Let Stalk Strine – a lexicon of Australian as it was once spoken (maybe)

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Back in London in the early seventies, when Earl’s Court in Kensington was such a mecca for itinerant Australians that it was known in London and in Australia as Kangaroo Valley, I was acquainted with many expatriate and transient Aussies. Indeed, I married one I’d met at the School of Oriental and African Studies where we were both studying.

Breaking free of the cultural confines of their conservative country, many young Aussies overcame historian Geoffrey Blainey called “the tyranny of distance” by flying across it or joining the famous Hippie Trail from Southeast Asia to what many still referred to as “The Old Country”. Some became household names, including actor Barry Humphries, writer Clive James, art critic Robert Hughes, journalists John Pilger, lawyer Geoffrey Robertson, fashion designer Jenny Kee and sociologist Germaine Greer, and bands like The Easy Beats and The Bee Gees, who were actually Poms returning home, and the Seekers. By far the most controversial were the editors of Oz Magazine, Richard Neville, Richard Walsh and Martin Sharpe, the defendants in the infamous Oz Trial of 1970, at the time, the longest obscenity trial in British legal history, and the first time that an obscenity charge was combined with the charge of conspiring to corrupt public morals. See The Australians who set 60s Britain swinging 

Most, however, were just ordinary folk, and they were so ubiquitous in London that they were often the butt of jokes (mostly good natured) and comedies, as personified in the cringeworthy uber-Coker Barry McKenzie which featured in Nicholas Garland’s comic strip in the satirical magazine Private Eye and Bruce Beresford’s dubious directorial debut, The Adventures of Barry McKenzie. 

I was fascinated and highly amused by the Aussie’s accents and their many hilarious colloquialisms, including “I’m as dry as a dingo’s conger” and “flat out as a lizard drinking”. To assist my communication with these antipodean strangers, I purchased a little lexicon assembled by Professor Afferbeck Lauder of the University of Sinny. I was assured that this was exactly how Strine was spoke by dinkum Strayans.

When I emigrated DownUnder a few years later, I found that very few natives spoke proper Strine – though there was The Paul Hogan Show – that the Australian accent was perpetually evolving due to the country’s exposure to outside cultural influences – especially American and British – and its increasing multiculturalism.

Rereading Let Stalk Strine recently, I found was a little like opening a time capsule or deciphering a text of Chaucerian English, though vagrant traces of the old vernacular linger still in such “Australianisms” as nukelar, envimint, gomint, and, of course, Straya. But even the use of words such as these is not widespread, and usually confined to interviews with National Party politicians and Pauline Hanson.

The book is still available, and although air fridge Strines and new Strines no longer speak the lingo, it is picture of the strine wire flife half a century ago.

Here are some of my personal favourites. They’re still pretty grouse after all these years.

There’s “baked necks” and “egg nishner”, “garbled mince” and “nairm semmitch”, the public speaking opener “laze and gem…”, and the nursery rhyme Chair Congeal. There’s idioms like “fitwer smeeide” and “fiwers youide”, translated as “if I were you, I would” and “if I were you, I’d…” as in “fitwer smeeide leave him. He saw-way sonn the grog” and “fiwers youide leave him anode goan livener unit”. And there’s the prefix didjerie as in “didgerie dabout it in the piper” and “ didgerie lee meenit or were you kidding”, and, of course, “he plays the didgerie do real good”.

My personal favourite, relevant, apt even, to this day is “Aorta”.

To quote the author, it is “the personification of the benevolently paternal welfare state to which all Strines – being fiercely independent and individualistic- appeal for help and comfort in moments of frustration and anguish. The following are typical examples of such appeals. They reveal the innate reasonableness and sense of justice which all Strines possess to such a marked degree: “Aorta build another arber bridge. An aorta stop half these cars from cummer ninner the city – so a fella can get twerk on time”. “Aorta have more buses. An aorta mikey smaller so they don’t take up half the road. An aorta put more seats in ‘em so you do a tester stand all the time. An aorta put more room in ‘em. You can tardily move in ‘em air so cradled. Aorta do summing about it.”

For more on Australia in In That Howling Infinite, see Down Under

Trump’s revolution … he can destroy, but he cannot create

Trump presides over the death of the old conservatism. The Trumpian paradox is that Trump himself, elected off the back of a powerful conservative movement, is not an authentic conservative. Paul Kelly.

From time to time, In That Howling Infinite republishes articles by News Ltd commentators that I believe are worth sharing with those who cannot scale the News paywall – and those who, out of misguided principle, refuse to read articles by its more erudite and eloquent contributors. This, by The Australian’s editor at large Paul Kelly, is one of those. Regarding what many commentators see as the demise of traditional American conservatism and the advent of a right wing ‘enlightenment’, he writes:

“Trump won in 2024 on, among other things, conservative votes. Yet the conundrum of his presidency is that Trump is reinvigorating conservatism but trashing it at the same time. What will be left of the conservative remnant when he finishes? Trump’s brand of governance is unique, a blend of executive intervention, American nationalism, trade protectionism, contempt for democratic checks and balances, and retreat from US global leadership. None of his successors will replicate this model because it belongs to Trump’s personality. Have no doubt, Trump will permanently change America, but what stays and what goes cannot remotely be guessed at this stage, nor how US conservatism will emerge”.

This is In That Howling Infinite’s second post regarding the present and future ramifications of Donald Trump’s second presidency. We recently published Trumps second coming … a new American Revolution? It noted:

“America made its choice – most, for quite understandable reasons that have little to do with populism, racism, fascism or in fact any of the other “isms’ that are tossed about like confetti at a wedding – and must live with it. The march to the “right side of history” has turned out just to be to the right …

Commentators and author Troy Branston wrote in The Australian, on 9th November 2024: “It’ll be a wild four years with Trump back in power. He remains a despicable and disgusting man devoid of integrity and ethical values, is boorish, moronic, and unstable, and I fear, by a narrow margin, Americans have made the wrong decision. But it a decision that they must live with we must accept”.

We published a similar piece exactly six years ago at the commencement of Trump’s first term: The Ricochet of Trump’s Counter-revolution. Back then, we were unsure what the next three years would bring. This time around, we probably have a good idea, and it’s likely to be a wild ride for America and also the world.

On other matters American in In That Howling Infinite, see My Country ’tis of thee

Trump can dismantle … but he cannot build

Paul Kelly, Th3 Australian, 22 March 2025

Donald Trump is the ultimate transformational leader. He has been characterised as a conservative, a populist and a libertarian, but he transcends any philosophical brand. Trump is unique, a charismatic autocrat whose political essence lies in his idiosyncratic personality.

Trump presides over a political phenomenon – the cultural right is ascendant yet divided and agitated. Trump has a dominant political personality, rather than an ideology, but his personality inspires followers and generates hatred. Trump cannot unite America because his core method is divide and rule.

His path to power involved the hijacking of the Republican Party – once seen as the embodiment of conservative values, free-market capitalism, personal liberty and US global leadership. But Trump has devoured the Republican Party along with the honoured rituals that it championed.

Trump presides over the death of the old conservatism. The Trumpian paradox is that Trump himself, elected off the back of a powerful conservative movement, is not an authentic conservative.

The Trumpian paradox is that Trump himself is not an authentic conservative. Picture: AFP

He has empowered the combined forces of the New Right and the national conservative movement yet in his first three months of office Trump has assailed the core institutions of the American state: the judiciary, the federal bureaucracy, the intelligence agencies, individual liberties, and the foreign policy and economic settlements of the past two generations.

Historian and economist Niall Ferguson, who cheered Trump’s win, recently wrote in The Free Press that few Trump supporters grasped they were voting not just for lower inflation and higher border security “but for a radical project to turn back the economic clock”, with their hero aiming “to reverse at least four decades of American economic history”.

Ferguson said ordinary Americans elected Trump to punish the Democrats for 9 per cent inflation at its 2022 peak and millions of illegal border crossers. While they may not necessarily believe Trump’s claim of a new “golden age” they expect things to get better. But the Trump administration says it is doing things “the hard way”, and delivering “cheap goods” is not such a priority.

The President has now moved into negative territory on the approval/disapproval ratings.

Trump won in 2024 on, among other things, conservative votes. Yet the conundrum of his presidency is that Trump is reinvigorating conservatism but trashing it at the same time. What will be left of the conservative remnant when he finishes?

Trump’s brand of governance is unique, a blend of executive intervention, American nationalism, trade protectionism, contempt for democratic checks and balances, and retreat from US global leadership. None of his successors will replicate this model because it belongs to Trump’s personality. Have no doubt, Trump will permanently change America, but what stays and what goes cannot remotely be guessed at this stage, nor how US conservatism will emerge.

None of this is to deny the impact he will have – cutting federal spending, red and green tape, punishing the curse of identity politics, even perhaps restoring integrity to the education system and reviving a sense of pride and belief in the American dream.

There is a justification for Trump – as a necessary and powerful corrective mechanism for the arrogant over-reach of the progressive establishment in its control of public and private institutions and its attack on the foundations of liberalism. Trump is the figurehead for a cultural transformation driven by an American right that turned traditional conservatism to a radical counter-revolutionary movement. Trump did not create this movement but he has seized control of it through his charismatic appeal.

The extent of the transformation is best grasped in the comparison between Trump and Ronald Reagan, once seen as the best recent reflection of the American conservative presidency.

Reagan’s recent and best biographer, Max Boot, writes: “There were many obvious differences between Trump and Reagan, both in their policies and style. Reagan was pro-immigration, pro-free trade, pro-democracy and pro-NATO. He was also a consummate gentleman who never indulged in name-calling or acerbic putdowns. He was, moreover, a staunch believer in American democracy who would never have dreamed of instigating an insurrection to prevent a lawfully elected candidate from taking office.”

Ronald Reagan was once seen as the best recent reflection of the American conservative presidency. Picture: AFP

Ronald Reagan AFP

Reagan made Americans feel good about themselves – and, for better or worse, he was a two-term successful governing president while shifting the country decisively to the right.

Will Trump be a successful governing president? The jury is out but the omens aren’t encouraging. Interviewed by the author at an early stage of Trump’s first presidency, John Howard, issuing a warning, said: “It’s misleading the political landscape for conservative commentators in Australia to see Donald Trump as the embodiment of modern conservatism. Trump is not my idea of a conservative. Trump is no Reagan or Thatcher and they are the two most conservative lodestars in my lived political experience.”

Both Howard and Tony Abbott have a deeply conventional view of conservatism compared with the Trump project. Abbott previously said the conservative instinct “is to repair rather than to replace, it’s to leave well enough alone, it’s to fix only what needs to be fixing, it draws inspiration from the past and wants the future to be a better version of what we know and love”.

There are shades of Trump in this, but you need to look hard. Howard and Abbott had an orthodox interpretation of conservatism drawn heavily from Edmund Burke, who saw society as a partnership and espoused evolutionary change, backing the American Revolution but opposing the French Revolution.

But in the US this view was de-constructed pre-Trump by a new class of activists and apostles demanding a more radical conservatism. Indeed, Boot wrote: “If Reagan had been alive in 2016, he undoubtedly would have been derided by most Republicans as a RINO (Republican in Name Only) like the two Bushes, John McCain and Mitt Romney” – an accurate yet extraordinary situation.

Since Reagan there has been a mounting belief among US conservatives that they had lost their country; that even Reagan made too many compromises and look what happened! The view took hold that nearly all institutions were controlled by secular progressives hostile to notions of family, faith, nation and educational integrity.

Trump became the instrument of restoration. People with a grievance against the system flocked to him – from the displaced industrial worker to the world’s richest man, Elon Musk, forming an astonishing alliance to smash whatever they hated. And there was plenty of that.

Trump is a conqueror able to puncture and even dismantle an established progressive order – but he manifestly cannot create a replacement order.

Even in his first three months, this is the singular insight. It’s because his presidency is about himself and his colossal ego. Trump is not a builder. He lacks the institutional and policy capacity to strengthen America’s economic base; witness his misunderstanding about how high tariffs work given they will lift prices, penalise consumers and misdirect resources.

A former president of the American Enterprise Institute and self-declared “old establishment conservative” who shifted to the radical side, Christopher DeMuth, writing in 2021, outlined what drove the conservative reinvention: “Have you noticed that almost every progressive initiative subverts the American nation, as if by design?

Donald Trump’s presidency is about himself ... and his colossal ego. Picture: AFP

Donald Trump’s presidency is about himself … and his colossal ego. Picture.  AFP

“Explicitly so in opening national borders, disabling immigration controls and transferring sovereignty to international bureaucracies. But it also works from within – elevating group identity above citizenship; fomenting racial, ethnic and religious divisions; disparaging common culture and the common man; throwing away energy independence; defaming our national history as a story of unmitigated injustice; hobbling our national future with gargantuan debts that will constrain our capacity for action.”

So, the conservatives became the radicals.

Many became activists.

Manhattan Institute senior fellow Christopher Rufo, a leader in the fight against critical race theory in US institutions, outlined his manifesto for counter-revolution in January 2024: “The world of 18th and 19th-century liberalism is gone and conservatives must live with the world as it is – a status quo that requires not conservation but reform, and even revolt. For 50 years establishment conservatives have been retreating from the great political tradition of the West – republican self-government, shared moral standards and the pursuit of eudaimonia, or human flourishing – in favour of half-measures and cheap substitutes.

“The chief vectors for the transmission of values – the public school, the public university and the state – are not marketplaces at all. They are government-run monopolies. Conservatives can no longer be content to serve as the caretakers of their enemies’ institutions, or as gadflies who adopt the posture of the ‘heterodox’ while signalling to their left-wing counterparts that they have no desire to disrupt the established hegemony. We must recruit, recapture and replace existing leadership. We must produce knowledge and culture at a sufficient scale and standard to shift the balance of ideological power. Conservative thought has to move out of the ghetto and into the mainstream.

“My conviction is that ends will ultimately triumph over means; men will die for truth, liberty and happiness, but will not die for efficiency, diversity and inclusion.”

But will they die for Trumpian excesses?

Offering an alternative view, New York Times columnist David Brooks, a sympathiser with Burkean conservatism, warned in 2022 in The Atlantic that Trumpian Republicanism “plunders, degrades and erodes institutions for the sake of personal aggrandisement”. Brooks said, by contrast, the profound insight of conservatism “is that it’s impossible to build a healthy society on the principle of self-interest”.

In February, Brooks spoke to the Alliance for Responsible Citizenship conference in London – an organisation pledged to the revival of Western civilisational principles – saying of Trump, JD Vance and Musk: “They’re anti-left, they don’t have a positive, conservative vision for society, they just want to destroy the institutions that the left now dominates. I’m telling you as someone on the front row to what’s happening, do not hitch your wagon to that star.

US Vice President JD Vance exits the Oval Office in the opposite direction as US President Donald Trump and Elon Musk. Picture: AFP

President Donald Trump, Vice President JD Vance and Elon Musk. AFP

“Elite narcissism causes them to eviscerate every belief system they touch. Conservatives believe in constitutional government – Donald Trump says ‘I can fix this.’ Conservatives believe in moral norms – they’re destroying moral norms. The other belief system that they are destroying is Judeo-Christian faith – based on service to the poor, to the immigrant, and service to the stranger.”

Brooks highlighted the refrain: that Trump is not a conservative and it is folly for conservatives to claim him. In the end, they will be damaged.

Further evidence emerged this week when US Supreme Court Chief Justice John Roberts rebuked Trump – though not by name – after the President called for the impeachment of a federal judge who had ruled against the administration deporting to El Salvador nearly 300 alleged Venezuelan gang members.

When Judge James Boasberg issued an order to temporarily block the move and the administration said the planes were already in the air, the judge verbally ordered the planes to turn around. That didn’t happen.

An angry Trump called the judge a “Radical Left Lunatic”, pointed out the judge hadn’t won the election and nor did he win all seven swing states and should be impeached.

Roberts noted that “for more than two centuries” impeachment was not “an appropriate response to disagreement concerning a judicial decision”. Trump’s immigration tsar, Tom Homan, said: “We’re not stopping. I don’t care what the judges think.”

The Wall Street Journal asked in its editorial: “Are we already arriving at a constitutional impasse when the administration thinks it can ignore court orders?” It said: “What the administration can’t do is defy a court order without being lawless itself.”

Yet there is evidence Trump wants a showdown of sorts with the judiciary given a succession of court decisions that have restrained implementation of his executive decisions.

The messages from much of the MAGA (Make America Great Again) movement is that they want the executive to defy the courts. Trump’s line of attack – that Boasberg didn’t win an election – is revealing because it implies the executive has a legitimacy the judiciary lacks, rather than the two arms being co-equal branches in a separation of power.

Trump didn’t accept Joe Biden’s democratic election by the people; now the issue is whether he will accept decisions by the judiciary. These, obviously, are deep violations of conservative principles.

At the same time Trump and Musk in their campaign through the Department of Government Efficiency to dismantle the “deep state” and generate huge savings are guaranteed to provoke an electoral revolt, let alone make savings on the basis of efficiency.

In The Wall Street Journal, Peggy Noonan, summarised the epic lack of judgment on display. Noonan said: “Everyone knows DOGE will make mistakes, but that isn’t the point. You have to be a fool to think there won’t be dreadful mistakes with broad repercussions. To take on seemingly all parts of government at the same time is to unsettle and confuse the entire government at the same moment. That is dangerous. It was a mistake to announce going in that they’d find $2 trillion in savings.”

They can’t – or, if they do to keep face and honour their target, the issue will finish on the streets and Trump can kiss goodbye to ratings.

Governments around the world – led by Canada but also including Australia – are left with no option but to criticise or attack Trump’s tariff policy. He is bent upon penalising nations – whether friends or potential foes – as he acts on the conviction that America has been ripped off for decades by virtually everybody else. The steel and aluminium decisions have little direct impact on Australia. The issue is: what next? Might Trump damage our beef and pharmaceutical trade? Will he listen to US pharmaceutical company hostility to our Pharmaceutical Benefits Scheme? Will Trump listen to Musk’s demands and declare against Australia’s laws to rein in Big Tech through our ban on the use of social media by children under 16 and our proposed News Media Bargaining Incentive scheme to force digital companies to pay for the news they use?

This week, Jim Chalmers went hard against Trump’s tariff policies. The Treasurer said the decision not to exempt Australia was “disappointing, unnecessary, senseless and wrong”. Australia deserved better “as a long-term partner and ally”. Chalmers criticised Trump’s global policies – not by name – saying the rules underpinning “global economic engagement for more than 40 years are being rewritten”.

Australia’s attitude towards Trump – both the political response and public opinion – will move to resentment and anger if Australia faces more retaliation. Understand what is happening: Trump’s obsessive and flawed view of tariffs is damaging global trade, won’t deliver the gains he predicts for America and, on the way through, is punishing countries such as Australia.

Why would people in Australia support him?

How the Trumpian paradox plays out defies prediction. The movement that helped to put Trump into the White House was an authentic counter-revolution with deep roots in American culture. This is what makes Trump a complex historical figure. He is ignorant of history yet he sees himself as leading a historical revolution.

It is a revolution where Trump has scant interest in the limits to his power – executive power – within America’s constitutional democracy. It is a revolution that defies the basic principles of conservatism although it is given legitimacy by much of the conservative movement. US conservatives face tough political and moral choices ahead – whether to back a leader who has empowered them but thrashes the essence of conservatism.

Putin’s war … an ageing autocrat seeks his place in history

In That Howling Infinite’ has written often about Russian and Ukrainian history, not only because personally it has been of long-term academic interest, but also, because of the ongoing Russia-Ukraine war.

In In That Howling Infinite’s post, Borderlands – Ukraine and the curse of mystical nationalism, we wrote:

“Like many countries on the borders of powerful neighbours, Ukraine has long endured the slings and arrows of outrageous history. Its story, like that its neighbours, is long and complex. In competing national narratives, Russians and Ukrainians both claim credit for the creation of the Russian state, though others attribute this, with some credence, to the Vikings. The historical reality of Ukraine is complicated, a thousand-year history of changing religions, borders and peoples. The capital, Kyiv, was established hundreds of years before Moscow, although both Russians and Ukrainians claim Kyiv as a birthplace of their modern cultures, religion and language.

I highly recommend Serhii Plokhy’s The Gates of Europe, a well told and fascinating story of the origins of Ukraine and Belarus, and how their histories were intertwined, and entwined with those of of Poland, Lithuania (which was a large and powerful state once) and Russia. Ukraine has historically been the border between the catholic west and the orthodox east, the division running virtually down the middle. The name Ukraine is Slav for border land. Its geopolitical location and natural resources have led to the land being inflicted by invaders, civil wars, man-made famine and repression.

Eastern European countries, Ukraine included, have with good reason no love for Russia, be it Czarist, Soviet or Putin’s. Hungarians, Czechs, Poles and East Germans have seen Russian “peacekeeping” troops and tanks on their city streets, as have the Baltic countries, Afghans and Chechens. Millions of Ukrainians died under Stalin’s rule (and many, many millions of fellow-Soviet citizens). The 20th Century was not kind to the countries of Central and Eastern Europe. Historian Timothy Snyder called them “the blood lands”.

We republish below a recent article in The Australian by Melbourne historian and academic Mark Edele. It gives the uninformed but interested reader a short but comprehensive history of the relationship between Russia and Ukraine from the ninth century to the present day.

Here are posts in In That Howling Infinite, about Russia, Ukraine and Eastern Europe:

Putin’s puppet sells out Ukraine

Donald Trump’s bullying ‘peace plans’ to end the Ukraine war will only embolden Vladimir Putin, who fancies himself a leading a great power with historical rights beyond his borders.

Mark Edele, The Australian, 8 March 2025

Last weekend, the United States vacated the post of leader of the free world. Supporters of democracy the world over watching in disbelief as the US President and Vice-President berated, belittled, and bullied the leader of a democracy at war. On Monday, then, followed what this “great television”, as Donald Trump called it, was all about: a pretext to halt military aid to Ukraine, followed soon by the end of intelligence-sharing. The end goal: force Ukraine to the negotiation table with no security guarantees included in a “deal” with Vladimir Putin.

Four things will come out of an emboldened Russia now: more air raids on Ukraine’s civilians; a renewed push at the frontline; praise for the US administration and its visionary leader; and a disinformation campaign to convince the democratic world that black is white, up is down, left is right, Ukraine the aggressor and Russia the victim in this war. Astonishingly, we can also expect the White House to parrot such propaganda. Welcome to the era of strategic chaos.

Kremlin spokesman Dmitry Peskov noted the obvious: The US’s shift from supporting its allies to courting Moscow “largely coincides with our vision”. Foreign Ministry spokeswoman Maria Zakharova ladled on now familiar Russian propaganda. Volodymyr Zelensky, she claimed, was the head of a “neo-Nazi regime”, a “corrupt individual who lost his grip on reality”, whose “outrageously rude behaviour during his stay in Washington … reaffirmed his status of the most dangerous threat to the international community”. Zelensky was an “irresponsible figure”, a “terrorist leader” who had “built a totalitarian state” and is “ruthlessly sending millions of his fellow citizens to their deaths”.

Sigmund Freud would have classified these statements as “projection”: they are true, but apply to Zakharova’s boss, Vladimir Vladimirovich Putin. Born in 1952, Putin grew up in St Petersburg, then called Leningrad. Surrounded with stories of World War II, in which his father served and his brother perished, he came of age on the rough streets of Leningrad during the heydays of Soviet superpower. In 1975 he joined the KGB, an organisation that deeply formed his world view and behaviour. His sport is judo, a deeply tactical martial art focused on exploiting the opponent’s weaknesses and redirecting the adversary’s momentum.

Putin came of age on the rough streets of Leningrad during the heydays of Soviet superpower. Picture: AFP

After the breakdown of the Soviet empire in 1991, he served in the city administration of St Petersburg. Later he moved to Moscow to make a career in the administration of the first president of post-Soviet Russia. When Boris Yeltsin looked for a successor who would guarantee his own and his family’s safety, Putin’s name came up. He was seen as competent but unthreatening to the oligarchs running Russia at the time. In 1999, Putin became premier. Later the same year, he was appointed acting president. His tenure was defined by the brutal second Chechen War, which he prosecuted with utter ruthlessness. In 2000, he was elected President. He remained in this post until today, with a stint stepping back to the prime ministership in 2008-12, to get around term limitations in the constitution (subsequently changed).

In the quarter-century he ruled Russia, Putin broke the power of the oligarchs, rebuilt the state as a security organisation run by former KGB officers, suffocated free speech, pluralism and the opposition, and built one of the most unpleasant electoral dictatorships of the post-Soviet space. Despite an economy still only a quarter of that of the EU or the US (to say nothing of China’s), Putin fancies himself as leading a great power with a right to a sphere of influence and a major say in shaping the international order.

By the end of the second decade of his rule, however, the ageing dictator in the Kremlin began to worry about his legacy. His track record was mixed. The Russian population had been declining steadily until the 2010s. The following uptick was mostly undone again during and after the Covid pandemic, fuelling longstanding apocalyptic fears that the Russians would be dying out. The economy had grown significantly, but social inequality had exploded alongside, while political liberties continually atrophied. The Covid crisis was handled extremely poorly. Great-power status remained an aspiration. Putin worried what the history books would say about him. The answers respectable historians gave him when asked were evasive. And he was turning 70 in 2022.

History, and his place in it, obsessed Vladimir Vladimirovich. During his, quite extreme, Covid isolation, he read history books, immersing himself in the Russian imperialist tradition. Such historians had long denied that Ukraine was anything but a part of Russia. He summarised this traditional Russian view “on the historical unity of Russians and Ukrainians” in an essay of that title, published on July 12, 2021. It read like the musings of an ageing Russian imperialist. A bit over seven months later, it revealed itself as the ideological justification of a full-scale invasion of Ukraine.

Ukraine and Russia: histories entangled but separate

At the heart of Putin’s worldview is that Russia continues to be a great power with historical rights on Ukraine. It thus bears repeating that Russia and Ukraine are separate nations, which trace their heritage back to a common origin: a collection of principalities centred on Kyiv, known as the Rus of the ninth to 13th centuries. After the Mongol invasions of the 1220s and 1230s, however, the southwestern and the northeastern parts of this civilisation developed in different and quite separate ways, eventually leading to Russia and Ukraine as we know them today. As a result of such divergence, Russian and Ukrainian have developed as separate, if related, languages.

Vladimir Putin attends the Victory Day military parade in central Moscow on May 9, 2024. Picture: AFP

Putin attends the Victory Day military parade in Moscow on May 9, 2024. AFP

Overlapping histories and linguistic similarities are not unique among nations. Both Germany and France claim the Frankish empire under Charlemagne (French) or Karl (German) as part of their deeper history. Yet nobody would suggest (any more) that therefore France should be part of Germany or vice-versa. Likewise, French and Portuguese have related grammatical structures and some overlap in vocabulary. And yet nobody would argue that Portuguese is a French dialect.

Ukrainians formed a state twice: once in 1649, the Cossack-led “Hetmanate” fighting for its independence from Poland; the second time in 1917-21, after both the Russian and Austro-Hungarian empires had collapsed in World War I. Both were defeated militarily, but both were important inspirations for a democratically minded national movement.

Ukraine’s lands and peoples came into the Russian orbit in stages. First was the disastrous Treaty of Periaslav of 1654, when the Hetmanate joined a temporary military alliance with Muscovy against Poland, which the Muscovites read as a subjugation under the autocrat instead. After much fighting and diplomatic manoeuvring, Poland and Russia agreed in 1667 that Moscow could control the lands east of the Dnipro (“left bank Ukraine”) as well as Kyiv on the “right bank”. When Poland was partitioned at the end of the 18th century, what was left of Ukraine came partially under Habsburg and partially under Romanov rule. At the end of World War I, Ukraine emerged as one of the successor states of the Romanov empire, alongside Latvia, Lithuania, Estonia, Finland, Poland and Bolshevik Russia. In contrast to these states, however, it did not survive the wars and civil wars that followed the disintegration of the empire in 1917.

In 1921, it was divided between the newly resurrected state of Poland and the emergent successor of the vast majority of the lands of the Romanov empire: Bolshevik Russia. Within the latter, Ukraine was granted a pseudo independence as one of the Union republics making up the newly formed “Union of Soviet Socialist Republics”, or USSR.

The Ukrainian SSR was a Bolshevik ploy to disarm national sentiment while reasserting imperial, and increasingly totalitarian, control by Moscow. In the long run, however, it allowed not just the maintenance but even the growth of national culture and national self-awareness. Ukraine also grew geographically. During World War II, the Soviets gobbled up the rest of Ukraine from Poland and Romania. In 1954, the government transferred Crimea to Ukraine, to ease the economic development of a region with no geographic connection to Russia. Thus Ukraine acquired its current, internationally recognised borders. Eventually, they provided a ready-made demarcation of post-imperial Ukraine, once the Soviet empire collapsed in 1989-91.

After the Soviet Union

Of the 15 successor states of the Soviet Union, Russia is the largest in terms of territory (17.1 million square kilometres). Ukraine, with 0.6 million square kilometres, comes third after Kazakhstan (2.7 million square kilometres). In a comparison of population sizes, Ukraine occupies the second position, with 37.7 million in 2023, according to the World Bank, quite a way behind Russia with 143.8 million. By comparison, the most populous country of the EU, Germany, has 83.3 million, while the EU as a whole counts 448.8 million.

Of the 15 successor states of the Soviet Union, Russia is the largest in terms of territory. Picture: istock

As the largest country in the post-Soviet region, in 2023 Russia had the largest GDP adjusted for purchasing power ($US6.5 trillion), followed by Kazakhstan ($US0.8 trillion) and Ukraine ($US0.6 trillion). Again, compare this to Germany ($US5.7 trillion) or Australia ($US1.9 trillion), to say nothing of the EU ($US26.4 trillion), the US ($US27.7 trillion) or China ($US34.7 trillion).

As far as the political system is concerned, between the breakdown of the Soviet empire and today Russia has been on a steady downwards slope, from some early democratic promises to ever darker authoritarianism. Ukraine, meanwhile, evolved in three waves of democratic surges followed by counter movements: the 1990s, the second half of the 2000s, and from the middle of the 2010s. While not the freest country in the post-Soviet space (that privilege belongs to the three Baltic republics of Latvia, Lithuania, and Estonia, all members of EU and NATO), it is in no way comparable to Russia. Zelensky was elected President in 2019 with 73 per cent of the vote. As of late February 2025, he had an approval rating of 52 per cent.

Zelensky was elected Ukraine President in 2019 with 73 per cent of the vote. Picture: AFP

Zelensky was elected president in 2019 with 73 per cent of the vote. AFP

The latest report on Ukraine from a Washington-based independent watchdog, Freedom House, notes that both the President and the current legislative were elected in free, competitive, and fair elections. Since 2022, there was some deterioration of political freedoms because of the war, including the suspension of elections due to martial law, new restrictions against parties that support Russia’s aggression, and greater control of the reporting in the main news channels. However, opposition parties continue to sit in parliament and their political activities “are generally not impeded by administrative restrictions or legal harassment”. Communication channels outside the official network, such as social media platforms, remain available and used freely.

All of this contrasts sharply to the repressive nature of Russian rule, not just in the occupied territories of Ukraine, but also in Russia itself. For 2025, Freedom House categorised Ukraine as a “transitional or hybrid regime”, while Russia was a “consolidated authoritarian regime”.

The war

Russia invaded Ukraine in 2014 after a popular revolution in Kyiv had ousted pro-Russian president Viktor Yanukovych. Russia illegally annexed Crimea and fostered a proxy war in Ukraine’s east, the Donbas, at times fought with regular Russian troops; at others by Russia-sponsored rebels. Most observers at the time assumed that this was the endgame: taking over Crimea was popular among Russians who saw it as their own Riviera; the frozen conflict in Ukraine’s east served as a festering wound keeping the recalcitrant democracy down.

Ukrainian firefighters push out a fire after a strike in Zaporizhzhia in 2022, amid the Russian invasion of Ukraine. Picture: AFP

Ukrainian firefighters putout a fire after a strike in Zaporizhzhia in 2022. AFP

Two ceasefire agreements, Minsk I (September 5, 2014) and Minsk II (February 12, 2015), failed. After the first, Russia sent troops across the border to defeat Ukraine’s armed forces in the Second Battle of Donetsk Airport (September 2014 to January 2015) and the Battle of Debaltseve (January to February 2015). After the second, the frontlines remained frozen, but shelling and sporadic fighting continued. No part of the agreement was ever fully implemented and soldiers kept dying. The world, however, moved on.

Who had not moved on was Putin, dreaming of great power and empire. While convincing himself of the righteousness of his position by reading Russian imperial historiography, he observed “the West” move from crisis to crisis. In Europe, the liberal consensus was challenged by new-right populist movements. The UK was in political chaos. The US could not even execute an orderly withdrawal from Afghanistan, unlike the Soviet army in 1988. And that army, now Russia’s, had been modernised significantly under Putin’s watch. It was time to strike.

Preparations for the invasion started shortly after the fall of Kabul in August 2021. By October, the US had conclusive evidence that Russia planned an assault with the goal of controlling all of Ukraine and eliminating its President. Between then and the start of the war, the US tried repeatedly to create diplomatic off-ramps for the Kremlin. Putin was not interested.

On February 24, 2022, Putin unleashed his war of conquest. Within 10 days, Ukraine’s military was supposed to be disabled, the country’s leaders arrested or executed, pro-Russian popular support mobilised, and resisters detained. By mid-August, all of Ukraine would be occupied, the plan went. Then, it could be either annexed or given over to a puppet regime.

The plan failed. There were few collaborators and much resistance. The battle for Hostomel airport was lost by the Russian airborne forces sent in at short notice; two groups of assassins sent to kill Zelensky were hunted down and eliminated; the columns advancing towards Kyiv were stopped by the fire of artillery and main battle tanks, both of Ukrainian origin. While social media was obsessed by the David-versus-Goliath spectacle of US-made shoulder-launched missiles taking out Russian tanks, the real damage was done using Ukraine’s own resources. Victory in the battle of Kyiv was achieved by late March 2022.

Over the next three years, the war changed from a battle of movement to position warfare and a war of attrition. Russia began to rely on massed use of artillery and the liberal sacrifice of manpower. This looked like WWII: the frontal assaults, the artillery barrages, the utter disregard for human resources. But there was a new element as well: terror attacks on civilians and their infrastructure. This was not a Soviet tradition: during WWII, it was British and US air forces that had flattened German and Japanese cities. Such bombing was not part of the Red Army’s military repertoire. Its air forces were geared towards support of ground troops, not “strategic” bombing of civilians.

In its changed focus on hurting civilians from the air, Putin’s army drew on the neo-imperial wars he had overseen: Chechnya and Syria. It was here that the Russian air force first flattened cities (Grozny in 1999-2000 and Aleppo in 2015-16) and it was this experience that now came to bear on the war in Ukraine. Except that here they did not control the airspace and did not face defenceless civilians they could simply “de-house” at will. Instead, they had to deal with an enemy capable of shooting down not just bombers, which as a result were not sent into Ukraine’s airspace, but also many of the missiles and drones sent from a safe distance.

While air assaults on civilian targets became part of the normalcy of Russia’s changing way of war, tactics on the ground also evolved: rather than mass assaults after preliminary artillery preparation, increasingly Russia used surprise attacks by small groups of storm troopers to conduct reconnaissance by force. If they encountered major resistance, they would then call in airstrikes or artillery barrages. They also stopped frontal assaults on fortified positions, bypassing and encircling them instead.

But none of this led to major breakthroughs. The war bogged down.

Russia was better prepared than Ukraine for a war of attrition. It had long built a food system that could withstand international isolation, demonstrating that a major war had been on the minds of the planners in the Kremlin for a very long time. The discrepancy in the size of both the economy and the population also meant Russia had the edge in the long run. And while the militarisation of the economy came with increasingly serious economic imbalances, they were not serious enough to force Putin’s dictatorship to back down. Instead, military salaries and the growing investments in military industries led to economic mini-booms in several of the regions that supplied the volunteers and the weapons to fight in Ukraine. To many Russians, this continues to be a profitable war.

Putin’s overall strategy thus shifted from a lightning war of conquest to outlasting the democratic world. Having the Soviet experience of extreme suffering and endurance in mind, and construing “the West” as weak, effeminate and degenerate, he had every confidence that Russia would be successful in the long run. With Trump’s election victory, this confidence grew. With his behaviour in the first six weeks in office, it must have soared. Putin has less reason than ever to compromise. And he can achieve much by playing Trump diplomatically.

What now?

After the spectacular dust-up in the Oval Office a week ago, doom and gloom have descended over Ukraine and its supporters. A pouting US President seems to assume that if he pulls the plug on Ukraine, the war will simply end: “Zelensky better move fast or is not going to have a Country left,” he wrote a week before he ambushed him in front of the cameras.

The withdrawal of US support is a serious setback for Ukraine. The US and Europe have provided about equal amounts of money to Ukraine. If Europe were to try to replace US contributions, it thus would have to double its financial commitments at a time when the economy is not exactly booming and will soon be further hit by Trump’s trade wars.

The withdrawal of US support is a serious setback for Ukraine. Picture: AFP

The withdrawal of US support is a serious setback for Ukraine. AFP

The major victims of Trump’s retreat will be Ukraine’s civilians. The US air defence systems currently protecting cities cannot be replaced easily. An increase in civilian deaths is the inevitable result. The withdrawal of intelligence is also a serious blow and difficult to substitute.

However, the EU’s economy is big enough to replace US contributions. An increase equal to 0.12 per cent of Europe’s GDP would suffice. Germany’s taxpayers spend three times more on domestic subsidies for diesel fuel than they devote to military aid to Ukraine. And production capacity is growing. At the start of the war, most military aid came from quickly depleting stockpiles. By 2024, the vast majority of materiel fuelling Ukraine’s war effort are newly produced weapons and equipment.

More than half of Ukraine’s weaponry is produced in Ukraine, a further 25 per cent comes from Europe. The 20 per cent the United States contributes is particularly valuable and high-quality, but it is not the backbone of Ukraine’s capacity. In a war of attrition heavily dependent on artillery, Europe will produce some two million artillery shells for Ukraine this year. The US, before Trump pulled the plug, was expected to deliver less than one million. Elon Musk’s Starlink, providing communications at the frontline, can be replaced with alternatives.

Thus, Ukraine’s defences are unlikely to collapse. Russia has been advancing recently, but progress was slow. By the third anniversary of the invasion, Russia controlled about 20 per cent of Ukraine’s territory, including some 4000 square kilometres gained in 2024. However, Ukraine is a big country. Russia’s 2024 gains represent a mere 0.6 per cent of Ukraine’s territory. Russia has not taken major cities in 2024 and urban life continues everywhere.

Meanwhile, Russia lost parts of the Kursk region to a counteroffensive the Russian military was unable to reverse. Russia has likely enough materiel for at least another year of fighting, but not enough for a major breakthrough.

In an assessment of the war written at the end of 2024, one of the most perceptive analysts of the military side of the war in Ukraine, exiled Russian historian and former civil rights activist Nikolai Mitrokhin, developed four possible scenarios for what could happen in 2025. None of them included a complete breakdown. His “catastrophic” scenario was a “partial collapse of the front due to the reduction of Ukrainian forward units”, leading to a “rapid advance of Russian units to the left bank of the Dnipro”. He predicted that this might lead to a leadership change, but also a further rallying around the flag and a continuation of the fight.

Less catastrophic would be a return to a grinding Russian offensive, as in 2024. “At the current rate of advance,” wrote the Institute for the Study of War in its Ukraine Fact Sheet of February 21, 2025, “it would take Russian forces over 83 years to capture the remaining 80 per cent of Ukraine, assuming that they can sustain massive personnel losses indefinitely”.

This outlook explains why Putin is so enthusiastic about Trump’s “peace plans”. They might achieve diplomatically what he cannot achieve on the battlefield: the subjugation of Russia’s democratic neighbour to neo-imperial domination.

Mark Edele is a historian of the Soviet Union and its successor states, in particular Russia. He is Hansen Professor in History at the University of Melbourne. His latest book is Russia’s War Against Ukraine: The Whole Story (Melbourne University Press, 2023

Trump and Vance ambush Zelensky at the White House

Cold wind in Damascus … Syria at the crossroads

In December, In That Howling Infinite published Syria. Illusion, delusion and the fall of tyrants, an analysis of the downfall of the Assad dynasty. It observed: “…the immediate future is far from clear. It is axiomatic to say that most commentators who say they understand what is going to happen in the Levant often don’t. To quote B Dylan, something’s happening, and we don’t yet know what it is … Syria now pauses at a crossroads, where both hope for a better future, and skepticism that it will be achieved, are equally warranted. Whether or not the new Syrian regime can succeed is an open question”.

Syria’s political transition is literally a regime change: not simply the switching out of personalities on the throne, but a total philosophical and conceptual reordering of governance. Maybe it’s not the wind of freedom that is blowing through the streets of Damascus.

Russian-oriented media platforms like RT and Mint have been saying for two months now that despite their friendly noises, including pragmatic contacts with western countries like the USA, Britain and France that once treated the Assad regime as a pariah and also regarded Hayat al Tahrir al Shams as a terrorist outfit, and wealthy Gulf states that had only just made up with the old regime, whilst hedging on the thorny issue of relations with Turkey and Israel on the one hand, and former enables of the regime, Russia, Iran and even Hezbollah, on the other, Syria’s new rulers are Islamists at heart and will soon show their true colours.

Maybe they have a point …

In late December, Obaida Arnout, a spokesperson for the Syrian transitional government, said that women’s “biological and physiological nature” rendered them unfit for certain governmental jobs, sparking demonstrations in Damascus and other cities. At a press conference, the new Syrian leader asked a female reporter to cover her hair. There are reports that the new authorities are purging the school curriculum of pre-Islamic history and content deemed contrary to Islamic strictures. Before Christmas, foreign jihadis allied to Hayat al Tahrir al Sham torched a Christmas tree in Hama, leading to protests by Syrian Christians.

Syria’s de facto ruler Ahmed al Shara’a declared that free elections could be four years away, and in late January, seven weeks after he led the rebel offensive that overthrew Bashar al-Assad. he was named president for the “transitional period“. Rebel military commander Hassan Abdul Ghani also announced the cancellation of Syria’s 2012 constitution and the dissolution of the former regime’s parliament, army and security agencies, according to the Sana news agency. As president, Sharaa would form an interim legislative council to help govern until a new constitution was approved, he said. Meanwhile, he added, all rebel groups which opposed Assad in the 13-year civil war would be dissolved and integrated into state institutions.

This may provie difficult if not impossible. in the north, Turkish proxy forces battle with Kurdish forces in semi-autonomous Rojava. in the south, rebel militias oppose the imposition of HTS authority. In the west, Alawite militias who supported the Assads engage in firefights with HTS. In the east, meanwhile, the Americans bombing surviving pockets of Islamic State fighters who may be encouraged by the chaos to stage a jailbreak of tens of thousands of jihadis held in camps guarded by the embattled Kurds.

Maybe it’ll be business as usual in the middle eastern axis of awful. It may be the wind of freedom that is blowing, but then again, maybe not. So far so bad …?

© Paul Hemphill 2025. All rights reserved

For more on the Middle East in in That Howling Infinite, see A Middle East Miscellany.

Women in Damascus celebrate the fall of the Assad regime

Fears Syria is the next Mid-East humanitarian nightmare

To describe the current Syria situation as combustible is consequently an understatement.

To describe the current Syria situation as combustible is consequently an understatement.

No one mourns the wicked, says the song. But, while the end of Bashar al-Assad’s blood-soaked rule is undoubtedly welcome, his overthrow is not likely to solve Syria’s crippling problems.

That Syria’s descent into a murderous civil war was partly triggered by economic factors is clear. Far-reaching land reforms in 1958 and 1962-63 created a vast number of small to very small farms, which accounted for 60 per cent of all agricultural holdings but only 23 per cent of cultivated land. That structure was always precarious; what destroyed it was a trebling in Syria’s population.

With inheritance laws subdividing those holdings as more and more sons survived into adulthood, the marginal farms, which accounted for the bulk of agricultural employment, became completely unviable. Steadily worsening water shortages, culminating in a disastrous drought from 2005 to 2010, then delivered the final blow, precipitating a flight to the cities, particularly from the Sunni areas, that left many rural villages without young men.

But Syria’s heavily regulated, corruption-ridden economy could scarcely absorb the inflow, so more than half of those young men became unemployed, eking out tenuous livelihoods in illegally built complexes on the urban fringes.

People gather to celebrate in Umayyad Square on December 11, 2024 in Damascus, Syria.

People gather to celebrate in Umayyad Square on December 11, 2024

None of that would have provoked the civil war had the rural collapse, and the subsequent rise in poverty, not aggravated deep-seated ethnic and religious conflicts. Exactly like Lebanon and Iraq, the country that gained independence in 1946 was a state without a nation. Nor were there any broadly shared goals or ideas that could shape a unifying national identity.

The extent of the differences became obvious in 1954, when a Sunni-dominated government enacted centralising laws that sparked a Druze revolt. The revolt was quickly suppressed but the inability to define a workable balance between the conflicting groups fuelled six military coups in rapid succession.

It was only in 1966, when the Baath (Resurrection) party seized power, and then in 1970, with the so-called Corrective Revolution, which vested undivided power in Hafez al-Assad, that a degree of stability prevailed. The Baath had secured just 15 per cent of the vote in 1963, the last more or less free election; but, at least initially, it managed to coalesce a viable, if never broad, base of support.

At the heart of that support was the army, whose officer corps, like the Baath, was dominated by Alawites, who replaced the Sunnis decimated in the military purges that followed the coups and countercoups of the previous decade. Complementing that core was a tidal wave of Baathist patronage as sweeping nationalisations in 1964-65 and a 20-fold increase in the size of the public service – enacted in the name of “the scientific Arab way to socialism” – politicised employment decisions.

There is, however, no doubt that the Sunnis, who derived few benefits from that patronage, were left behind, at a time when Islamic fundamentalism was gaining lavish funding from the newly wealthy petro-monarchies. Although a shadowy battle between the regime and the Muslim Brotherhood had raged for some years, the Hama revolt in 1982 proved the key turning point.

Suppressed in a sea of blood, the revolt of Hama’s Sunnis induced Assad to rely even more heavily on a pervasive security apparatus manned by Alawites and controlled by members of his family: of the 12 key officers who ran the military-security complex between 1970 and 1997, seven were linked to Assad by blood or marriage.

That pattern persisted when Bashar al-Assad acceded to the presidency in 2000. By then, however, the transition from “Arab socialism” to an especially degenerate form of crony capitalism had made the cracks in the regime’s foundations ever more glaring.

To begin with, because the Sunni birthrate was much higher than that of the ethnic and religious minorities, the minorities’ share of the Syrian population was a third lower than in 1980, narrowing the regime’s power base, heightening its paranoia and increasing its dependence on outside support (which eventually came from Iran and Russia).

At the same time, the growing concentration of young, unemployed Sunni men in the major towns created an immensely receptive audience for radical imams, who – repeating the Al-Jazeera sermons of Hamas’s spiritual leader, Sheik Youssef al-Qaradawi – denounced the Alawites as “even more defiled than the Jews”.

It is therefore no accident that it was a broadcast by al-Qaradawi, calling, on March 25, 2011, for an uprising to root out the unbelievers, that transformed highly localised demonstrations into a national civil war.

Retracing that civil war’s history would take too long. What matters is that each of its many protagonists sought to create a safe base for its constituency by ruthless ethnic cleansing.

The regime readily accepted – when it did not force – the displacement of some eight million people, mainly Sunnis, out of its area of control. That not only removed potential adversaries; it also allowed the regime, through a special law passed in mid-2018, to expropriate the displaced, reselling their assets (at bargain basement prices) to its Alawite, Christian and Druze supporters. That those minorities, which effected much of the regime’s dirty work, feel threatened by the victims’ return is readily understandable.

Nor was the ethnic cleansing any less brutal in the areas controlled by the regime’s Islamist opponents. In Turkish-controlled Afrin, for example, where Kurds previously comprised 90 per cent of the population, there are virtually no Kurds left, as Turkey’s military has replicated the “demolish and expel” strategy it implemented in Turkish-occupied Cyprus. To make things worse, it has, in what were relatively secular regions, enforced conformity to Islamic precepts to an extent unthinkable in Turkey itself.

Hayat Tahrir al-Sham chief Ahmed al-Sharaa

Hayat Tahrir al-Sham chief Ahmed al-Sharaa

Equally, in Idlib, which is governed by HTS (the Movement for the Liberation of the Levant), Christians, who were treated as dhimmis, have fled, as have any surviving Alawite, Ismaili and Yazidi “heretics”. Ahmed al-Sharaa, who heads HTS, presents himself as a technocratic nation-builder; the reality is that he never abandoned his jihadi outlook, reined in the Islamist fanaticism of HTS’s followers or relaxed the sharia-inspired prohibitions that dominate Idlib’s daily life.

Far from being a model of modernity, Idlib under Sharaa (who has reverted from Abou Mohammed al-Jolani to his original name) closely resembles Gaza under Hamas – an authoritarian, Islamist enclave that survives by diverting humanitarian assistance to fund HTS’s operations. There is every reason to fear Sharaa will try to take Syria down that road, provoking (in a repeat of the Iraqi scenario) a renewed conflict with the former regime’s supporters, as well as with the US-backed Kurds.

To describe the current situation as combustible is consequently an understatement. And it is an understatement too to say that Israel’s precautionary measures, which include strengthening its grip on the Golan Heights, are eminently rational.

Of course, that won’t stop the UN, and Australia with it, condemning the Israeli moves, while staying mum about Turkey’s expansion of its so-called “self-protection zone” in Syria and its indiscriminate bombing of Kurdish villages. But if the Syrian tragedy has a lesson, it is this: in the Arab Middle East, with its deep hatreds, long memories and searing fractures, only sheer power counts. To believe anything else is just a childish fantasy

The way we were … reevaluating The Lucky Country sixty years on

When I first arrived in Australia in April 1978, I was keen to know more about the country I had unexpectedly migrated to – as a matter of fact, apart from what I’d learned from my then-wife, who was a Sydneysider, I knew very little. Donald Horne’s The Lucky Country was highly recommended. And yet, the Australia Horne described therein did not seem like the country I was about to call home. It was a critique of “the way we were” – the somnolent fifties and sixties that preceded its publication – a society and a culture that ceased to be relevant in the decades that followed. As author and columnist Nick Bryant writes in a reevaluation republished below: “Just as the title has been misappropriated – it was meant sardonically.  its subtitle has been mislaid: Australia in the Sixties. Though many insights proved prescient and perennial, Horne was describing a different land”.

Indeed, the book had appeared as the Australia Horne described and condemned had already begun to change. An imperceptible social revolution had already been pushing against the rigid morality of the war-time generation. The comforting but constraining ties of the traditional family, religious observance and community obligation which were regarded as unreasonably oppressive by his generation and many in the one before it, were breaking down, to be replaced in the seventies by a more open, more travelled and and inquisitive society and a paternal and benevolent social welfare state which provided free healthcare and for a generation of Australians, free tertiary education – from which I, once naturalised, benefitted. Much if this change was not all that recognisable  at the time – transformations of this kind are mostly visible only with the benefit of hindsight.

The Lucky Country nevertheless continues to dominate the intellectual landscape; but 60 years after its publication, and as Bryant notes, it’s one that Australia mistakenly takes too seriously.

In a piece I wrote five years ago, How the “Lucky Country” lost its mojo. I quoted author and onetime publisher Steve Harris:

“Many who use the terms “lucky country” or “tyranny of distance” have probably not even read the books or understand their original context or meaning. If they read the books today, they might see that almost every form of our personal, community, national and global interests still involve “distance” as much as ever, and that notions of “the lucky country” ­remain ironic. ” The result, he laments, is a re-run of issues revisited but not ­resolved, opportunities not seized, and challenges not confronted … it is no surprise that the distance ­between word and deed on so many fronts, and so often, has created its own climate change, one of a collective vacuum or vacuousness. An environment where it is too easy to become disinterested, or be distracted by, or attracted to, those offering an “answer”, even if it is often more volume, ideology, self-interest, simplicity, hype and nonsense than validity, ideas, public­ interest, substance, hope and common sense. A 24/7 connected world where we drown in words and information but thirst for bona fide truth, knowledge and understanding, and more disconnectedness and disengagement”.

We republish below two retrospectives we’ll worth reading, one written from a conservative perspective, the other, by Bryant, from a relatively progressive viewpoint (there are some great pictures too). Both agree however that it is a book that can be read in a slightly or very different way by each generation, always having something new to say. As columnist Henry Ergas notes therein: “For all of its shortcuts and grievous errors, its insights still dazzle, no matter how often they are read or reread. So does its freshness, its sense of humour and perhaps most of all, its eager hopefulness and sense of aspiration”.

© Paul Hemphill 2025. All rights reserved

Sixty years on from Donald Horne’s instant classic, has The Lucky Country run out of luck?

Has a nation of gamblers with a disdain for ‘theory’ ridden its luck for too long?
Has a nation of gamblers with a disdain for ‘theory’ ridden its luck for too long?

“Join the Lucky Ones” ran the front-page headline of The Australian on Tuesday, December 1, 1964. Starting the next day, readers could enjoy “the first big instalment of Donald Horne’s controversial new book The Lucky Country”, which was being published that week.

Horne had a long association with Frank Packer and Australian Consolidated Press, but in a publishing coup Rupert Murdoch’s new national newspaper had secured exclusive rights for “the most candid, controversial book of the year”.

The Australian had begun life less than six months previously as a daring experiment, the first nationally circulated newspaper in a country beginning to fizz with a sense of expanding possibilities yet faced with new, sometimes daunting prospects in a dramatically changing world.

Horne’s much-anticipated “witty and irreverent study of Australians and their way of life” couldn’t have found a stage better suited to its bold approach or for the questions it was firing, at point-blank range, into the national conversation.

Australians were reintroduced to themselves in the weeks that followed as a people who “hate discussion and ‘theory’ but can step quickly out of the way if events are about to smack them in the face”.

Join the Lucky Ones: Page 11 from The Australian newspaper on December 2, 1964 featuring an extract of Donald Horne's 'The Lucky Country'

The Australian newspaper on December 2, 1964 featured an extract of ‘The Lucky Country’

They found out that “to understand Australian concepts of enjoyment one must understand that in Australia there is a battle between puritanism and a kind of paganism and that the latter is beginning to win”. Competitive sport, they were now given to understand, had all the qualities of “a ruthless, quasi-military operation”, making it “one of the disciplinary sides of Australian life”.

As for mateship, it reflected “a socially homosexual side to Australian male life” that involved “prolonged displays of toughness” in pubs, where men “stand around bars asserting their masculinity with such intensity that you half expect them to unzip their flies”.

Perhaps most arresting was the argument that went with the title’s assertion. Australian life, combining scepticism and “delight in improvisation”, had resulted in dependence on a type of gambler’s luck.

As circumstances shifted, Australians’ “saving characteristic, ‘the gambler’s coolness’ ”, had helped them to “change course quickly, even at the last moment”.

But the aim of those swerves had always been to “seek a quick easy way out”. Now that strategy needed to be reconsidered.

Abrupt changes

The Lucky Country packed many punches – and they landed at the perfect moment.

The tremendous post-war growth of an educated and engaged public had been evident since the mid-1950s as new magazines proliferated and the market for Australian books expanded more prodigiously than at any other time in the century.

Coupled with that were global shifts even more dramatic and described in The Australian’s first editorial, which spelled out both the paper’s vision and the challenges the nation faced.

Since the end of World War II all the major European empires had ceded or lost control of the lands and people to Australia’s immediate north. As British, Dutch and French imperial power in Southeast Asia collapsed, new nations – including Indonesia, Malaysia and Vietnam – were born and ancient ones, such as Burma and Thailand, reshaped. Behind them lay “the brooding power and intelligence of the new China, a land with whose people’s desires and plans our own future is deeply entwined”.

All the way with LBJ: The first Australian visit by a US President. United States President Lyndon B Johnson greets the crowd in Swanston Street, Melbourne. Picture: Ken Wheeler

The first Australian visit by a US President. United States President Lyndon B Johnson greets the crowd in Swanston Street, Melbourne. Ken Wheeler

These abrupt changes coincided with Britain trying to join the European Common Market, making it clear that wherever the United Kingdom saw its future, it was not primarily with the Commonwealth.

Losing the blanket of certainty that Australia’s close relationship with Britain had long provided was a blow. But, The Australian insisted, it could prove “a salutary shock”, as it helped us realise “that now, as never before in our history, we stand alone”.

Collection of snapshots

The Lucky Country’s impact was immediate and all-pervasive. Despite some scathing reviews (one confidently predicted the book would have been forgotten by the next football season), it flew off the shelves. Its initial print run of 18,000 sold out in nine days and the pace showed no sign of flagging.

In 1965 it sold another 40,000 copies before repeating the feat in 1966, a staying power beyond its publisher’s wildest dreams.

One of the books that truly defined the decade, it entrenched itself in the national consciousness in a way similar to Geoffrey Blainey’s The Tyranny of Distance, published two years later, another title that instantly entered the national lexicon.

Blainey’s deeply researched work, which reflected his training as a historian, was tightly argued. In contrast, even Horne admitted that his book was “a collection of snapshots of Australia”. An assemblage of ideas and insights that had been amassing for a decade, Horne thought it was part of the book’s success, handing readers a host of opinionated pages of observation and commentary.

Donald Horne at home: the author constantly fretted that his seminal book’s title had been misunderstood and misused.

Donald Horne at home

More than the loose structure, though, the book’s style was crucial to its impact. That style came from Horne’s long spell as a journalist, editor and advertising man.

Horne had a keen understanding of what readers wanted to know and talk about. He had spent years honing his approach, addressing Australia’s burgeoning magazine and newspaper readers, and recognised their hunger for a new type of journalism that The Australian sought to embody: urbane, expository, intelligent, sparky, informed.

And if it worked for magazines and papers, why not for a serious – if chronically irreverent – book about who we were and how we now lived?

The Lucky Country introduced this sharp change in tone to Australia in the 1960s, marking it as ineradicably as David Williamson’s plays would do. The content matched the tone, too, aggressively insisting that the way we lived had changed so abruptly that the nation could no longer be served by the standard-issue ideas.

The national mythology, populated by bush legend figures (shearers, bushrangers, drovers) and grizzled Anzacs, had no relevance to daily reality.

Australians were urbanites and suburbanites, and increasingly so: from 1947 to 1966 the percentage of Australian living in cities leapt from 68 per cent to 83 per cent.

Misappropriated and misunderstood

Horne’s coup was to bridge this gap between myth and reality. Certainly to his mind The Lucky Country’s success came from the fact it captured Australia as Australians experienced it, not through the fake lenses of a glorified past.

It was, Horne claimed, the first book to reflect “the suburban nature of the lives of most Australians without jeering at them”. What really cut through, however, was the book’s underlying thesis.

Despite its gadfly-like style, the book worked off a set of powerful assumptions that constituted a strong, even startling, argument.

Horne would complain ever after that its title had been misappropriated and misunderstood. But it is hard to deny that the title itself made the argument palpably clear.

Earlier exercises in self-reflection generally portrayed Australia’s journey to nationhood as a process of maturation. Nurtured under the shelter of Britain’s wing, foresight, hard work and inspired guidance had allowed the infant nation to grow into a strapping adult, capable of standing on its own feet.

Horne knocked that narrative for six. Australia’s prosperity and stability were not, he argued, the result of increasing national maturity, much less diligence and determination. They were due to sheer good fortune. To make things worse, it was a good fortune the country didn’t deserve – or know how to use.

The problem wasn’t the bulk of ordinary Australians, who weren’t a bad lot. It was “the people on top”. Our leaders and elites were second-rate provincial mediocrities who had got stuck in a groove some 50 or 60 years earlier and never budged out of it, even as one generation passed to another and still another.

Premature senility

Thanks to them, the nation was in a time warp, living out a fantasy that bore no relation to its realities – or its challenges.

The proper national metaphor, in Horne’s eyes, was not a maturational shift from boisterous youth to fully fledged adulthood; it was a leap from childhood to premature senility. Without “a radical overthrow and destruction of the prevailing attitudes of most of the nation’s masters” the decades to come would likely witness “a general demoralisation; the nation may become run down, old-fashioned, puzzled, and resentful”.

The radical overthrow and destruction of Australia’s outmoded approach, and the subsequent renewal, could, Horne speculated, possibly come through the rising generation. He was drawn to generational explanations of change, citing Walter Bagehot’s comment that “generally one generation succeeds another almost silently.

But sometimes there is an abrupt change. In that case the affairs of the country are apt to alter much, for good or for evil; sometimes it is ruined, sometimes it becomes more successful, but it hardly ever stays as it was.”

Modern classic: Cover of The Lucky Country, featuring the painting of the same title by Albert Tucker. Picture: Supplied

The Lucky Country, featuring the painting of the same title by Albert Tucker

Generational change had salvaged the national project before. The great Australian initiative, when Britain and other outside models of development had been energetically rejected, had emerged in the decades at the turn of the 20th century. This was when a nationalism of mateship represented “the general egalitarian position” that, flecked with Irish anti-English hostility, had formed an explicit contrast to an England of wealth and privilege. To those who had experienced that earlier time, “this present pause would be unbelievable”.

Robert Menzies epitomised everything that had gone wrong. He had absorbed too much of the pro-British obsequiousness of the post-World War I world, notably “the ceremonial clinging to Britain” that was “part of the delusional structure of the people who were running Australia”.

Unable to escape that delusional structure’s grip, subsequent generations had fallen into Menzies’ stride rather than broken it. And while Menzies’ leading rival, Arthur Calwell, could not be accused of being unduly pro-British, he was no better able “to recognise and dramatise the new strategic environment of Australia”.

Fresh start

As a result, “the nation that saw itself in terms of unique hope for a better way of life is becoming reactionary – or its masters are – addicted to the old, conformist” ways of doing things. The inability to cope with change meant the “momentum towards concepts of independent nationhood has slowed down, or stopped”.

There were, however, inklings of a fresh start. Although “still full of mystery”, the generation born during and immediately after the war “seems fresher”. Who knew, “it may be the generation that changes Australia”.

Expressing the egalitarian pragmatism that Horne identified as the quintessential philosophy of the national consciousness, the baby boomers would be socially progressive, tertiary-educated, technocratic pagans and managerially gifted hedonists. As they gained control, the better qualities of the Australian people, sprawling and sunburnt on the nation’s beaches, would finally be able to express themselves unencumbered by the tired leftovers of a bygone era.

Exactly how this revolution would occur was left unclear.

Bathers at Bronte Beach, Sydney, 1964, from John William's new book Line Zero: Photo-reportage 1958-2003. Picture: Supplied

Bathers at Bronte Beach, Sydney, 1964, John William’s Line Zero: Photo-reportage 1958-2003

Horne’s career had to this point been on the political right. He was still editor of Quadrant whenThe Lucky Country came out, a vigorous anti-communist who had run as a Conservative in an English election while living there in the 1950s.

In some ways, he might still have been a conservative – for example, in his identification of the ideals of egalitarianism and fraternity as the essence of a national culture that needed to be preserved.

What is certain, however, is that by the time of The Lucky Country, Horne was no conservator. His conservativism was what he now described as being of the “radical”, even “anarchist”, variety. Enormous social and political renovation was the order of the day and the book’s task, Horne said, was “to produce ideas that may prompt action at some later time” – but that would need a change agent only the future would disclose.

Whitlam the messiah

Given that sense of anticipation, it is unsurprising that Horne drank the Gough Whitlam Kool-Aid deeply and early. When Whitlam replaced Calwell as ALP leader, Horne declared that he “seemed to understand that not only the Labor Party but Australia as a whole needed a psychological reorientation, a new tone and style to make it adaptable in the modern world”.

In April 1973, less than six months after the federal election that brought “the ludicrous Menzies era” to a close, Horne predicted that Whitlam could easily become Australia’s greatest prime minister. Until then, it had begun to seem “as if our sense of nationality was going to remain rather grisly: a fairly second-rate European-type society cutting itself off from its environment and from the mainstreams of the age, trying to keep up its spirits by boasting about its material success, its mines and its quarries”.

Now he predicted a new national anthem within 12 months and a republic within 10 years. The eternal “tomorrow” of utopian political vision had suddenly become, as it were, Monday morning – and Whitlam was its messiah.

Inevitably, having soared to such heights, the deflation when the curtains fell on the new dawn was all the more traumatic. It exploded into visceral anger in the book Horne wrote immediately after the 1975 dismissal.

Whitlam, Horne said in Death of the Lucky Country, had been doubly “assassinated” – once by the governor-general, then again “by his defeat in an illegitimately called election, done in by strong and powerful enemies”.

In Gough we trust: Horne remained incandescent with rage long after the end of the Whitlam experiment. PIcture: Sunday Telegraph

Gough and singer Little Pattie. Sunday Telegraph


Donald Horne, centre, with union leader John Halfpenny, left, and authors Patrick White (right) and Frank Hardy in the background, leading the singing of Advance Australia Fair at Sydney Town Hall in 1976. They were “maintaining the rage” over the dismissal of prime minister Gough Whitlam one year earlier.. Kevin Berry

The elites had had their revenge. Public violence, Horne suggested, would be an entirely understandable response. Horne’s own response was unending, incandescent, outrage.

Mingled with bitterness, that outrage pervades everything Horne wrote after Whitlam’s ignominious end: largely second-rate works that have faded from memory. He had, it turned out, only one book in him – but it was, nonetheless, a book of immense importance, not least because of its tough-minded approach to Asia and its adamant rejection of non-alignment as a bastardised form of neutralism.

To say that is not to ignore the paradox that underpins the book. Horne’s discussion in The Lucky Country of Australia’s British inheritance was rich and nuanced. But as the years passed Britishness became a birth flaw to be denounced with ever greater ferocity.

Yet for all of Horne’s strident nationalism, The Lucky Country is redolent, if not derivative, of the Britain of the mid to late ’50s.

During his stint in Britain, Horne had fully absorbed the new concept of “the establishment”, coined by London columnist Henry Fairlie in 1955 to describe not simply the individuals who held and exerted political power but the whole network of institutions, practices and attitudes through which those in or near power maintained their ascen­dancy.

By 1960, denouncing the dead hand and crippling impact of a musty, hidebound elite had become the stock in trade of an emerging class of British com­mentators.

Horne brilliantly transposed that leitmotiv to Australia, just as he transposed those commentators’ biting tone and the advertising-influenced writing style of the new American journalism.

A front page story pointing readers to an extract from Donald Horne's 'The Lucky Country' to be published in the Australian; the next day, on December 2, 1964.

A front-page story pointing readers to an extract ‘The Lucky Country’ published in the Australian; the next day, on December 2, 1964.

But jingles are no substitute for deep analysis – and The Lucky Country’s marvellous hits come amid some disastrous misses.

No miss weighs more greatly, or has had more deleterious consequences, than Horne’s easy, airy dismissal of the extraordinary economic advance Australia had experienced since the ’40s. To describe that achievement as due to blind luck is simply absurd.

It was, in fact, achieved in the face of a world economy profoundly and increasingly adverse to primary exporters, who had to deal with plunging commodity prices, as well as the relatively slow growth, and chronic balance of payments problems, of Britain, which was still Australia’s crucial export market.

That Australia managed to not merely cope with that environment but grow rapidly was no gift of nature: it reflected the remarkable adjustment capability of its primary exporters, who, as well as turning to Asia’s emerging markets, reduced their costs more rapidly than prices were falling.

And it was the adaptiveness of its primary exporters, along with the entrepreneurship of towering giants such as Lang Hancock and Arvi Parbo, that set the foundations for the mining booms Horne derided as just due to luck.

Party’s over: Bronte Beach, Boxing Day 2024. Picture: NewsWire / Flavio Brancaleone

Party’s over: Bronte Beach, Boxing Day 2024. Picture: NewsWire / Flavio Brancaleone

The belief that Australia’s prosperity was the result of good fortune rather than entrepreneurship and aspiration became one of the left’s key illusions. It framed Whitlam’s disastrous economic policies, which assumed the Australian economy was “indestructible”; it has recurred in recent years as successive Labor governments have dismissed mining, low-cost energy and agriculture as mere residues of earlier ages. The blind luck thesis had a natural appeal to the new elites who, in the decades after Whitlam’s fall, committed themselves to the fundamental remaking of Australia.

So did the overestimate of the merits of technocratic bureaucracy and the underestimate of the merits of Australian traditions that permeates Horne’s work. In that respect, Horne was right: the baby boomer generation changed Australia. And it was armed with the Whitlam-Horne vision that its leading scions became the new establishment.

By the late ’80s this new order had almost entirely replaced Horne’s reviled old second-rate elites, taking the commanding heights of cultural institutions and regulatory bodies, as well as dominating acceptable political discourse.

Undoubtedly a classic

Under first the boomers, and then their children’s generation, the longstanding policies, prac­tices, norms and pronouns that had framed Australian life were upended, reversed, junked, repudiated.

In 1964, Horne declared that ordinary Australian people were not the problem: the elites were. Sixty years later that seems truer than at any other time in Australian history, but the elites in question are those whom Horne heralded and championed.

The great irony, though, is that the ordinary suburban Australians Horne brought to the forefront of national conversation have proven the immovable bulwark against which those new elites have collided, as they repeatedly rejected the new establishment’s wishes and projects.

Horne himself may not have appreciated this irony. But he can claim the credit for foretelling the two great protagonists in the national drama that continues to play itself out in the public square.

In the end, it is the hallmark of a classic that it is a book that can be read in a slightly or very different way by each generation, always having something new to say. Set against that test, The Lucky Country is undoubtedly a classic.

For all of its shortcuts and grievous errors, its insights still dazzle, no matter how often they are read or reread. So does its freshness, its sense of humour and perhaps most of all, its eager hopefulness and sense of aspiration.

On this joint birthday of The Lucky Country and of the newspaper that, 60 years ago, launched its career, renewing that spirit remains a task worthy of giants.

Henry Ergas is a columnist with The Australian. Alex McDermott is an independent historian.

Australia’s fortune was never dumb luck 

Nick Bryant, Sydney Morning Herald, 20 December 2024
Sixty summers ago, thousands of Australians were devouring a book published in the lead-up to Christmas which became an instant Aussie classic. Unveiled in December 1964, Donald Horne’s masterwork, The Lucky Country, soon became postwar Australia’s most intellectually influential book. When I first came to live here almost 20 years ago, I consumed it in one gulp, flying, fittingly enough, from Sydney to Perth. Nothing I had ever read so brilliantly encapsulated the vast and confounding continent down below.

Not only did his polemic meet the moment – its first print run sold out in less than a fortnight – in many ways it stood the test of time. Just consider the opening riff, which finds Horne, whisky in hand, on the terrace of a hotel in Hong Kong, considering the regional implications of China: “Australia’s problem is that it now exists in a new and dangerous power situation and its people and policies are not properly re-oriented towards the fact.” He could be describing this very instant.

If Horne had received royalties for every time his most quotable line was re-quoted – “Australia is a lucky country run mainly by second-rate people who share its luck” – his bank balance would have rivalled his analytical clout. But other Horneian bon mots were also worthy of repetition. “Many of the nation’s affairs are conducted by racketeers of the mediocre,” he wrote, in another skewering putdown. No wonder the book remains such a literary landmark.

Yet while the prose was scintillating and the thinking of the highest order, Horne had not produced a biblical text: sacred words by which we should continue to live our national intellectual life, a work that was doctrinal and everlasting.

Like his long-forgotten subtitle, the words Horne penned after his famous political sledge also need rescuing from obscurity. Not only were politicians second-rate, he said, but the country “lives on other people’s ideas”. In other words, it was second-hand. As he explained in the mid-1970s, “I had in my mind the idea of Australia as a derived society … In the lucky style, we have never ‘earned’ our democracy. We simply went along with some British habits”.

At first glance, Canberra seemed to prove this aphorism. The chambers of the old Parliament House looked like a loving recreation of the Palace of Westminster. But study more closely the history of Australian democracy, and a different story emerges. Rather than being slavishly imitative, Australia has a long history of democratic innovation. It pioneered the secret ballot, female enfranchisement, preferential voting and another essential safeguard against modern-day polarisation: compulsory voting. The history of Australia’s democracy is as much singular as derivative. It speaks of Australian exceptionalism and subverts Horne’s overarching thesis that the country was lazily derivative.

Even more problematic than Horne’s original thesis is the bastardised version of his thesis, which sees Australia as being unusually lucky because it was essentially a mine and paddock with glorious views. “I didn’t mean that it had a lot of material resources,” Horne was at pains to point out in the mid-70s. Yet, it’s precisely this interpretation that continues to exert such a vice-like grip on national thinking. What makes this false rendition so crippling and self-belittling is that it underestimates the extent to which Australia has made its own luck.

For much of the past half-century, however, that is precisely what has happened. The reform era of the Hawke, Keating and Howard years created an Australian model, blending government regulation, free enterprise and social welfare provisions such as Medicare, which underpinned decades of uninterpreted economic growth. Australia survived both the 1997 Asian financial crisis and the dot com recession at the turn of the century before the resources boom kicked in. Other countries have tried to decipher the success of the “wonder Down Under” economy, which is based as much on smart policy settings, such as the Four Pillar banking structure, as coal and iron ore.

In a complete upending of Horne’s thesis, Britain has regularly pilfered Australian ideas – from Tony Blair mimicking Hawke and Keating’s “Third Way” to the Conservatives replicating Howard’s “Pacific Solution”. The Albanese government’s social media ban for children below the age of 16 is being closely monitored by other countries. Whether it’s bans on cigarette advertising or forcing tech giants to pay news organisations for access to their journalism, Australia is looked upon globally as a laboratory of reform. The historian Geoffrey Blainey was onto something when he described Australia as “one of the most experimental, and one of the most exceptionalist, countries in the history of the modern world”.

For sure, Australia can too easily succumb to the influence of others. The Trumpification of Australian conservative politics offers a timely case in point. But this is not a country, as Horne put it 60 years ago, that simply “lives off other people’s ideas”. Far from it. Indeed, as well as the 60th anniversary of Horne’s opus, this month marks the 50th anniversary of the groundbreaking work that made solar a viable source of renewable energy. It was pioneered at the University of NSW by one of Australia’s unsung heroes, Professor Martin Green.

The Lucky Country is not the only book from that era that has shaped Australia’s modern-day sense of itself. Published two years later, Geoffrey Blainey’s The Tyranny of Distance reinforced the sense of geographic remoteness and geopolitical irrelevance. These two precepts have become increasingly obsolete, as the locus of the world has shifted from the Atlantic to the Indo-Pacific, but also proven surprisingly obdurate.

Cultural-cringe thinking, that “disease of the Australian mind” identified by A. A. Phillips in his 1950 Meanjin essay, also feels redundant. Far more significant a force is Australia’s cultural clout, as demonstrated this year by the First Nations artist Archie Moore, who became the first Australian to win the coveted Golden Lion award at the Venice Biennale.

Another overly influential work, Robin Boyd’s The Australian Ugliness, which was published in 1960, also feels outdated at a time when local architects are winning such global acclaim with their emphatically Australian aesthetic. The 2024 World Building of the Year, for example, is a public school in Sydney’s inner city designed by the local firm FJC Studio.

Too much of Australia’s postwar intellectual architecture relies on design work from a bygone age. The problem, moreover, is compounded by mutual reinforcement. Lucky Country thinking, Tyranny of Distance thinking and Cultural Cringe thinking have created a superstructure of national self-deprecation.

The good news is that applying a wrecking ball to this kind of antique thinking creates a knock-on effect. Pillars start collapsing on each other. Edifices crumble. Consider this passage penned 20 years ago by Clive James: “When my generation of expatriates went sailing to adventure, most of us believed that what we were leaving behind was a political backwater. In fact, it was one of the most highly developed liberal democracies on Earth, a fitting framework for the cultural expansion that has since made it the envy of nations many times its size.”

As James shows here, when you demolish one shibboleth – the idea that the polity is second rate – others come tumbling down.

Australia’s self-belittling streak has its uses. It requires a leap of imagination to see a Trump-like demagogue ever emerging here, given the enduring power of the tall-poppy syndrome and the scything down of puffed-up poseurs who take themselves too seriously.

The problem is that tall-poppy thinking is too often applied to the country as a whole. That, I would suggest, is a product of how Horne’s The Lucky Country still dominates the intellectual landscape. It is a brilliant book, but 60 years after its publication, it’s one that Australia mistakenly takes too seriously.

Donald Horne, centre, with union leader John Halfpenny, left, and authors Patrick White (right) and Frank Hardy in the background, leading the singing of Advance Australia Fair at Sydney Town Hall in 1976. They were “maintaining the rage” over the dismissal of prime minister Gough Whitlam one year earlier.Kevin Berry

Nick Bryant, a former BBC Washington correspondent, is the author of The Forever War: America’s Unending Conflict with Itself.

Modern history is built upon exodus and displacement

“We are cursed to live in a time of great historical significance: when future historians look back at 2023, the distinguishing feature of this year will likely be the recurrence of ethnic cleansing on a vast scale”.

Thus wrote Unherd columnist and former war correspondent Aris Roussinos in December. 2023, but he would draw the same conclusion in 2024 and in 2025. He notes that ethnic cleansing is taking place on a vast scale in many parts of the world. Yet, apart from the current outrage at Israel’s war on Hamas in Gaza, turbocharged as it is by unprecedented and arguably one-sided mainstream and social media coverage, international reaction has been muted to the point of indifference. Roussinos’ article is republished below, and the following overview is inspired by and draws on his observations.

The term ethnic cleansing is elusive and politically charged. In an age of endemic conflict, identity politics and competing narratives, it has become a contested and often diluted concept invoked with increasing frequency. Yet, it remains undefined in law. Unlike genocide or war crimes, it has never been codified as a distinct offence under international law, and so its use is contested.

A United Nations Commission of Experts investigating violations during the wars in the former Yugoslavia offered the most widely cited descriptions. In its interim report it defined ethnic cleansing as “rendering an area ethnically homogeneous by using force or intimidation to remove persons of given groups from the area.” In its final report the following year, the Commission elaborated: it is “a purposeful policy designed by one ethnic or religious group to remove by violent and terror-inspiring means the civilian population of another ethnic or religious group from certain geographic areas.” What is clear in these descriptions is that ethnic cleansing is deliberate, systematic, and political in nature.

The Commission also catalogued the methods through which such policies are carried out. They include murder, torture, arbitrary arrest and detention, extrajudicial executions, rape and sexual violence, severe injury to civilians, confinement of populations in ghettos, forcible deportation and displacement, deliberate military attacks or threats of attacks on civilian areas, the use of human shields, the destruction and looting of property, and assaults on hospitals, medical staff and humanitarian organisations such as the Red Cross and Red Crescent. The Commission concluded that these acts could amount to crimes against humanity, war crimes, and in some instances, fall within the meaning of the Genocide Convention.

Many people today use the term ethnic cleansing interchangeably with genocide, since both involve the violent removal and destruction of communities and often lead to similar outcomes of death, displacement, and cultural erasure. Ethnic cleansing, which refers to the forced expulsion of a group from a territory through intimidation, violence, or coercion, frequently overlaps with acts that fall under the 1948 UN Genocide Convention, such as mass killings and the destruction of cultural or religious life. This blurring of concepts reflects not only the moral outrage provoked by such crimes but also frustration at the narrowness of legal categories, which can leave survivors feeling their suffering has been minimized by technical distinctions. Historical cases illustrate how the line between the two has often been perilously thin: the mass deportations and killings of Armenians in 1915, which many scholars and states regard as genocide and even describe as a holocaust – though Türkiye denies it and Israel avoids official recognition for fear of diluting the unique status of the Shoah – the expulsions and massacres of Bosnian Muslims in the 1990s, and the flight of the Rohingya from Myanmar all show how ethnic cleansing has so often carried genocidal dimensions – as is particularly the case today with the war in Gaza which has polarized and politicized ordinary people and activists alike worldwide who have through lack of knowledge or opportunism conflated the two.

Yet it is important to recognize that genocide and ethnic cleansing are not strictly interchangeable. Genocide requires proof of an intent to destroy, in whole or in part, a national, ethnic, racial, or religious group, whereas ethnic cleansing focuses primarily on expulsion, which may or may not involve that deeper intent to annihilate. Ethnic cleansing can amount to genocide when the purpose is to eradicate a group, but not all instances meet this threshold. In public discourse, however, people motivated more by empathy and emotion than by detailed knowledge of history or law are often inclined to conflate the two, since the lived experience of the victims—violence, displacement, and cultural obliteration – appears indistinguishable from destruction itself. More informed observers, by contrast, emphasize legal precision and historical context, recognizing that while the outcomes often overlap, preserving the distinction remains vital for accurate analysis and accountability.

The moral revulsion ethnic cleansing excites is the natural and humane reaction, but historically and also presently, it is not an uncommon phenomenon. For the American sociologist and academic Michael Mann, ethnic cleansing is the natural consequence of modernity, “the dark side of democracy”: a recurring temptation of the modern nation-state. The following sections provided examples from the last thirty years, followed by a survey of instances of ethnic cleansing during the early to mid Twentieth Century. They describe how ethnic cleansing is not only a crime of forced removal and murder but also an assault on identity, memory, and the very visibility of a people.

[The featured picture at the head of this blog post is one of Palestinian artist Ismail Shammout’s striking illustrations of Al Nakba, the dispossession of tens of thousands of Palestinian Arabs during Israel’s war of independence, from In That Howling Infinite’s Visualizing the Palestinian Return – the art of Ismail Shammout]. More of his art is included below]

Expulsion, eradication and exile

The Wars of the Yugoslav Succession in the 1990s – encompassing Croatia, Bosnia, and Kosovo – offer a clear illustration of ethnic cleansing in a modern European context. As Yugoslavia disintegrated, political and military leaders pursued campaigns aimed at creating ethnically homogeneous territories, often through the systematic targeting of civilians. In Bosnia, Serb forces carried out mass killings, forced deportations, rape, and the deliberate destruction of homes, schools, and cultural heritage sites, culminating in the Srebrenica massacre of 1995, in which more than 8,000 Muslim men and boys were killed. In Croatia and Kosovo, similar tactics were deployed: ethnic minorities were expelled, villages razed, and communities terrorised into flight. The International Criminal Tribunal for the former Yugoslavia (ICTY) documented and prosecuted these actions as crimes against humanity and war crimes, establishing that the campaigns were not chaotic consequences of war, but deliberate, coordinated policies of ethnic removal. The tribunal’s rulings provide a legal benchmark for understanding ethnic cleansing as the purposeful removal of populations through violence, intimidation, and coercion, a pattern that recurs across history and geography—from the forced expulsions of Armenians in 1915, to the population exchanges of Greece and Turkey in 1923, to the contemporary displacement of Rohingya, Palestinians, Ukrainians, and Afghans. These cases demonstrate that ethnic cleansing combines physical violence, forced migration, and cultural erasure, often leaving long-term social, political, and demographic scars that endure generations after the immediate conflict.

Sudan has witnessed repeated waves of ethnic cleansing over recent decades, most infamously in Darfur in the early 2000s, when government-backed Arab Janjaweed militias targeted non-Arab communities with systematic violence. Villages were burned, civilians massacred, women subjected to mass rape, and more than 2.5 million people displaced, in what the International Criminal Court later described as crimes against humanity, war crimes, and genocide. The displacement and destruction in Darfur followed earlier campaigns of forced removal during Sudan’s long north–south civil war, where entire communities in the south and Nuba Mountains were uprooted by aerial bombardment, scorched earth tactics, and starvation sieges. Today, ethnic cleansing has returned with devastating intensity: since April 2023, renewed fighting between the Sudanese Armed Forces and the Rapid Support Forces (successors to the Janjaweed) has triggered mass atrocities, including the killing of thousands and the flight of more than 7 million civilians, many across borders into Chad, South Sudan, and Egypt. Reports of targeted massacres against non-Arab groups in West Darfur suggest continuity with earlier campaigns, underscoring how ethnic cleansing in Sudan is not an isolated event but a recurring feature of its violent political landscape.

The Rohingya expulsions in Myanmar provide a stark contemporary example of ethnic cleansing. Since 2017, Myanmar’s military has carried out systematic campaigns of violence, including mass killings, sexual violence, arson, and the destruction of villages, aimed at driving the Rohingya Muslim population from Rakhine State. More than 700,000 Rohingya have fled to neighbouring Bangladesh, creating one of the world’s largest refugee crises. The violence has been accompanied by measures of cultural and social exclusion: denial of citizenship, restrictions on movement, and the erasure of Rohingya identity from official records. The United Nations and international observers have described these actions as ethnic cleansing, noting the deliberate intent to remove an entire ethnic group from a geographic area, while some investigators have determined that elements of the campaign meet the criteria for genocide.

Armenia and its surrounding regions have been scarred by cycles of ethnic cleansing for more than a century. The Armenian genocide of 1915–1916, carried out by the Ottoman Empire, combined forced deportations, massacres, and cultural destruction with the intent of removing Armenians from their ancestral lands in Anatolia. More than a million were killed or died on death marches, and countless others were scattered into diaspora communities across the Middle East, Europe, and the Americas. Later, in the Soviet period, Armenians and Azerbaijanis experienced repeated forced movements, with pogroms and expulsions erupting during times of political instability. Most recently, the 2023 offensive by Azerbaijan in Nagorno-Karabakh resulted in the flight of almost the entire Armenian population of the enclave—around 120,000 people—into Armenia proper, effectively erasing a centuries-old community. These waves of displacement illustrate how ethnic cleansing in Armenia is not confined to the past but has recurred across generations, leaving lasting demographic, cultural, and political consequences for the region.

During the past two years, mass expulsions from neighbouring countries returned large numbers of Afghans to Taliban-run Afghanistan. Pakistan has deported nearly half a million Afghans; Iran has driven out hundreds of thousands more. What is packaged as “repatriation” is, in many cases, forced displacement: exiles who had tenuous livelihoods, access to education, or limited civil freedoms in exile are now returned to a polity where the rights — especially the rights of women and girls — are ruthlessly curtailed. The Taliban’s record on gender is well known: it controls a society where women are barred from education and work, forced into early marriages, and denied even minimal public freedoms. Public-life prohibitions and systematic punishments disproportionately harm women and girls. Returning families are therefore being pushed into what many observers describe as among the worst possible places in the world for women — a profoundly gendered and life-threatening form of displacement.

The erasure of culture and historical memory

Like genocide, ethnic cleansing may not be limited the physical expulsion or eradication of people. It can be political, cultural and geographical, and often works through more insidious forms of erasure.

China’s policies in Xinjiang are an example. It has renamed at least 630 villages in Xinjiang, erasing references to Uyghur culture in what human rights advocates say is a systematic propaganda rebrand designed to stamp out the Muslim minority group’s identity. Human Rights Watch has documented a campaign of renaming thousands of villages across the region, stripping out references to Uyghur religion, history and culture. At least 3,600 names have been altered since 2009, replaced by bland slogans such as “Happiness,” “Unity” and “Harmony.” Such bureaucratic changes appear mundane, but they are part of a systematic project to erase Uyghur identity from the landscape itself.

Ukraine illustrates another, more violent dimension of contemporary ethnic cleansing. Russia is coercively integrating five annexed Ukrainian regions — an area the size of South Korea — into its state and culture. Ukrainian identity is being wiped out through the imposition of Russian schooling and media, while more than a million Russian citizens have been settled illegally into the occupied zones. At the same time, some three million Ukrainians have fled or been forced out. Torture centres have been established, with one UN expert describing their use as “state war policy.” Russian forces have employed sexual violence, disappearances and arbitrary detentions, and carried out massacres. Civilian deaths officially stand at around 10,000, but independent estimates suggest a figure closer to 100,000. Homes and businesses have been seized and redistributed to the cronies of Russian officials and officers. On top of these abuses, thousands of Ukrainian children have been taken from their families and deported into Russia for adoption and assimilation, with the threat that when they reach 18 they will be conscripted into the Russian military. This programme of child transfers has been declared a war crime by international courts, and represents perhaps the most chilling element of the campaign to erase Ukrainian identity across generations. Russian propagandists, including ideologues such as Alexander Dugin, routinely describe Ukrainians as “vermin” to be eliminated — language that many experts say is consistent with genocidal intent.

The long arm of history

Historical precedent is sobering, underscoring how entrenched practices definable as ethnic cleansing are. Some examples follow.

The Armenian genocide of 1915–1916 is a historical example where the term “ethnic cleansing” can be applied alongside, though not identical to, the legal concept of genocide. Ottoman authorities systematically deported, massacred, and starved Armenians from their ancestral homelands in Anatolia, often under the guise of military necessity. Entire villages were emptied, survivors forced on death marches into the Syrian desert, and cultural and religious heritage deliberately destroyed. These actions aimed to remove the Armenian population from the territory of the Ottoman Empire, making the region ethnically and religiously homogeneous, which aligns closely with contemporary definitions of ethnic cleansing. The genocide combined mass killing with forced displacement and cultural erasure, illustrating how ethnic cleansing and genocide can overlap in both intent and method. (See The Fall of the Ottoman Empire and the birth of Türkiye)

The Armenian case also illustrates how recognition of genocide is often bound up not only with history but with contemporary politics. Türkiye continues to deny that the mass deportations and killings of Armenians in 1915 amounted to genocide, framing them instead as wartime relocations within the collapsing Ottoman Empire. Israel, despite wide acknowledgment among its own scholars of the genocidal character of the events, has avoided official recognition, partly out of diplomatic considerations toward Türkiye, once a key regional ally, but also out of concern that equating the Armenian tragedy with the Shoah might dilute the unique historical and moral status attached to the Holocaust in Jewish memory and international discourse. This reluctance is not unique to Israel: several states have long hesitated to employ the term “genocide” for fear of straining relations with Ankara or complicating their own foreign policy priorities. Such debates demonstrate how the line between ethnic cleansing and genocide is not only a matter of legal precision but also of political narrative, with governments and institutions sometimes reluctant to apply the most condemnatory labels even where evidence overwhelmingly supports them.

As the Northern Irish writer Bruce Clark observed in his excellent book Twice A Stranger on the euphemistically termed “population exchanges” between Greece and Turkey exactly a century ago, “Whether we like it or not, those of us who live in Europe or in places influenced by European ideas remain the children of Lausanne,” the 1923 peace treaty, finalizing the dismemberment of the Ottoman Empire after the First World War, which decreed a massive, forced population movement between Turkey and Greece”, and in effect, One and a quarter million Greek Orthodox Christians were removed from Anatolia, the heartland of the new republic of Türkiye, and nearly 400,000 Muslims from Greece, in a process overseen by the Norwegian diplomat Fridtjof Nansen leading a branch of the League of the Nations which would later – perhaps ironically – evolve into today’s UNHCR.

During the Second World War, Soviet Union alone deported half a million Crimean Tatars and tens of thousands of Volga Germans to Siberia. In 1945, the victorious Allied powers oversaw the removal of some 30 million people across Central and Eastern Europe to create ethnically homogeneous states. At Yalta and Potsdam, Britain, the US, and the Soviet Union endorsed the expulsion of 12 million Germans, over 2 million Poles, and hundreds of thousands of Ukrainians, Hungarians, and Finns.

The partition of British India in 1947 produced one of the largest and bloodiest forced migrations in modern history. As the new states of India and Pakistan were created, an estimated 12 to 15 million people crossed borders in both directions – Muslims moving into Pakistan, Hindus and Sikhs into India – in a desperate effort to reach what they hoped would be safer ground. The upheaval was marked by extreme communal violence, massacres, abductions, and sexual assaults. Between 500,000 and 1 million people are thought to have been killed, and millions more were uprooted from ancestral homes they would never see again. The trauma of Partition continues to shape Indian and Pakistani national identities, as well as the politics of South Asia to this day. (See Freedom at Midnight (2): the legacy of partition) and Freedom at Midnight (1): the birth of India and Pakistan

The dismemberment of Mandate Palestine by the new state of Israel, Jordan and Egypt in 1948 brought two simultaneous mass displacements that remain unresolved. During the first Arab–Israeli war more than 700,000 Palestinians fled or were expelled from their homes in what became Israel. Known as the Nakba or “catastrophe,” this created a vast refugee population now numbering in the millions, many still stateless. Jews living in what is now the Old City and East Jerusalem, and the West Bank seized by Jordan were expelled. Jews living across the Arab world in Iraq, Yemen, Egypt, Libya, Syria and elsewhere – faced growing hostility, persecution, and expulsion. Between 1948 and the 1970s, an estimated 800,000 to 1,000,000 Jews left or were forced out, many stripped of property and citizenship. Most resettled in Israel, where their presence profoundly altered the country’s politics and culture. Palestinians and Jews alike endured dispossession, trauma and exile, and both experiences fuel competing narratives of grievance that continue to define the conflict.

Israelis are themselves, for the most part, the product of 20th-century ethnic cleansings, in the Middle East as well as Europe: indeed the descendants of Middle Eastern Jews, like the Security Minister Itamar Ben-Gvir, are the country’s most radical voices on the Palestinian Question. But unlike the Mizrahim,  and displaced of Eastern and south-eastern Europe, the Palestinians have no Israel to go to. There is no Palestinian state waiting to absorb them. Indeed, for Gaza’s population, the vast majority of whom descend from refugees from what is today Israel, Gaza was their place of refuge, and the 1948 Nakba the foundational event in their sense of Palestinian nationhood. For all that ethnic cleansing punctuates modern history, there is no precedent for such a process of double displacement, and the political consequences cannot at this stage be determined. We may assume they will not be good, and an analogue to Europe’s post-war neighbourly relations will not be found.

Conclusion: The Age of Dispossession 

In many historical cases, expulsions, however brutal, were stabilized by the existence of ethnic homelands ready to absorb the displaced. Refugees were incorporated into nationalist projects in Greece and Türkiye, or into newly homogenized states such as Poland and Ukraine, where they became central to the shaping of modern politics. The Karabakh Armenians driven into Armenia may follow this precedent, potentially reshaping the political order of a small and embattled state.

Ethnic cleansing in the twenty-first century, however, combines these older methods with new techniques. Violence, rape, deportation, and massacre continue, but are now accompanied by cultural erasure, bureaucratic renaming, engineered resettlement, propaganda, and the deliberate targeting of children for assimilation. Unlike many twentieth-century precedents, today’s displaced populations often have nowhere safe to go, forced into territories with no protective homeland or into environments of repression, creating open-ended cycles of dispossession. The erasure of identities in Xinjiang, the coercive integration of Ukrainian territories, the expulsion of Rohingyas and Afghans, the depopulation of Karabakh, and the looming threat of Gaza – where Palestinians face the looming threat of another mass displacement, echoing the 1948 Nakba – collectively demonstrate that ethnic cleansing is not a relic of the past.

It remains a recurring feature of our age – modern history is indeed built upon exodus and displacement – and its human cost is profound and incalculable.

© Paul Hemphill 2024,2025. All rights reserved

Nagoorno Karabakh

Postscript … Al Nakba, a case study in dispossesion

In the late nineteenth and early twentieth centuries, European Jews came to a land that was already inhabited by another, different people. Over two decades, they forced the guarantor power out by terrorism and took the land by conquest, expelling most of  its original inhabitants by force. They have sowed their share of wind, too. Both sides want all the land for themselves.

Al Nakba, is the Arabic name for the “catastrophe” that befell the Arab inhabitants of Mandate Palestine during the war that was fought between Arabs and Jews in 1947-1948, resulting in the expulsion of upwards of 700,000 Arab Palestinians. That it happened is incontrovertible. But the facts, even those that are attested to by all reputable politicians and academic authorities, including Israelis, have long been subject to doubt and distortion by all sides of what has since been called “The Middle East Conflict” – notwithstanding that there have been conflicts in the Middle East more devastating and bloodier in terms of destruction and mortality including in Lebanon, Iraq, Syria, Algeria, Libya, and Sudan.

I do not to intend here to retell the history of Al Nakba. There many accounts available in print including those by Arab and Israeli authors, and in film, particularly an excellent documentary broadcast by Al Jazeera in May 2013 and repeated often?

June 17th, 2018, I wrote about it in a Facebook post:

Al Nakba did not begin in 1948. Its origins lie over two centuries ago….


So begins this award-winning series from Al Jazeera, a detailed and comprehensive account of al Nakba, the establishment of the State of Israel in 1948 and the dispossession and expulsion of the Palestinians who lived within its borders.

It is a well-balanced narrative, with remarkable footage, that will not please the ardent partisans of both sides who prefer their story of 1948 to be black and white.

Revisionist Israeli historians Ilan Pappe, Avi Shlaim, and Teddy Katz describe the ruthless and relentless military operations to clear and cleanse “Ha’aretz”, the land, of its Arab inhabitants and their history, whilst Palestinian historians tell the story from the Palestinian perspective, describing the critical failings of Palestinian’s political leaders and neighbouring Arab governments. Elderly Palestinians who were forced into exile and to camps in Jordan and Lebanon tell their sad stories of starvation and poverty, violence and death, and of terrible sadness, homesickness and longing that the passing years and old age have never diminished.

“When I left my homeland, I was a child. Now, I’m an old man. So are my children. But did we move forward? Where is our patriotism? Patriotism is about the pockets of our current leaders. They build high buildings and go to fancy banquets. They pay thousands for their children’s weddings”. Refugee Hosni Samadaa.

“We’re repeating the same mistakes. Before 1948 the Palestinian National Movement was split on the basis of rival families. Today, it is split into different parties over ideology, jurisdiction and self-interests. We didn’t learn our lesson. We were led by large, feudal landowners. Today, we are led by the bourgeoisie. Before 1948, we were incapable of facing reality. Today, we are just as inept. Before 1948, people chose the wrong leadership. And today, we are following the wrong leaders”. Researcher Yusuf Hijazi.

https://www.aljazeera.com/program/featured-documentaries/2013/5/29/al-nakba

I republish below Roussinos’ article in full, also a brief but comprehensive account about Al Nakba by economist and commentator Henry Ergas.

al Nakba, Ismail Shammout

al Nakba, Ismail Shammout

The truth about the ethnic cleansing in Gaza – modern Europe was built on exodus and displacement

Aris Roussinos, Unherd, December 18 2023

We are cursed to live in a time of great historical significance: when future historians look back at 2023, the distinguishing feature of this year will likely be the recurrence of ethnic cleansing on a vast scale. In just the past few months, Pakistan has deported nearly half a million Afghan migrants, while Azerbaijan has forced 120,000 Armenians — the statelet’s entire population — from newly-conquered Karabakh, both to broad international indifference. As the UNHCR has warned, the forced expulsion — that is, the ethnic cleansing — of Gaza’s Palestinian population is now the most likely outcome of the current war.

With no prospect of Palestinians and Israelis living together peaceably, anything short of absolute military victory unacceptable to both the Israeli government and its voters, but no meaningful plan for who will rule the uninhabitable ruins of post-war Gaza, the only realistic solution to the Palestinian problem, for Israel, is the total removal of the Palestinians. As Israel’s former Interior Minister has declared: “We need to take advantage of the destruction to tell the countries that each of them should take a quota, it can be 20,000 or 50,000. We need all two million to leave. That’s the solution for Gaza.”

Israeli officials have not been shy in promoting this outcome to a war, according to the President Isaac Herzog, for which “an entire nation… is responsible”. Israel’s agriculture minister Avi Dichter has asserted that “We are now rolling out the Gaza Nakba,” adding for emphasis that the result of the war will be “Gaza Nakba 2023. That’s how it’ll end.”Israel’s Intelligence Ministry has published a “concept paper” proposing the expulsion of Gaza’s entire population to the Sinai desert, and Israeli diplomats have been trying to win international support for this idea. According to the Israeli press, Israeli officials have sought American backing for a different plan to distribute Gaza’s population between Egypt, Turkey, Iraq and Yemen, tying American aid to these countries’ willingness to accept the refugees. In a Wall Street Journal opinion piece, two Israeli lawmakers have instead urged Western countries — particularly Europe — to host Gaza’s population, asserting that: “The international community has a moral imperative—and an opportunity—to demonstrate compassion [and] help the people of Gaza move toward a more prosperous future.” The outcome for Gaza’s Palestinians does not appear to be in doubt: what remains to be haggled over is their final location.

The only actor that can prevent the ethnic cleansing of Gaza is the United States, and for domestic political reasons it is disinclined to do so. While the Biden administration declaresit does not support “any forced relocation of Palestinians outside of the Gaza Strip”, it is not taking any action to prevent it. If the expulsion of Gaza’s 2.3 million population comes to pass, the result will be the most significant instance of ethnic cleansing in a generation, which will define Biden’s presidency for future historians. Yet outrage over such events is selective. It is not entirely true, as some Middle Eastern commentators claim, that Western complicity in the looming ethnic cleansing of Gaza highlights a lesser interest in Arab or Muslim lives: the Armenian case highlights that eastern Christians also barely flicker on the world’s moral radar.

This week’s awarding of the right to host next year’s COP29 climate conference to Azerbaijan, just a few months after its ethnic cleansing of Karabakh, reminds us that the supposed international taboo on the practice does not, in reality, exist. When ethnic cleansing is permissible, and when it is a war crime, depends, it seems, on who is doing it, and to whom. Azerbaijan is oil-rich, useful to Europe, and able to buy favourable Western coverage; Armenia is poor, weak and friendless in the world. Similarly, the extinction of much of the Christian population of the Middle East as a result of the chaos following the Iraq War won very little international attention or sympathy: communities which survived in their ancient homelands from Late Antiquity, riding out the passage of Arab, Mamluk, Ottoman and European imperial rule, did not survive the American empire.

Yet while the moral revulsion such events excite is the natural and humane reaction, ethnic cleansing is less rare an event than the crusading military response to its Nineties occurrence in the Balkans may make us think. For the sociologist Michael Mann, ethnic cleansing is the natural consequence of modernity, “the dark side of democracy”. As the Northern Irish writer Bruce Clark observed in his excellent book Twice A Stranger on the euphemistically termed “population exchanges” between Greece and Turkey exactly a century ago, “Whether we like it or not, those of us who live in Europe or in places influenced by European ideas remain the children of Lausanne,” the 1923 peace treaty “which decreed a massive, forced population movement between Turkey and Greece”. One and a quarter million Greek Orthodox Christians were removed from Anatolia, and nearly 400,000 Muslims from Greece, in a process overseen by the Norwegian diplomat Fridtjof Nansen leading a branch of the League of the Nations which would later — perhaps ironically — evolve into today’s UNHCR.

It was a cruel process, wrenching peoples from ancestral homelands in which they had lived for centuries, even millennia— and by the end of it half a million people were unaccounted for, presumably dead. Yet it was viewed as a great diplomatic triumph of the age, perhaps with good reason: without meaningful minorities on each side of each others’ borders to stoke tensions, Greece and Turkey have not fought a war in a century. Indeed, as late as 1993, the Realist IR scholar John Mearsheimer could propose a “Balkan Population Exchange commission” for the former Yugoslavia explicitly modelled on the 1923 precedent, asserting that “populations would have to be moved in order to create homogeneous states” and “the international community should oversee and subsidize this population exchange”. For the younger Mearsheimer, ethnic cleansing was the only viable solution to Yugoslavia’s bloody and overlapping ethnic map: “Transfer is a fact. The only question is whether it will be organized, as envisioned by partition, or left to the murderous methods of the ethnic cleansers.” Thirty years later, however, Mearsheimercondemns Israel’s planned expulsions from Gaza outright.

There is a dark irony here: the forced expulsion of peoples is an affront to liberal European values, yet it is rarely acknowledged that our modern, hitherto peaceful and prosperous Europe is built on the foundation of ethnic cleansing. Perhaps the ramifications of such a truth are too stark to bear, yet it is nevertheless the case that the peaceable post-1945 order depended on mass expulsions for its stability. Using the 1923 exchange as their explicit model, the victorious allies oversaw the forced removal of 30 million people from their homes in Central and Eastern Europe towards newly homogeneous ethnic homelands they had never seen. At the Yalta and Potsdam conferences, Britain, the United States and the Soviet Union settled upon the expulsion of 12 million Germans, more than 2 million Poles and hundreds of thousands of Ukrainians, Hungarians and Finns from their ancestral homes.

As Churchill declared in Parliament in 1944, “expulsion is the method that, so far as we have been able to see, will be the most satisfactory and lasting. There will be no mixture of populations to cause endless trouble, as has been in the case of Alsace-Lorraine. A clean sweep will be made.” Only two years later, once the Cold War had begun and the Soviet Union and its vassal Poland become a rival, did Churchill fulminate against the “enormous and wrongful inroads upon Germany, and mass expulsions of millions of Germans on a scale grievous and undreamed of” by “the Russian-dominated Polish Government”. In ethnic cleansing, as in so many other things, political context is the final arbiter of morality.

But as a result, Germany has never since unsettled Europe with revanchist dreams; both Poland and Western Ukraine became, for the first time in their histories, ethnically homogenous entities. As the Ukrainian-Canadian historian Orest Subtelny has observed, the forced separation of Poles and Ukrainians, once locked in bitter ethnic conflict against each other, has led to today’s amicable relationship: “It seems that the segregation of the two peoples was a necessary precondition for the development of a mutually beneficial relationship between them. Apparently the old adage that ‘good fences make for good neighbors’ has been proven true once more.” That we have forgotten the vast scale of the forced expulsions which established Europe’s peaceful post-war order is, in a strange way, a testament to their success.

Yet what made the mass expulsions following the First and Second World Wars broadly successful was that those expelled at least had ethnic homelands to receive them. In Greece and Turkey, the refugees fully adopted the ethnic nationalism of their new countries, in Greece providing the bedrock of later republican sympathies, and in Turkey the core support for both secular Kemalist nationalism and occasional bouts of military rule. In the newly-homogenous Poland and Ukraine, refugees shorn of their previous local roots and at times ambiguous ethnic identities fully adopted in recompense a self-identification with their new nation-states which has helped define these countries’ modern politics. The 120,000 Karabakh refugees will likely become a political bloc in tiny Armenia, affecting the country’s future political order in ways yet hard to discern.

Israelis are themselves, for the most part, the product of 20th-century ethnic cleansings, in the Middle East as well as Europe: indeed the descendants of Middle Eastern Jews, like the Security Minister Itamar Ben-Gvir, are the country’s most radical voices on the Palestinian Question. But the Palestinians, like the ethnic French narrator of Houellebecq’s Submission, have no Israel to go to. Unlike the 20th century displaced of Eastern and south-eastern Europe, there is no Palestinian state waiting to absorb them. Indeed, for Gaza’s population, the vast majority of whom descend from refugees from what is today Israel, Gaza was their place of refuge, and the 1948 Nakba the foundational event in their sense of Palestinian nationhood. For all that ethnic cleansing punctuates modern history, there is no precedent for such a process of double displacement, and the political consequences can not at this stage be determined. We may assume they will not be good, and an analogue to Europe’s post-war neighbourly relations will not be found.

Egypt’s disinclination to host two million Gazan refugees is not merely a matter of solidarity, but also self-preservation: flows of embittered Palestinian refugees helped destabilise both Lebanon, where their presence set off the country’s bloody ethnic civil war, and Jordan, where they make up the demographic majority. It is doubtful too, given the recent tenor of its politics, that Europe will be eager to receive them, no matter how humanitarian the language with which Israeli officials couch their planned expulsion. Rendered stateless, driven from their homes and brutalised by war, Gaza’s refugees remain unwanted by the world, perhaps destined to become, as the Jews once were, a diaspora people forever at the mercy of suspicious hosts.

A terrible injustice for the Palestinians, their ethnic cleansing may yet provide Israel with a measure of security, even as it erodes the American sympathy on which the country’s existence depends. The broader question, perhaps, is whether or not the looming extinction of Palestinian life in Gaza, like the expulsion of Karabakh’s Armenians, heralds the beginning of a new era of ethnic cleansing, or merely the settling of the West’s unfinished accounts. Like the movements which bloodily reshaped Central Europe, Israel’s very existence is after all a product of the same nationalist intellectual ferment of fin-de-siècle Vienna. In 1923, while acknowledging its necessity, the British Foreign Secretary Lord Curzon called the Greco-Turkish population exchange “a thoroughly bad and vicious [idea] for which the world would pay a heavy penalty for a hundred years to come”. Exactly a century later, Gaza’s Palestinians look destined to become the final victims of Europe’s long and painful 20th century

Nakba, where Palestinian victim mythology began

‘Nakba Day’ was commemorated this week with even more vehemence than usual. The greatest tragedy is that the Palestinian people who fled remain frozen in time.

The Australian, 18th May 2024

Pro-Palestinian protesters hold banners and flags as they listen to speakers at a rally held to mark the anniversary of the ‘Nakba’ or ‘catastrophe’ of 1948, in Sydney on Wednesday. Picture: David Gray/AFP

Protestors at a Sydney rally to mark the anniversary of the ‘Nakba’. David Gray/AFP

On Wednesday, “Nakba Day” was commemorated around the world with even more vehemence than usual as outpourings of hatred against Israel, sprinkled with ample doses of anti-Semitism, issued from screaming crowds.

What was entirely missing was any historical perspective on the Nakba – that is, the displacement, mainly through voluntary flight, of Palestinians from mandatory Palestine. Stripped out of its broader context, the event was invested with a uniqueness that distorts the processes that caused it and its contemporary significance.

It is, to begin with, important to understand that the displacement of Palestinians was only one facet of the sweeping population movements caused by the collapse of the great European land empires. At the heart of that process was the unravelling of the Ottoman Empire, which started with the Greek war of independence in 1821 and accelerated during subsequent decades.

As the empire teetered, religious conflicts exploded, forcing entire communities to leave. Following the Crimean War of 1854-56, earlier flows of Muslims out of Russia and its border territories became a flood, with as many as 900,000 people fleeing the Caucasus and Crimea regions for Ottoman territory. The successive Balkan wars and then World War I gave that flood torrential force as more than two million people left or were expelled from their ancestral homes and sought refuge among their co-religionists.

The transfers reshaped the population geography of the entire Middle East, with domino effects that affected virtually every one of the region’s ethnic and religious groups.

The formation of new nation-states out of what had been the Ottoman Empire then led to further rearrangements, with many of those states passing highly restrictive nationality laws in an attempt to secure ethnic and religious homogeneity.

Nothing more starkly symbolised that quest for homogeneity than the Convention Concerning the Exchange of Greek and Turkish Populations signed on January 30, 1923. This was the first agreement that made movement mandatory: with only a few exceptions, all the Christians living in the newly established Turkish state were to be deported to Greece, while all of Greece’s Muslims were to be deported to Turkey. The agreement, reached under the auspices of the League of Nations, also specified that the populations being transferred would lose their original nationality along with any right to return, instead being resettled in the new homeland.

Underlying the transfer was the conviction, articulated by French prime minister (and foreign minister) Raymond Poincare, that “the mixture of populations of different races and religions has been the main cause of troubles and of war”, and that the “unmixing of peoples” would “remove one of the greatest menaces to peace”.

That the forced population transfers, which affected about 1.5 million people, imposed enormous suffering is beyond doubt. But they were generally viewed as a success. Despite considerable difficulties, the transferred populations became integrated into the fabric of the recipient communities – at least partly because they had no other option. At the same time, relations between Turkey and Greece improved immensely, with the Ankara Agreements of 1930 inaugurating a long period of relative stability.

The result was to give large-scale, permanent population movements, planned or unplanned, a marked degree of legitimacy.

Thus, the formation of what became the Irish Republic was accompanied by the flight of Protestants to England and Northern Ireland, eventually more than halving, into an insignificant minority, the Protestant share of the Irish state’s population; that was viewed as easing the tensions that had so embittered the Irish civil war.

It is therefore unsurprising that further “unmixing” was seen by the allies in World War II as vital to ensuring peace in the post-war world. In a statement later echoed by Franklin Roosevelt, Winston Churchill made this explicit in 1944, telling the House of Commons he was “not alarmed by the prospect of the disentanglement of populations, nor even by these large transferences, which are more possible in modern conditions than they ever were before”.

The immediate effect, endorsed as part of the Potsdam Agreements and implemented as soon as the war ended, was the brutal expulsion from central and eastern Europe of 12 million ethnic Germans whose families had lived in those regions for centuries. Stripped of their nationality and possessions, then forcibly deported to a war-devastated Germany, the refugees – who received very little by way of assistance – gradually merged into German society, though the scars took decades to heal.

Even more traumatic was the movement in 1947 of 18 million people between India and the newly formed state of Pakistan.

As Indian novelist Alok Bhalla put it, India’s declaration of independence triggered the subcontinent’s sudden descent into “a bestial world of hatred, rage, self-interest and frenzy”, with Lord Ismay, who witnessed the process, later writing that “the frontier between India and Pakistan was to see more tragedy than any frontier conceived before or since”. Yet in the subcontinent too, and especially in India, the integration of refugees proceeded to the point where little now separates their descendants from those of the native born.

All that formed the context in which the planned partition of Palestine was to occur. The 1937 Peel Commission, which initially proposed partition, had recommended a mandatory population exchange but the entire issue was ignored in UN Resolution 181 that was supposed to govern the creation of the two new states.

When a majority of the UN General Assembly endorsed that resolution on November 29, 1947, the major Zionist forces reluctantly accepted the proposed partition, despite it being vastly unfavourable to them. But the Arab states not only rejected the plan, they launched what the Arab League described as “a war of extermination” whose aim was to “erase (Palestine’s Jewish population) from the face of the earth”. Nor did the fighting give any reason to doubt that was the Arabs’ goal.

At least until late May 1948, Jewish prisoners were invariably slaughtered. In one instance, 77 Jewish civilians were burned alive after a medical convey was captured; in another, soldiers who had surrendered were castrated before being shot; in yet another, death came by public decapitation. And even after the Arab armies declared they would abide by the Geneva Convention, Jewish prisoners were regularly murdered on the spot.

While those atrocities continued a longstanding pattern of barbarism, they also reflected the conviction that unrestrained terror would “push the Jews into the sea”, as Izzedin Shawa, who represented the Arab High Committee, put it.

Arabs flee in 1948 ahead of the ‘war of extermination’ against Israel. Picture: History/Universal Images Group via Getty Images
Arabs flee in 1948 ahead of the ‘war of extermination’ against Israel.
History/Universal Images Group via Getty Images

A crucial element of that strategy was to use civilian militias in the territory’s 450 Arab villages to ambush, encircle and destroy Jewish forces, as they did in the conflict’s first three months.

It was to reduce that risk that the Haganah – the predecessor of the Israel Defence Force – adopted the Dalet plan in March 1948 that ordered the evacuation of those “hostile” Arab villages, notably in the surrounds of Jerusalem, that posed a direct threat of encirclement. The implementation of its criteria for clearing villages was inevitably imperfect, but the Dalet plan neither sought nor was the primary cause of the massive outflow of Arab refugees that was well under way before it came into effect.

Nor was the scale of the outflow much influenced by the massacres committed by Irgun and Lehi – small Jewish militias that had broken away from the Haganah – which did not loom large in a prolonged, extremely violent, conflict that also displaced a very high proportion of the Jewish population.

Rather, three factors were mainly involved. First, the Muslim authorities, led by the rector of Cairo’s Al Azhar Mosque, instructed the faithful to “temporarily leave the territory, so that our warriors can freely undertake their task of extermination”.

Second, believing that the war would be short-lived and that they could soon return without having to incur its risks, the Arab elites fled immediately, leaving the Arab population leaderless, disoriented and demoralised, especially once the Jewish forces gained the upper hand.

Third and last, as Benny Morris, a harsh critic of Israel, stresses in his widely cited study of the Palestinian exodus, “knowing what the Arabs had done to the Jews, the Arabs were terrified the Jews would, once they could, do it to them”.

Seen in that perspective, the exodus was little different from the fear-ridden flights of civilians discussed above. There was, however, one immensely significant difference: having precipitated the creation of a pool of 700,000 Palestinian refugees, the Arab states refused to absorb them.

Rather, they used their clout in the UN to establish the UN Relief and Works Agency for Palestine Refugees, which became a bloated, grant-funded bureaucracy whose survival depended on endlessly perpetuating the Palestinians’ refugee status.

In entrenching the problem, the UN was merely doing the bidding of the Arab states, which increasingly relied on the issue of Palestine to convert popular anger at their abject failures into rage against Israel and the West. Terminally corrupt, manifestly incapable of economic and social development, the Arab kleptocracies elevated Jew-hatred into the opium of the people – and empowered the Islamist fanaticism that has wreaked so much harm worldwide.

Nor did it end there. Fanning the flames of anti-Semitism, the Arab states proceeded to expel, or force the departure of, 800,000 Jews who had lived in the Arab lands for millennia, taking away their nationality, expropriating their assets and forbidding them from ever returning to the place of their birth. Those Jews were, however painfully, integrated into Israel; the Palestinian refugees, in contrast, remained isolated, subsisting mainly on welfare, rejected by countries that claimed to be their greatest friends. Thus was born the myth of the Nakba.

That vast population movements have inflicted enormous costs on those who have been ousted from their homes is undeniable. Nor have the tragedies ended: without a murmur from the Arab states, 400,000 Palestinians were expelled from Kuwait after the first Gulf War, in retaliation for the Palestine Liberation Organisation’s support of Saddam Hussein. More recently, Myanmar has expelled 1.2 million Rohingya.

But the greatest tragedy associated with the plight of the Palestinians is not the loss of a homeland; over the past century, that has been the fate of tens of millions. Rather, it is the refusal to look forward rather than always looking back, an attitude encapsulated in the slogan “from the river to the sea”.

That has suited the Arab leaders, but it has condemned ordinary Palestinians to endless misery and perpetual war. Until that changes, the future will be a constant repetition of a blood-soaked past

Al Stewart’s Soho (needless to say …)

Soho feeds the needs and hides the deeds, the mind that bleeds
Disenchanted, downstream in the night
Soho hears the lies, the twisted cries, the lonely sighs
Till she seems lost in dreams
Al Stewart, Soho (needless to say) (1973)

Whenever I recall London’s Soho in the sixties, I always think about my bedsitter days in the city in the early seventies and also, British singer-songwriter Al Stewart’s over-orchestrated but quite excellent debut album of 1967, Bedsitter Images. 

My bedsitter images

My bedsitter images

You could say that I knew Al Stewart’s London ‘ere I first knew London. I bought the album when, as a sixth former, I first saw him perform at the famous Jug o’ Punch folk club in Digbeth, Birmingham, run by The Ian Campbell Folk Group.  I’d go there regularly with my schoolmates – we saw some great singers, including a young Joni Mitchell in the summer of 1968 – it was love at first sight, and I bought her first album there too: Songs from a Seagull). Al may have autographed his record – I can’t recall. It was stolen from my bedsit room in Reading in 1970 along with many of my favourite discs – including that one of Joni’s.

Maybe it’s about what here in Australia – borrowing from our indigenous compatriots – we might call “spirit of place”: the association with the streets within a hop, skip and an amble from Old Compton Street out into Shaftsbury Avenue and that bookshop in Charing Cross Road, the opening verse of the second track Swiss Cottage Manoeuvres, and that flat in Swiss Cottage, a suburb I used to frequent in the seventies when several of my friends lived there. You can listen to the whole of album below.

In a trawl through my back pages (OK! Enough with the Bob Dylan already!), wrote of my early encounters with Soho:

”As a sixth former, I’d often hitch to “swinging” London for the weekend, to explore the capital and visit folk and jazz clubs, kipping in shop door-ways and underground car parks under cardboard and napping wrapped in newspapers, and eating at Wimpy bars and Lyons teas houses”.

And naturally, I discovered Soho, a bright, colourful and disreputable warren of narrow streets behind the theatre-strip of Shaftesbury Avenue, with its mix of cafés, trattorias, delicatessen, book shops and strip clubs – and Carnaby Street, internationally famous by then as the fashion mecca and the “place to be” of “Swinging London”.

“… the motorway from Birmingham to London was a road well-traveled. In my final year at Moseley Grammar, I’d often hitch down to London for a weekend with pals who’d gone there before. We’d hang out at cheap and cheerful Pollo’s Italian restaurant in Old Compton Street in Soho and the Coach and Horses across the road, and go to Cousins folk and blues joint in a cellar in nearby Greek Street, and the 101 Jazz Club off Oxford Street. Bunjies folk cafè and Ronnie Scott’s jazz club were just around the corner. After a meal or a pint, I’d often catch the last tube to the end of the line closest to the M1. I can’t recall how many times I headed off into the night; and there were always drivers on the road at the witching hour. I guess many folks “get the urge for going”, as Joni sang back then, “and they had to go …” And in those generous times, people were happy to offer a lift to a wayfaring stranger – gentle souls who would not leave strays stranded by the dark wayside; lonesome folks seeking company and conversation in the dark night of the soul; curious people wondering why a young man would hitch the highways in the middle of the English night”. There’s more in  Ciao Pollo di Soho – the café at the end of the M1.

Pollo. The café at the end of the motorway

I saw a werewolf with a Chinese menu in his hand, walking the streets of Soho in the rain. Warren Zevon

There was something vicarious in ithe seedy, needy, greedy vibe of the priapic songs on Al’s follow up albums. An old friend and Al Stewart fanboy who has now passed on called them aural masturbation. Although there were many “love chronicles”, the title track of his second album, Al also wrote about melancholy middle aged suburban couples, historical events and more, with the odd foray into poetic mysticism, self-reflection, and also, nonsense. And some excellent instrumentals – he is an imaginative and flamboyant guitarist. My flat mates and I were all fans of Al back then, and went to most of his gigs when he played in London. Here’s one of our favourite ‘history’ songs:

In the early seventies, when a girlfriend started going out with Al, I actually got to know him for a brief while. Indeed, once, when he played in Birmingham Town Hall, me and a couple of pals drove up to my old hometown to see him, and after the show, invited him back to my folks’ place for a late night fry up. My mom reckoned he need fattening up. And afterwards, she and Al sat in the kitchen for a couple of hours talking about pop music. “I love Cat Stevens”, mom said. “Oh, I much prefer the Incredible String Band”, said Al. “Oh, they’re very weird, but Paul like them!” She said. Then they got talking about Mick Jagger. And my dad, in the sitting room, said to us others gathered there, and referring to Al’s stature, said “there’s not much to him is there!”. Strange but nice how you recall these little things. The folks have passed on a long time ago …


Afterthought – Clifton in the Rain

Whilst I always associate Al Stewart with London and Soho, my favourite song is set in a Bristol suburb. Released in 1970, it is gentle, lyrical, and paints a beautiful picture of English weather – and it features the gorgeous Jaqueline Bisset.

The rain came down like beads
Bouncing on the noses of the
People from the train
A flock of salty ears
Sparkled in the traffic lights
Feet squelched soggy leaves across the grain
I took my love to Clifton in the rain

And all along the way
Wanderers in overcoats with
Collars on parade
And steaming in the night
The listeners in the Troubadour
Guitar player weaves a willow strain
I took my love to Clifton in the rain

Jacqueline Bisset
I saw your movie
Wondered if you really felt that way
Do you ever fear
The images of Hollywood
Have you felt a shadow of its pain
I thought of you in Clifton in the rain

There’s a nice retrospective on the Troubadour Folk Club in Bristol here:

English actress Jaqueline Bisset

Something About London

Ciao Pollo di Soho – the café at the end of the M1

Messing with the Mullahs – misreading the Islamic revolution

Most folk who are into history like to draw parallels and identify patterns in the past that reflect upon the present. As I do also, albeit in a more ambivalent way. Cleaving to Mark (Twain, that is). am fascinated more by the rhymes than the repetitions. Five years ago, i wrote Messing with the Mullahs – America’s phoney war? Events in the Middle East since October 7 2023, not least tit-for-tat aerial exchanges on we have seen in recent months between Israel and Iran, and the potential return of the unreformed and unchained prodigal son on January 6th 2025 render it relevant still. How long will it be before the war drums start beating on the Potomac and the Iran hawks circle over Washington DC seeking the restored king’s feckless and fickle ear? As they say, fools rush in where angels fear to tread.

Back then, I wrote:

“The story of the Iranian Revolution is a complex, multidimensional one, and it is difficult for its events and essence to be compressed into brief opinion pieces of any political flavour, no matter how even-handed they endeavour to be.

The revolution began slowly in late 1977 when demonstrations against Shah Reza Pahlevi, developed into a campaign of civil resistance by both secular and religious groups. These intensified through 1978, culminating In strikes and demonstrations that paralyzed the country. Millennia of monarchy in Iran ended in January 1979 when the Shah and his family fled into exile. By April, exiled cleric and longtime dissident Ayatollah Khomeini returned home to a rapturous welcome. Activist fighters and rebel soldiers overwhelmed troops loyal to the Shah, and Iran voted by national referendum to become an Islamic republic on April 1st, 1979. A new constitution saw Khomeini became Supreme Leader in December 1979.

The success and continuing durability of the Iranian Revolution derived from many sources, and many are not touched upon by commentators and pundits.

One can’t ignore the nature of the monarchy that preceded it – modernist on the one hand, and brutally repressive on the other; nor the unwavering and hypocritical support (including infrastructure, weapons, and intelligence) provided to it by western “democracies” since Britain and the US placed Reza Shah Pahlevi on the throne in 1953.

Nor should we ignore the nature of the unprecedented regime and state that was established forty years ago – a brutal, theocratic, patriarchal, quasi-totalitarian system that endeavours to control all aspects of its citizens’ lives, its rule enforced by loyal militias like the ruthless Basij and by the Revolutionary Guard, a military-industrial complex more powerful than the regular army.

The support and succour that the US gave to the deposed Shah and his family and entourage, and later, to the opponents of the revolution, served to unite the population around a dogmatic, cruel and vengeful regime, which, in the manner of revolutions past and present, “devoured its children”, harrying, jailing, exiling and slaughtering foes and onetime allies alike. One of the ironies of the early days of the revolution was its heterodox complexion – a loose and unstable alliance between factions of the left, right and divine. History is replete with examples of how a revolution besieged within and without by enemies actual and imagined mobilizes it people for its support, strength and survival.”

This brief outline summarises the events of 1979 and the decades which followed. It does not elaborate in any detail on the reasons for the downfall of the Shah and the durability of the regime that succeeded him. An impressive essay in the Jewish cultural e-zine Mosaic endeavours to do just that, providing as it does, insights into the history of modern Iranian history that few people today would be familiar with.

In it, the author suggests that “the most impressive of our experts persist in downplaying or ignoring the Islamic Republic of Iran’s driving forces can lead to misunderstandings of current affairs that are far from academic. Both nuclear negotiations and the sanctions, for instance, are premised on the assumption that Tehran is eager above all else to improve its country’s economy. While Ayatollah Khamenei and his minions doubtless care about trade and finances, they care much more about advancing their religious ideology across the Middle East, and like most religious believers, feel that spiritual concerns must ultimately trump material ones. It’s even possible that some might find the idea of suffering material hardships to achieve ideological goals appealing …

… If I’m right that Iranians didn’t rise up en masse because of the rising costs of onions or because they wanted to drive nicer cars, but because they were passionately opposed to secularization and American influence, then the U.S. cannot make peace with Iran even if the nuclear deal succeeds. The Islamic regime doesn’t oppose America because it supports Israel or Saudi Arabia, but because it represents Western secularism. Unless mass-conversion to Islam is in America’s future, that’s not something that’s likely to go away …

… One hopes that the loss of Afghanistan will finally hammer home the truth that the loss of Iran (in 1979) so signally failed to do: it’s religion, stupid.”

On matters messianic in In That Howling Infinite, see A Messiah is needed – so that he will not come and Al Aqsa Flood and the Hamas holy war. On the Middle East generally, see  A Middle East Miscellany:  

How Iran Thinks

Ze’ev Maghen, Mosaic, 7th March 2022

With a new nuclear deal on the way, attention is again turning to Iran. Four recent books, plus the deal itself, suggest that America and Europe are blind to the regime’s motivating spirit.

A portrait of the late Ayatollah Khomeini projected on the Azadi (Freedom) Monument in western Tehran on the 43rd anniversary of Iran’s 1979 Islamic Revolution in February 2022. Morteza Nikoubazl/NurPhoto via Getty Images.

A portrait of the late Ayatollah Khomeini projected on the Azadi (Freedom) Monument in western Tehran on the 43rd anniversary of Iran’s 1979 Islamic Revolution in February 2022. Morteza Nikoubazl/NurPhoto via Getty Images.

There is a well-known Persian children’s game in which a parent recites limerick-like poems while engaging in horseplay. One version, popular in the mid-20th century, had the father of the household seat himself on a carpet in the living room with one of his progeny standing to his right and the other to his left. The father would declaim:

There once was a cat (yek gorbeh bud)
Poor and miserable (bichareh bud)
A dog came and bit him in the belly (delash-o sag gaz gerefte bud)

(At this point the first child charges across the room and dives headlong into his father’s stomach.)

Next came a bear from behind and nearly killed the cat (khers az poshtesh taghriban koshtesh)

(The second son now bounds over and leaps onto his father’s back.)

But that cat, he rose, and he roared, and . . . turned himself into a lion! (gorbeh beh shir avaz shodeh bud)

(This being the signal for the father to get up and hurl his offspring this way and that onto the soft furniture.) 

More than just child’s play, this post-dinner diversion harbored an obvious historical-ideological meaning—a meaning as relevant today as it was 130 years ago. Anyone looking at a map of modern Iran will perceive the lineaments of what the country’s inhabitants call “the sleeping cat.” This cat—the Iranian state—was indeed in miserable shape domestically and geopolitically by the reign of Naser al-Din Shah (1848-1897). What little authority this Qajar king still possessed over his realm was retained by a method that a 20th-century Iranian intellectual would dub “positive equilibrium”: the sovereign survived by parceling out large swaths of Persian territory and granting irresponsibly generous economic concessions to local potentates and foreign powers so that each would defend the capital and environs against the encroachments of his counterparts. Of the many forces that Naser al-Din Shah had to “buy off” in this manner, none was more menacing than Russia, the bear that jumped onto the cat’s back, or more influential than Britain, the (bull)dog that bit the cat’s belly.

Before ousting the last Qajar ruler in a bloodless coup, the founder of the Pahlavi dynasty (1925-1979), Reza Shah, had risen through the ranks to become commander of the only serious military force in the country, the Cossack Brigade, created with Russian assistance decades earlier by that same Naser al-Din Shah. While in this post, Reza is said to have engaged every morning in a ritual reading of the newspaper, his face waxing redder with each account of Iranian failure or humiliation until finally, in a fit of rage, he would stand up and rip the tabloid to shreds. Soon, this determined corporal would rewrite the headlines that had so dismayed him, and do much to turn the sleeping cat into a rising lion.

Assisted by a cadre of military comrades and nationalist intellectuals, the new monarch set about pacifying the countryside, developing infrastructure, implementing reforms in fields like education, sanitation, technology, agriculture, and women’s rights, and in general shoving Iran, kicking and screaming, into the 20th century. He even gave his subjects three days to come up with last names for purposes of taxation, conscription, and general modernization (hitherto everyone had been known as “so-and-so son or daughter of so-and-so” or by a nickname reflecting his profession, town of origin, or infirmity). For all that Reza Shah has been depicted in post-revolutionary Khomeinist retrospect as the epitome of an incorrigible Westernizer, it cannot be denied that he raised Iran from a trampled and torn-apart virtual protectorate and a conspicuous consumer of European goods to the status of an essentially independent and self-respecting polity boasting border integrity and assiduously cultivating import-substitution industry. That the method employed to achieve all this progress was despotic was a price that even many liberal Iranian thinkers of the time were willing to pay.

Ousted by the allies in 1941 on the pretext of harboring Nazi sympathies—sympathies partially tied to the “Aryan Thesis” that made Germans and Persians ethnolinguistic cousins and that was all the rage in both countries at the time—Reza Shah was replaced by his twenty-one-year-old son Mohammad Reza Shah. In awe of his father, and having spent his teenage years in Switzerland at an elite boarding school, the new king was prepped to take up where the dynasty’s founder had left off. His career, and his overthrow in 1979 by the Islamist movement that now rules Iran, is at the center of four books published in the past decade which I will consider here. These books offer much in the way of fresh insights and original research, correcting some of the misconceptions that plague commentary about the country. And yet, for all their merits, they fail to grasp fully why the shah fell, what motivated the revolutionaries, and by extension, what motivates the current regime. For if we want to be able to make sense of the revolutionary ideologues who now rule Iran, we have to understand the political and cultural order they rebelled against, and why they rose up against it.

By looking at what these four works get right and, more importantly, what they get wrong, we can also better understand why so many Western experts and policymakers so consistently misread the Islamic Republic, its sensitivities, its hierarchies of honor and shame, holy and profane, just and unjust—and why academics are so ill-equipped to figure out a society that doesn’t conform to their own ideas of secular rationalism. With the U.S. about to conclude a second nuclear deal with the Islamic Republic, if press reports are to be believed, it’s worth considering how this regime came to be, and what makes it tick.

I. The Last Shah

As the Council on Foreign Relations scholar Ray Takeyh has shown better than any previous author in The Last Shah, Mohammad Reza’s reign began with an impressive geostrategic victory: with a little help from astute advisors at home and a determined postwar American administration, the fledgling Iranian sovereign induced no less a megalomaniacal expansionist than Joseph Stalin, at the zenith of his power, to pull his troops out of the northwestern province of Azarbayjan (not to be confused with the neighboring Soviet Republic of the same name), where they had supported local socialist secessionist movements. The cold war had begun, and Tehran was poised to reap the benefits.

Mohammad Reza’s next major challenge came from within, in the person of the charismatic prime minister Mohammad-e Mosaddeq (in office 1951-3), perceived ever since in popular imagination—and in much scholarship—as Iran’s fatefully foregone hope for true democracy.

Takeyh sets the record straight, demonstrating more effectively than any writer to date that Mosaddeq was, to the contrary, a highly unstable personality with dangerous dictatorial tendencies. (He also quashes once and for all the myth that the CIA and MI6 were primarily responsible for the 1953 coup that removed him.) The shah, argues this author, though no friend of democracy himself, was ultimately better for Iran than the prime minister. Indeed, Mohammad Reza eventually realized the very dream that Mosaddeq had failed so badly to achieve: not just oil independence, but oil hegemony for Iran. (Remember when we switched the limousine-like sedans we used to drive for the cramped, sardine-cans-on-wheels that we squeeze into today? That was because of the shah.)

Surrounding himself instead with one-dimensional, sycophantic technocrats, the shah soon became the lonely autocrat, a one-man-show.

The second Pahlavi sovereign got so good at his job, Takeyh maintains, that he felt he could dispense with the independent aristocratic elite whose corruption, bickering, and jostling for advantage threw a spoke into his rapidly rotating wheel of progress—even though it was just these aristocrats who had been the agents of his success, and had saved his throne on more than one occasion. Surrounding himself instead with one-dimensional, sycophantic technocrats, he soon became the lonely autocrat, a one-man-show. When the Middle East-wide, and worldwide, revolutionary fever of the second half of the 20th century finally caught up with him in 1979—another significant connection Takeyh makes—Iran’s ruler faced it bereft of the crucial assistance he needed to weather the storm.

II. The Fall of Heaven

The inability to delegate and insistence upon ruling instead of merely reigning that Takeyh perceives as a shortcoming, Andrew Scott Cooper sees as a strength: Mohammad Reza’s hands-on approach to monarchy got things done for his country. To Cooper, the shah is something very different from the corrupt autocrat of most histories, whose disastrous mistakes supposedly smothered democracy and brought about the revolution. Indeed, in The Fall of Heaven, Cooper’s 2016 history of the decline and fall of the Pahlavi dynasty, there is little that has traditionally been held against this despot that isn’t deftly turned into a virtue, or at worst a well-intentioned miscalculation. The abolition of the multiparty system in 1975, itself largely nominal by that time, and the inauguration in its place of the single Rastakhiz (“Resurrection”) party to which all citizens were obligated to pledge allegiance, is presented as a (botched) stepping-stone toward democracy—a claim doubly audacious since, as Takeyh had shown, Rastakhiz’s own leaders admitted that it was a bad joke from day one. Cooper does not scruple to attribute the refusal of Iran’s Westernizing monarch to rule constitutionally to “his skeptical attitude to the 1906 constitution, which he regarded as a European invention imposed on Iran by former colonial powers.” The shah’s innumerable affairs with married women and regular visits to Paris prostitutes were evidence of his “boundless energy,” and usefully cleared his head to attend to matters of state. Even the king’s leisurely helicopter rides (and those of his siblings) over a capital city choked to a stand-still by some of the worst traffic jams in history are depicted by this creative and sometimes credulous author as his majesty’s noble attempt to help alleviate that same congestion.

These impressive feats of legerdemain aside, however, Cooper is no cheap apologist. The Fall of Heaven is a stunning achievement, and will go down in literary-scholarly history as the book that did more to rehabilitate the Pahlavi family’s reputation than any volume published before or since the revolution. Cooper accomplishes this formidable task—punching a corridor through decades of pervasive and unrelenting vilification—primarily by amassing, organizing, analyzing, and presenting in vivid color an unprecedented amount of detail surrounding the final years of the monarchy. On top of play-by-play accounts of the political ins-and-outs, the economic ups-and-downs, the burgeoning unrest and the frantic diplomatic maneuverings, Cooper can tell us for any given date of 1978 what pop song topped the charts, which jewels Queen Farah Diba was wearing, whose child was killed in a hit-and-run accident, what TV series garnered the highest ratings, whether the king had indigestion (and what he took for it), which night-club was the hottest in town, and what the weather and pollution levels were like. Who knew, for instance, that on November 5, 1978, as the Khomeinist tidal wave crested and began to break over the Land of the Lion and the Sun, Fiddler on the Roof was playing to a full house at the Goldis movie theater in Tehran?

Cooper’s broad and meticulous sweep allows him to put a human face to Iranian society on the eve of what may plausibly be called the first genuinely popular revolution in modern times.

Such an accumulation of detail may seem frivolous; it is anything but. Cooper’s broad and meticulous sweep allows him to put a human face to Iranian society on the eve of what may plausibly be called the first genuinely popular revolution in modern times. It also allows him to put a human face to the royal couple—Mohammad Reza and his wife Farah Diba—painting them convincingly as benevolent, idealistic, patriotic, hard-working, fragile but fortitudinous, beleaguered but long-suffering, intelligent and generally likeable. Finally, this author’s wide grasp facilitates the assembly of an incomparably variegated collage of factors that, so he maintains, together contributed to the uprising of 1979. Beyond the usual suspects—a regime that educated the hell out of its subjects but denied them political participation; rapidly rising but no less rapidly disappointed economic expectations; the alienation and radicalization accompanying mass urbanization—Cooper adduces: a milk shortage, an egg shortage, a power outage, a cholera outbreak, a heatwave, a UFO sighting, an earthquake, a tax increase, the kidnapping and murder of a young boy, drought (on the one hand), unseasonably heavy rains (on the other), “a slew of disaster movies” that “emphasized failure of leadership, loss of control, and public panic,” the fact that according to the Asian zodiac 1978 was the Year of the Horse when people are prone to ”let loose” and “ignore the consequences of their actions,” and, to top it off, a plague of locusts.

The present writer admits to entertaining doubts about the “coalescence of causes” approach to historical convulsions. I remain convinced that people make history, and on the rare occasions when the particular person typing these lines does anything at all important, I tend to feel like I do it for one reason. Extrapolating to the relevant macrocosm, I’m basically with Ruhollah Khomeini, who famously remarked that “the Iranian people did not make the Islamic revolution to lower the price of watermelons” but rather did so “for the sake of throwing off the foreign yoke and restoring their kidnapped culture and creed.” (That’s two reasons, but they are closely related). Nevertheless, it cannot be denied that the human will, independent and focused though it may be, is nourished, guided, and battered this way and that by the context surrounding it, and for this reason Cooper’s litany is highly enlightening. Ironically, the only one of our four authors who is not Iranian digs more deeply into daily Iranian reality than any of his colleagues.

III. Moods of Self-Assurance and Insecurity

Louis XIV’s famous quip, L’etat c’est moi (“the state—is me”), rarely rang as true as it did in Iran of the 1960s and 70s. Flush with eleven-figure oil revenues and spoiled rotten by U.S. support that had gone from conditional to unconditional, Mohammad Reza neutered the government apparatuses, military command structures, and traditional pillars of the Persian state—court, bazaar, and mosque—that he saw as so many obstacles to his imperious charge in the direction of the “Great Civilization.” The king became the only game in town, his picture on the wall of every home and business, his decisions the only ones that mattered. Thus, an intimate biography of the man on the throne is essential to an understanding of the state of the Iranian nation in the decades immediately prior to the Khomeinist debacle. In his 2012 The Shah, Abbas Milani—a Stanford political scientist and Hoover Institution fellow—provides us with the best example of such a biography.

Milani chronicles the initially reluctant sovereign’s rise to power with an apposite mixture of objectivity, sympathy, and drama. He masterfully interweaves the personal and political, offering probing analyses of Mohammad Reza’s ambitions and inhibitions, phantoms and phobias, worldviews and prejudices. He covers more widely and perceptively than any earlier scholar the experiences and influences of the prince’s formative years, and arrays before the reader the alternating moods of self-assurance and insecurity, tenaciousness and irresolution, optimism and depression that helped make his reign something akin to a non-stop roller-coaster ride. Milani aptly points out that “many of [the shah’s] weaknesses as a leader were his virtues as a human being,” referring, inter alia, to this embattled ruler’s unwillingness to spill gallons of his countrymen’s blood in order to stay in power.

The king made use of authoritarian methods to propel Iranian society forward—which set that society on a direct collision course with those same authoritarian methods.

No work details and dissects to the same degree the myriad challenges facing this well-meaning monarch on the foreign and domestic scenes (not the least of which was the rampant corruption of his own family), challenges which—by exploiting the cold war, dispersing petrodollars, repressing Communists and clergymen, and generally playing his cards right—he faced down successfully for almost four decades. His inability to face down the final challenge Milani ascribes to a paradox: the king had made use of authoritarian methods to propel Iranian society forward in the direction of literacy, industry, professionalism, research, technology, consumerism, capitalism, nationalism, intellectualism, secularism, and individualism—all of which set that society on a direct collision course with those same authoritarian methods. (Or as Takeyh puts it, the shah “built the modern middle class, but refused to grant it a voice in national affairs.”) Indeed, Milani asserts, monarchy itself as an institution, and the squelching of political participation it inevitably entails, was fast becoming an anachronism by the mid-20th century, especially in the countries that Mohammad Reza held up to his subjects as models, and to whose universities he sent thousands of college students.

IV. Reasons for Ruination

Whereas from Milani we learn about the general from the particular—about the situation in the country from the personality of its ruler—the Yale historian Abbas Amanat, in Iran: A Modern History(2012), takes the reader on an oceanic voyage in the opposite direction. One of the many advantages of this impressively ambitious magnum opus is the historical depth and topical breadth it brings to bear on the issues that have preoccupied us so far, and that preoccupy all who think about contemporary Iran: Mohammad Reza’s record as leader, and the reasons for his ruination.

Amanat, one of the premier Iranologists of our time, whose vast and diverse erudition is matched only by the humanity that permeates his texts, is uniquely qualified to construct the stage upon which the 20th-century showdown between Pahlavism and Khomeinism would be played out. By the time we reach the reign of Mohammad Reza Shah—some 500 pages into the book—we have been exposed repeatedly to an interlocking network of patterns and trends that have functioned as the matrix of Iranian history for centuries, sometimes millennia. Many of these are couched in terms of dichotomies: centripetal versus centrifugal forces, tribal versus sedentary existence, antinomian heterodoxy versus a state-supported clerical establishment, Persian versus Arab, Turk versus Persian, Russian versus British, religion versus nationalism, tyranny versus just rule.

Amanat tackles the tenure of the “King of Kings, Light of the Aryans” (Mohammad Reza’s self-chosen moniker) with all these tensions in mind, while simultaneously illuminating the political, economic, social, and especially cultural mise en scene of the period. We do not get the shah as a willful individual, as a volatile jumble of psychological traits, as with Milani, but the shah as one actor among hundreds of others, in what sometimes feels like a non-fiction Persian version of War and Peace. The dense tangle of processes that eventually led to the fall of the monarchy cannot be easily untangled here, but it should be said that unlike Tolstoy, Amanat does not present the tragic denouement of 1979 as the inevitable result of an amalgam of impersonal forces. The hundreds of authors, artists, ambassadors, academics, activists, and agitators, together with no few vendors, workers, thugs, and other ordinary Iranians who contributed to this momentous event are more often than not introduced by name, their dreams and activities fleshed out, and these many human threads woven together into a kaleidoscopic revolutionary tapestry.

Amanat’s presentation is painfully balanced: he rakes the post-revolutionary regime over the coals for its many human-rights violations, but criticizes the Western supporters of Iraq during its war with Iran in the same breath, and no less fiercely. He takes Mohammad Reza to task for curtailing liberty and stifling creativity, but overall—as with Takeyh, Cooper, and Milani—appreciates much of what the ill-fated Pahlavi sovereign did for Iran, depicting him as a driven reformer with high ideals who transformed his country so profoundly that even the Islamists could not turn back the clock.

Certainly, one must be careful not to overdo such revisionist rehabilitation. It is one thing to debunk Amnesty International’s ridiculous claim— popularized with most effect by Reza Barahani’s powerful but unreliable 1977 Crowned Cannibals—that over 100,000 political prisoners were tortured in the shah’s jails. It is quite another to claim—as does Ervand Abrahamian, the highly regarded scholar who literally wrote the book on the subject—that torture as a method of repression virtually disappeared from the Iranian scene under the Pahlavis, re-emerging with a vengeance only with the onset of the Islamic Republic. The shah was a more benevolent dictator than the image conjured up for the West by the various shrill (and ungrateful) Iranian Students Associations that regularly marred his visits to Europe and the United States; but no small number of atrocities were carried out in his name and with his knowledge. Even Cooper, the Pahlavis’ biggest fan, saddles the king with the ultimate responsibility for decades of state-sponsored prisoner abuse, including not a few extrajudicial murders.

Women in today’s Iran may have to cover their hair, but they vote like maniacs and there are more of them in the universities and in a whole slew of prestigious professions than their male counterparts.

Still, to read these four authors, Iran’s final monarch did far more good than harm. He took a particularly ignorant populace (tellingly, Jewish academicians concluded that even Persian Jews were less knowledgeable than their co-religionists anywhere on the planet) and increased their literacy level sevenfold in less than two decades. He used the endless supply of black gold that percolated up through the Khuzestan flats not just to purchase tanker-loads of state-of-the-art weaponry (useless, in the event, as they had been for his father), but also to build schools, roads, hospitals, clinics, orphanages, universities, vocational colleges, sports centers, airports, sea-ports, factories, research laboratories, parks, zoos, commercial centers, chemical plants, railroads, theaters, galleries, and museums by the thousands. He divvied up latifundia all over the country, compensating the owners fairly and doling out hundreds of thousands of acres to the peasantry. (The fact that these peasants often preferred migration to shantytowns on the edge of big cities to farming their newly acquired plots was a worldwide problem, and not Mohammad Reza’s fault). He protected minorities—Jews, Bahais, Sunni Muslims—and, though a dyed-in-the-wool chauvinist himself, energetically promoted women’s causes. The last achievement was one that Khomeinism could not roll back: women in today’s Iran may have to cover their hair, but they vote like maniacs and there are more of them in the universities and in a whole slew of prestigious professions than their male counterparts.

The king made Iran into a respected player on the international scene, encouraging and inspiring other third-world countries by example, to say nothing of financing their development projects. Though easily irritated by independent thinking among his subordinates, he tolerated more societal dissent than is generally acknowledged, and his “liberalization program” of the late 1970s, as Takeyh points out, actually saw that tolerance increase just before things got really hairy. When the revolutionary tsunami finally hit, thousands of oppositionist intellectuals and activists were of sound enough body and mind to surf on it all the way to victory.

V. Economy or Religion?

So why did the tsunami hit at all? Why, in the end, did the country choose Islamist rule instead? If so many impressive accomplishments can be laid at Mohammad Reza’s door—and they indubitably can—then why did his people, whom he had benefited so greatly, give him the heave-ho in such a peremptory and humiliating fashion? For many, the answer revolves around the bottom line. Despite the dazzling economic success story that was Pahlavi Iran—between 1957 and 1977 the standard of living among the Persian populace rose no less than 500 percent—many Middle East specialists persist in seeking the underlying causes of the Khomeinist revolution in economic woes of one sort or another. Scores of analysts have proffered such confident assertions as the following, from the pen of the astute student of Islamism Nazih Ayubi, drawing on the no-less-astute Iran expert Fred Halliday:

“The revolution was the outcome of a complex and painful process of rapid and uneven economic development. The main reason why it occurred was that “conflicts generated in capitalist development intersected with resilient institutions and popular attitudes which resisted the transformation process.” (Political Islam: Religion and Politics in the Arab World, p. 387)

Takeyh himself opens his study with a question, “Why did Iran have a revolution in 1979?,” and an answer: “The immediate causes can be easily summarized: the economic recession of the mid-1970s had halted the shah’s development projects and created expectations that the state could not meet.” (This is the well-known but discredited “J-curve” theory, which states that an economic boom followed by a sudden downturn tends to cause revolution and unrest.) To his credit, Takeyh contradicts his own assessment at the very end of the book: “The economic recession of the mid-1970s is sometimes casually blamed for the revolution, but the Iranian people were frustrated with the shah’s dictatorship even when the economy was performing well.”

The main problem with such claims is that the various processes they blame for engendering discontent and consequent unrest in Iran—including “inflationary pressures,” “rising expectations,” and the catch-all urbanization and its manifold consequences—were in no way unique to Iran, and were in many if not most cases more moderate versions of simultaneous developments in other third-world polities where no comparable revolutions ensued. One of Amanat’s arguments, for instance, is not only questionable in itself, but could be applied just as well to any other country in the developing world:

”Since the beginning of the Pahlavi era, the Iranian population had improved in every generation physically, hygienically, and medically, from the frail, malnourished, and diseased population at the turn of the 20th century . . . to a relatively healthy, sanitary, and better nourished people in the last quarter of the century. The need for greater quantities and greater varieties of food, home appliances, electronics, and cars thus was bound to become a burden for a government anxious to keep its population economically content. “(p. 655)

None of this holds water. The citizens of Iran did not bare their chests to the bullets of the largest and best-equipped army in the region, overthrow their sovereign, and put an end to a millennia-old monarchical tradition, all for the lack of a toaster oven. The Washington Post had it right way back in 1978: “Rarely would contemporary history appear to provide such an example of a people’s ingratitude towards a leader who has brought about an economic miracle of similar proportions.”

The citizens of Iran did not bare their chests to the bullets of the largest and best-equipped army in the region all for the lack of a toaster oven.

Though no amount of counterargument will eliminate the widespread post-facto imagining of Iranian economic distress (which somehow went unnoticed before the revolution), if we seek to isolate the sui-generis ingredients that went into making the Khomeinist upheaval of 1979, we must look elsewhere. Admittedly, this additionally rules out factors like irritation on the part of the educated classes at the lack of opportunities for political participation: such irritation, too, existed in spades in other countries, and although secular democracy-seekers had kept the embers of Iranian dissidence glowing for years, it was not they who ignited the conflagration. The central motivations for the mass revolutionary action of 1978-9 must be sought in factors more specific to Iran, or at least more unique to the situation in the country at the time.

Where shall we look? Here our masters all fall short. Ask the average Joe who was compos mentis 40 years ago why the Iranians rose up against their ruler. (Mind you, not your average Iranian Joe: Persian-speakers are conspiracy freaks of a caliber beyond anything one finds in the West, and they are convinced to a man that the U. S. was behind the whole thing. Even the shah thought so.) Anyone who paid attention at the time—and who was not an academic and could therefore think straight—was cognizant of the simple truth that the king got canned because he had spat on his people’s most hallowed traditions. He and his coterie of “Westoxified” sophisticates had mocked their rituals, stripped their women, insulted their clergymen, blasphemed their god, replaced their sacred paragons with pagan nymphomaniacs, gotten drunk on their solemn holidays, razed their mosques (sometimes building banks and stadiums in their place), and made common cause with heretics and infidels—all in the name of progress.

We should pause to admit that Milani, Cooper, and others don’t see it this way: they make much of what they claim was the second Pahlavi sovereign’s backpedaling of his father’s harsh secularizing policies, pointing to everything from the son’s oath of office, which included appeals to Allah and commitments to promote Shiism; the widely publicized visit paid by the new monarch to the hospitalized Grand Ayatollah Borujerdi, head of the seminary system in the holy city of Qom; mystical experiences in which Mohammad Reza claimed to have received blessings from this or that imam; his habit of carrying a mini-Quran into his breast pocket; and a significant increase in the number of new places of worship, and a partial easing of the restrictions on the veil, under his reign.

While there is truth to all of this, the broader picture tells a different story. Oaths of office and hospital visits are recognized by the genuinely pious for just what they are: lip service. While assertions of dream visitations by saintly figures can be a feather in the turban of a respected theologian, in the case of non-observant ignoramuses like Mohammad Reza Shah—who once boasted to a gathering of Muslim divines that “I say my prayers every night before bed,” a decidedly non-Muslim comment—such claims merely point to the claimant’s abject irreligiosity. And, one might add, the irreligiosity of those who record and build theories upon such empty gestures.

More importantly, while the father’s anti-clericalism and march toward modernization may have been gruffer, under the son these tendencies matured and expanded relentlessly, to a large extent due to Iran’s exponentially proliferating contacts with Europe and even more so the United States. There were, albeit, more mosques built during this period, but the mushrooming cinemas were the up-and-coming place to be. The veil, it is true, could now be worn, but it was scorned by refined society, and more and more women preferred bouffant hairdos and mini-skirts. As uncomfortable and un-moored as traditional members of Iranian society began to feel in the 1930s, they would feel so to a far greater extent in the 1960s, and if they did not, that was because they had grown accustomed to the direction the country had been taking for decades, not because that direction had changed or been reversed.

The few supposedly regressive features that characterized the reign of the second Pahlavi monarch in connection with religion were offset ten times over by the juggernaut of modernization that was the hallmark of the era. And while traditionalism would on occasion receive disingenuous royal support as a counterweight to radicalism, the shah and his governments were, if anything, more inclined toward socialism than Shiism. Above all, as all our authors readily admit, their lodestar was always the West. In the eyes of the vast conservative sector of Iranian society, Pahlavism was hedonism, plain and simple. In the eyes of the increasing number of students who subscribed to the lay theoretician Ali Shari’ati’s militant neo-Shiiism—young people for whom faith had become cool again, and for whom the imperative of the hour was “the return to ourselves”—Pahlavism was the contemptible, traitorous antithesis of religio-cultural authenticity.

Political Islam has been eulogized by untold analysts almost since its birth, the classic example being Olivier Roy’s 1992 L’échec de l’islam politique (“The Failure of Political Islam”), a book that, given all that has transpired since its publication, should long ago have been renamed “My Failure as a Middle East Expert.” Incurable rationalist-materialists that so many Western thinkers are, it is extremely difficult for them to credit the power of the spiritual or theological, and they accordingly search high and low for alternate motivations, especially economic ones, to explain the behavior of individuals and collectives. Such an approach both informs, and is informed by, schools of thought like Marxism and realpolitik, as well as no few social sciences. Immune to religious passions themselves, scholars and journalists simply can’t accept that these passions can motivate tens of thousands of people.

If there is one deficiency common to the four undeniably outstanding studies we have been reviewing, it is that whereas Ayatollah Khomeini and company were sure that they had risen in revolt because Westernization in Iran had gone too far, our authors are all convinced that the revolution occurred because Westernization had not gone far enough. A related argument has been advanced by the prominent postmodernist scholar Ali Mirsepassi in his 2019 Iran’s Quiet Revolution. Mirsepassi notes correctly that intellectuals close to the Pahlavi court, and the sovereign himself, sometimes coopted the anti-“Westoxification” discourse of leftists and Islamists in order to take the wind out of their sails and, at the same time, delegitimize democracy as a foreign implant. He then maintains, based on this paradox, that it was the Pahlavi rejection rather than the Pahlavi adoption of modernity that led to the dynasty’s destruction, a theory as creative and counterintuitive as it is utterly spurious.

Islam as the central propelling factor in the resistance movement to the shah receives extremely short shrift from Takeyh, Cooper, Milani, and even Amanat. The last scholar’s profound knowledge of Shiism is matched only by his dislike for it: for instance, he calls the premier intellectual pursuit of the ayatollahs in their seminaries “tedious” on no less than four separate occasions in his massive tome. The revolutionaries aver in no uncertain terms that they did it for Islam; but our four authors, and scores of their colleagues, claim to know better.

Certainly, there were other modernizing rulers in other Middle Eastern countries who antagonized their Muslim constituents, both before and after the Iranian revolution. Taking Islam seriously as a motivating and enabling factor means, however, familiarizing ourselves with this confession’s considerable inner diversity. Iranian Islam has been Shiite Islam for over 500 years, and Shiism is a revolutionary vehicle like no other. Thanks to the circumstances of its evolution, the slogan “Fight the Powers that Be” is virtually encoded on its DNA. Moreover, Shiite clerics are comparatively independent of temporal rulers, while enjoying the wall-to-wall obedience of their flocks. Not for nothing did Khomeinism succeed so spectacularly where other Islamist movements had succeeded only partially or failed: the creed on which it is based provided both the impetus and the instrument for its triumph.

VI. Missing the Point

That the most impressive of our experts persist in downplaying or ignoring the Islamic Republic of Iran’s driving forces can lead to misunderstandings of current affairs that are far from academic. Both nuclear negotiations and the sanctions, for instance, are premised on the assumption that Tehran is eager above all else to improve its country’s economy. While Ayatollah Khamenei and his minions doubtless care about trade and finances, they care much more about advancing their religious ideology across the Middle East, and like most religious believers, feel that spiritual concerns must ultimately trump material ones. It’s even possible that some might find the idea of suffering material hardships to achieve ideological goals appealing.

Likewise, President Obama’s negotiations with Iran sought to recognize the country’s “equities” in the Middle East, with the ultimate aim of creating a balance among Iranian, Saudi, and Israeli spheres of influence. Again, Tehran may not be immune to such realpolitik considerations. But ultimately the Islamic Republic is engaged militarily in Yemen, Iraq, and Lebanon to advance the Islamic Revolution. The idea that well-meaning Western diplomats can simply sit Iranian diplomats down with their Saudi, Emirati, and Yemeni counterparts and work out a compromise based on mutual interests completely ignores the theological aspect of Khomeinist foreign policy.

Both nuclear negotiations and the sanctions are premised on the assumption that Tehran is eager above all else to improve its country’s economy.

And all this is even more true when it comes to Israel. Economics and power politics simply fail to explain the conflict between the two countries, which share no borders and had cordial relations under the shah. While Shiism historically contains ample anti-Semitic currents, it is not indelibly anti-Semitic—but Khomeinism is. And it views Jewish sovereignty in the Middle East as an unacceptable offense, which must be eradicated at almost any cost.

But Israel is only the Little Satan. The Great Satan is America, the main driver of “Westoxification.” If I’m right that Iranians didn’t rise up en masse because of the rising costs of onions or because they wanted to drive nicer cars, but because they were passionately opposed to secularization and American influence, then the U.S. cannot make peace with Iran even if the nuclear deal succeeds. The Islamic regime doesn’t oppose America because it supports Israel or Saudi Arabia, but because it represents Western secularism. Unless mass-conversion to Islam is in America’s future, that’s not something that’s likely to go away.

Only several months have elapsed since the richest and most powerful country in the world, having spent $300 million per day for twenty consecutive years on the restoration of the various branches of the national economy and on the creation of a 300,000-strong national army, was sent ignominiously packing with its tail between its legs by a bunch of ill-equipped local amateurs wearing turbans, robes, and sandals. One hopes that the loss of Afghanistan will finally hammer home the truth that the loss of Iran so signally failed to do: it’s religion, stupid

Ze’ev Maghen is chair of the department of Arab and Islamic studies at Bar-Ilan University. His latest book is Reading the Ayatollahs: The Worldview of Iran’s Religio-Political Elite. He is also the author of John Lennon and the Jews: A Philosophical Rampage.

Qatar’s caliphate – taqiyyah or hasbara?

Two Islamic terms and one Hebrew have been making the media rounds of late.

Taqiyyah is the employment of deception and dissimulation in an ostensibly Islamic cause. The term تقیة taqiyyah is derived from the trilateral root wāw-qāf-yā, literally denoting caution, fear, prudence, guarding against a danger), carefulness and wariness. It is related to kitmān (كتمان), the act of covering or dissimulation.  While the terms taqiyya and kitmān may be used synonymously, kitmān refers specifically to the concealment of one’s convictions by silence or omission. Kitmān derives from Arabic katama “to conceal, to hide”.

The Hebrew word ishasbara. It has no direct English translation, but roughly means “explaining”, a communicative strategy that seeks to explain actions, whether or not they are justified). It is often interpreted by critics of Israel as public relations or propaganda. It has even been described as the fool’s gold version of diplomacy.

The Hamas’ assault of October 7 2023 was an almost perfect act of Taqiyyah, It used unprecedented intelligence tactics to mislead Israel over months, by giving a public impression that it was not willing to go into a fight or confrontation with Israel while preparing for this massive operation. As part of its subterfuge over the past two years, Hamas refrained from military operations against Israel even as another Gaza-based armed group known as Islamic Jihad launched a series of its own assaults or rocket attacks.

It has been said before and often, that the Qatari-owned news platform Al Jazeera presents the non-Arabic speaking world with a markedly different narrative of to what it relays to its Arabic readers – it is the most popular news source in the Arab world, particularly among Palestinians. Viewing or reading Al Jazeera English, you would think that Israel’s ongoing onslaught in Gaza is directed entirely against the defenceless and helpless civilians of the unfortunate enclave. There are very rarely images of the militants who are engaged on a daily basis in fierce battles and deadly firefights with the IDF. Al Jazeera Arabic on the other hand, posts pictures and videos of the fighters, illustrating their courage, their resilience in the face of overwhelming odds, and their successes in the face of overwhelming military odds. In that Howling Infinite recently covered the issue of divergent narratives in Al Aqsa Flood and the Hamas holy war.

The following opinion piece published this week in Haaretz suggests that the gas-rich and influential emirate of Qatar, erstwhile mediator in many contemporary of conflicts has indeed need playing a much more subtle long game of taqiyyah and kitmān.

I leave it to the reader to determine whether there is some truth in the author’s case or whether this is part of some deceptive hasbara.It would indeed be in Israel’s interests to propagate a narrative that emphasises the existential threat posed by its Muslim neighbours.

Personally, I am inclined to take this opinion piece with a large pinch of salt. For a start, it is badly written and many of its historical references are inaccurate. And then there is the matter of ascribing caliphate ambitions to  the Gulf emirate of Qatar, a tiny autocracy, albeit one of the richest, and until recently at odds with its equally autocratic Gulf neighbours with regard to it’s having given support and succour to the Islamist Muslim Brotherhood – from which Hamas evolved in Palestine – which is similarly reviled and repressed by the rulers of Egypt, Syria and Jordan, who have dealt brutally with the organisation in the past. Other Sunni Muslim regimes were, moreover, unimpressed by Qatar’s cordial relationship, political and economic, with The Shia Islamic Republic of Iran – although the Gulf regimes have of late been increasingly conducive to improving their relationships with the hardline theocracy. Indeed, it was not so long ago that Qatar’s neighbours endeavoured to impose a blockade on the recalcitrant emirate. They would be hardly inclined to countenance Qatar as the leader of an Islamic Caliphate – even if the Muslim street in most Arab states were enthusiastic about the idea.

In a brief article in Haaretz the following week, also republished below, a former Israeli diplomat took issue with Ronit Marzan’s “one-dimensional approach” to Qatar: “…Israel’s tendency to divide the world into “good” and “bad” is not a good approach to intelligent foreign policy. Skillful diplomacy identifies common interests shared by diverse and often opposing players – partners in one area who are adversaries in another. That is precisely why the term “frenemies” exists. Qatar is a classic example”.

For more on Israel and Palestine in In That Howling Infinite, see: A Middle East Miscellany

Qatar Is Preparing a ‘Ring of Fire’ Around Israel to Supplant Iran’s

Ronit Marzan Haaretz, Oct 15, 2024

On October 7, 2023, the idee fixe that Hamas was deterred was shattered. But Israel is still mired in another idee fixe – that Qatar is a friendly country that helps resolve conflicts.

Israel is ignoring the hearts-and-minds campaign Qatar is waging against it and against the entire Western world by arguing that liberating all of Palestine will liberate the Middle East from colonialism, liberate the world from the unipolar order of American hegemony and liberate the human psyche from Western culture.

The hashtags “Spain,” “Andalusia,” “Palestine” and “history and culture,” which Qatar’s online influencers regularly use, are not understood by either Israel or Spain.These hashtags are part of a historical, cultural and psychological campaign that links two central narratives. It seeks to convince Muslims worldwide that the medieval Islamic empire in Andalusia fell as a result of jealousy and rivalry among Muslim kings. Additionally, historical Palestine isn’t being liberated because of the rivalry among Arab countries and their cooperation with the Israeli enemy against Palestinian resistance organizations.

Tweets posted online by Qatari influencers such as “Haifa is beautiful, but it will be more beautiful when it burns down,” “Don’t dream about a happy world as long as Israel exists” and “Liberating all of Palestine is possible, and it has begun” have also not been met with any effective response by Israel’s official public diplomacy network.

And Qatar’s threats that it is considering deporting Hamas leaders from the country should not be taken seriously so long as senior Hamas leader Khaled Meshal, who lives there, keeps telling Muslims around the world that the Al-Aqsa Mosque is “the explosive that sets off intifadas”; inciting residents of the West Bank and “the 1948 Arabs” (i.e. Israeli Arabs) to resume suicide bombings; urging the Arab nation to embark on both a jihad of the soul and an armed jihad against the Zionist enemy, which isn’t a natural part of the region; encouraging the Arab masses to take to the streets and pressure their leaders to sever ties with Israel; and urging student leaders worldwide to renew street protests to put an end to Zionist and American hegemony.

It’s not only Israel that has fallen asleep while on guard duty. European and American leaders also don’t understand that Qatar is working via its agents of change to bring about a clash between the global north and the global south by exploiting the distress of failed states and the woke movement in the West. They are failing to recognize that it is undermining the Western model of the modern nation-state whose borders were drawn in the past.

Its goal is to replace this Western model with that of a traditional Arab state, meaning one where the regime’s legitimacy would come from its willingness to put the interests of the Arab-Islamic nation above those of its own country, first and foremost in the battle against Israel.

Tawakkol Karman, an Islamic activist from Yemen, received aid from Qatar to promote a revolutionary discourse in her country during the Arab Spring and was awarded a Nobel Peace Prize for it.

Now, she is helping Qatar incite a revolt against Western governments among young people and indigenous peoples. At the One Young World Summit in Canada, she argued that democracy, human rights and the rule of law are in retreat in the United States, Canada, Britain and France and urged action against powerful companies and governments that had stolen the resources of indigenous peoples.

In an edited Al Jazeera video of a speech by UN Secretary-General Antonio Guterres at an Arab League summit, the following chyrons were prominently displayed: “Guterres urged the Arab states to unite and not let outside parties manipulate them,” “Guterres highlighted the golden age of Islamic culture and praised the Arab contribution over the course of hundreds of years, from the Andalusian renaissance in the Iberian peninsula to Baghdad, which was a global center of culture and civilization,” “The secretary-general blamed the Arab states’ backwardness on colonialism and the war of liberation that the Arab nation had to wage.”

All of the above show that Guterres, like many former UN employees who are today employed at Azmi Bishara’s research institute in Doha, don’t represent the values in whose name the United Nations was established. Instead, they have become Qatar’s water carriers.

Israel and the United States erred when they let Qatar send aid to the Gaza Strip.And they are erring now by allowing it to send aid to Lebanon. Now that Gaza has been devastated, and the chances of Hamas returning to power are low, Qatar is racing ahead towards Lebanon.

It is part of the five-member committee that was established to help resolve Lebanon’s political crisis, along with Egypt, Saudi Arabia, America and France.

Qatar is embracing veteran Druze politician Walid Jumblatt, the former head of Lebanon’s Progressive Socialist Party, in the hopes that the Druze community will provide help in the future to topple Bashar Assad’s regime in Syria.

It is giving millions of dollars to the Lebanese army to help pay soldiers’ salaries ($100 a month per soldier). And it is cooperating more closely with Lebanese government ministries – for instance, the internal security ministry, which is responsible for training police officers – while moving forward on agreements in the field of solar energy.
Israel’s ground operation in Lebanonis giving Qatar an opportunity to settle itself in the hearts of the Lebanese people. After Israel dismantles Shi’ite Hezbollah for it, along with the ring of fire Iran has for years nurtured in the region, Qatar will appear in the role of the “savior” and repeat what it did with Sunni Hamas in Gaza.
But this time, it will do so with the Sunni Muslim Brotherhood in Lebanon, Syria, Iraq and Jordan. And Iran’s Shi’ite ring of firewill be replaced with Qatar’s Sunni ring, which will be no less dangerous, and might well lead Israel to new versions of the October 7 attacks, just as Meshal has been promising.

Saladin liberated Palestine, Jerusalem and Al-Aqsa after securing geographic and demographic depth for himself in Turkey, Syria, Iraq, Egypt and Jordan. That’s what Meshal and Mohamed El-Shinqiti, a faculty member at Qatar University, have been saying, and presumably not by chance.

Lolwah Al-Khater, the country’s minister for international cooperation, landed in Beirut a few days ago with a generous supply of aid and promises of “plans for the medium and long term.” We should believe what she says, because Qatar is a long-distance runner, and patience is a key value in the Muslim Brotherhood’s ideology.

Ronit Marzan is a researcher of Palestinian society and politics at the Tamrur-Politography

Qatar Can Be Part of the Solution, and Not Just Part of the Problem

Nadav Tamir Haaretz, Oct 21, 2024

In her article “Qatar is preparing a ‘ring of fire’ around Israel to supplant Iran’s,” (Haaretz, October 15), Dr. Ronit Marzan takes a one-dimensional approach toward Qatar. However, Israel’s tendency to divide the world into “good” and “bad” is not a good approach to intelligent foreign policy. Skillful diplomacy identifies common interests shared by diverse and often opposing players – partners in one area who are adversaries in another. That is precisely why the term “frenemies” exists.

Qatar is a classic example. It does indeed support the Muslim Brotherhood, but the conclusion that it therefore supports terrorism is mistaken and misleading. The Muslim Brotherhood spans a wide spectrum. Anyone who understands the dramatic difference between MK Mansour Abbas and Hamas, or Raed Salah and the late Mohammed Morsi, the former Egyptian president who, during his presidency, upheld the peace agreement with Israel, realizes this. Unlike Iran, Qatar has never sought to promote terrorism, even though it has not avoided connections with those involved in it.

The transfer of Qatari aid to Hamas was carried out in response to an Israeli-American request to create Western leverage over Hamas and mechanisms for ending the fighting in Gaza. Hosting the political leadership of Hamas in Qatar was part of a broader approach, aimed at distancing the movement from Iran.

Qatar’s assistance is highly valued by Israeli and American negotiators in the efforts to release hostages held by Hamas and this is a good example of the importance of working with Qatar. But even after the war, we will still need the Qataris as mediators and stabilizers, because Hamas will not disappear from Gaza and other Palestinian territories.

Qatar hosts the largest U.S. airbase in the Middle East, Al-Udeid Air Base. It is also home to branches of some of the most important American universities. Qatar and Iran are partners in a large offshore gas field, which allows it to influence and moderate Iran. Being the richest country per capita in the world enables Qatar to invest significant resources in rebuilding countries like Syria and Lebanon, and in Gaza – a capability that may be critical to any political settlement following the war.

Qatar’s soft power diplomacy could serve as an alternative to the ongoing military conflicts, which is perhaps a strategy Israel should also consider adopting. We should also learn from the U.S., which utilizes Qatar for diplomatic moves with hostile countries and organizations. For example, Qatar helped release American citizens from Iranian prisons and facilitated the agreement that allowed U.S. forces to exit Afghanistan.

After the Oslo Accords, Israel opened an Israeli interest office in Doha, Qatar’s capital. From this and other actions, we learned that Qatar is interested in helping create processes that promote peace and stability in the region through soft power. While Prime Minister Benjamin Netanyahu used Qatar to fund Hamas with the declared goal of weakening the Palestinian Authority and the chances of a political settlement, I propose using Qatar to help advance a settlement with the Palestinians as part of a regional agreement. Similarly, it is important to leverage Qatar, one of the five key countries assisting governance in Lebanon, to help weaken Hezbollah domination in Lebanon.

A country does not choose its surroundings and Qatar is not a friendly state, but it is a state that can serve as a counterforce to Iran’s rise. Qatar is an actor with economic and political interests in both the Western and Arab-Muslim worlds. It should be approached with caution but utilized rather than kept away.

Therefore, instead of denigrating Qatar’s significant influence in the region, we should consider how to leverage its skills in navigating among different regional alliances, which give Qatar unique capabilities – not as a sole player or even central one but as a country with influence that even much larger nations, such as Egypt and Saudi Arabia, don’t posses

The first Intifada … Palestine 1936

In 1929, there is violence at the Western Wall in Jerusalem – then a narrow alley named for Buraq, the steed with a human face that bore the Prophet Mohammed on his midnight journey to Jerusalem, and not the Kotel Plaza of today. The event, which was actually called the Buraq rising was incited by rumours that Jews planned to overrun the Haram al Sharif, the third holiest site in Islam. A massacre of Jews in Hebron in the south followed. These were a bleak precursor of the wars to come.

Fast forward to mid-April 1936. Following two incidents of killing carried out in by both Arabs and Jews, an Arab National Committee declared a strike in the city of Jaffa. National Committees were formed in other Palestinian cities and representatives of Arab parties formed the “Arab Higher Committee” led by Haj Amin al-Husseini. A general strike spread throughout Palestine, accompanied by the formation of Palestinian armed groups that started attacking British forces and Jewish settlements. Thus began the “Great Palestinian Revolt. It lasted for three years.

British troops run through Jerusalem’s’ Old City during the Great Revolt

Roots and fruits 

The ongoing struggle with regard to the existence Israel and Palestine is justifiably regarded the most intractable conflict of modern times. Whilst most agree that its origins lie in the political and historical claims of two people, the Jewish Israelis and the predominantly Muslim Palestinians for control over a tiny wedge of one-time Ottoman territory between Lebanon and Syria in the north, Jordan in the east, and Egypt to the south, hemmed in by the Mediterranean Sea. There is less consensus as to when the Middle East Conflict as it has become known because of its longevity and its impact on its neighbours and the world in general, actually began.

Was it the infamous Balfour Declaration of 1917 promising a national home for Jews in an Ottoman governate already populated by Arabs, or the secretive Sykes Picot Agreement that preceded it in 1916, staking imperial Britain’ and France’s claim to political and economic influence (and oil pipelines) in the Levant? Was it the establishment of the British Mandate of Palestine after the Treaty of Sèvres of 1922 which determined the dissolution of the defeated Ottoman Empire. Or was it the end of that British mandate and the unilateral declaration of Israeli independence in 1948 and the war that immediately followed?

In his book Palestine 1936: The Great Revolt and the Roots of the Middle East Conflict (Rowman & Littlefield, 2023) Israeli journalist and author Oren Kessler argues powerfully that the events in Mandatory Palestine between 1936 and 1939 shaped the subsequent history of the conflict for Israelis and Palestinians. The book identifies what was known at the time as The Great Revolt  as the first Intifada, a popular uprising which actually sowed the seeds of the Arab military defeat of 1947-48 and the dispossession and displacement of over seven hundred thousand Palestinian Arabs, which has set the tone of the conflict for almost a century.

It is a tragic history shared with knowledge in hindsight of the decades of violence and bloodshed in the region that followed. It begins in the time before Palestine became political entity, when mainly Eastern European Jews began settling in progressively larger numbers to the consternation of the Arab populace.

The 1936 conflict stemmed from questions of how to divide the land and how to deal with the influx of Jewish people – questions that remain relevant today. In an extensive interview coinciding with the book’s publication (republished below) Kessler notes that, for the Arab residents, the problem was one of immigration and economics; for the Zionists, it was about finding a home. These two positions soon became irreconcilable issues, leading to sporadic violence and then to continual confrontation.

He believes that the Revolt is the point when both sides really came to see the conflict as zero sum. insofar that whichever community had the demographic majority in Palestine would be the one that would determine its fate. However, in the 1920s, the Jews were so far from that majority that both sides were able to postpone the final reckoning. In the 1930s, the Jews threatened to become a majority, and this was the immediate precursor to the rising. There was no way that the objective of bringing as many Jews to the land as possible could be achieved without bringing about some serious Arab pushback.

It is Kessler’s view that it was during revolt that a strong sense of Arab nationalism in Palestine extended beyond the urban elites to all corners of the country. All segments of Arab society – urban and rural, rich and poor, rival families, and even to a large extent Muslim and Christian – united in the same cause against Zionism and against its perceived enabler, the British Empire. The Arab public in Palestine was becoming increasingly politically aware and consciously perceiving itself as a distinct entity – distinct from its brethren in Syria, in large part because it has a different foe: not simply European imperialism but this very specific threat presented by Zionism.

The British government made early efforts at keeping the peace, but these proved fruitless. And when the revolt erupted in 1936, it sent a royal commission to Palestine, known to history as the Peel Commission, to examine the causes of the revolt. It proposed in effect the first ‘two state solution.’ The Emir Abdullah of Transjordan publicly accepted this plan. The main rival clan to the Husseinis, the Nashashibis, privately signaled that they were amenable – not thrilled, but amenable. And their allies held the mayorships of many important cities – Jaffa, Haifa, and even Nablus, Jenin and Tulkarem, which today are centres of militancy. And yet the Mufti makes very clear that he regards this plan as a degradation and a humiliation, and all of these erstwhile supporters of partition suddenly realise that they are against partition.

Kessler believes that this is the point at which a certain uncompromising line became the default position amongst the Arab leadership of Palestine, with dire consequences for the Palestinians themselves, and when Yishuv leader David Ben Gurion saw an opportunity to achieve his long-standing objective of creating a self-sufficient Jewish polity, one that could feed itself, house itself, defend itself, employ itself, without any help from anyone – neither British or Arabs. When the Arabs called a general strike and boycott, cut all contacts with the Jewish and British economies and closed the port of Jaffa in Spring 1936, he lobbied successfully with the British to allow the Jews to open their own port in Tel Aviv, ultimately causing a lot of economic pain to the Arabs and helping the Jews in their state-building enterprise.

This is a mosaic history, capturing the chaotic events on the ground through snippets of action. And also, the people involved. 

There are heroes and villains aplenty in this relatively untold story. The urbane and erudite nationalists Muhammed Amal and George Antonius who strive for middle ground against increasingly insurmountable odds, and who died alone and exiled having failed to head off the final showdown that is today known as Al Nakba. The farseeing, resolute, and humourless Ben Gurion and the affable, optimistic Chaim Weizmann, who became Israel’s first prime minister and president respectively. The New York born Golda Meyerson, more of a realist than either leader, who would also one day become prime minister. The irascible revisionist Vladimir Ze’ev Jabotinski, the forebear of today’s virulent rightwing nationalists

The hardliner Mufti Haj Amin al Husseini, whose uncompromising stance, malign political influence, and conspiratorial association with the Nazis set the stage for a long general strike, the Great Revolt, and ultimately, the débâcle of 1948. The flamboyant rebel leaders, Syrian Izz al Din al Qassam, who is memorialized in the name of the Hamas military wing and a Gaza-made rocket, and Fawzi al Qawuqji. Qassam was gunned down by British soldiers during the revolt whilst Qawuqji lived on to become one of the most effective militia leaders in the war of 1948, and to perish therein. Both are remembered today as Palestinian martyrs whilst the Mufti is an arguably embarrassing footnote of history. There’s an article about his relatively unremarked death at the end of this post. 

Amin al-Husseini in 1929

And in the British corner, the well-intentioned high commissioners who vainly endeavoured to reconcile the claims of two aspirant nations in one tiny land, and quixotic figures like the unorthodox soldier Ord Wingate who believed he was fulfilling prophecy by establishing the nucleus of what would become the IDF (like many charismatic British military heroes, and particularly General Gordon and Baden-Powell, both admirers and detractors regarded him a potential nut-case); and the Australian-born ex-soldier Lelland Andrews, assistant district commissioner for Galilee, who also conceived of his mission as divinely ordained. Lewis was murdered by Arab gunmen and Wingate went down in an aeroplane over Burma during WW2.

There are appearances from among many others, Lloyd George, Winton Churchill and Neville Chamberlain, Adolph Hitler and Benito Mussolini, Franklin D Eisenhower and Joseph Kennedy.

The book highlights the work of powerful British functionaries in handling early confrontations: they are memorialized for starting commissions to study the matter and to generate ideas, though many of their ideas weren’t followed or were followed to ill effect. None solved the problem, making this account of the earliest days of the conflict all the more heartbreaking.

All under the shadow of the impending Shoah, and the inevitable showdown that would culminate in al Nakba.

The road to Al Nakba

Kessler argues that the Arab social fabric and economy are completely torn and shattered by the end of this revolt that in many ways the final reckoning for Palestine between Jews and Arabs – the civil war that erupts in 1947 – is actually won by one side and lost by the other nearly a decade earlier.

The final paragraphs of Kessler’s enthralling book are worth quoting because they draw a clear line between the events of the Great Revolt and the catastrophe, al Nakba, of 1948:

“For the Jews, perhaps the greatest shift was psychological. they had withstood of powerful sustained assault and lived to tell about it. One book on Zionist leaders” thinking in this era is titled Abandonment of Illusions. The belief of material gains would bring Arab consent now naïve and, worse, dangerous. Instead, by the end of the revolt and the start of the world war, much of Palestine’s Jewish mainstream had accepted the fact that the country’s fate would ultimately be determined and maintained by force.
 
“By 1939, the Yishuv had achieved the demographic weight, control of strategic areas of land, and much of the weaponry and military organization that would be needed as a springboard for taking over the country within less than a decade”, writes the Palestinian American historian Rasheed Khalidi.
 
Khalid argues that the Palestinian catastrophe of 1947 -1949 was predicated on a series of previous failures: “a deeply divided leadership, exceedingly limited finances, no centrally organized military forces or centralized administrative organs, and no reliable allies. They faced a Jewish society in Palestine which although small relative to theirs, was political unified, had centralized para-state institutions, and was increasingly well-led and extremely highly motivated”.
 
For Palestinians, he maintains, the Nakba – the catastrophe of their military drubbing, dispossession and dispersal – was but a forgone conclusion. For them, the terrible events that bookended the year 1948 “were no more than a postlude, a tragic epilogue to the shattering defeat of 1936- 39”.
 
The Great Revolt, Kessler says, has cast its shadow over the Israeli-Palestinian conflict ever since – for the Arabs, for the Jews, and for attempts to resolve the conflict. It is still remembered by Palestinians and Israelis alike. Palestinian folk songs still celebrate the revolt, and in my he regards the. BDS movement as direct descendant of the general strike that preceded the revolt. The two-state solution that is still the international community’s favoured solution to the conflict is but a variation of that original partition plan of 1937.

In so many ways, for both Israelis and Palestinians, this revolt rages on.

© Paul Hemphill 2024.  

Kessler’s interview in Fathom e-zine follows, together with serval informative articles on the Great Revolt and its aftermath

For more on Israel and Palestine in In That Howling Infinite, see: A Middle East Miscellany

The picture at the head of this post shows British troops marching through Ibn Khatib Square in 1936 past King David’s Citadel and towards the Jaffa Gate

British policemen disperse an Arab mob during the Jaffa riots in April 1936 (The Illustrated London News)

 

Jews evacuate the Old City of Jerusalem after Arab riots in 1936.

An interview with Oren Kessler

by Oren Kessler
 
 
3365748242
Great Arab Revolt, 1936-1939
A Popular Uprising Facing a Ruthless Repression
 
In 1936, widespread Palestinian dissatisfaction with Britain’s governance erupted into open rebellion. Several key dynamics and events can be seen as setting the stage for this uprising. In Palestine, as elsewhere, the 1930s had been a time of intense economic disruption. Rural Palestinians were hit hard by debt and dispossession, and such pressures were only exacerbated by British policies and Zionist imperatives of land purchases and “Hebrew labor.” Rural to urban migration swelled Haifa and Jaffa with poor Palestinians in search of work, and new attendant forms of political organizing emerged that emphasized youth, religion, class, and ideology over older elite-based structures. Meanwhile, rising anti-Semitism—especially its state-supported variant—in Europe led to an increase of Jewish immigration, legal and illegal, in Palestine.

Unsurprisingly, the combination of these various trends produced periodic upheavals, from the 1929 al-Buraq Uprising to multicity demonstrations in 1933 against the British Mandate. In October 1935, the discovery of a shipment of arms in the Jaffa port destined for the Haganah fueled Palestinian concerns that the Zionist movement was introducing the human and military resources necessary for its state-building project under the nose of the British. Meanwhile, the popular and populist Syrian Shaykh Izzeddin al-Qassam , who preached to the slum-dwelling rural transplants near Haifa’s rail yards and who had spent the early 1930s building a cell-based paramilitary network, was killed in a firefight with British forces in November 1935. Qassam’s funeral in Haifa elicited a mass outpouring of public outrage. These events are often seen as direct predecessors of the mass Palestinian uprising that took place in 1936.

The Great Palestinian Rebellion , or the Great Arab Revolt, as this uprising came to be known, lasted for three years and can be generally divided into three phases. The first phase lasted from the spring of 1936 to July 1937. With tensions throughout Palestine running high since the fall of 1935, the revolt was ignited in mid-April 1936 when followers of Qassam attacked a convoy of trucks between Nablus and Tulkarm , killing two Jewish drivers. The next day, the  Irgun killed two Palestinian workers near Petah Tikva , and in the following days, deadly disturbances ensued in Tel Aviv and Jaffa. In Nablus, an Arab National Committee was formed and a strike was called on 19 April. National Committees in other cities echoed the call to strike, and on 25 April the Arab Higher Committee (Lajna) (AHC) was formed, chaired by Haj Amin al-Husseini , to coordinate and support a nationwide general strike, which was launched on 8 May.

The strike was widely observed and brought commercial and economic activity in the Palestinian sector to a standstill. Meanwhile, Palestinians throughout the countryside came together in armed groups to attack—at first sporadically, but with increasing organization— British and Zionist targets. Some Arab volunteers joined the rebels from outside Palestine, though their numbers remained small in this period. The British employed various tactics in an attempt to break the strike and to quell the rural insurrection. The ranks of British and Jewish policemen swelled and Palestinians were subjected to house searches, night raids, beatings, imprisonment, torture, and deportation. Large areas of Jaffa’s Old City were demolished, and the British called in military reinforcements.

Concurrent with military operations and repressive measures, the British government dispatched a commission of inquiry headed by Lord Peel to investigate the root causes of the revolt. In October 1936, under the combined pressure of British policies, other Arab heads of state, and the effects of a six-month general strike on the Palestinian population, the AHC called off the strike and agreed to appear before the Peel Commission . A period of lower intensity conflict prevailed as the Peel Commission toured the country, but tensions continued to build in anticipation of the commission’s report. In July 1937, the Peel Commission published its report, recommending Palestine’s partition into Jewish and Arab states. Dismayed by this negation of their desires and demands, the Palestinian population relaunched their armed insurgency with renewed intensity, initiating the second phase of the revolt.

This second phase, lasting from July 1937 until the fall of 1938, witnessed significant gains by the Palestinian rebels. Large swaths of the hilly Palestinian interior, including for a time the Old City of Jerusalem , fell fully under rebel control. Rebels established institutions, most significantly courts and a postal service, to replace the British Mandate structures they sought to dismantle. The British, meanwhile, imposed even harsher measures to try to quash the revolt. The AHC and all Palestinian political parties were outlawed, political and community leaders were arrested, and a number of high-profile public figures exiled. The military aspects of counterinsurgency intensified, and British tanks, airplanes, and heavy artillery were deployed throughout Palestine. The British also meted out collective punishment: thousands of Palestinians were relegated to “detention camps”; residential quarters were destroyed; schools were closed; villages were collectively fined and forced to billet British troops and police. Zionist military institutions took advantage of the situation to build up their capacities with British support. By early 1939, members of the Jewish Settlement Police (about 14,000) were subsidized, uniformed, and armed by the British government as a thinly veiled front for the Haganah, and so-called Special Night Squads  comprising Jewish and British members launched “special operations” against Palestinian villages.

The third phase of the rebellion lasted roughly from the fall of 1938 to the summer of 1939. The British dispatched another commission of inquiry, this one headed by Sir John Woodhead , to examine the technical aspects of implementing partition. In November 1938, the Woodhead Commission report concluded that partition was not practicable, marking a certain British retreat from the Peel recommendation. At the same time, however, the British launched an all-out offensive: in 1939 more Palestinians were killed, more were executed (by hanging), and nearly twice as many were detained than in 1938. Such brutality placed immense pressure on the rebels, exacerbating rifts between the political leadership of the AHC exiled in Damascus and local leadership on the ground, between rebel bands and village populations that were expected to support and supply them, and ultimately between Palestinians who remained committed to the revolt and those willing to reach a compromise with the British. British-supported Palestinian “Peace Bands” were dispatched to battle their compatriots.

In May 1939, the British government published a new White Paperthat proposed the following: Britain’s obligations to the Jewish national home had been substantially fulfilled; indefinite mass Jewish immigration to and land acquisition in Palestine would contradict Britain’s obligations to the Palestinians; within the next five years, no more than 75,000 Jews would be allowed into the country, after which Jewish immigration would be subject to “Arab acquiescence”; land transfers would be permitted in certain areas, but restricted and prohibited in others, to protect Palestinians from landlessness; and an independent unitary state would be established after ten years, conditional on favorable Palestinian-Jewish relations.

The combined impact of Britain’s military and diplomatic efforts brought the rebellion to an end in the late summer of 1939. Over the revolt’s three years, some 5,000 Palestinians had been killed and nearly 15,000 wounded. The Palestinian leadership had been exiled, assassinated, imprisoned, and made to turn against one another. At the same time, the White Paper—despite its limitations—offered certain concessions to the rebels’ demands. Whatever gains Palestinians might have made through the revolt, however, were quickly overtaken by the larger geopolitical processes of World War II , and the combined British-Zionist assault on Palestinian political and social life during the revolt had a long-lasting impact.

 
Selected Bibliography:

Anderson, Charles W. “State of Formation from Below and the Great Revolt in Palestine.” Journal of Palestine Studies 47, no. 1 (Autumn 2017): 39-55.

Hughes, Matthew. “From Law and Order to Pacification: Britain’s Suppression of the 1936–1939 Arab Revolt in Palestine.” Journal of Palestine Studies 39, no.2 (Winter 2010): 6–22.

Kanafani, Ghassan. The 1936–39 Revolt in Palestine.

Shbeib, Samih. “Poetry of Rebellion: The Life, Verse and Death of Nuh Ibrahim during the 1936–39 Revolt.” Jerusalem Quarterly 25 (Winter 2006): 65–78.

Sufian, Sandy. “Anatomy of the 1936-39 Revolt: Images of the Body in Political Cartoons of Mandatory Palestine.” Journal of Palestine Studies 37, no.2 (Winter 2008):  23–42.

Swedenburg, Ted. Memories of Revolt: The 1936–1939 Rebellion and the Palestinian National Past. Fayetteville: University of Arkansas Press, 2003.

Britain says releasing a 1941 document about Palestine might ‘undermine security’

A two-part archive, labeled “Activities of the Grand Mufti of Jerusalem” and dated 1940-1941, sits in Britain’s National Archives in Kew. This writer successfully had the first part declassified in 2014. The second part remains sealed. My 2018 attempt to have these ten pages declassified was refused on the grounds that the archive might “undermine the security of the country [Britain] and its citizens.”[1] None of its secrets are to be available until January, 2042; and if the paired file is any precedent, even in 2042 it will be released only in redacted form.

The ‘Grand Mufti’ in the archive’s heading is Haj Amin al-Husseini, the Palestinian leader whom posterity best remembers for his alignment with the Italian and German fascists; and the years 1940-1941 place him not in Palestine, but in Iraq — and if the second archive extends to late 1941, in Europe. What could possibly be hidden in a World War II document about a long-dead Nazi sympathizer that would present such a risk to British national security eight decades later, that none of it can be revealed? At present, only the UK government censors know; but the answer may have less to do with the fascists and al-Husseini than with British misdeeds in Iraq, and less to do with Britain’s national security than with its historical embarrassment.

When in 1921 votes were cast for the new Mufti of Jerusalem, Amin al-Husseini came in last among the four candidates. But votes in Palestine mattered as little then as they do now, and the British, Palestine’s novice replacement occupiers for the Ottomans, handed the post to al-Husseini. At first, he proved to be an asset to the British. But as the years passed, his opposition to Zionism, support for Palestinian nationalism, and ultimately his involvement in the 1936 Palestinian uprising, led to calls for his arrest.

Photograph labelled 'Arab demonstrations on Oct. 13 and 27, 1933. In Jerusalem and Jaffa. Return of Grand Mufti from India. Met by hundreds of cars at Gethsemane, Nov. 17, 1933.'

“ARAB DEMONSTRATIONS ON OCT. 13 AND 27, 1933. IN JERUSALEM AND JAFFA. RETURN OF GRAND MUFTI FROM INDIA. MET BY HUNDREDS OF CARS AT GETHSEMANE, NOV. 17, 1933.” LIBRARY OF CONGRESS, LC-M33- 4218.

In mid-October of 1937, he fled from hiding in Palestine to Beirut. Two years later and six weeks after the outbreak of World War II, in mid-October of 1939, he slipped to Baghdad, where his sympathies for the Italian fascists further alarmed the British. Fast-forward another two years to late 1941, and al-Husseini is in Europe, meeting with Benito Mussolini on the 27th of October, and on the 28th of November meeting with the Führer himself at the Reich Chancellery in Berlin.

Al-Husseini’s motivation for embracing the Axis was likely a combination of selfish political opportunism and the belief that the alignment would help safeguard against the takeover of Palestine by the Zionists. The reasoning, however grotesque, was the same used by Lehi (the ‘Stern Gang’) in its own attempted collaboration with the fascists: Britain was the obstacle both to Palestinian liberation, and to unbridled Zionism, and for both the Mufti and Lehi, defeating that obstacle meant embracing its enemies. Even the ‘mainstream’ David Ben-Gurion had no moral qualms about taking advantage of Britain’s struggle against the Nazis — a struggle for which his Jewish Agency was already conspicuously unhelpful — by exploiting Britain’s post-war vulnerabilities.[2]

Posterity has treated Lehi’s and the Mufti’s flirtations with the fascists quite differently. Lehi, the most fanatical of the major Zionist terror organizations, was transformed into freedom fighters, and ex-Lehi leader Yitzhak Shamir was twice elected as Israeli Prime Minister. In contrast, Zionist leaders quickly seized on al-Husseini’s past to smear not just him, but the Palestinians as a people, as Nazis.

The use of al-Husseini’s unsavory history to ‘justify’ anti-Palestinian racism continues to the present day. Most bizarrely, in 2015 Israeli Prime Minister Benjamin Netanyahu claimed that Hitler had not intended to exterminate the Jews — that is, not until al-Husseini planted the words in his ear — which translates as “got the idea from the Palestinians”. A private citizen would likely have been arrested under German law for this attempt to rewrite the Holocaust.

The mufti of Jerusalem, Sayid Amin al Husseini, meets with Hitler, November 1941.

THE MUFTI OF JERUSALEM, SAYID AMIN AL HUSSEINI, MEETS WITH HITLER, NOVEMBER 1941.

Iraq won limited independence in 1932, just before the Nazis came to power. When the Mufti ensconced himself in Iraq seven years later, the country was under nominally ‘pro-British’ Prime Ministers, and Regent ‘Abd al-Ilah for the four-year-old king, Faisal II. This uneasy British-Iraqi equilibrium ended on first day of April 1941, when four Iraqi officers known as the Golden Square, wanting full independence (and similarly aligning themselves with the fascists in the foolish belief that doing so would help them get it), staged a coup d’état. It lasted two months. British troops ousted the coup on the first day of June — and as they did, anti-Jewish riots rocked Baghdad. An estimated 180 Jewish Iraqis were killed and 240 wounded in this pogrom known as the Farhud.

Why would the momentary power vacuum of the British takeover lead to anti-Jewish terror? While doing research for my 2016 book, State of Terror, I was intrigued by the claim of one Iraqi Jewish witness, Naeim Giladi, that these ‘Arab’ riots were orchestrated by the British to justify their return to power.[3] Indeed, the riots seemed unnatural in a society where Jews had lived for two and a half millennia, and the “pro-Axis” Golden Square takeover two months earlier had not precipitated any such pogrom. Yet it was also true that Zionism had created ethnic resentment, and Giladi did not question that junior officers of the Iraqi army were involved in the violence. The evidence provided by Giladi was compelling enough to seek out clues among British source documents that were not available to him.

And that, along with the hope of shedding new light on the Mufti’s pro-fascist activities, brought me to the archive at issue and my qualified (redacted) success in getting the first part declassified– officially titled, CO 733/420/19. Not surprisingly, much of the file focused on legitimate worry over the Mufti’s dealings with the Italian fascists. Some of the British voices recorded considered him to be a serious threat to the war effort, and a report entitled “Inside Information” spoke of the Mufti’s place in an alleged “German shadow government in Arabia”. Others dismissed this as “typical of the sort of stuff which literary refugees put into their memoirs in order to make them dramatic” and suggested that the Mufti’s influence was overstated.

Whatever the case, by October 1940, the Foreign Office was considering various methods for “putting an end to the Mufti’s intrigues with the Italians”, and by mid-November,

it was decided that the only really effective means of securing a control over him [the Mufti] would be a military occupation of Iraq.

British plans of a coup were no longer mere discussion, but a plan already in progress:

We may be able to clip the Mufti’s wings when we can get a new Government in Iraq. F.O. [Foreign Office] are working on this”.

So, the British were already working on re-occupying Iraq five months before the April 1941 ‘Golden Square’ coup.

A prominent thread of the archive was: How to effect a British coup without further alienating ‘the Arab world’ in the midst of the war, beyond what the empowering of Zionism had already done? Harold MacMichael, High Commissioner for Palestine, suggested the idea “that documents incriminating the Mufti have been found in Libya” that can be used to embarrass him among his followers; but others “felt some hesitation … knowing, as we should, there was no truth in the statement.”

But frustratingly, the trail stops in late 1940; to know anything conclusive we need the second part’s forbidden ten pages: CO 733/420/19/1.

The redacted first part partially supports, or at least does not challenge, Giladi’s claim. It proves that Britain was planning regime change and sought a pretext, but gives no hint as to whether ethnic violence was to be that pretext. Interestingly, Lehi had at the time reached the same conclusion as Giladi: its Communique claimed that “Churchill’s Government is responsible for the pogrom in Baghdad”.[4]

Does the public have the right to see still-secret archives such as CO 733/420/19/1? In this case, the gatekeepers claimed to be protecting us from the Forbidden Fruit of “curiosity”: They claimed to be distinguishing between “information that would benefit the public good”, and “information that would meet public curiosity”, and decided on our behalf that this archive fit the latter.[1] We are to believe that an eight-decade-old archive on an important issue remains sealed because it would merely satisfy our lust for salacious gossip.

Perhaps no assessment of past British manipulation in Iraq would have given pause to the Blair government before signing on to the US’s vastly more catastrophic Iraqi ‘regime change’ of 2003, promoted with none of 1940’s hesitation about using forged ‘African’ documents — this time around Niger, instead of Libya. But history has not even a chance of teaching us, if its lessons are kept hidden from the people themselves.

Note: According to Giladi, the riots of 1941 “gave the Zionists in Palestine a pretext to set up a Zionist underground in Iraq” that would culminate with the (proven) Israeli false-flag ‘terrorism’ that emptied most of Iraq’s Jewish population a decade later. Documents in Kew seen by the author support this. But to be sure, the Zionists were not connected with the alleged British maneuvers of 1941.

1. Correspondence from the UK government, explaining its refusal to allow me access to CO 733/420/19/1:

Section 23(1) (security bodies and security matters): We have considered whether the balance of the public interest favours releasing or withholding this information. After careful consideration, we have determined that the public interest in releasing the information you have requested is outweighed by the public interest in maintaining the exemption. It is in the public interest that our security agencies can operate effectively in the interests of the United Kingdom, without disclosing information that would assist those determined to undermine the security of the country and its citizens.

The judiciary differentiates between information that would benefit the public good and information that would meet public curiosity. It does not consider the latter to be a ‘public interest’ in favour of disclosure. In this case, disclosure would neither meaningfully improve transparency nor assist public debate, and disclosure would not therefore benefit the public good.

2. Ben-Gurion looked ahead to when the end of the war would leave Britain militarily weakened and geographically dispersed, and economically ruined. He cited the occupation of Vilna by the Poles after World War I as a precedent for the tactic. For him, the end of WWII only presented an opportunity for the takeover of Palestine with less physical resistance; it also left Britain at the mercy of the United States for economic relief, which the Jewish Agency exploited by pressuring US politicians to make that assistance contingent on supporting Zionist claims to Palestine. At a mid-December 1945 secret meeting of the Jewish Agency Executive, Ben-Gurion stressed that “our activities should be directed from Washington and not from London”, noting that “Jewish influence in America is powerful and able to cause damage to the interests of Great Britain”, as it “depends to a great extent on America economically” and would “not be able to ignore American pressure if we succeed in bringing this pressure to bear”. He lauded Rabbi Abba Silver in the US for his aggressiveness on the issue, while noting that he was nonetheless “a little fanatical and may go too far”. (TNA, FO 1093/508). The Irgun was more direct in 1946, stating that Britain’s commuting of two terrorists’ death sentences and other accommodations to the Zionists “has been done with the sole purpose to calm American opposition against the American loan to Britain”. (TNA, KV 5-36). Meanwhile, in the US that year Rabbi Silver’s bluntness on the tactic worried Moshe Shertok (a future prime minister). Although like Ben-Gurion, Shertok said that “we shall exploit to the maximum the American pressure on the British Government”, in particular the pre-election period (and in particular New York), but urged “care and wisdom in this” so as not to give ammunition to “anti-Zionists and the anti-semites in general”. Shertok criticized Silver for saying publicly that “he and his supporters opposed the loan to be granted to the British Government”. (TNA, CO 537/1715)

3. Suárez, Thomas, State of Terror: How Terrorism Created Modern Israel[Skyscraper, 2016, and Interlink, 2017]; In Arabic, هكذا أقيمت المستعمرة [Kuwait, 2018]; in French, Comment le terrorisme a créé Israël[Investig’Action, 2019]
Giladi, Naeim, Ben-Gurion’s Scandals: How the Haganah and the Mossad Eliminated Jews [Dandelion, 2006]

4. Lehi, Communique, No. 21/41, dated 1st of August 1941

Update: This post originally referred to the “four-year-old Prime Minister, ‘Abd al-Ilah,” not the four-year-old King Faisal under Regent ‘Abd al-Ilah. Commenter Jon S. corrected us, and the post has been changed.

The day the Mufti died 

Yes, Hajj Amin al-Husayni collaborated with the Nazis, but that’s not why he was dropped from the Palestinian narrative 

Martin Kramer, Times of Israel Blogs, July 5, 202

Please note that the posts on The Blogs are contributed by third parties. The opinions, facts and any media content in them are presented solely by the authors, and neither The Times of Israel nor its partners assume any responsibility for them. Please contact us in case of abuse. In case of abuse,

“To His Eminence the Grand Mufti as a memento. H. Himmler. July 4, 1943.” Israel State Archives.

Fifty years ago, on July 4, 1974, Hajj Amin al-Husayni, the “Grand Mufti” of Jerusalem, passed away in Beirut, Lebanon, at the American University Hospital. At age 79, he died of natural causes. The Mufti had faded from the headlines a decade earlier. In 1961, his name had resurfaced numerous times during the Jerusalem trial of Adolf Eichmann. But a couple of years later, the Palestinian cause gained a new face in Yasser Arafat. With that, the Mufti entered his final eclipse.

When he died, the Supreme Muslim Council in Jerusalem asked the Israeli authorities for permission to bury him in the city. Israel refused the request. Any Palestinian who wanted to attend the funeral in Lebanon would be allowed to do so, but the Mufti of Jerusalem would not be buried in Jerusalem. Instead, the Mufti was laid to rest in the Palestinian “Martyrs’ Cemetery” in Beirut.

The Mufti was appointed to his position by the British in 1921. Within the British Empire, authorities preferred to work through “native” institutions, even if they had to create them on the fly. So they established a supreme council for Palestine’s Muslims and placed the Mufti at its helm. Although he lacked religious qualifications, he came from a leading family and appeared capable of striking deals.

In fact, he used his position to oppose the Jewish “National Home” policy of the Mandate. The “Arab Revolt” of 1936 finally convinced the British that he had to go, and in 1937 he fled the country.

After a period in Lebanon, he ended up in Iraq, where he helped foment a coup against the pro-British regime. When British forces suppressed the coup, he fled again, making his way through Tehran and Rome to Berlin. There, the Nazi regime used him to stir up Arabs and Muslims against the Allies. He was photographed with Hitler and Himmler, recruited Muslims to fight for the Axis, and attempted to secure promises of independence for colonized Arabs and Muslims. None of his efforts met with much success. His role, if any, in the Holocaust is a contested matter. Hitler and his henchmen hardly needed any prompting to execute their genocidal plans. Clearly, though, the Mufti rooted for Jewish destruction from the fifty-yard line.

After the Nazi collapse, he fell into French hands and spent a year in comfortable house detention near Paris. Later, he fled to Egypt and subsequently moved in and out of Syria and Lebanon. Following the Arab debacle of 1948, Egypt established an “All Palestine Government” in the refugee-choked Gaza Strip, leaving the presidency open for the Mufti. It didn’t last long. He continued to maneuver through Arab politics, but he was yesterday’s man to a new generation of Palestinians born in exile. During the Eichmann trial, the prosecution sought to implicate the Mufti as an accomplice. Yet the Mossad never came after him, and he didn’t die a martyr’s death.

Man without a country

The Mufti was a formidable politician. In 1951, a State Department-CIA profile of him opened with this evocative enumeration of his many talents, which is worth quoting at length:

King of no country, having no army, exiled, forever poised for flight from one country to another in disguise, he has survived because of his remarkable ability to play the British against the French, the French against the British, and the Americans against both; and also because he has become a symbol among the Arabs for defending them against the Zionists. His suave penchant for intrigue, his delicate manipulation of one Arab faction against another, combined with the popularity of his slogan of a united Muslim world, has made him a symbol and a force in the Middle East that is difficult to cope with and well nigh impossible to destroy. The names of Machiavelli, Richelieu, and Metternich come to mind to describe him, yet none of these apply. Alone, without a state, he plays an international game on behalf of his fellow Muslims. That they are ungrateful, unprepared, and divided by complex and innumerable schisms, does not deter him from his dream. 

Profilers would later write similar things about Arafat, but the Mufti had none of Arafat’s cultivated dishevelment. He was manicured, even chic:

The Mufti is a man of striking appearance. Vigorous, erect, and proud, like a number of Palestinian Arabs he has pink-white skin and blue eyes. His hair and beard, formerly a foxy red, is now grey. He always wears an ankle length black robe and a tarbush wound with a spotless turban. Part of his charm lies in his deep Oriental courtesy; he sees a visitor not only to the door, but to the gate as well, and speeds him on his way with blessings. Another of his assets is his well-modulated voice and his cultured Arabic vocabulary. He can both preach and argue effectively, and is well versed in all the problems of Islam and Arab nationalism. His mystical devotion to his cause, which is indivisibly bound up with his personal and family aggrandizement, has been unflagging, and he has never deviated from his theme. For his numerous illiterate followers, such political consistency and simplicity has its advantages. The Mufti has always known well how to exploit Muslim hatred of ‘infidel’ rule. 

So why did the Mufti fade into obscurity? (By 1951, he was on his way out.) Many mistakenly believe his collaboration with Hitler and the Nazis discredited him. It didn’t. Not only did the Arabs not care, but Western governments eyed the Mufti with self-interest. The general view in foreign ministries held that he had picked the wrong side in the war, but not more than that.

The above-quoted American report expressed this view perfectly: “While the Zionists consider him slightly worse than Mephistopheles and have used him as a symbol of Nazism, this is false. He cared nothing about Nazism and did not work well with Germans. He regarded them merely as instruments to be used for his own aims.” If so, why not open a discreet line to him and let him roam the world unimpeded?

Nakba stigma

What finally discredited the Mufti in Arab opinion, where it mattered most, was his role in the 1948 war. It was a war he wanted and believed his side would win. In late 1947, the British sent someone to see if there might be some behind-the-scenes flexibility in his stance on partition, which he had completely rejected. There wasn’t. He explained:

As regards the withdrawal of British troops from Palestine, we would not mind. We do not fear the Jews, their Stern, Irgun, Haganah. We might lose at first. We would have many losses, but in the end we must win. Remember Mussolini, who talked of 8,000,000 bayonets, who bluffed the world that he had turned the macaronis back into Romans. For 21 years he made this bluff, and what happened when his Romans were put to the test? They crumbled into nothing. So with the Zionists. They will eventually crumble into nothing, and we do not fear the result, unless of course Britain or America or some other Great Power intervenes. Even then we shall fight and the Arab world will be perpetually hostile. Nor do we want you to substitute American or United Nations troops for the British. That would be even worse. We want no foreign troops. Leave us to fight it out ourselves. 

This underestimation of the Zionists proved disastrous, even more so than his overestimation of the Axis. He later wrote his memoirs, blaming “imperialist” intervention, Arab internal divisions, and world Zionist mind-control for the 1948 defeat. To no avail: his name became inseparable from the Nakba, the loss of Arab Palestine to the Jews. His reputation hit rock bottom, along with that of the other failed Arab rulers of 1948.

Upon his death in 1974, he received a grand sendoff in Beirut from the PLO. In 1970, Arafat had transferred the PLO headquarters from Jordan to Lebanon, and the funeral finalized his status as the sole leader of the Palestinian people. Four months later, Arafat addressed the world from the podium of the UN General Assembly, achieving an international legitimacy that the Mufti could never have imagined.

The PLO then dropped the Mufti from the Palestinian narrative; nothing bears his name. Even Hamas, which inherited his uncompromising rigidity and Jew-hatred, doesn’t include him in their pantheon. (Their man is Izz al-Din al-Qassam, a firebrand “martyr” killed by the British in 1935.)

If anyone still dwells on the Mufti, it’s the Israelis, including their current prime minister, who find him useful as a supposed link between the Palestinian cause and Nazism. One can understand Palestinians who push back on this; the Mufti was no Eichmann. But that doesn’t excuse Palestinian reluctance to wrestle candidly with the Mufti’s legacy. He personified the refusal to see Israel as it is and an unwillingness to imagine a compromise. Until Palestinians exorcise his ghost, it will continue to haunt them.