two, the social democratic one in the February, the Bolshevik one in November – and the years that followed, including civil war, the establishment of the USSR and Stalinism largely obscured the underlying consistency of Russian history. He did not live to see the decline and fall of the Soviet Union, and the advent of Putin and Russia Redux, but the basic pattern persists, circular and repetitive. The frequent turmoils that have overtaken this vast continent have in their various ways made changes that were essentially superficial, leading in the end to the intensification, under new forms, of the old authoritarian structure.

You – Bolshevik recruiting poster 1918


Contemplating civil wars

A civil war can emerge from the ashes of a wider, ongoing conflagration when factions or parties dispute the nature and terms of the post-bellum status quo and fracture along political and ideological lines. Many civil wars have arisen from the ashes of a prior war when there are what are perceived as existential issues unresolved and the availability of weapons and materièl and experienced and discontented men to use them.

There is a view that civil war can retrospectively be seen as a crucible of nation, a fiery furnace through which the righteous must walk – an ex post facto rationalization of the Nietzschean paradox of “that which does not kill us makes us strong”. Abraham Lincoln verbalized this in his Gettysburg Address in 1863 on a battlefield where the fallen had been only recently interred. Franco made a similar play as he laid claim to the wreckage that was Spain in the wake of three years of carnage, but then petrified his riven, country in autocratic stone until his death many decades later. The Russian Civil War was not accorded such a nation-building ethos as it was viewed by the Bolshevik victors as the crushing of a counter-revolution against a new world already being born.

Given Russia’s vast expanse, long history of restive regions, and large non-Russian ethnicities – all a result of centuries of imperial conquests – there is always the potential for the disintegration of centralized control and fragmentation. There is a rich history of state collapse following wars, revolutions, system breakdowns, economic crises, and other epochal events. Napoleon’s empire collapsed after his disastrous march on Moscow and subsequent defeat at the Battle of Leipzig. In 1918, the Ottoman, Austro-Hungarian, German, and Russian empires all collapsed in military defeat. Of course, people, decisions, and policies played a role, but ultimately it was war and the attendant economic and social crises that pushed these states over the edge into political chaos and often violence.

Once thing for sure, civil war, the Hobbesian “war if all against all” (Hobbes was thinking England’s) is undoubtedly the saddest, bloodiest and most visceral of all conflicts. I leave the last words to WB Yeats:

Things fall apart; the centre cannot hold;
Mere anarchy is loosed upon the world,
The blood-dimmed tide is loosed, and everywhere
The ceremony of innocence is drowned;
The best lack all conviction, while the worst
Are full of passionate intensity.

See: In that Howling Infinite, A House Divided – the Nature of Civil War

All fall down 

Revolutions are unpredictable. They never run in straight lines. They reverberate, the shockwaves expanding and impacting on their vicinity, and way beyond. The shots ricochet, like drive-by shootings and crossfires, and you never know who will be hit, where the bullets will come to rest, and who will be damaged or destroyed. Many people will be liberated, and many enslaved. Many peoples will prosper, and many, many will perish. As TS Elliot wrote, “between the idea and the reality falls the shadow”.”

When the Tsarist Russian empire collapsed halfway through the First World War, it was the first of four great empires to disintegrate. By war’s end, the conflict had destroyed the German, Hapsburg and Ottoman empires. But unlike these three, though the imperial house perished, the empire it ruled did not disintegrate. A handful of national movements, Finnish, Polish, Estonian, Latvian, and Lithuanian succeeded in breaking free, but most of murdered Tsar’s realm emerged from the convulsions of world war, revolution and civil war within a new Soviet empire, one that still ruled millions of square miles and a multitude of peoples.

The Russian Revolutions – the two in 1917, and a failed rising in 1905 in the wake of the disastrous (for Russia) of Russo-Japanese War – and the civil war that followed can be said to have defined the contours of modern European geopolitics, setting the stage for the Cold War and also, the current Ukraine war. The 20th Century was not kind to the countries of Central and Eastern Europe. Historian Timothy Snyder called them “the blood lands”.

The USSR was officially declared in the Bolshoi Theatre on 30th December 1922. Most people find this slightly surprising, because we assume that the Soviet Union must have been proclaimed immediately after The Bolshevik Revolution in November 1917. In fact, it only came into existence after a horrendous civil war that killed an estimated 10 million people, in which the deep national and ethnic tensions inside the old Russian Empire had been laid bare for all to see.

Historian Orlando Figes says in his seminal book about the Bolshevik revolution, A People’s Tragedy, that the failure of democracy in 1917 was deeply rooted in Russian culture and social history and what had started as a people’s revolution contained the seeds of its degeneration into violence and dictatorship.

In Russia, the revolution of February 1917 did not provoke a counterrevolution. The initial absence of any attempt to fight back was illustrative not so much apathy, as a feeling that there was very little of the ancien regime left that was worth defending. The overthrow of the czarist regime prompted a variety of reactions amongst the former ruling class: a resignation to events, bitterness at the incompetence and obstinacy of the Imperial Court, yet also an initial optimism among its more liberal and idealistic members. Most of the nobility and bourgeoisie supported the Provisional Government in the hope that it would at least restrain the worst excesses and keep the country together.

Soon after the November 1917 revolution, Lenin made it clear to the Bolsheviks that civil war was necessary to cleanse Russia of reactionary forces and old ways and to rebuild as a communist state and society. Moreover, he was confident that the Bolsheviks’ example would ignite revolution in the countries of Western Europe. German and Hungarian communists obliged, establishing people’s republics, which in turn invited counter revolution, the ousting of the revolutionaries, and reactionary military and police exacting bloody revenge on any leftists that could find.

The determination to resist only crystallized when the Bolshevik programme in the wake of the Bolshevik Revolution of October 1917 polarized opinion. The question is important when it comes to the origins of the Civil War itself, which led to the deaths of up to 12,000,000 people, the impoverishment of the whole country, and suffering on an unimaginable scale.

In June 1918 the Bolshevik regime was enjoying a brief respite from the rigors of revolution and civil war. Although surrounded on all sides by hostile forces, the Bolsheviks were in no immediate military danger. This welcome hiatus, lasting from the Treaty of Brest-Litovsk (March 1918) to the collapse of the Central Powers at the end of the year, allowed the Bolsheviks to consolidate their political and military strength.

In an uneasy alliance with the Bolsheviks were leftwing Socialist Revolutionaries who still dreamed of a constituent assembly and the anarchists who regarded Brest-Litovsk represented the watershed of the Revolution. In coming to terms with the Central Powers, the Bolsheviks had paid a staggering price in territory and resources. But, more importantly, they had preferred to make a pact with the imperialists rather than attempt to propagate the Revolution through popular initiatives, in particular, by partisan warfare.

Shortly after Brest-Litovsk the Bolsheviks turned against their erstwhile allies. The Cheka (the successor to the Czar’s Okrana secret police and the precursor to the NKVD, the KGB and the FSB) ostensibly created to suppress counterrevolutionaries, was unleashed on the Bolsheviks’ critics on the left. There were fierce battles between Chekists and anarchists in Petrograd and many other Russian cities.

It was game on.

It is difficult to comprehend to scale of the civil war that broke out in Russia in terms of its territorial extent, the numbers of nations and would-be states engaged in the conflict, and the destruction and carnage it wrought to soldier and civilian alike. Nor the ongoing relentlessness. Western European invaders had been defeated in the past (and indeed, the future) by what Mikhail Kutuzov, the Russian general who defeated Napoleon, called General Winter, but within the empire and its Soviet successor, weather did not stop play. Certainly, it complicated military operations, played havoc with logistics and supply-chains, and inflicted indescribable suffering upon soldiers and civilians. And the war went on …

The last of the Romanovs – Tsar Nicholas and his family, murdered by the Bolsheviks in July 1918

Revolution and reaction

If Lenin was politically flexible with foreign powers, he was ruthless with his own people, including rival parties on the left. He grabbed power when the hapless provisional government lost its way in setting up a constituent assembly that was intended to be a democratic representation of all Russians. Lenin initially paid lip service to the assembly, while calling for power to go the “soviets” – people’s councils. In reality he had no intention of allowing any diminishment or oversight of his control of the Bolshevik party and, through its Council of People’s Commissars, the battered Russian state.

But no sooner had the Bolsheviks cemented their rule than they were fighting a civil war on multiple fronts against a mind-boggling array of enemies, stretching from revolutionary socialists  and anarchists to unreconstructed “White Russian” tsarists, nostalgic for a corrupt and flagrantly unjust regime and in between the Reds and Whites were the Greens or Partisans, mainly deserters from all sides who hated both Reds and Whites and attacked both, increasingly so as the war continued. And a range of foreign powers dealt themselves into the game to further their own strategic and ideological interests. [the featured picture of this piece is an idealized manga depiction of charismatic Ukrainian anarchist and Green Nestor Makhno, a larger-than-life figure who miraculous survived the civil way and died in his bed in exile]

The Whites were a confused, fractured and often dysfunctional coalition with rapid changes of command occasioned by personal ambitions and fluctuating military fortunes. White generals were committed to restoring the integrity of the Russian Empire, a self-defeating handicap that alienated potential allies on the fringes, like Finland, the Baltic states and Poland. Churchill underestimated this imperial obsession which prevented the alliances he wanted to defeat the Bolsheviks. The Greater Russia obsession also hampered efforts in the Caucasus where Georgians stirred regions like Ingushetia, Chechnya and Dagestan, giving Britain nightmares of Bolshevism spreading through Central Asia towards India, an obsession that continued through the twenties as described in Peter Hopkirk’s Setting the East Ablaze – Lenin’s Dream of an Empire in Asia.

Out on the edge of the old empire, White warlords endeavoured to carve out kingdoms for themselves. Many commanders spent more time terrorizing locals than fighting the Red partisans who were operating behind enemy lines across the war zone, creating a legacy and tradition the persist to this day.

The diffusion of opponents played into the Bolsheviks’ hands, as their differences were so extreme that a unified opposition fighting force was never a viable option. But if the battle lines were often blurred, the hatred felt by the combatants for each other was nightmarishly vivid.

The White’s defeat in the civil war wasn’t for lack of outside moral and materiel support. It was due largely to their inflexibility, including their refusal to contemplate land reform until it was far too late, and their refusal to grant any autonomy to nationalities of the Czarist Empire. Their administration was so useless that it’s barely existed. Paradoxically, they lost for reasons very similar to the way the Republicans lost the Spanish Civil War two decades later. In Spain, the antifascist alliance of the Republic could not prevail against Generalissimo Franciso Franco‘s disciplined and militarized regime. In Russia, the utterly incompatible alliance of socialist revolutionaries and reactionary monarchists didn’t stand a chance against the single-minded Communist dictatorship.

A leftist libertarian with St. George’s Cross, and a Sister of Mercy nurse, 1916.

World War 1.2

It in many ways it became World War 1.2. The idea of a purely Russian Civil War is misleading simplification, prompting one historian recently to describe it instead as ‘a world war condensed’.

It was waged across European and Asian Russia, including present day Belarus and Ukraine and the successor states of the Soviet Union in the Baltic, the Caucasus, and Central Asia – from Warsaw and Eastern Europe to the Urals and eastwards through the vastness of Siberia’s forests, deserts and tundra to Vladivostok in the Far East, from the arctic north to Crimea and the Black Sea, the Caspian Sea and the borders of what in 1918 ceased to be the Ottoman Empire. Fronts stretched for thousands of miles and advances and retreats likewise. The Trans-Siberian Railway, stretching the length of the former empire from Moscow to Vladivostok, was almost six thousand miles long, and it’s tributary lines served as strategic and logistical thoroughfares for all protagonists who weren’t mounted like the innumerable Cossacks tribes and the nascent Red Cavalry, bringing to prominence the armoured trains that became a symbol of the revolution.

It drew in most of Russia’s contemporary neighbours and more far-flung nations, including The USA, Britain, France, Germany Italy and Japan – the latter providing the largest contingent, estimated by British Intelligence as some 85,000 soldiers, more than many of the various White armies. Combatants included soldiers from these countries, the British dominions of Canada, Australia, South Africa, and India, and Chinese and Mongolian troops. And a multitude of ethnicities fought for their own warlords, their national place in the sun or else their very survival. Caught up in the transcontinental maelstrom were Slavs, Cossacks, Tartars, Turkmen, Arabs, Azeris, Persians, Turks, Armenians, Chechens, Kazakhs, Buryat Mongols, Kalmyks (Europe’s only Buddhist nation) and Jews. White divisions were augmented in Siberia by Mongolian, Chinese, Uighur and Kirghiz mercenaries.

Various nationalist movements arose, successfully and unsuccessfully in all parts of the former Russian Empire. The aftermath of the First World War and the collapse of the Russian Empire saw Polish, German, Italian, Hungarian, Romanian, Czech, and myriad other nationalities fighting for disparate sides, and Beevor skillfully frames the bizarre impact of this on the ethnic nationalist dimensions of the conflict.

The scale of military manoeuvres was unprecedented, as were the physical and supply difficulties over vast distances, and the extremities in climate, particularly the bitter Russian winter. The conflict became very much a cavalry war and indeed, a “railway war” notable for its armoured trains and the logistical lifeline of the Trans-Siberian Railway, protected for much if the conflict by the Czechoslovak Legion, a force of Czech and Slovak nationalists who having fought in the Czarist army, joined the Whites who controlled many towns in Siberia.

In addition to the Czechs, there was also a Polish Legion operating in the Far East. The commanders of both forces became increasingly disenchanted with the White officers who refused to countenance the independence of the border states and who shocked many with their brutality towards prisoners and civilians, and though thousands of miles from Europe, demanded repatriation – ostensibly by sea from Vladivostok.

Western Allies’ ideological perspective of the civil war was ambivalent. Though many, politicians and military alike, were viscerally opposed to Bolshevism and what it stood for, and feared a Red contagion infecting their own countries, a fear that was not unfounded. In the wake of the Revolution, a concatenation of revolts detonated across the globe. Bolshevism spread westwards, from Vienna through Budapest and Sofia to Kiel. The Bavarian Soviet Republic was briefly established in April 1919, before the far-Right Freikorps did it in. Britain wasn’t immune to the ferment. Between the February and October Revolutions, the Leeds Soviet did indeed appear to be the beginning of something, whilst strikes and demonstrations proliferated to be violently put down by the police and army. Winston Churchill alone of his cabinet colleagues wanted a full-on allied intervention and dreamed – some believed he was indeed dreaming but others claimed that he fantasized – of creating an effective White army and a borderlands alliance to defeat the Bolsheviks. But his aspirations were foiled by the imperialism of the White leadership and of White officers and the various national movements’ fear that that if the Whites prevailed, they would restore Russian rule. Britain’s rulers were reticent about shoring up and providing financial, material support and also, soldiers sailors and airmen to brutal to demonstrably homicidal Cossack brigades and revanchist and reactionary royalist autocrats.

British regiments were nevertheless deployed in Siberia and in the Far East as well as the Arctic and Caspian Sea. Royal Navy flotillas blockaded Petrograd in the Baltic, floated up the Volga in the south and down the Dvina in the arctic north, and controlled the Caspian Sea and the waters around the Crimean Peninsula. The Royal Air Force deployed Sopwith Camels and sea planes in surveillance and surveillance missions against the Red forces, who British officers called the “Bolos”. And artillery units and armoured car squadrons were attached to the various White armies.

Wider imperial concerns were in play too. Churchill rang alarm bells as the Reds pushed the Whites back in Siberia and Central Asia, alarming even his reticent cabinet colleagues with prospect of Reds on the borders of the Raj. The Great Game still had over a quarter of century to run before the final whistle blew. In the Far East, Britain and the US, and Reds and Whites alike, were nervous about the designs imperial Japanese was revealing with regard to the resources and the empty lands of eastern Siberia, the island of Sakhalin, the pacific littoral and Manchuria. Intelligence reports revealed that Japanese forces in the region exceeded all others involved, including the warring Russians.

Pogrom

Fratricidal wars are bound to be cruel because of the lack of definable front lines, because of their instant extension into civilian life, and because of the terrible hatreds and suspicions which they engender. The fighting ranged right across the Eurasian landmass was violent beyond belief, especially the unspeakable cruelty of the Cossack atamans in Siberia. Even that archconservative politician VV Shukgin believed that one of the major reasons for the failure of the whites what is a “moral collapse” – that they behaved as badly as their enemy.

There was nevertheless one subtle yet important difference. All too often, whites represented the worst examples of inhumanity, yet on that score, the Bolsheviks were unbeatable. It has been said that their ruthlessness has few parallels in recorded European history up until that time – believing that history was on their side, and that a new world was being created. The almost religious zeal with which they brutalized and killed combatants and innocents alike could be likened to the Albigensian Crusade in the early thirteenth century. [The Crusaders were accompanied by an official representative of the Pope, a French Cistercian monk named Arnaud Amalric. According to accounts written decades later, as the attack began, a soldier asked Amalric how they would be able to tell which Beziers townspeople were Catholics and which were Cathars. Some sources give the alleged quote as “Kill them all, for the Lord knows his own” or as “Kill them all. The Lord knows his own.”]

The focus on ordinary people also means their suffering is brought to the fore. And Beevor is unsparing in showing the chaotic violence of the conflict, and unrelenting in showing the sheer violence of both sides. Reds and Whites are both revealed as more than comfortable burning villages, shooting traitors, suspected or real, and torturing and massacring prisoners, and men women and children caught in the crossfire.

There were many instances of racist violence mainly on the White side – particularly towards Jews. The Whites’ antipathy towards Jews was to some degree due to their perception that most senior Bolshevik were Jewish, but mostly it was that old devil that never went away, antisemitism. The fall of the Romanovs and the ancien regime and the anti-Semitic pogroms they perpetuated continued. Retreat from the major cities brought out the worse in the Whites, with terrible massacres of Jews – although they were not the only perpetrators. Playwright And author Isaac Babel, attached as a correspondent and propagandist to the Red Cavalry on the Polish Soviet front in late 2020 posed the question: “what sort of person is our (Red) Cossack? Many layered: looting, reckless daring, professionalism, revolutionary spirit, bestial cruelty. The population await their saviors. The Jews look for liberation – and in ride the Kuban Cossacks”.

It is estimated that there were some 1300 anti-Semitic pogroms in the Ukraine during the civil war, with some 50000 to 60000 killed by both sides. There were pogroms in Belarus also, but these were not nearly as murderous as in Ukraine. A Soviet report of 1920 mentions 150,000 dead and as many again badly injured.

Churchill was well aware of the effect of the pogroms on public opinion in the West and sought in vain to exert pressure on white leaders to restrain their forces.,

Terror begat terror, leading to greater acts of conspicuous cruelty. After a particularly hard-fought battle in early 1919, a young White horse artillery officer recalled “for the first time since the start of the civil war, prisoners were not shot. There were too many of them”. This did not happen often – and such was the brutality meted out to captives on both sides, shooting was actually a blessing. An Odesa women witness after the fall of the city to the Whites, “Urrrraaa! Four and a half months under these five-pointed star oppressors”. Two days later, Beevor notes, she noted that all the Jews were in hiding. When a city held by the Reds fell to the Cossacks, a a female surgeon observed that fearing a program, two Jewish doctors in her hospital wisely ran to hide in the attic.

Bolshevik leaders and commanders on the field eventually realized that brutality did not endear their cause to the general populace and moderated their behaviour. Some Whites too came to that conclusion, and sought to prevent it at least limit atrocities, but reactionary officers and uncontrollable Cossacks persisted in burning, looting, torturing and murdering, inflicting irreparable damage to the anti-Bolshevik cause. Beevor reports instances when allied forces actually fired on Cossack perpetrators.

The End

As the whites retreated, support for the red army amongst the populace grew, as did its numbers as deserters returned to its ranks encouraged by the announcement of an amnesty and as defections from the White forces grew. Peasants grew less reluctant to serve in the Red Army Fear that with white advances and victory, old landlords would reclaim their land. Success bred success. The Whites’ ranks thinned with desertions defections and the need to transfer troops to defend its rear from attacks by partisans and freelance militias units. The Cossacks, disappointed and tired of war, turned about and headed home to their stanitsas laden with loot. The size of the frontline Red Army was eventually twice that of the Whites, as it eliminated the White armies in the north and east and closed in on the last remaining area under White control, Crimea, where rearguards held out long enough to ensure the evacuation of 150,000 soldiers and civilians by sea protected by the British and French navies.

In the aftermath of total Soviet victory, starvation struck the towns and cities across the land. Food requisitioning detachments scoured the countryside for supplies, their rapaciousness and brutality igniting peasant rebellions from Belarus to Siberia; tens of thousands of peasants rose in revolt, dealing brutally with any Bolshevik that came into their hands. The Red Army and Cheka reciprocated in spades with burning and looting, rape and torture, execution and exile to the emergent Gulag. Workers went on strike in the starving cities, and with the Whites vanquished and the civil war won, the call for democratization of Soviet rule grew louder.

And then, the sailors of the Baltic Fleet at the Kronstadt naval base, who’s guns had heralded the fall of the Romanovs, and whom Trotsky had called “the pride and glory of the Russian Revolution”, rebelled. The regime responded with lies – that the sailors had been suborned and were now Whites – and that White forces in Finland would be crossing the ice to help them. When this didn’t work, I resolved to crush them without mercy, dispatching trustworthy forces against them.

At the end, of 16000 sailors and their families, most were able to cross that ice to final and. But some 3000 fought a last stand and died by assault or firing squad. One of the last cries of protest by the Kronstadt sailors was “All of Soviet Russia has been turned into a Russian penal colony”.

Thus ended the Russian Civil War in November 1920.

… all wars come to an end. And that’s where history restarts.
British war and foreign correspondent Robert Fisk

Evacuees board ship in a Crimean portEpilogue

Epilogue … history repeats

Whilst there were many active fronts during the civil war, often simultaneously, extending for thousands of kilometers, around Archangelsk and Murmansk in the arctic, along the great rivers the Volga, the Don and the Dniester in the south, in the Baltic provinces, and in Belarus, and along the length of the Trans-Siberian Railway. And as during WW2 and the present-day Ukraine war, opposing armies advanced and retreated across Ukraine. Kiev was occupied, often several occasions, by Reds, Whites and Greens, and finally, the Polish Army which invaded Russia and Ukraine in 1920 to reclaim and defend the independence of the onetime Polish state, long divided between the now destroyed Russian, German and Austro-Hungarian empires. The names of the war-torn cities are today tragically familiar. Mariupol and Melitopol, Karchiv and Kherson. Kiev, Odessa and Lvov are now Kyiv, Odesa and Lviv.

© Paul Hemphill 2023 All rights reserved

Posts in In That Howling Infinite, about Eastern Europe:

Большой террор … Stalin’s Great Terror

You were taken away at dawn. I followed you
As one does when a corpse is being removed.
Children were crying in the darkened house.
A candle flared, illuminating the Mother of God…
The cold of an icon was on your lips
A death-cold sweat on your brow –
I will never forget this; I will gather
To wail with the wives of the murdered streltsy
Inconsolably, beneath the Kremlin towers.
Anna Akhmatova, Moscow 1935

I have written often in In That Howling Infinite on Russian and Ukrainian history. Although I am no expert, and profess an amateur interest only, I do possess a short and humble pedigree. Once in another lifetime, I read politics at the University of Reading in the United Kingdom.  My tutor in Soviet Studies was exiled Hungarian academic and historian Tibor SzamuelyLike many refugees from Communism, he was descended from both perpetrators and victims. An uncle of the same name served in the Hungarian Soviet Republic that took power for six months under Béla Kun in 1919, and died violently that year when the revolution failed. He was among that government’s most bloodthirsty ministers, and was called “Butcher Szamuely”. Szamuely’s family wound up in Moscow, where Tibor was born, and where his father was executed in Stalin’s purges. Young Tibor served in the Red Army, and he too was arrested and sent to a Labour camp. Rehabilitated, he served as Chancellor of Budapest University. In 1964, then nearing 40, he was teaching in the “ideological institute” of Ghana’s Marxist president Kwame Nkrumah when he defected to England.

Back then, I was a political ingenue and a naive communist sympathiser and fellow-traveler, although my evolving perspectives were transforming and expanding. As my tutor, he advised me to study with an open mind and to put off juvenile thinking. He hadn’t been well when I knew him and he died a year after I graduated. Under his tuition, I’d resolved to specialize in Soviet Studies – but events intervened and I ended up in the Middle East (and that is another story. see: Tanks for the Memory – how Brezhnev changed my life). I nevertheless retired an active interest in the history and politics of Eastern Europe. 

He would always impress upon me the historical and political continuity of what he called The Russian Tradition – the title of his one and only book, The Russian Tradition, published shortly before his death, and now, regrettably, out of print. I purchased a first edition when it was published and it is on my bookshelf still.

Szamuely believed that the bloodstained drama of the revolutions of 1917 – there were two, the social democratic one in the February, the Bolshevik one in November – and the years that followed, including civil war, the establishment of the USSR and Stalinism largely obscured the underlying consistency of Russian history. He did not live to see the decline and fall of the Soviet Union, and the advent of Putin and Russia Redux, but the basic pattern persists, circular and repetitive. The frequent turmoils that have overtaken this vast continent have in their various ways made changes that were essentially superficial, leading in the end to the intensification, under new forms, of the old authoritarian structure.

A few years back, I retrieved from my archive a dissertation I wrote under Szamuely’s supervision in 1970, entitled How Rational Was The Great Purge? Reading it fifty years later, I was surprised to observe that my writing style, the content and the conclusions I drew have changed little over the years. In retrospect the tenor is somewhat naïf but it foreshadows a perspective that I’ve developed over the years of “walking in the shoes of others – contemplating what might be going through the heads of the protagonists, be they the Old Bolsheviks who became the sacrificial victims or Stalin himself. Fathoming the mind of “Uncle Joe”, as the Allied PR departments dubbed him during WWII when he was deemed a friend and indeed a bulwark against Nazi aggression, was a bit of a pretentious stretch for a twenty one year old, even though I did only have an audience of one – and did earn a “first” in Soviet Studies.

A couple of days ago, I pulled it out again to show Adèle, and discovered to my horror that the handwritten foolscap roneo had faded almost to the point of vanishing. In a bright light, I managed to recite it into iPad notes and transcribe it into a fresh document and have now the privilege to publish it in  Into That Howling Infinite.

Privilege not pleasure, I must note. It does not make for easy reading.

When it was conceived, my dissertation was written with academic grades in mind, and particularly for Szamuely’s assessment alone. There is little explanation of context and of the events and personalities referred to therein (ironically, in the light of contemporary events, many of whom were Ukrainian and many, Jewish), and chronology was less important than argument. There was a word limit and also no need for explanation as my tutor knew, from his own academic and personal history, what had happened, who was what and who was who – and what became of them.

Most, sadly, did not die comfortable in their beds surrounded by family and friends, and more often than not in dark execution cells or in fields and forests beside their own graves. He was was also very much aware of the victims of the Great Purge and it’s many siblings, so many of them nameless, who perished during the Soviet Union’s two decades of terror, and for the millions – from the Baltic to the Crimea – who were deported en masse from ancestral lands to the Siberian or transported to the labour camps of the distant Gulags, to work, to starve, and to die.

The ordinary reader, of this blog and of world affairs generally is not very acquainted with the  history and politics of Russia and the defunct Union of Soviet Socialist Republics. Much of what casual observers know is learned from wide reading and often filtered through the distorted lenses of unreliable and potentially misleading and false analogies and partisan preconceptions, or worse, uninformed and prejudiced certainties. We see these in full flight in mainstream media commentary and particularly in social media with respect to the current conflict between Ukraine and its powerful neighbour. This article does not discus that conflict, although the reader will certainly see patterns, hear echoes and feel reverberations, for the consequences of events which occurred down the foggy ruins of time do indeed ricochet through history to strike us today.

And so, then, to my resurrected dissertation, which I have edited to include the full names of the principal actor. But first, some historical background to put it into perspective.

‘I’ve executed better men than me with a small pistol, Yevgraf Zhivago”

The Great Terror 

By strange symmetry, when I retrieved my now faded dissertation, I’d recently reread historian Robert Conquest’s tombstone of a book, The Great Terrora relentless and harrowing narrative of arrests, trials, fabricated confessions, hostage-taking, deportations, torture and executions as Soviet Communist Party General Secretary Josef Stalin consolidated his rule, eliminated enemies real and imagined, and created his own model of a twentieth century socialist state.

It commenced with the elimination of the Old Bolsheviks, his former comrades in arms in the Russian Revolution of October 1917 (there were two revolutions that year) and the bloody civil war that followed, and then expanded to embrace all in the party and society at large who may or may not have shared his vision. Intellectuals, philosophers, writers, poets, musicians, priests, scientists, academics, teachers, civil servants, workers and peasants, and the Red Army’s Officer Corps – the latter being a contributing factor to the Soviet Union’s need to make a pact with Nazi Germany in 1939 and its disastrously slow response to Hitlers invasion in June 1941.

An estimated death toll is difficult to determine. In those dark days, people simply disappeared, and the NKVD (the precursor to the KGB and present day FSI) covered its tracks well. The official number for the “Great Purge” of 1936-38, or “the Yezhovchina”, named for Victor Yezhov, head of the NKVD and Stalin’s lord high executioner, stands at 1,548,366 detained persons, of whom 681,692 were shot – an average of 1,000 executions a day. Various historians claim that the real number of victims could be twice as much.

But the the arrests, executions, and deportations commenced as early as 1930 and continued right up until Stalin’s death in 1953. Conquest, in his The Great Terror: A Reassessment does the gloomy math: 1930-36, 7 million; 1937-1938, 3 million; 1039-53, 10 million. The number of deaths in the Soviet Union that were explicitly ordered by someone – in other words, the number of executions – is actually relatively low at around 1.5 million. The majority of the deaths were caused by neglect or repressive policies – for example, those who died in the Soviet gulags, those who died while being deported, and German civilians and Prisoners of War are believed to have perished while under Soviet guard.

The numbers who were transported, exiled, displaced, and scattered to concentration camps or far-eastern towns and villages were likewise incalculable – as Yevgraf, the brother of Boris Pasternak’s Doctor Zhivago comments in the final scenes of David Lean’s beautiful but flawed movie):

“Indeed, as a policeman, I would say, get hold of a man’s brother and you’re halfway home. Nor was it admiration for a better man than me. I did admire him, but I didn’t think he was a better man. Besides, I’ve executed better men than me with a small pistol”

… and

“She (Lara) had come to Moscow to look for her child. I helped her as best I could, but I knew it was hopeless. I think I was a little in love with her. One day she went away and didn’t come back. She died or vanished somewhere, in one of the labor camps. A nameless number on a list that was afterwards mislaid. That was quite common in those days”.

There are a myriad of books and films about these events. Wikipedia is as good a place as any to start. Robert Conquest’s is the most acclaimed – and rightly so. Then there is Arthur Koestler’s chilling novel, Darkness at Noon, published in 1940, which recounts the thoughts of an Old Bolshevik as he awaits death in the execution cells:

A shapeless figure bent over him, he smelt the fresh leather of the revolver belt: but what insignia did the figure wear on the sleeves and shoulder-straps of its uniform – and in whose name did it raised the dark pistol barrel?

Both  books are cited often in my dissertation.

As for movies, there’s always David Lean’s Doctor Zhivago, which realistically albeit melodramatically portrays the choices and compromises confronting ordinary, intellectual Russians in the years of revolution and civil war. And I would highly recommend the poignant but powerful Burnt by the Sun, a 1994 film by Russian director and screenwriter Nikita Mikhailkov and Azerbaijani screenwriter Rustam Ibragimbekov. The film depicts the story of a senior officer (played by Mikhalkov) and his family during the purge of the Red Army.

And there was the poet Anna Akhmatova, whose words open this piece, bearing sad witness to the imprisoned, the deported, the disappeared and the dead – including in their number, two husbands and her only son – memorializing the suffering of herself, her family and millions of her compatriots in her tortured testament, RequiemUnlike so many of her contemporaries, she died of natural causes in March 1966. Russian born philosopher amd historian Isiah Berlin described the impact of her life: 

“The widespread worship of her memory in Soviet Union today, both as an artist and as an unsurrendering human being, has, so far as I know, no parallel. The legend of her life and unyielding passive resistance to what she regarded as unworthy of her country and herself, transformed her into a figure …  not merely in Russian literature, but in Russian history in (the twentieth) century”.

Anna Akhmatova, by Amedeo Modigliani

Russia’s Stations of the Cross did not cease with the end of the Terror. Three years later came Operation Barbarossa and the German invasion of the Soviet Union, the rapid blitzkreig that took the Wehrmacht to the gates of Leningrad, Moscow and Stalingrad, and the bloody clawback that brought the Red Army to Berlin and to take captive the peoples of Eastern Europe.

Over twenty five million Soviet citizens died during the Great Patriotic War, of which just under ten million were military. Most died as a direct result of the military conflict that ranged from the Baltic to the Caucasus. But miilions also perished at the hands of the NKVD and in the forced mass deportations of “suspect” peoples, including the Volga Germans and the Crimean Tartars.

At wars’ end, the Terror rolled on, albeit at a lower setting. Josef Stalin remained suspicious, vengeful and paranoid, and the purges continued right up until the moment he departed this mortal coil (as depicted in dubious slapstick in Armando Iannucci‘s recent The Death of Stalin).

Many, many Red Army soldiers who had been taken captive by the Nazis were arrested on their return from captivity. Many were shot for ‘desertion’, and thousands sent to the Gulags. Whether they had surrendered or had been subdued and taken captive, often as fast-moving battle fronts left them stranded, abandoned and entrapped behind enemy lines, they were deemed cowards, traitors and enemies of the Soviet Union and its people. They were moreover doubly damned. Whether from behind the wire of concentration camps or as slave labourers in German mines, fields and factories, they had witnessed, come into contact with, and had been contaminated by the world outside.

In one of his most cited poems, The Caucasus, written in 1845, Ukraine’s national poet, the 19th-century bard Taras Shevchenko, who’d helped build national identity through his verse, which he composed in both Russian and Ukrainian, ridicules Russian expansionism and mourns the immense loss of life it had already wrought. He could have been writing about tyranny, repression and violence all around the world and through the ages:

“We groan beneath the yoke of hangmen while drunken justice sodden sleeps”.

© Paul Hemphill 2023 All rights reserved, adapted from Ghosts of the Gulag,© Paul Hemphill 2018 

See also. The Death of Stalin is no laughing matter; Borderlands – Ukraine and the curse of mystical nationalism ;  TheRussian Tradition – Russia, Ukraine and Tibor Szamuely; and The Roots and Fruits of Putin’s Irridentism

How rational was the Great Purge? 

Paul Hemphill, Reading, 17 June 1970

When veteran Bolshevik leaders Grigory Zinoviev and Lev Kamenev had demanded reprisals against their comrade Leon Trotsky, party secretary Josef Vissarionovich Stalin replied: “a policy a lopping off heads is fraught with danger … you chop off one head today, another one tomorrow, still another one the day after – what in the end will be left of our party?” (Deutsche, Stalin, 344). Lenin himself and warned “let not blood flow between you” (Ibid 377). Yet in 1932, Stalin was forced to back down when having advocated the death sentence for oppositional activities, he met the opposition of Sergei Kirov, First Secretary of the Leningrad branch of the CPSU and the party – an opposition that may have contributed to Kirov’s untimely death in December 1934 and the events which followed). And in 1938, Trotsky was to proclaim that “Stalin is like a man who wants to quench his thirst with salted water” (Fainsod 356j). But not, in Stalin’s view, without reason.

Old Comrades Trotsky, Kamenev and Zinoviev

“We are a country surrounded by capitalist states … The internal enemies of our revolution are the agents of capitalism of all countries. In fighting against enemies at home….fight the counterrevolutionary elements of all countries”. Thus, Stalin attempts to rationalize terror. In his grim novel Darkness at Noon, Arthur Koestler described “how there were two elements in our party. One consisted of adventurers who wanted to risk all we had won to promote the revolution abroad. We recognized this current to be dangerous and have liquidated it … We stand alone … We have only one duty: not to perish”. The survival of the week and embryonic socialist state in a hostile world depended upon the strictest unity within that state, and no oppositional tendencies could be tolerated. “We have only one duty: not to perish”.

Victor Hugo once wrote: “ Mr Bonaparte’s crime is not a crime it is called a necessity. Mr Bonaparte’s robberies are not robberies, they are called measures of state. Mr Bonaparte’s murders are not murders, they are called public safety”. Here then was Machiavellian rationalism in action. “As long as the capitalist encirclement costs, there will be be wreckers, deviationists, spies, terrorists” (Stalin in Fainsod ibid 356 … and an endless host of counterrevolutionaries, bourgeois nationalists, kulaks or German and Japanese agents plotting the demise of socialist Russia.

Before 1917, the purge been excepted within the party. “Unity of Will” and submission to central authority being vital in the face of Czarist repression. Compromise was comparable to treason, obedience, the highest virtue. After 1917 the need remained in order to overcome inertia, suspicion and ignorance, hostility, subversion and sabotage. Lenin had stressed “better fewer and better”, and the consolidation of the party by the constant self purging of fellow travellers. The class struggle did not cease with Red October.

Indeed, as Lenin had prognosticated in “State and Revolution”, it intensified, as external enemies would find allies in the party. Every step towards socialism met with fierce resistance from within: the trade union dispute, the polemics of Trotsky, Kamenev and Zinoviev. When “enemies” infiltrate into the ranks of the vanguard itself, their suppression is not so easy as envisaged by Lenin’s ideals. In the years subsequent to the Civil War, therefore, constant vigilance and battle was all important. Yet the gradual liquidation of the old Bolsheviks in the years 1936 to 1938 pointed to less exalted motives, those of Stalin, using terror as a means for maintaining a monopoly of party leadership. The problem of reconciling this with the class struggle was solved by identifying any form of opposition to his rule with counterrevolution and espionage.

He effectively wrote the script that others followed. At his trial in August 1936 Kamenev confessed how “we have become fascists, we have organized counter-revolution against socialism. Zinoviev likewise: ”my defective Bolshevism was transformed into anti-Bolshevism, and through anti-Bolshevism, I arrived at fascism. Trotskyism is a variety of fascism and Zinovievism is a variety of Trotskyism” (Deutsche, The Prophet Outcast 333).

Having seized power after Lenin’s death, Stalin had to reconquer it again and again. Endless struggle will be terminated by the physical elimination of all whose party past or present attitudes made them potential opponents. Expulsion, Lenin’s penalty for “factionalism”, had been ineffective. Men who represented the potentiality of an alternative government of rival power centres had to be destroyed, be they active leaders or impotent symbols of opposition like Kamenev and Zinoviev. Reason justified the swift, merciless and all embracing preemptive strike to paralyse and to deter. Potential leaders, the men they influenced or were likely to influence, and an ever- widening circle of associates, friends and relative, who by the very nature of design were implicated. Vengefulness could engender opposition. Oppositional leaders had trained or promoted party man administrators and soldiers – in short, numberless alternative power centres.

The determining reason for Stalin‘s decision on his “final solution” lay perhaps in the realization that the mood of the Old Bolsheviks was one of hostility towards him, having remain unreconciled to personal dictatorship since the Kirov purges. Hostility could erupt into open challenge , and both he and his old comrades remembered the dying Lenin’s s pronouncement: “I propose to the comrades that they consider a means of removing Stalin from his post and appointing to it another person more patient, more loyal, more polite, and (relevant in this context) more considerate to his comrades” (Conquest 537)

When  the “Trial of the Sixteen began in August 1936, Trotsky wrote how “Stalin is staging this trial in order to suppress discontent and opposition … (he) treats every criticism and every form of opposition as a conspiracy”. (Deutsche, Outcast 322). Yet, in 1932 Trotsky himself had recognises the need for “unity of will”, “the upsetting at the bureaucratic equilibrium would benefit the forces of counter revolution” (Deutsche Stalin 344). But times had changed, and for the type of man Trotsky represented, there was no place in the party.

The reason for hostility perhaps lay in the basic psychology of the Old Bolsheviks. Nikolai Bukharin told historian Boris Nicolaevsky in 1936 that “we had all been trained in the psychology of oppositionalists … we are critics, destructionionists not builders” (Nicolaevsky 60) Soviet Russia wanted builders, not idealists. Stalin needed therefore to eliminate this millstone, to bring a new ruling class aimed at positive construction and not schismatic criticism. The theorist and the visionary were being supplanted by the young , hard and ambitious New Soviet Man, sincere communists holding key posts which merged political and professional leadership. The integration and stabilization of the regime necessitated increased centralization and the concentration of power in the hands of a select elite. The growing stability called for greater efficiency and control, the crystallization of totalitarianism demanding authority and obedience, and the accountability of the citizen for his inability to adjust to the new pattern.

Economic and social change that was not spontaneous as a product of attitudes and social relationships needed terror as a motive force. The men of the old revolution with the old ideas and ideals were liabilities to the new revolution. The “new man” created by Stalin’s regime, without a revolutionary past or tradition, ignorant and suspicious of intellectual arguments propounded by the oppositions, they were Koestler’s “Neanderthalers”, the generation “that started to think after of the flood … a generation without an umbilical cord”. Provided by Stalin with guidance, nurtured on Stalin’s Marxism- Leninism, and on the concrete achievements of the Five Year Plan.

Bukharin, in Nikolaevsky’s interview, and Koestler’s Rubachov see the new man as their creations, inevitable to socialist progress. They realise that survival depends upon success, and if they fail, they can no longer serve the revolution. History absolves those who are right – but those who are wrong must pay. Tthey understand the mechanics of the system. They share to some extent the values of the rulers. The process of selection is vital to stability and progress. And they are fatalistically determinist, agreeing to fabricated confessions because there was no existence outside of the party. Stalinism was the acceptable alternative to the counter-revolution.

“In a war which may be only a few months away”, Gletkin tells Rubachov in Darkness at Noon, “such currents (that is disaffection and popular dissatisfaction) could lead to catastrophe … the party must be cast in one mold, filled with blind discipline and absolute trust”. In 1936 the chances of agreement with Germany were slim. Cases such as “the homosexual conspiracy” of 1933-34 gave substance to fabricated charges of treason and espionage.

The threat of war and undoubtedly heightened Stalin’s fears for his political survival. He remembered how the Bolsheviks has seized power in such conditions after 1914. It certainly gave him a pretext, and legitimacy sanctioned by popular patriotism, for what Deutsche called a “perverted psychological truth” which instigated a pre-emptive strike to prevent instability and collapse during a national emergency. Yet, wouldn’t a conciliatory policy aimed at creating voluntary, popular and national cooperation and solidarity have been more logical than the disorganisation and demoralisation which Stalin had invited? Purges are deliberate and planned, and Stalin in no doubt realised their consequences if not their scope.

The motive for the Yezhovchina, named for Victor Yezhov, the head of the NKVD, does not hold its own independently. Neither does that of protecting the revolution. Bukharin in 1936, and Nikita Khrushkev in his groundbreaking Secret Speech to a closed plenum of the Central Committee in February 1956 claimed that Stalin had used too extreme means when the economy had been strengthening, the exploiting classes destroyed, and the party consolidated ideologically and numerically. Stalin himself would not have downplayed his achievements merely to attack his enemies. In reality, the new range of the charges brought against the “enemies of the people” avoid the question of a specific motivation, whilst not once did the chief victim of so many conspiracies. and yet the author, manager and producer, appear in court as a witness. Once again therefore, Machiavellian motives appear to predominate – those of Stalin consolidating his personal power. Potential opponents must be kept in a state of permanent insecurity so that all embracing terror by the “lopping off of heads” of possible alternatives to the regime. The party is cleansed of infiltrators and careerists, opening channels for new blood more loyal and more efficient. Individuals, uncontrolled and undirected, were susceptible to intrigue, and hence the unreliable need to be replaced.

The Nikolaev case following the assassination of Kirov by Leonid Nicolaev in December 1934.  Nikolaev and several suspected accomplices were convicted in the Moscow Trials and executed less than 30 days later, with complicity as a common charge for the condemned. Kirov’s assassination remains controversial and unsolved, with varying theories regarding the circumstances of his death., and provided a blueprint for discovery of accomplices and instigators, and the investigation of “ideologically undisarmed oppositions”, for “capacities for mischief” (Nicolaevsky 60), and for the punishment for the negligence of security and party organs for tolerating oppositional circles in their midst. In 1934, harmless Leningrad dissidents became terrorists; and in 1934, “Trotskyists” and ”Zinovievites” were tried, being told that by admitting complicity and condemning terrorism, they would check their own supporters.

The trials of 1936-38 merely keynoted the purge, the grand design finding full realisation in prisons and camps. The slaughter of the Old Guard showed that their day was gone, that resistance and opposition to the new regime was futile. Their fall, in a power struggle which had been waged since Lenin’s death, had been completed after Kirov’s murder, yet they were now called upon to justify the purge, to vilify the victims to publicise and popularize the forthcoming purges.

The trials of “the sixteen (August 1936 – Kamenev and Zinoviev, and others), of “the seventeen” (January 1937 – Pyatkov, Sokolnikov and the so-called anti-Soviet Trotskyist Centre), and of “the twenty one (March 1938 – Bukharin, Rykov, Yagoda, and the so called anti-Soviet Bloc of the Rightists and Trotskyists), saw the extermination of the Old Guard, and with it, the reputation of Trotsky, the arch-instigator and defendant in absentia. In colluding with Trotsky, the greatest “enemy of the people”, they were accused of treason, espionage, diversion, terrorism, and wr cling. They had plotted disrupt the economy to betray the Soviet state; they had plotted Kirov’s death, and had conspired to assassinate Stalin himself, together with others of his inner circle.

The case was different with popular national figures, and hence trial and publicity gave way to secrecy and speed trial “in camera”, illustrating Stalin’s determination bypassing even superficial legality. Hence, in secrecy, the party itself was purged by “electoral defeat” and arrest, by vigilance and police infiltration. 4434 Of 11,017 Moscow committee members were in 1937 new replacements, whilst elsewhere, 50 to 70% renovation was quite common, introducing new and ideologically pure cadres (Z Brzezinsky The Permanent Purge 94). Public trials would have strained loyalty and discipline.

This was also the case with the military, a fair accompli being necessary. In June 1937 civil war hero General Mikhail Tukachevsky and seven others were executed for treason and sabotage. Only by purging potentially disloyal or unduly independent commanders like Tukachevsky, who opposed politicisation, could be army be absorbed into the totalitarian system, and hence removing its strength as an alternative source of power while simultaneously developing its efficiency and its potency as a subordinate weapon. Whether a conspiracy existed or not is questionable, but but facility of suppression suggests the negative. Elimination would have been inevitable in order to insure full control in the event of war.

The purge of the Nationalities shows similar motivations. Nationalism had been contrary to the socialist ideals of international totalitarianism and international economics. Growing national resentment towards Russian central control had led Moscow to believe that national cadres and local leaders were responsible, whilst the atmosphere was highly conducive it the wide discovery of plots and conspiracies among the Nationalities. More objective reasoning saw the necessity of solidifying central control by removing sources independent national leadership, and hence, throughout the USSR bourgeois nationalists, deviationists, White Guards, kulaks and spies were exposed, the purges extending from the elimination of identifiable opponents to the impersonal elimination of thousands of suspects.

“Unity of Will” was all important, and all subsidiary elements had to be subordinated. Even the Comintern had to be cleansed to provide uniformity of policy in accordance with Soviet national interests, as opposed to Communist international interest. Soviet diplomats were removed. German, Hungarian, Polish, and Italian communists domiciled in the Soviet Union including former Hungarian strongman Bela Kun) were liquidated. Even in Spain, the KGB successfully purges the extremist left wing. Not even the KGB remained immune, Genrich Yagoda and Nikolai Yezhov both falling to their own terror.

Stalin and Yezhov

In the industrial and agricultural sectors, also. the politically unreliable became scapegoats for failure, and inefficiency, to be replaced by the new generation of graduates in technical and professional fields. Technicians holding key posts in the economic structure, and intellectuals – natural critics – had to be submissive. Socialist competition being achievement orientated meant that failure to produce and to fulfill norms was tantamount to wrecking and sabotage. Failure demanded retribution: to deter, and to provide additional stimuli for greater endeavours. Yet, Stalin’s prime aim was total control – imprisonment have have been deterrent enough to encourage efficiency, whilst a general improvement in the standard of living was beginning emerge, giving little cause for such repression. Physical liquidation was primarily a means of control and not of production … as Lazar Kagonovich failed to note when, at the 18th Congress, he proclaimed: “ we have now cadres which carry out every directive of the party, of the Central Committee of the Soviet power, every directive of Comrade Stalin” (ibid 90).

Isaac Deutsche describes “Trial of the Sixteen”as “so hallucinatory in its masochism and sadism that it seemed to surpass human imagination” (Deutsche Outcast 332)…The defendants were made to crawl to their deaths amidst denunciation and self-derision. Although this justifies the character rather than the reason behind the Great Purge, it’s illustrates an all important function of the Purge as an institution – what Fainsod calls prophylactic and preventative.

The first Five Year Plan had brought a degree of stability, but the regime could not afford to let stability lapseinto inactivity. The messianic and totalitarian nature of the regime, demanded further goals, and further fervour and enthusiasm, to avoid the degeneration of party and the state. The internal emigration of the silent majority was synonymous with negation and opposition; and hence participation was vital. The policy of critique had originally been intended as an instrument of improvement, of exposing inefficiency, and error, but now, Kritika was associated with denunciation and Samokritika, with confession (often false), mutual suspicion, and fear of denunciation for lack of fervour, providing mass participation, synthetic enthusiasm, and Revolutionary, Watchfulness”… Legitimacy and consensus was thus created whilst also serving to crystallise and dramatise the policies of the government… The success of propaganda campaigns was shown during the public trials when frequent and hostile emotional outbursts often provided an ex post facto rationale for physical liquidation. State Prosecutor Andrev Vyshynski was symptomatic of the popular hysteria generated… “These mad dogs of capitalism, tried to tear limb from limb the best of the Soviet land… I am joining my angry indignant voice to the, rumbling voices of millions… I demand that dogs gone mad should be shot, every one of them … “ (Conquest 335)

Propaganda campaigns were aimed at dehumanising the enemies, and developing an atmosphere of hostility that stifled resistance. The supreme correctness of the regime was asserted and failings were attributed to the accused, who would be charged with conspiring with hostile powers (Germany, in particular) planning to destroy the fruits of the revolution … their fate was pragmatic; resistance was useless; the system is unchallengeable; the leadership is in fallible. Confession, wrote Koestler in Darkness at Noon, is “to gild the right to blacken the wrong … to make the opposition appear contemptible, to make the masses understand that opposition is a crime… Sympathy and pity for the opposition are danger to the country…The can be no martyrs or heroes – no potential focii for factionalism … they must die as degenerate traitors, and this must be impressed upon the uninformed, easily influenced masses … Hence the victim is often called upon to collaborate in his own moral and physical destruction, often willingly, as a final service to the party and to the revolution …his duty is “to gild the right, to blacken the wrong” … his wrong – he must pay!

To Soviet leaders, the purge is an instrument employed in a rational and predetermined fashion, cleansing the system of undesirable elements, and streamlining organisation, revitalising the system and eliminating alternative power centres. Such motives, provide rationalism enough – but Stalin perhaps sinned in his excess … If his fear of war and collapse had precipitated his actions, then disaster of 1941 revealed his folly. In advancing and preserving the revolution, at face value, the immediate consequence was of detriment. The liquidations had outstripped available replacements, whilst privation and hardship, damage and hatred amongst the influential sectors, severely hampered the development of Soviet society … Yet, the dynamic momentum of industrialisation had been maintained, and “new men” quickly adapted to their new responsibilities, whilst fear of an rest had led many to great endeavours in all fields of production … Yet, the economic and social needs of the Soviet state could not justify the bloodshed … When Stalin told the 18th Congress that “we shall have no further for resorting to the method of mass purges” (Deutsche Stalin 381), he was, perhaps primarily reviewing his own position, firmly established at the apex of a hierarchy of power of his making. Frederick Engels may have told Karl Marx that “terror consist mostly of useless cruelties, perpetuated by frightened people in order to reassure themselves” – and Stalin was certainly in need of reassurance in 1934: but on the eve of the great purge, Stalin had held a position of strength, his opposition defeated, his Politburo hand-picked. Yet, the very nature, personal dictatorships necessitated control at all levels of the system – supreme control, unlimited and in divided. His aim was total control, the vanguard of the revolution personified – and all other aims, all other motive were subordinate and indivisible from this. It is therefore rational to secure complete personal power? Khrushchev condemned Stalin as a mad man – but was not Stalin his teacher, and the teacher and mentor of the Soviet leadership after his death – and no one would obviously seriously admit that his creator (for this was just what Stalin was) was a madman …

The question invites to consideration whether the acquisition and the maintenance of power is rational, or whether, in Stalin’s case, it was a men’s to an end escapes explanation, whether power was his aim – and this he had achieved – or whether power was a necessary means of strengthening the Soviet state and economy, for despite failure and setback he did create a major industrial power. Totalitarian purges are unnecessarily carefully planned, and controlled from the centre. In Stalin’s case the purge was perhaps carried too far, and with detrimental consequences, by the sheer force own momentum, but the fact that Stalin had maintained control was demonstrated by the facility and efficiency which the purgers themselves, and in particular, Yezhov, of were also purged after 1938, Stalin’s targets within the party, the nationalities, the economy, the intelligentsia in the army, were categorised and identified. Potential enemies and obstacles to his total control were officially eliminated. From the Machiavellian standpoint, this was more rational than Hitler’s “Final Solution”, although in both cases, pretexts were created, whether sabotage or treason or “lebensraum”. But once again, subjectivity is strong when a word such as rational is employed. “Expedient” would perhaps be more applicable. Innocent victims were numberless as the circle widened, yet even then, the psychological and deterrent effect on the population was beneficial to the regime. The toll and ensuing atmosphere of insecurity in the wasteland called peace induced submission and facilitated control, necessitating only occasional and selective terror, such as employed during 1939-41 in the newly sovietised Baltic states… In its way, the Great Purge was in fact a “final solution”, ridding the regime of opposition, and the disunity it brought. To Stalin, unity was essential to progress, and perhaps, like Peter the Great, it was necessary to employ barbaric means to modernise a backward, and perhaps in western eyes, barbaric state, and to ride roughshod over all obstacles to achieve this end …

The Old Bolsheviks. Most perished

Bibliography

I Deutsche, Stalin
I Deutsche, The Prophet Outcast
M Fainsod, How Russia is Ruled
A Koastler, Darkness at Noon
H Finer, The Man in Horseback
R Conquest, The Great Terror
H Nicolaevsky, Power and the Soviet Elite
Z Brzezinski, The Permanent Purge

The Russian Tradition – Russia, Ukraine and Tibor Szamuely

In a televised address on September 30th last year, Vladimir Putin said: Russia is a great, 1000-year-old power, a whole civilisation, and it is not going to live by such makeshift, false rules … What, if not racism, is the West’s dogmatic conviction that its civilisation and neoliberal culture is an indisputable model for the entire world to follow?”

Now, one might not agree with Putin, and today, he is certainly persona non grata in Western forums, but one thing is for sure: Russian history mines its own unique seamWe republish below an article by American author, journalist and editor Christopher Caldwell. He advocates that we adopt a cautious and open minded perspective on historical memory, contemporary perceptions, lexicological differences, the dangers of making assumptions, and coming to conclusions and adopting opposing positions on the basis of incomplete and inadequate knowledge of other countries than our own with their distinct but not hermetically sealed histories and cultures.

Caldwell’s central focus is the colourful life and legacy of exiled Hungarian academic Tibor Szamuely.

Like many refugees from Communism, Szamuely was descended from both perpetrators and victims. An uncle of the same name served in the Hungarian Soviet Republic that took power for six months under Béla Kun in 1919, and died violently that year when the revolution failed. He was among that government’s most bloodthirsty ministers, and was called “Butcher Szamuely”. Szamuely’s family wound up in Moscow, where Tibor was born, and where his father was executed in Stalin’s purges. Young Tibor served in the Red Army, and he too was arrested and sent to a Labour camp. Rehabilitated, he served as Chancellor of Budapest University. In 1964, then nearing 40, he was teaching in the “ideological institute” of Ghana’s Marxist president Kwame Nkrumah when he defected to England.

He taught at the University of Reading in England and befriended Kingsley Amis, Robert Conquest, and Anthony Powell, among other literary anti-Communists. His book, unfinished when he died of cancer in 1972, was edited into its final form by Conquest and published two years later.

Szamuely taught me Russian and Soviet history and politics at Reading University. Back then, I was a political ingenue and a naive communist sympathizer and fellow-traveler, although my evolving perspectives were transforming and expanding. As my tutor, he advised me to study with an open mind and to put off juvenile thinking. He hadn’t been well when I knew him and he died a year after I graduated. Under his tuition, I’d resolved to specialize in Soviet Studies – but events intervened and I ended up in the Middle East (and that is another story. see: Tanks for the Memory – how Brezhnev changed my life).

He he would always impress upon me the historical and political continuity of what he called The Russian Tradition – the title of his one and only book, published shortly before his death, and now, regrettably, out of print. I purchased a first edition when it was published and it is on my bookshelf still.

Szamuely believed that the bloodstained drama of the revolutions of 1917 – there were two, the social democratic one in the February, the Bolshevik one in November – and the years that followed, including civil war, the establishment of the USSR and Stalinism largely obscured the underlying consistency of Russian history. He did not live to see the decline and fall of the Soviet Union, and the advent of Putin and Russia Redux, but the basic pattern persists, circular and repetitive. The frequent turmoils that have overtaken this vast continent have in their various ways made changes that were essentially superficial, leading in the end to the intensification, under new forms, of the old authoritarian structure.

From medieval times, autocracy has coexisted with a revolutionary traditionalism – a contradiction in terms as only Russia could sustain, a unique Russian capacity to seek revolution and discover regression, to invoke liberty merely to reinforce repression. if he were with us today, Szamuely would explain that the Soviet Union under Lenin and his successors and the Russia of Vladimir Putin bears so disconcertingly close a resemblance to Russia under the most savage of its tsars. His people, it turned out, had wanted freedom but wanted to retain the idea of their old Russian empire more. They ended up with the would-be czar, Vladimir Putin. And so the world turns.

© Paul Hemphill 2023 All rights reserved

Posts in In That Howling Infinite, about Eastern Europe: The Roots and fruits of Putin’s irridentism; Borderlands – Ukraine and the curse of mystical nationalism; Ghosts of the Gulag, The Death of Stalin is no laughing matter, Tanks for the memory – how Brezhnev changed my life, 2nd September 1939 – the rape of Poland (1), 17th September 1939 – the rape of Poland (2)  

You – Bolshevik recruiting poster 1918

You Are Needed In Kiev 2014

Churchill, Roosevelt and Stalin divide Europe at the Yalta Conference in Crimea, 1945

Why is Russia obsessed with slavery?

Tibor Szamuely: ‘The Russian Tradition’

Christopher Caldwell, UnHerd, 23rd august 2022

There’s nothing wrong with being cautious. Since 1709, when Peter the Great routed the troops of Swedish King Charles XII at Poltava, smack-dab in the middle of modern-day Ukraine, Europeans have understood Russia as a military threat. Never has this required us to close our minds to the glories of Russian culture or to forget that Russia’s strategic posture always has an explanation — and sometimes even a rationale.

But what was intellectually possible for Westerners in the winter of 1943, when Hitler’s troops and Stalin’s were killing each other by the millions on the Eastern front, is apparently beyond our powers today. In the wake of Russia’s February invasion of Ukraine, many Europeans will not be content with anything less than wiping Russia and its culture off the map. In April, novelist Oksana Zabuzhko, writing in the TLS  that it was the morality of Tolstoy and other Russian writers that “wove the camouflage net for Russia’s tanks”, urged us to “take a long, hard look at our bookshelves”. In early August, the Russian-language novelist Wolodymyr Rafejenko declared he now felt a “revulsion” when he conversed in Russian, and vowed never again to write in it.

These are Ukrainians — one can understand their anguish and rage. But Western Europeans, who are not even at war, have been even more zealous. A Milan university cancelled its Dostoevsky class last spring. The EU and UK have blacked out the Russian internet channel RT. Russians have been declared unwelcome at venues from Wimbledon to Estonia.

Back in the middle of the 20th century, when Russia was capable of far worse, the Russian-born historian Tibor Szamuely wrote an extraordinary book. The Russian Tradition explained how Russian political behaviour (about which Szamuely was wary to the point of hostility) arose from Russian history and culture (about which Szamuely was respectful to the point of reverence). This is the right balance. It has not been struck so well since. Too bad the book is out of print, because it is strangely relevant to a lot of this decade’s preoccupations: slavery, political correctness and Ukraine, for starters.

Like many refugees from Communism, Szamuely was descended from both perpetrators and victims. An uncle of the same name served in the Hungarian Soviet Republic that took power for six months under Béla Kun in 1919, and died violently that year when the revolution failed. He was among that government’s most bloodthirsty ministers, which is really saying something. Szamuely’s family wound up in Moscow, where his father was executed in Stalin’s purges. In 1964, Szamuely, then nearing 40, was teaching in the “ideological institute” of Ghana’s Marxist president Kwame Nkrumah when he defected to England. He taught at Reading and befriended Kingsley Amis, Robert Conquest, and Anthony Powell, among other literary anti-Communists. His book, unfinished when he died of cancer in 1972, was edited into its final form by Conquest and published two years later.

The simple question that animates it is how Russia came to be the centre of Marxist revolution and late 20th-century totalitarianism. Did aggressive Communism subvert blameless Russia? Or was aggressive Russia using blameless Communism as a pretext?

The beginnings of an answer lie in geography. Lacking frontiers, Szamuely writes, Russia has faced “a history of armed struggle against invaders that, for length, intensity and ferocity has no parallel in the annals of any other nation”. That is a large claim. Russia is always vulnerable someplace — at least for as long as it takes to gather and concentrate its killing power. And it is always fighting for its life, which tends — at least in domestic Russian debates — to empty of meaning our concepts of just and unjust war. “Despotic government,” Szamuely writes, “was the instrument she shaped to cope with the everlasting emergency.”

For Szamuely, the central problem in Russian history is slavery. Yes, slavery. Using the word “serf” to describe its put-upon agricultural workers leads us to think of the society as merely backward, quaint, feudal. But this is wrong. Russian slavery was a creation of modernity. Once-free agricultural labourers somehow got buried under debt about 500 years ago, and in the mid-16th century the government bound them to the land, the better to tax them. The owner of the serfs was the state, not the notables on whose land they toiled. There was an equality in this, for the notables were beholden to the state, too. The upper crust owed the tsar military service. Until recent centuries, Russia was one of the rare countries where nobles could be publicly flogged.

But this changed, as Peter the Great tried to modernise the system — Russia got rum, minuets, a navy and of course St. Petersburg. For aristocrats it meant Western connections and new opportunities, for serfs an overload of labour and hard discipline. That was an end to society’s old “mystic unity” and the mumbo-jumbo that had surrounded it. Serfs could now be sold or lost at cards. Russia now had not one people, Szamuely writes, but two: “the Westernised upper classes, and the masses, whose way of life became ever less distinguishable from that of the population of the great Asian empires.” As middle classes in America and France were forging republics, aristocrats were living a Golden Age under Catherine the Great (1762-95). “The most striking feature of 18th-century Russian social history,” Szamuely writes, “was the great expansion and intensification of peasant bondage at the precise moment when, with the emancipation of the nobility, it finally lost any vestige of moral, political or legal justification.”

Szamuely’s preoccupation with slavery anticipates a lot of the “woke” discussion of our own time. If slavery warped the development of the United States (which was one-eighth slave at the start of its civil war in 1861), Szamuely asks, then why has there been so much less soul searching about Russia (which was seven-eighths slave at the time of emancipation that same year)? He may misunderstand the parallel: The difference lies not in the size of the enslavement but in the identity of the rememberer. Progressive white America is wracked by guilt over what it did to “them”. Russia feels no such guilt because the misdeeds were done to “us”. The moral tenor of its soul-searching is more like that of Sicily, or Ireland, or black America.

But it is not as if Russia had no reckoning with serfdom. As access to higher education and newsprint spread, “gradually the idea began to sink in that every Russian of education and leisure was an accomplice in a crime unparalleled in its enormity”. This was the cause around which a revolutionary and often violent intelligentsia arose in the late 19th century, a class unique in Europe until the rise of political correctness. “The Russian intelligentsia was an instrument of destruction,” Szamuely writes. “Unlike the European bourgeoisie it had no constructive purposes, neither was it equipped to fulfil any such tasks.”

There was something Messianic in the intelligentsia’s role. Szamuely recognises that it used others’ suffering as a rationale for autocracy. But he never entertains the idea that the intelligentsia was an outright racket. He even praises the “intellectual honesty” of the critic Nikolay Chernyshevsky, who saw that equality would be won only at a very steep price in liberty: “What a contrast he provides to certain Western ‘progressive’ intellectuals, who worship at the altar of egalitarianism yet refuse to recognise that their dream… can only be realised by an arbitrary dictatorial government. Chernyshevsky and his followers, down to the present day, have never harboured any illusions about this.”

He is nonetheless struck that the great 19th-century Russian novelists (“men of sensibility, compassion and humanity”) were almost unanimously contemptuous of the intelligentsia (“with their joyless utilitarianism, their dogmatic intolerance, their fanatical devotion to a messianic vision”).

The modern enslavement of Russia’s peasantry was not, strictly speaking, a capitalist project. But it felt like one. More than the exploitation undergone in advanced industrial countries, it resonated with the exploitation Marx described. In the end, the Russian revolution was a matter of adjusting Marx’s teaching to powerful Russian folk-institutions, above all the autonomous peasant cooperative known as the obshchina. Marx himself wound up backing peasant “populists” against his own more orthodox followers. It actually turned out to be a piece of good fortune for the revolutionaries that the Marxist spark caught in what Szamuely considers the most conservative country on earth.

That is where Szamuely’s book ends. It is a shame he was never able to write at book-length about the 20th century, of which he was a passionate chronicler. He considered Lenin “the supreme political genius of the century”, and was impressed with the way he and his followers allied Russia’s interests abroad to Asian and African nationalism, not Communism. It was, in a way, the same judgment Marx had made in backing the populists.

Szamuely was fascinated with Ukraine. “Perhaps no other historical experience,” he writes in The Russian Tradition, “has left as lasting an impression on the folk-memory of the Russian people as the horrors of [the] interminable struggle against the slavers and killers of the south. For centuries the steppe remained a source of constant menace, a land of terror, death, destruction and degradation. It was called the Wild Plain, or, as we would say today, the Frontier; the greater part of this region is now called the Ukraine…”

He was highly sympathetic to Ukraine’s modern struggles. In 1968 he wrote a fascinating and well-informed account of the nationalist protests and ensuing prosecutions that had then been going on in Ukraine for much of the decade. While granting that the Ukrainians welcomed the Nazis as liberators in June 1941, he wasn’t surprised by this nationalist sentiment, given the decade of famine and purges they had endured. He noted, too, the “methodological dilution” of Ukraine’s ethnic composition by Russia, insisting that Russian dominance of the country’s high culture was a recent and unnatural phenomenon. Only 41% of books published in Ukraine were in Ukrainian, it is true, but in 1930, before Russification and famine, that figure had been 84%.

Szamuely never let justified fear of Russia drive out justified fascination. Vastly well read in the country’s history, he still found it ambiguous, describing the policies of Ivan the Terrible at one point as “a strange mixture of farsightedness and paranoia — a combination frequently reproduced by his successors through the centuries”. Few historians have been better equipped than Szamuely to understand the paradoxes of Russia, where the novelists are sublime and the politics are unendurable, and often for the same reasons.

Tsar Nicholas the Last

The last of the Romanovs – Tsar Nicholas and his family, murdered by the Bolsheviks in July 1918